STATE OF NEW JERSEY VS. HINA RABIA (15-06-0966, HUDSON COUNTY AND STATEWIDE) ( 2021 )


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  •                                 NOT FOR PUBLICATION WITHOUT THE
    APPROVAL OF THE APPELLATE DIVISION
    This opinion shall not "constitute precedent or be binding upon any court." Although it is posted on the
    internet, this opinion is binding only on the parties in the case and its use in other cases is limited. R. 1:36-3.
    SUPERIOR COURT OF NEW JERSEY
    APPELLATE DIVISION
    DOCKET NO. A-0401-19
    STATE OF NEW JERSEY,
    Plaintiff-Respondent,
    v.
    HINA RABIA,
    Defendant-Appellant.
    _________________________
    Submitted January 21, 2021 – Decided February 19, 2021
    Before Judges Vernoia and Enright.
    On appeal from the Superior Court of New Jersey, Law
    Division, Hudson County, Indictment No. 15-06-0966.
    Joseph E. Krakora, Public Defender, attorney for
    appellant (Monique Moyse, Designated Counsel, on the
    brief).
    Esther Suarez, Hudson County Prosecutor, attorney for
    respondent (Lillian Kayed, Assistant Prosecutor, on the
    brief).
    PER CURIAM
    Defendant Hina Rabia appeals from an order denying her post-conviction
    relief (PCR) petition which sought the reversal of her conviction for third -degree
    arson, N.J.S.A. 2C:17-1(b)(1).      The court denied the petition without an
    evidentiary hearing, finding defendant failed to establish a prim a facie case of
    ineffective assistance of her plea counsel under the two-pronged standard
    established in Strickland v. Washington, 
    466 U.S. 668
    , 687 (1984), and adopted
    by our Supreme Court in State v. Fritz, 
    105 N.J. 42
    , 58 (1987).            Having
    considered defendant's arguments, the record, and the applicable legal
    principles, we are convinced the PCR court correctly denied the petition and we
    affirm.
    I.
    A grand jury charged defendant in an indictment with second-degree
    aggravated arson, N.J.S.A. 2C:17-1(a)(1), and alleged she started a fire in her
    room at a motel and "purposely and/or knowingly plac[ed] other . . . residents"
    of the motel "in danger of death or bodily injury." Represented by counsel,
    defendant negotiated a plea agreement permitting her to plead guilty to a reduced
    charge of third-degree arson, N.J.S.A. 2C:17-1(b)(1), in exchange for the State's
    recommendation that she receive a probationary sentence.
    A-0401-19
    2
    During the plea proceeding, the court questioned defendant concerning
    the immigration consequences of her plea. Defendant testified she was not a
    United States citizen and she understood she "could be deported" as a result of
    her plea. She also testified she understood that, as a result of her plea, she might
    be prevented from returning to the United States if she left the country.
    Defendant said she understood that she had "the right to speak to an immigration
    attorney" about the consequences of her plea, but she opted to forego that
    opportunity and proceed with the plea proceeding. 1
    Plea counsel informed the court that he had conferred with another
    attorney in his office about the immigration consequences of the plea, and that
    he advised defendant "there are no immigration consequences" from the plea
    "relative to her legal status so she will remain as having legal status." The court
    advised defendant that despite plea counsel's statements concerning the effect
    of the plea on her immigration status, it did not have authority to determine if
    defendant would be deported. The court advised defendant she "could possibly
    1
    Defendant also testified that she reviewed the plea form with her counsel and
    he answered all of her questions about the form. On the completed and signed
    plea form, defendant responded affirmatively to Question 17(b) which asks, "Do
    you understand that if you are not a citizen of the United States, this guilty plea
    may result in your removal from the United States and/or stop you from being
    able to legally enter or re-enter the United States?"
    A-0401-19
    3
    be deported" as a result of the plea. In response, defendant testified that she
    "wish[ed] to be deported" and "will go back," and that she was "guilty" of the
    arson and was "trying to deport." The court reminded defendant that any
    decision concerning the immigration consequences of her plea, including
    possible deportation, would be made by a different court in another proceeding.
    Defendant also provided a factual basis for her plea. She testified that in
    January 2015, she resided at a motel and started a fire in her room by lighting a
    chair on fire. Defendant admitted that when she started the fire, she was aware
    there were other people living in, and staying at, the motel. Defendant explained
    that she intended to start the fire because she felt "helpless" and wanted to harm
    herself, and that starting the fire was "reckless" because the fire "could have
    injured other people" in the motel. The court accepted defendant's guilty plea
    and later sentenced her to a three-year probationary term in accordance with the
    plea agreement.
