STATE OF NEW JERSEY VS. A.L.A. (17-01-0157, MONMOUTH COUNTY AND STATEWIDE) (RECORD IMPOUNDED) ( 2021 )

RECORD IMPOUNDED
NOT FOR PUBLICATION WITHOUT THE
APPROVAL OF THE APPELLATE DIVISION
This opinion shall not "constitute precedent or be binding upon any court ." Although it is posted on the
internet, this opinion is binding only on the parties in the case and its use in other cases is limited. R. 1:36-3.
SUPERIOR COURT OF NEW JERSEY
APPELLATE DIVISION
DOCKET NO. A-0028-18
STATE OF NEW JERSEY,
Plaintiff-Respondent,
v.
A.L.A.,
Defendant-Appellant.
_______________________
Argued November 10, 2020 – Decided February 24, 2021
Before Judges Fisher, Gilson1 and Moynihan (Judge
Fisher dissenting).
On appeal from the Superior Court of New Jersey, Law
Division, Monmouth County, Indictment No. 17-01-
0157.
Alison Gifford, Assistant Deputy Public Defender,
argued the cause for appellant (Joseph E. Krakora,
Public Defender, attorney; Alison Gifford, of counsel
and on the brief).
1
Judge Gilson did not participate in oral argument. The parties consented to
his participation in this decision without the need for further oral argument.
Monica do Outeiro, Assistant Prosecutor, argued the
cause for respondent (Christopher J. Gramiccioni,
Monmouth County Prosecutor, attorney; Monica do
Outeiro, of counsel and on the brief).
PER CURIAM
A jury acquitted defendant A.L.A.2 of three counts of second-degree
endangering the welfare of three of her grandchildren for whom she cared, 3
N.J.S.A. 2C:24-4(a)(2), and acquitted her of the lesser-included offense of
simple assault, N.J.S.A. 2C:12-1(a)(1), in connection with two of those counts.
She appeals her conviction on one count of simple assault, as a lesser-included
offense, for hitting her youngest grandchild with a belt twelve times, arguing:
[A.L.A.]'S CONVICTION MUST BE REVERSED
BECAUSE THE SIMPLE ASSAULT CHARGE
FAILED TO INSTRUCT THE JURY THAT NOT ALL
CORPORAL PUNISHMENT IS SIMPLE ASSAULT.
We discern no reversible error in the instruction that was given and affirm.
After the oldest grandchild reported she ran away because defendant
abused her grandchildren, the Division of Child Protection and Permanency
2
Initials are used to protect the privacy of the victims. See generally N.J.S.A.
2A:82-46; R. 1:38-3(c)(9).
3
Defendant was also charged with endangering a fourth grandchild in her care,
but the trial judge granted her motion for judgment of acquittal on that count.
The trial judge had previously granted the State's motion to dismiss other counts
for aggravated assault and weapons offenses.
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began an investigation during which a Division investigator obtained an audio
recording from the oldest grandchild that led to the emergency removal of the
children from defendant's care. See N.J.S.A. 9:6-8.29. The twenty-seven-
second recording, purportedly capturing the youngest grandchild's reaction as
defendant hit her with a belt, was played for the jury; we quote the record:
"Crying, indiscernible, crying, ow smack, ow smack, ow smack, ow smack, ow
smack, ow smack, ow smack, ow smack, ow smack, ow smack, ow smack, ow
smack, indiscernible[.]"
During the charge conference, the trial judge reviewed the written charge
he had distributed to counsel the day before and confirmed he would add the
lesser-included offense of simple assault to each of the three remaining
endangering counts. When the judge asked for comment, defendant's counsel
contended that if the simple assault instruction was read "without a caveat, every
spanking is a simple assault," specifying, "[t]he caveat should be that corporal
punishment is recognized by the law as a valid means of disciplining a child."
When the trial judge responded that defendant's counsel had "requested
simple assault yesterday," counsel agreed they had discussed the lesser charge,
but was "requesting it now but with the caveat that not every corporal
punishment, spanking is a simple assault that the law recognizes."
