STATE OF NEW JERSEY VS. ARTURO ESPICHAN (96-12-3980, ESSEX COUNTY AND STATEWIDE) ( 2021 )


Menu:
  •                                 NOT FOR PUBLICATION WITHOUT THE
    APPROVAL OF THE APPELLATE DIVISION
    This opinion shall not "constitute precedent or be binding upon any court ." Although it is posted on the
    internet, this opinion is binding only on the parties in the case and its use in other cases is limited. R. 1:36-3.
    SUPERIOR COURT OF NEW JERSEY
    APPELLATE DIVISION
    DOCKET NO. A-4642-18
    STATE OF NEW JERSEY
    Plaintiff-Respondent,
    v.
    ARTURO ESPICHAN,
    Defendant-Appellant.
    _______________________
    Submitted December 1, 2020 – Decided February 16, 2021
    Before Judges Fisher and Moynihan.
    On appeal from the Superior Court of New Jersey, Law
    Division, Essex County, Indictment No. 96-12-3980.
    Joseph E. Krakora, Public Defender, attorney for
    appellant (David J. Reich, Designated Counsel, on the
    brief).
    Theodore N. Stephens II, Acting Essex County
    Prosecutor, attorney for respondent (Barbara A.
    Rosenkrans, Special Deputy Attorney General/Acting
    Assistant Prosecutor, of counsel and on the brief).
    PER CURIAM
    Defendant Arturo Espichan pleaded guilty to second-degree conspiracy to
    commit robbery and aggravated sexual assault, N.J.S.A. 2C:5-2, N.J.S.A. 2C:15-
    1 and N.J.S.A. 2C:14-2; third-degree criminal restraint, 1 N.J.S.A. 2C: 13-2; first-
    degree robbery, N.J.S.A. 2C:15-1; second-degree aggravated assault, N.J.S.A.
    2C:12-1(b)(1); and third-degree unlawful possession of a weapon, N.J.S.A.
    2C:39-4(d).2 Facing deportation to his native Peru, he filed a petition for post-
    conviction relief (PCR) more than twenty years after he was sentenced. He
    appeals from the denial of that petition, arguing:
    POINT I
    [DEFENDANT] HAS ESTABLISHED A PRIMA
    FACIE CASE THAT HIS INITIAL COUNSEL WAS
    INEFFECTIVE IN FAILING TO ADEQUATELY
    REVIEW WITH HIM THE GUILTY PLEA FORM
    PROVISION REGARDING DEPORTATION.
    POINT II
    [DEFENDANT] HAS ESTABLISHED A PRIMA
    FACIE CASE THAT HE WAS PREJUDICED BY HIS
    COUNSEL'S DEFECTIVE PERFORMNCE.
    1
    Count two was amended from first-degree kidnapping, N.J.S.A. 2C:13-
    1(b)(1).
    2
    As part of the plea agreement, the State agreed to dismiss: first-degree
    attempted murder, N.J.S.A. 2C:11-3 and N.J.S.A. 2C:5-1; first-degree
    aggravated sexual assault, N.J.S.A. 2C:14-2(a); third-degree terroristic threats,
    N.J.S.A. 2C:12-3; and fourth-degree unlawful possession of a weapon, N.J.S.A.
    2C:39-5(d).
    A-4642-18
    2
    POINT III
    [DEFENDANT]   IS   ENTITLED                   TO      AN
    EVIDENTIARY HEARING.
    POINT IV
    [DEFENDANT]'S PETITION SHOULD NOT BE
    TIME-BARRED.
    Reviewing the factual inferences drawn by the PCR judge and his legal
    conclusions de novo because he did not conduct an evidentiary hearing, State v.
    Blake, 
    444 N.J. Super. 285
    , 294 (App. Div. 2016), and considering "the facts in
    the light most favorable to [the] defendant," State v. Preciose, 
    129 N.J. 451
    , 462-
    63 (1992), we affirm because defendant did not establish a prima facie case of
    ineffective assistance of counsel under the test set forth in Strickland v.
    Washington, 
    466 U.S. 668
     (1984),3 to warrant an evidentiary hearing, Preciose,
    3
    To establish a PCR claim of ineffective assistance of counsel, a defendant
    must satisfy the two-prong test formulated in Strickland, 
    466 U.S. at 687
    , and
    adopted by our Supreme Court in State v. Fritz, 
    105 N.J. 42
    , 58 (1987), first by
    "showing that counsel made errors so serious that counsel was not functioning
    as the 'counsel' guaranteed . . . by the Sixth Amendment," then by proving he
    suffered prejudice due to counsel's deficient performance, Strickland, 
    466 U.S. at 687
    ; see also Fritz, 
    105 N.J. at 52
    . Defendant must show by a "reasonable
    probability" that the deficient performance affected the outcome. Fritz, 
    105 N.J. at 58
    .