    Defendant subsequently filed a timely pro se PCR petition, claiming her
    plea counsel was ineffective because she "did not know [she] would be removed
    from the [United States] despite being a legal permanent resident, just because
    [she] left the [United States] after [her] probation was over." In an amended
    verified petition, defendant asserted she was innocent of the arson offense to
    A-0401-19
    4
    which she pleaded because she was not aware that her "actions would hurt
    anyone . . . but [her]self." Defendant stated she suffered from depression when
    the incident took place, and she did not "believe [she] was cognizant of [her]
    conduct" because she "was not taking prescription medicine to combat [her]
    illness."
    Defendant further asserted that "nothing at all was discussed with" plea
    counsel about the immigration consequences of her plea. She also averred that
    she had been a "permanent residence green card holder," and she contacted plea
    counsel after completing her probationary sentence and asked counsel "if it was
    permissible to leave the United States to visit the count[r]y of [her] origin,
    Pakistan." Defendant asserted that plea counsel told her "it was permissible to
    do so," but after she returned from Pakistan her "green card [was] taken."
    Defendant explained that she then contacted plea counsel again, and he told her
    "he was wrong in telling [her] it was permissible to leave the United States."
    Defendant stated that "[h]ad [she] known this information during the time of the
    pending criminal charges, [she] would not have plead[ed] guilty but would have"
    proceeded to trial.
    After hearing argument, the court denied the PCR petition. In pertinent
    part, the court reasoned that even if plea counsel provided incorrect advice
    A-0401-19
    5
    concerning the immigration consequences of the plea, defendant failed to
    demonstrate that but for the error there is a reasonable probability she would
    have rejected the plea offer and proceeded to trial. 2 The court noted that during
    the plea proceeding defendant testified she "wish[ed] to be deported," "look[ed]
    to go back to her country of origin," and said she was "guilty" and "trying to
    deport." The court found defendant's testimony inconsistent with her claim that
    but for plea counsel's allegedly incorrect advice, she would have rejected the
    plea and proceeded to trial. The court concluded defendant failed to sustain her
    burden of establishing she suffered any prejudice from plea counsel's alleged ly
    incorrect advice about the immigration consequences of her plea.
    The court also rejected defendant's claim that plea counsel was ineffective
    by failing to pursue a diminished capacity defense due to defendant's alleged
    mental health issues. The court noted that at the outset of the plea proceedin g,
    plea counsel represented that an incompetency defense had been considered,
    2
    We do not address the PCR court's rejection of defendant's other arguments
    supporting her PCR petition—including claims plea counsel should have moved
    to dismiss the arson charge and erred by permitting her to plead guilty to arson
    because she did not have the requisite mens rea—because defendant does not
    challenge the court's determinations on those issues on appeal. Issues not
    briefed on appeal are deemed waived. Jefferson Loan Co. v. Session, 
    397 N.J. Super. 520
    , 525 n.4 (App. Div. 2008); Zavodnick v. Leven, 
    340 N.J. Super. 94
    ,
    103 (App. Div. 2001).
    A-0401-19
    6
    defendant underwent a psychiatric evaluation that confirmed her competency to
    stand trial, and defendant advised counsel she did not want to assert a not-guilty-
    by-reason-of-insanity defense to the arson charge and instead opted to plead
    guilty to the amended third-degree arson charge. The court explained that
    although plea counsel did not make specific reference to a diminished capacity
    defense, his representations suggested that defendant opted not to defend the
    matter based on any alleged mental health or diminished capacity issues. The
    court also found that even if plea counsel erred by failing to assert a diminished
    capacity defense, defendant did not demonstrate that but for the error there is a
    reasonable probability she would have rejected the plea agreement and
    proceeded to trial.
    The court determined defendant failed to establish a prima facie case of
    ineffective assistance of counsel and entered an order denying the PCR petition
    without an evidentiary hearing. This appeal followed.
    Defendant presents the following argument for our consideration:
    POINT ONE
    [DEFENDANT]   IS  ENTITLED    TO   AN
    EVIDENTIARY HEARING ON HER CLAIM THAT
    TRIAL COUNSEL RENDERED INEFFECTIVE
    ASSISTANCE OF COUNSEL BY FAILING TO
    INFORM HER ADEQUATELY OF HER DEFENSES
    AND OF THE DEPORTATION CONSEQUENCES
    A-0401-19
    7
    OF HER PLEA SO THAT SHE COULD MAKE AN
    INFORMED DECISION ABOUT PLEADING
    GUILTY OR PROCEEDING TO TRIAL.