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When asked for his input, the assistant prosecutor recounted an in -
chambers discussion about "including within the endangering charge a
definition of simple assault taking the language from" Department of Children
and Families, Division of Youth and Family Services v. K.A., 413 N.J. Super.
504 (App. Div. 2010), quoting State v. T.C., 347 N.J. Super. 219, 239-40 (App.
Div. 2002). The assistant prosecutor specified the language of the jury charge
this court has approved . . . to be used in a trial where
[a violation of N.J.S.A. 2C:24-4(a)] is submitted to the
jury for its determination: "The law does not prohibit
the use of corporal punishment. The statute prohibits
the infliction of excessive corporal punishment. The
general proposition is that a parent may inflict moderate
correction such as is reasonable under the
circumstances of a case."
[K.A., 413 N.J. Super. at 510 (quoting T.C., 347 N.J.
Super. at 239-40).]
The assistant prosecutor reiterated the State's reservation about modifying the
model jury charges, but said "it seems like a fairly safe instruction . . . to include
. . . in the endangering paragraph under the definitions where abuse and neglect
is defined using the model language from the charge and then putting [in]
another short paragraph using those two or possibly three sentences."
The trial judge responded that that was "exactly what [he had] said" the
day prior. The judge then delineated the change he planned to make only to all
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4
three counts of the endangering charge, specifying the page and paragraph of
the instruction defining an abused or neglected child to which he would add the
three-sentence instruction from K.A.
The judge charged the jury according to that delineation. He did not add
the K.A. language to the simple assault instruction, prompting defendant's
counsel's sidebar request at the end of the charge: "The only thing I woul d . . .
add, [j]udge, is that under the lesser includeds, simple assault . . . spanking is
not a simple assault if it arises during reasonable corporal punishment of a
child." The following colloquy ensued:
[PROSECUTOR]: It's reasonably entrenched in
the other part of that instruction.
[DEFENDANT'S COUNSEL]: Yeah, but that's
the problem it's in the other part, it's not under the
lesser[-]included part.
THE COURT: I'm not . . . going to change the
charge now.
[DEFENDANT'S COUNSEL]: Okay.
THE COURT: Then we should have done that
before. We'll just leave it as it is. Okay.
[PROSECUTOR]: Thank you, [j]udge.
The issue was not further discussed.
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Defendant now argues the trial judge's simple-assault instruction "was not
sufficiently tailored to the material facts of the case." She claims "in cases where
simple assault is presented to the jury as a lesser-included or related offense to
an endangering charge that is based on allegations of corporal punishment, the
simple assault instruction must be tailored to reflect that some degree of corporal
punishment is allowed," and that "counsel properly asked the court to clarify
that 'not every corporal punishment . . . is a simple assault' and 'spanking is not
a simple assault if it arises during reasonable corporal punishment of a child.'"
We first note that defendant's counsel did not request the latter portion of
that proposed charge during the charge conference; it was asserted after the trial
judge completed his charge. And the former portion of the charge does not track
the K.A. language. Moreover, it was not adopted as part of the final charge the
trial judge carefully explained during the charge conference. The judge agreed
to add the K.A. language only to the endangering charge.
Although defendant argues in her merits brief that "the parties appeared
to agree that the language from K.A. would be used to qualify both the
endangering and the simple assault charges," the record does not establish that
agreement. The judge specified the portions of the endangering charge to which
he was adding the K.A. language. During closing argument, defendant's counsel
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did not mention the simple assault charge, and did not argue defendant was not
guilty of simple assault because defendant's actions were an acceptable form of
corporal punishment; the focus of that closing was the endangering charge. The
summation did not evidence defendant's reliance on any agreement that the
simple assault instruction would include additional language, whether from K.A.
or that proposed by defendant's counsel during the charge conference. Further,
the State's summation did not attempt to negate the elements necessary to
establish simple assault, mere bodily injury or pain, see N.J.S.A. 2C:12-1(a)(1),
by any reference to corporal punishment.