    A-4642-18
    3
    
    129 N.J. at 462-63
    ; see also R. 3:22-10(b), and his PCR petition is time-barred,
    R. 3:22-12(a)(1).
    Although the United States Supreme Court held in Padilla v. Kentucky,
    
    559 U.S. 356
    , 368-69 (2010), that the Sixth Amendment obligation to render
    effective assistance requires counsel to inform clients of the possible
    immigration consequences of entering a guilty plea, our Supreme Court , in State
    v. Gaitan, 
    209 N.J. 339
    , 372-73 (2012), held that Padilla had only prospective
    application because it established a new rule of law, see also Chaidez v. United
    States, 
    568 U.S. 342
    , 357-58 (2013).
    At the time defendant entered his plea in 1997, his counsel was not
    required to give any advice about the deportation consequences of pleading
    guilty; a defendant could, however, establish the first prong of the Strickland/
    Fritz test by showing his counsel gave false or affirmatively misleading advice
    about the deportation consequences of pleading guilty. State v. Nuñez-Valdéz,
    
    200 N.J. 129
    , 140-42 (2009). "Only if defendant's attorney affirmatively gave
    incorrect advice about the deportation consequences of his guilty plea might he
    be entitled to set aside his conviction in accordance with the holding of Nuñez-
    Valdéz." State v. Brewster, 
    429 N.J. Super. 387
    , 394-95 (App. Div. 2013).
    A-4642-18
    4
    As the PCR judge noted, defendant does not claim his plea counsel gave
    him any advice regarding immigration consequences. In his merits brief, he
    acknowledged his PCR petition alleged his plea counsel "never told [him] that
    entering the [guilty] plea would subject [him] to mandatory removal from the
    United States," and that his PCR counsel argued that his plea counsel "had
    provided ineffective assistance in failing to advise [defendant] of the
    immigration consequences of the guilty plea." Contrary to defendant's claim,
    his plea counsel was not ineffective under the standard in effect at the time
    defendant entered his plea. See Gaitan, 
    209 N.J. at 372
    .
    Further, defendant's contention that he "did not have notice of the
    immigration consequences of his guilty plea until almost [twenty] years later[]
    when he received that advice from [U.S. Immigration and Customs Enforcement
    (ICE)] officials who told him he would be deported as a result of his earlier
    plea," is belied by the record. Unlike the plea form in State v. Antuna, 
    446 N.J. Super. 595
     (App. Div. 2016), upon which defendant relies to support his
    argument, the answer, "yes," is circled in response to question seventeen of
    defendant's plea form that asked: "Do you understand that if you are not a
    United States citizen or national, you may be deported by virtue of your guilty
    plea?" Defendant's initials appear at the bottom of the page. While defendant
    A-4642-18
    5
    now contests that the initials are his, in his PCR petition—verified as true and
    signed by defendant—defendant concedes he signed the plea form. 4 Like the
    Court in Gaitan, 
    209 N.J. at 375
    , "[w]e are unable to conclude that following the
    then-existing plea form resulted in misadvice being provided to [defendant],
    particularly where there is no evidence or claim that, at the time, defendant
    sought more information about immigration consequences and was then
    misinformed by counsel."
    The PCR judge correctly held defendant was not entitled to an evidentiary
    hearing because he did not make a prima facie showing of entitlement to such
    relief by demonstrating "a reasonable likelihood that his or her claim will
    ultimately succeed on the merits." State v. Marshall, 
    148 N.J. 89
    , 158 (1997);
    see also Preciose, 
    129 N.J. at 463
    .
    In that defendant failed to establish that his plea counsel rendered
    ineffective assistance, we need not examine whether defendant also established
    "that there is a reasonable probability that, but for counsel's errors, [the
    defendant] would not have pleaded guilty and would have insisted on going to
    trial," Hill v. Lockhart, 
    474 U.S. 52
    , 59 (1985); see also Nuñez-Valdéz, 200
    4
    The plea transcript was not provided with in the appellate record. In his PCR
    petition, defendant informs that "those records were destroyed" in the passage
    of time between the 1997 plea hearing and the filing of his PCR.
    A-4642-18
    6
    N.J. at 139, and that his "decision to reject the plea bargain would have been
    rational under the circumstances," Padilla v. Kentucky, 
    559 U.S. at 372
    .