    II.
    We review the legal conclusions of a PCR court de novo. State v. Harris,
    
    181 N.J. 391
    , 419 (2004). The de novo standard of review also applies to mixed
    questions of fact and law. 
    Id. at 420
    . Where an evidentiary hearing has not been
    held, it is within our authority "to conduct a de novo review of both the factual
    findings and legal conclusions of the PCR court." 
    Id. at 421
    . We apply these
    standards here.
    In Strickland, the Supreme Court adopted a two-pronged test for a
    determination of a PCR claim founded on an alleged ineffective assistance of
    counsel. 
    466 U.S. at 687
    . First, a petitioner must show counsel's performance
    "fell below an objective standard of reasonableness" and "counsel made errors
    so serious that counsel was not functioning as the 'counsel' guaranteed the
    defendant by the Sixth Amendment." 
    Id. at 687-88
    . Second, a "defendant must
    show that the deficient performance prejudiced the defense." 
    Id. at 687
    . There
    must be "a reasonable probability that, but for counsel's unprofessional errors,
    the result of the proceeding would have been different." 
    Id. at 694
    .
    A-0401-19
    8
    To satisfy the second prong of the Strickland standard where a defendant
    seeks to set aside a conviction based on guilty plea, he or she must also
    "convince the court that a decision to reject the plea bargain" and proceed to
    trial "would have been rational under the circumstances." State v. Maldon, 
    422 N.J. Super. 475
    , 486 (App. Div. 2011) (quoting Padilla v. Kentucky, 
    559 U.S. 356
    , 372 (2010)).     That determination must be "based on evidence, not
    speculation." 
    Ibid.
    Defendant argues the court erred by denying her petition without an
    evidentiary hearing. An evidentiary hearing on a PCR petition should be granted
    only when a defendant presents a prima facie case for PCR, the court determines
    the existing record is not adequate for resolving the claim, and the court
    determines an evidentiary hearing is required. State v. Porter, 
    216 N.J. 343
    , 354
    (2013) (quoting R. 3:22-10(b)). "A prima facie case is established when a
    defendant demonstrates 'a reasonable likelihood that his or her claim, viewing
    the facts alleged in the light most favorable to the defendant, will ultimately
    succeed on the merits.'" 
    Id. at 355
     (quoting R. 3:22-10(b)).
    Factual assertions supporting a prima facie case "must be made by an
    affidavit or certification pursuant to Rule 1:4-4 and based upon personal
    knowledge of the declarant before the court may grant an evidentiary hearing."
    A-0401-19
    
    9 R. 3
    :22-10(c); see also State v. Jones, 
    219 N.J. 298
    , 312 (2014). "[A] defendant
    is not entitled to an evidentiary hearing if the 'allegations are too vague,
    conclusory, or speculative . . . .'" Porter, 216 N.J. at 355 (quoting State v.
    Marshall, 
    148 N.J. 89
    , 158 (1997)).
    The court correctly denied defendant's petition without an evidentiary
    hearing on her claim plea counsel was ineffective by providing incorrect legal
    advice on the immigration consequences of her plea. Defendant was not entitled
    to an evidentiary hearing because she failed to sustain her burden of presenting
    competent evidence establishing a prima facie case of ineffective assistance of
    plea counsel under the Strickland standard. See State v. Nash, 
    212 N.J. 518
    , 542
    (2013) (explaining a failure to satisfy both prongs of the Strickland standard
    requires denial of a PCR petition).
    In the first instance, defendant failed to make any showing plea counsel's
    advice concerning the consequences of her plea was incorrect. Her amended
    petition alleged facts permitting only speculation about whether plea counsel's
    advice was incorrect. She asserted that after she returned from a trip to Pakistan,
    her status as a "permanent residence green card holder" was "rescinded," but she
    did not assert any facts establishing the reason for the rescission of her
    immigration status was her plea to, and conviction of, the arson. She does not
    A-0401-19
    10
    provide any evidence establishing the actual reason for the change in her
    immigration status. Thus, the premise for defendant's ineffective assistance of
    counsel claim—that plea counsel provided inaccurate advice concerning the
    immigration consequences of her plea—finds no competent evidentiary support
    in the record.