We do observe that the assistant prosecutor, after recounting the in-
chambers discussion about adding the K.A. language to the endangering charge,
added: "And that would seem to address the concerns . . . that the defense has
about the jury automatically reaching the conclusion that every time you employ
corporal punishment with a child it would be viewed as simple assault." This
colloquy ensued:
THE COURT: Right. Well - -
[PROSECUTOR]: So that would be the State's .
. . recommendation and again, using those three
sentences already in the case.
THE COURT: Okay. Any objection to that?
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[DEFENDANT'S COUNSEL]: No objection.
It is clear, however, the trial judge agreed to add just the K.A. language,
not that now advanced by defendant. And whether or not there was an
agreement, we do not see that the trial judge's omission of the K.A. language
from the simple assault instruction warrants reversal because "[w]e will
disregard '[a]ny error or omission [by the trial court] . . . unless it is of such a
nature as to have been clearly capable of producing an unjust result.'" State v.
Castagna, 187 N.J. 293, 312 (2006) (second, third and fourth alterations in
original) (quoting R. 2:10-2). "[T]he same ultimate standard applies whether
the error was objected to below or whether the error was first claimed upon
appeal." State v. Macon, 57 N.J. 325, 337-38 (1971); see also Castagna, 187 N.J.
at 312.
The K.A. language was applied to child endangerment cases because it
addresses the provisions of the applicable statutes. As we noted in T.C., the
endangering statute, N.J.S.A. 2C: 24-4(a),
employs broad, general terminology in describing the
offense of endangering the welfare of children. As
applied here, it refers to causing a child "harm that
would make the child an abused or neglected child as
defined in" N.J.S.A. 9:6-1, N.J.S.A. 9:6-3, and N.J.S.A.
9:6-8.21. Thus, to give further content to N.J.S.A.
2C:24-4a, one must obviously look at the cited
provisions of Title [Nine].
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[347 N.J. Super. at 239.]
Pertinent to the facts of this case, as charged by the trial judge, an abused
or neglected child is one
whose physical, mental, or emotional condition has
been impaired or is in imminent danger of becoming
impaired as the result of the failure of his parent or
guardian, as herein defined, to exercise a minimum
degree of care . . . by unreasonably inflicting or
allowing to be inflicted harm, or substantial risk
thereof, including the infliction of excessive corporal
punishment; or by any other acts of a similarly serious
nature requiring the aid of the court[.]
[N.J.S.A. 9:6-8.21(c)(4)(b).]
The trial judge inserted the K.A. language after the paragraph of the model
charge that quotes that statutory definition.
That language, obviously, was never made part of the model charge. See
Model Jury Charges (Criminal), "Endangering the Welfare of a Child, Abuse or
Neglect (Second Degree) (N.J.S.A. 2C:24-4(a)(2))" (rev. March 9, 2015). We
did not request that it be considered for addition. In fact, our decision in K.A.
should have denoted any perceived approval of that language in T.C. was tacit.
We did not specifically address that language; we merely recited it as part of the
charge given by that trial court, and noted there was "no claim that the court
misstated the law." T.C., 347 N.J. Super. at 240.
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In any event, no court has extended the use of that language outside of
cases specifically involving Title Nine, see K.A., 413 N.J. Super. at 510; N.J.
Div. of Youth & Fam. Servs. v. P.W.R., 205 N.J. 17, 31 (2011), or those in
which Title Nine terms are incorporated into criminal charges, see T.C., 347 N.J.
Super. at 239-40.
As the Court recognized in P.W.R.: "Abuse and neglect actions are
controlled by the standards set forth in Title Nine of the New Jersey Statutes [,]"
the purpose of which "'is to provide for the protection of children under
[eighteen] years of age who have had serious injury inflicted upon them.'" 205
N.J. at 31 (quoting N.J.S.A. 9:6-8.8). To find a child is abused or neglected
requires more than just a simple assault. See N.J.S.A. 9:6-8.21(c)(4). As
defendant's counsel argued in summation, not only must the corporal
punishment be excessive, but the State is also required to prove the child's
"physical, mental or emotional condition has been impaired or [was] in
imminent danger of becoming impaired." See ibid.By contrast, the Legislature did not graft any Title Nine provision to the
simple assault statute which requires the State to prove an "attempt[] to cause or
purpose[ful], knowing[] or reckless[] caus[ation] [of] bodily injury," N.J.S.A.