    Although defendant was ultimately sentenced to a twelve-year prison term with
    four years of parole ineligibility when he faced between fifteen and thirty years
    on the first-degree kidnapping charge alone, N.J.S.A. 2C:13-1(c)(1), the absence
    of a plea transcript hampers our review of that issue. See Lee v. United States,
    582 U.S. ___, 
    137 S.Ct. 1958
    , 1967 (2017) (holding "[c]ourts should not upset
    a plea solely because of post hoc assertions from a defendant about how he
    would have pleaded but for his attorney's deficiencies" and "[j]udges should
    instead look to contemporaneous evidence to substantiate a defendant's
    expressed preferences"); Strickland, 
    466 U.S. at 687, 694
    ; State v. DiFrisco, 
    137 N.J. 434
    , 457 (1994).
    We also concur with the PCR judge's determination that defendant's
    petition was time barred. A first petition for PCR must be filed within five years
    of "the date of entry[,] pursuant to Rule 3:21-5[,] of the judgment of conviction
    that is being challenged." R. 3:22-12(a)(1). A late filing may be considered if
    the petition itself shows excusable neglect for the late filing and that a
    fundamental injustice will result if defendant's claims are not considered on their
    merits, Brewster, 429 N.J. Super. at 400; R. 3:22-12(a)(1)(A); or the petition is
    A-4642-18
    7
    filed under Rule 3:22-12(a)(1)(B) within one year from the date of discovery of
    that factual predicate on which relief is sought "if that factual predicate could
    not have been discovered earlier through the exercise of reasonable diligence ,"
    R. 3:22-12(a)(2)(B).     "Absent compelling, extenuating circumstances, the
    burden to justify filing a petition after the five-year period will increase with the
    extent of the delay." State v. Afanador, 
    151 N.J. 41
    , 52 (1997). "[A] court
    should relax Rule 3:22-12's bar only under exceptional circumstances. The court
    should consider the extent and cause of the delay, the prejudice to the State, and
    the importance of the petitioner's claim in determining whether there has been
    an 'injustice' sufficient to relax the time limits." State v. Mitchell, 
    126 N.J. 565
    ,
    580 (1992).
    Defendant filed his PCR petition in October 2017, over twenty years after
    the sentencing judge filed the judgment of conviction in April 1997. We reject
    defendant's argument that he established excusable neglect because he did not
    learn that he would be deported until he was informed by ICE officials, and he
    "cannot be faulted for failing to take action concerning an issue of which he was
    unaware." Actually, he can. "Ignorance of the law and rules of court does not
    qualify as excusable neglect." State v. Merola, 
    365 N.J. Super. 203
    , 218 (Law
    Div. 2002), aff'd o.b., 
    365 N.J. Super. 82
     (App. Div. 2003).           Similarly, a
    A-4642-18
    8
    defendant's "lack[] [of] sophistication in the law" is not excusable neglect. State
    v. Murray, 
    162 N.J. 240
    , 246 (2000). Nor does lack of factual knowledge
    amount to excusable neglect. See State v. Cummings, 
    321 N.J. Super. 154
    , 166
    (App. Div. 1999).
    We also note defendant concedes in his PCR petition and his merits brief
    that he was taken into ICE custody on August 11, 2016. Knowing that he faced
    deportation, he still did not file the PCR petition for over fourteen months . He
    thus is not entitled to relief under Rule 3:22-12(a)(1)(B) because he did not file
    within one year of the date he knew of the factual predicate for his PCR petition.
    In rejecting defendant's claim of excusable neglect, we also consider the
    prejudice to the State. Obviously if it were required to reconstruct this matter
    for trial, the State would be prejudiced by defendant's significant filing delay .
    Our Supreme Court recognized:
    [a]s time passes after conviction, the difficulties
    associated with a fair and accurate reassessment of the
    critical events multiply. Achieving "justice" years after
    the fact may be more an illusory temptation than a
    plausibly attainable goal when memories have dimmed,
    witnesses have died or disappeared, and evidence is lost
    or unattainable. . . . Moreover, the [time-bar] Rule
    serves to respect the need for achieving finality of
    judgments and to allay the uncertainty associated with
    an unlimited possibility of relitigation. The Rule
    therefore strongly encourages those believing they have
    grounds for post-conviction relief to bring their claims
    A-4642-18
    9
    swiftly, and discourages them from sitting on their
    rights until it is too late for a court to render justice.
    [Mitchell, 
    126 N.J. at 575-76
    .]
    Defendant is not entitled to relief from the time bar.
    To the extent defendant's remaining arguments are not addressed, we
    determine they are without sufficient merit to warrant discussion in a written
    opinion. R. 2:11-3(e)(2).
    Affirmed.
    A-4642-18
    10