    It appears that before the PCR court, defendant claimed that plea counsel's
    advice was incorrect because, contrary to his statement that her plea would not
    affect her immigration status, she was deportable under 
    8 U.S.C. § 1227
    (a)(2)(A)(i). The statute provides that
    [a]ny alien who—
    (I) is convicted of a crime involving moral turpitude
    committed within five years (or [ten] years in the case
    of an alien provided lawful permanent resident status
    under section 245(j) [of this title]) after the date of
    admission, and
    (II) is convicted of a crime for which a sentence of one
    year or longer may be imposed,
    is deportable.
    [
    8 U.S.C. § 1227
    (a)(2)(A)(i).]
    As noted by the PCR court, although defendant pleaded guilty to a crime
    for which a sentence of one year or longer may be imposed, she did not present
    any evidence establishing that she was otherwise deportable under the statute
    A-0401-19
    11
    and, concomitantly, that her plea counsel's advice was erroneous.             More
    particularly, the record lacked any evidence defendant was convicted of an
    offense that qualified her for deportation based on the time limitations set forth
    in subsection I of the statute. Thus, she failed to present evidence permitting a
    determination she is deportable under the statute, and she therefore did not
    establish that plea counsel's immigration advice was incorrect.
    On appeal, defendant argues plea counsel's immigration advice was
    incorrect, but she fails to cite to any evidence or legal authority establishing the
    advice was erroneous as a matter of fact and law. She therefore failed to sustain
    her burden of establishing plea counsel erred by advising that her plea would
    not have immigration consequences. Because she failed to establish the first
    prong of the Strickland standard on the claim, the court correctly rejected the
    claim without an evidentiary hearing. See Nash, 212 N.J. at 542.
    Even if it is assumed that plea counsel's immigration advice was incorrect,
    defendant's PCR claim fails under Strickland's second prong.           Defendant's
    petition and amended petition do not demonstrate there is a reasonable
    probability that she would have rejected the plea offer but for her counsel's
    alleged errors. See Maldon, 
    422 N.J. Super. at 486
    . Indeed, other than her bald
    assertion she would not have pleaded guilty but for her counsel's allegedly
    A-0401-19
    12
    inaccurate advice, defendant failed to provide any facts or evidence addressing
    Strickland's second prong. See State v. Cummings, 
    321 N.J. Super. 154
    , 170
    (App. Div. 1999) (explaining "bald assertions" are insufficient to sustain a
    defendant's burden of establishing a prima facie case of ineffective assistance of
    counsel under the Strickland standard).
    Moreover, as the PCR court correctly noted, the record undermines any
    claim that but for plea counsel's purported erroneous immigration advice ,
    defendant would have rejected the plea offer and proceeded to trial. As noted,
    defendant testified during the plea proceeding that she wanted to be deported.
    That testimony, which defendant offered when the court said she might be
    deported as a result of her plea, belies her assertion that she would have rejected
    the plea and proceeded to trial if her attorney had not given the purported
    incorrect immigration advice.
    Defendant also failed to present any evidence that but for her counsel's
    erroneous advice about immigration, it would have been rational for her to reject
    the plea offer and proceed to trial. See 
    ibid.
     Most simply stated, defendant
    failed to address this element of her burden under the second prong of the
    Strickland standard.
    A-0401-19
    13
    We also note that defendant was charged with second-degree arson. If
    convicted, she was subject to a presumption of incarceration, N.J.S.A. 2C:44-
    1(d), and a prison term of between five and ten years, see N.J.S.A. 2C:43-6(a)(2)
    (providing a sentencing range of five to ten years for a second-degree offense),
    during which she would have been required to serve eighty-five percent without
    eligibility for parole under the No Early Release Act, N.J.S.A. 2C:43-7.2(d)(11).
    Following her release, defendant would have then been subject to three years of
    parole supervision. N.J.S.A. 2C:43-7.2(c). She does not dispute she started the
    fire, and she testified at her plea proceeding that she did so knowing other people
    were in the motel and could have been injured. Those facts support a conviction
    for second-degree aggravated arson. See N.J.S.A. 2C:17-1(a)(1) (providing a
    person is guilty of second-degree aggravated arson if he or she starts a fire on
    another's property thereby "knowingly placing another person in danger of death
    or bodily injury"). Nonetheless, plea counsel negotiated the very favorable plea
    agreement that defendant sought, a plea to third-degree arson with service of a
    probationary sentence.