2C:12-1(a)(1); bodily injury is defined as "physical pain, illness or any
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10
impairment of the physical condition," N.J.S.A. 2C:11-1(a). When interpreting
statutes, "[o]ur task . . . is to determine and effectuate the Legislature's intent."
Bosland v. Warnock Dodge, Inc., 197 N.J. 543, 553 (2009). "The Legislature's
intent is the paramount goal when interpreting a statute and, generally, the best
indicator of that intent is the statutory language." DiProspero v. Penn, 183 N.J.
477, 492 (2005). Thus we begin our review with the "plain language of the
statute," Pizzullo v. N.J. Mfrs. Ins. Co., 196 N.J. 251, 264 (2008), crediting "the
statutory words their ordinary meaning and significance," DiProspero, 183 N.J.
at 492. "We will not presume that the Legislature intended a result different
from what is indicated by the plain language or add a qualification to a statute
that the Legislature chose to omit." Tumpson v. Farina, 218 N.J. 450, 467-68
(2014). Only "if a plain reading of the statutory language is ambiguous,
suggesting 'more than one plausible interpretation,' or leads to an absurd result,
then we may look to extrinsic evidence." Id. at 468 (quoting DiProspero, 183
N.J. at 492). "If the plain language chosen by the Legislature 'leads to a clearly
understood result' . . . we apply the law as written." State v. Robinson, 217 N.J.
594, 604 (2014) (quoting State v. Hudson, 209 N.J. 513, 529 (2012)).
The plain language of the simple-assault statute is not ambiguous; it
neither expressly nor impliedly signals the Legislature's intent to exempt the
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infliction of corporal punishment from the disorderly persons offense. "[W]ords
chosen by the Legislature are deemed to have been chosen for a reason." GE
Solid State, Inc. v. Dir., Div. of Taxation, 132 N.J. 298, 307 (1993). "Under the
established canons of statutory construction, where the Legislature has carefully
employed a term in one place and excluded it in another, it should not be implied
where excluded." Id. at 308. We also recognize that when interpreting statutes
there is the presumption "that the legislature is thoroughly conversant with its
own legislation and the judicial construction of its statutes." Brewer v. Porch,
53 NJ 167, 174 (1969). We will not, therefore, construe the simple assault
statute to include an exception that the Legislature chose to exclude, while
including it in the entirely separate child endangerment statute.
Consequently, contrary to defendant's contention, the trial judge did not
"sen[d] the jury to deliberate under an incorrect legal framework." The simple
assault instruction, as given, was not "of such a nature as to have been clearly
capable of producing an unjust result." Castagna, 187 N.J. at 312 (quoting R.
2:10-2).
In short, the court properly instructed the jury on the elements of simple
assault and explained to the jury that it had to evaluate the evidence presented
at trial and find beyond a reasonable doubt that defendant committed an assault.
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The evidence in this case showed that defendant hit a child twelve times with a
belt while the child cried in apparent pain throughout that ordeal. That evidence
supports a conviction of simple assault and we discern no error in the
instructions warranting a reversal of the jury's verdict.
Affirmed.
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RECORD IMPOUNDED
____________________________________
FISHER, P.J.A.D., dissenting.
Defendant was accused of abusing her three children. The six charges
presented to the jury consisted of three counts of child endangerment, N.J.S.A.
2C:24-4(a)(2) – one count as to each child – and the three lesser-related offenses
of simple assault, N.J.S.A. 2C:12-1(a)(1), also one as to each child. The jury
acquitted defendant of all charges as to two children, acquitted defendant of
child endangerment as to the third child but convicted defendant of simple
assault as to the third. In her appeal, defendant argues only that this conviction
"must be reversed because the simple assault charge failed to instruct the jury
that not all corporal punishment is simple assault." I agree with defendant 's
position and, for that reason, respectfully dissent from my colleagues' opposite
view.