    Defendant failed to demonstrate that it would have been rational to reject
    the plea offer and proceed to trial but for her counsel's alleged erroneous
    immigration advice. She therefore failed to sustain her burden under the second
    A-0401-19
    14
    prong of the Strickland standard, see Maldon, 
    422 N.J. Super. at 486
    , and the
    court correctly rejected the ineffective assistance of counsel claim without an
    evidentiary hearing, see Nash, 212 N.J. at 542.
    In her brief on appeal, defendant also argues plea counsel's performance
    was deficient because he "failed to inform [defendant]" about a diminished
    capacity defense. The argument lacks any citation to evidence establishing plea
    counsel failed to inform defendant about the defense, and the arguments of
    counsel do not establish facts supporting a PCR petition. See generally R. 3:22-
    10(c) (providing that factual assertions relied on in a PCR petition must be
    supported by an affidavit or certification); see also Jones, 219 N.J. at 312.
    Defendant's claim also finds no support in the record.          Defendant's
    submissions to the court did not establish that plea counsel failed to consider, or
    discuss with her, a diminished capacity defense. Defendant did not submit an
    affidavit or certification stating her plea counsel failed to discuss the defense
    with her, and the PCR petition and amended petition do not aver that plea
    counsel failed to consider the defense or discuss it with her. See Cummings,
    
    321 N.J. Super. at 170
     (explaining the facts supporting a PCR petition must be
    "supported by affidavits or certifications based upon the personal knowledge of
    the affiant or the person making the certification"). In other words, we reject
    A-0401-19
    15
    defendant's argument that her counsel was ineffective by failing to discuss a
    diminished capacity defense because there is no evidence plea counsel failed to
    discuss the defense with her.
    Defendant also did not demonstrate plea counsel's performance was
    deficient by his alleged failure to discuss the defense with her because there is
    no evidence establishing defendant's entitlement to the defense. A defense
    counsel is not ineffective by failing to raise meritless legal arguments or
    defenses. State v. Worlock, 
    117 N.J. 596
    , 625 (1990). And here, defendant fails
    to demonstrate there was an evidential basis supporting the diminished capacity
    defense she contends plea counsel failed to consider or discuss with her.
    A defendant asserting a diminished capacity defense carries the initial
    burden of "present[ing] evidence of a mental disease or defect that interferes
    with cognitive ability sufficient to prevent or interfere with the formation of the
    requisite intent or mens rea[,]" and "evidence that the claimed deficiency did
    affect the defendant's cognitive capacity to form the mental state necessary for
    the commission of the crime." State v. Baum, 
    224 N.J. 147
    , 160-61 (2016)
    (second alteration in original) (quoting State v. Galloway, 
    133 N.J. 631
    , 647
    (1993)). In support of her PCR petition, defendant did not present any evidence
    establishing a basis for the assertion of a meritorious diminished capacity
    A-0401-19
    16
    defense. She offered no expert opinion that, at the time of the incident, she
    suffered from a mental disease or defect that interfered with her cognitive
    abilities. Instead, defendant offered nothing more than conclusory assertions
    that she suffered from depression and she "believe[d] she was not cognizant of
    her conduct" due to her failure to take prescription medicine.        She did not
    provide competent expert testimony supporting a meritorious diminished
    capacity defense, and she therefore failed to demonstrate plea counsel's
    performance was deficient by allegedly failing to discuss it with her. The law
    is "clear that . . . purely speculative deficiencies in representation are
    insufficient to justify reversal." Fritz, 
    105 N.J. at 64
    ; see also State v. Arthur,
    
    184 N.J. 307
    , 327-28 (2005).
    Defendant also failed to satisfy the second Strickland prong on her claim
    plea counsel did not discuss the diminished capacity with her. Defendant makes
    no showing that but for plea counsel's alleged error, there is a reasonabl e
    probability that she would have rejected the plea offer and proceeded to trial,
    and that it would have been rational for her to have done so. See Maldon, 
    422 N.J. Super. at 486
    . The PCR court therefore correctly denied the claim without
    an evidentiary hearing. See Nash, 212 N.J. at 542.
    A-0401-19
    17
    To the extent we have not expressly addressed any other arguments made
    on defendant's behalf, they are without sufficient merit to warrant discussion in
    a written opinion. R. 2:11-3(e)(2).
    Affirmed.
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    18