As my colleagues have described, the judge delineated for the jury the
elements of child endangerment, and pointed out that the endangerment statute
does not criminalize a parent's corporal punishment of a child unless the
punishment was excessive:
The second element that the State must prove beyond a
reasonable doubt is that defendant knowingly caused
the child harm that would make the child abused or
neglected. An abused or neglected child means a child
whose physical condition has been impaired or is in
imminent danger of becoming impaired as a result of
the failure of the defendant to exercise a minimum
degree of care in providing a child with proper
supervision or guardianship by unreasonably inflicting
or allowing to be inflicted harm or substantial risk
thereof including the infliction of excessive corporal
punishment or by any other acts of similar serious
nature requiring the aid of the [c]ourt.
The law does not prohibit the use of corporal
punishment. The statute provides – the statute – let me
read that again. The law does not prohibit the use of
corporal punishment. The statute prohibits the
infliction of excessive corporal punishment. The
general proposition is that a parent may inflict moderate
correction such as is reasonable under the
circumstances of a case.
[Emphasis added.]
In later instructing the jury on simple assault, the judge did not include a
similar limitation about a parent's corporal punishment of a child even though
this charge – deemed a lesser-included offense – was based on the same alleged
conduct. Instead, the judge instructed the jury that to convict defendant of
simple assault
the State must prove the following elements beyond a
reasonable doubt: (1) That the defendant did cause
bodily injury to [the child] and (2) the defendant acted
purposely or knowingly or recklessly in causing bodily
injury to [the child].
In short, this part of the charge contained no instructions about the relevance of
a parent's corporal punishment of a child. The absence of such an instruction
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necessarily conveyed to the jury that it could convict defendant of simple assault
if the two elements quoted above were found beyond a reasonable doubt, and
that it didn't matter if defendant engaged only in non-excessive corporal
punishment.
Immediately after the judge completed his charge, as the jury remained in
the courtroom, defense counsel made the following request at sidebar:
[DEFENSE COUNSEL]: The only thing I would – I
would add, Judge, is that under the lesser includeds
[sic], simple assault . . . spanking is not a simple assault
if it arises during reasonable corporal punishment of a
child.
The prosecutor asserted that "[i]t's reasonably entrenched in the other part of
that instruction," but defense counsel responded, "Yeah, but that's the problem
it's in the other part, it's not under the lesser included part." Without further
discussion, the trial judge stated:
I'm not – I'm not going to change the charge now. . . .
[W]e should have done that before. We'll just leave it
as it is.
As can be seen, the State had no substantive objection to what defense
counsel requested; the prosecutor merely stated his belief that the exception
from criminal liability under a simple assault theory for "reasonable corporal
punishment of a child" had already been expressed, that it was "entrenched" in
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the child endangerment portion of the charge, and that was sufficient. The judge
also gave no substantive reason for refusing the requested instruction besides
viewing defense counsel's request as untimely: "we should have done that
before." For that reason alone, the judge decided he would "just leave it as it
is."
Coming as it did immediately upon the judge's completion of the jury
charge, defense counsel's request was timely. So, there are only two questions
to consider.
First, would the jury have understood from the charge – taken as a whole,
State v. Hale, 45 N.J. 255, 264 (1965) – that the instruction about "reasonable
corporal punishment" as an exception to criminal liability under the child
endangerment statute also applied to the simple assault charge? I don't see how
we can assume that. The jury charge carefully divided these concepts. The child
endangerment elements were properly given first and it was there that the judge
explained a jury could acquit defendant of child endangerment if she only
engaged in reasonable corporal punishment. After that, the judge explained
what was meant, in general, by a lesser-included offense and then told the jury
about the elements of simple assault. He never expressed that a parent's
reasonable corporal punishment of a child would also preclude a guilty verdict
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on simple assault. There is nothing about the language of the charge – either
parsed or on the whole – that would have remotely suggested to the jury that it
could transplant this aspect of the child endangerment instructions into the
simple assault instructions.
Since the simple assault charge did not include an exception from
culpability for a parent engaging in reasonable corporal punishment of a child,
and since defense counsel timely objected to its absence, we must consider a
second and more important question: was the judge required to include that
exception within his charge on simple assault? My colleagues have concluded
that the judge's failure to limit the reach of the simple assault charge, in light of
the circumstances, was neither erroneous nor capable of producing an unjust
result. Indeed, my colleagues believe that non-excessive corporal punishment
inflicted by a parent on a child is not a defense to the simple assault of a child.
I respectfully disagree.
To be sure, as the majority observes, the simple assault statute does not
incorporate qualifying language as does the child endangerment statute. But we
expect too much to look for such precision. Hardly a day goes by without the
commission in this State of assaults on football fields, soccer pitches and hockey
rinks, where participants purposely or knowingly or recklessly cause bodily
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injury to other players. No one would seriously argue that deliberate physical
contact during a sporting contest is something the Legislature intended to
criminalize. Yet, N.J.S.A. 2C:12-1 does not expressly exclude such assaults
from its reach. Does that mean the Legislature intended to criminalize those
assaults? No. That's because the Legislature could not foresee every
conceivable attempt by a prosecutor to criminalize what should not be
criminalized, and undoubtedly left it for trial judges to sort out such matters with
common sense and according to the particular circumstances presented. See,
e.g., State v. Lashinsky, 81 N.J. 1, 14 (1979) (recognizing that, in some
circumstances, a court must "balanc[e] . . . competing values . . . to assess the
reasonableness" of applying a criminal statute; in this case, the Court considered
whether a news reporter could be convicted of obstructing an officer at the scene
of motor vehicle accident). 1 Whether it is a New York Giants defensive end
charged with assault for having sacked and injured a visiting team's quarterback,
or a parent charged with assault for disciplining a child, the Legislature must
1
It may be that the exception for the disciplining of a child from the reach of
the simple assault statute may be found in N.J.S.A. 2C:3-8, which states that the
use of force is justified "where the actor has been vested or entrusted with special
responsibility for the care, supervision, discipline or safety of another . . . and
the force is used for the purpose of and . . . to the extent necessary to further that
responsibility . . . ."
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have anticipated – despite the lack of express limitations in the assault statute –
that trial judges would explain how the statute applies in light of the peculiar
factual circumstances in which it occurred.
I also disagree with the majority's determination that the absence of such
an instruction was incapable of producing an unjust result. Because we cannot
inquire, courts must necessarily engage in educated speculation about what a
jury might have thought when rendering a verdict. To assist us in these
intellectual gymnastics, we are aided by the admonition that we must assume
the jury followed the judge's instructions. See State v. Loftin, 146 N.J. 295, 390
(1996). So, we must assume that in finding defendant guilty of simple assault,
the jury followed the instructions that it could convict if the two elements of
simple assault were found beyond a reasonable doubt, and we assume too much
if we assume the jury rejected the possibility that defendant was disciplining the
child in a non-excessive way, because it was not told that this circumstance
mattered or could be considered.
The verdict also suggests that the jury was influenced by the absence of
the qualifying language that it could acquit if it found defendant only inflicted
reasonable corporal punishment on the child. It takes no great leap of faith to
assume that the jury acquitted defendant of child endangerment because it
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believed she was disciplining the child but not excessively; indeed, that was
defendant's theory. Similarly, the conviction for simple assault seems to me to
be a product of the jury not understanding – because it was not told – that the
infliction of bodily harm could not constitute simple assault if the conduct
charged constituted only reasonable corporal punishment.
I think in this case it is highly likely that, after acquitting defendant of
endangering this one child, it convicted her of simple assault for engaging in
that exact same conduct because it was not told it could acquit if it believed
defendant was merely spanking the child. I'm satisfied the content of the jury
charge was capable of producing an unjust result.
For these reasons, I respectfully dissent from the court's judgment.
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