ADAM REED VS. NEW JERSEY DEPARTMENT OF CORRECTIONS (NEW JERSEY DEPARTMENT OF CORRECTIONS) ( 2021 )


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  •                                 NOT FOR PUBLICATION WITHOUT THE
    APPROVAL OF THE APPELLATE DIVISION
    This opinion shall not "constitute precedent or be binding upon any court ." Although it is posted on the
    internet, this opinion is binding only on the parties in the case and its use in other cases is limited. R. 1:36-3.
    SUPERIOR COURT OF NEW JERSEY
    APPELLATE DIVISION
    DOCKET NO. A-4720-18
    ADAM REED,
    Appellant,
    v.
    NEW JERSEY DEPARTMENT
    OF CORRECTIONS,
    Respondent.
    __________________________
    Submitted February 10, 2021 – Decided March 4, 2021
    Before Judges Vernoia and Enright.
    On appeal from the New Jersey Department of
    Corrections.
    Adam Reed, appellant pro se.
    Gurbir S. Grewal, Attorney General, attorney for
    respondent (Sookie Bae, Assistant Attorney General, of
    counsel; Beonica McClanahan, Deputy Attorney
    General, on the brief).
    PER CURIAM
    Appellant Adam Reed, an inmate at New Jersey State Prison, appeals from
    the May 23, 2019 final determination of the Department of Corrections (DOC)
    upholding a hearing officer's finding that he committed prohibited acts *.306,
    conduct which disrupts or interferes, and *.708, refusal to submit to a search , in
    violation of N.J.A.C. 10A:4-4.1(a).1 We vacate the finding of guilt with regard
    to these infractions and remand the matter for further proceedings.
    On May 7, 2019, the Special Investigation Division (SID) informed
    Sergeant Chris Manion that appellant might possess contraband, so Reed was
    targeted for a strip search that day. Officers approached Reed as he was on his
    way to attend religious services, and pulled him aside for the search. According
    to the incident report, Reed did not comply with officers' verbal commands to
    keep his hands on his head and refrain from turning around to face the officers.
    Officer Jonathan Mohammed reported that while Reed was stripping, the inmate
    quickly turned towards him and lunged at him with his hands raised, posi ng "an
    immediate threat." Officers Juan Castillo and Kyle Whitaker provided similar
    accounts of the incident.    Officer Castillo reported that Reed "was warned
    multiple times to not turn around during said search. The inmate was taken to
    1
    Appellant also was charged with *.803/*.002, attempting to commit/assaulting
    another person, but was found not guilty of same, so this charge is not discussed
    in this opinion.
    A-4720-18
    2
    the ground after turning aggressively towards custody staff." Likewise, Officer
    Whitaker wrote in his report that Reed "was given multiple orders to keep his
    hands on his head and to stop turning around to face the officers.         After
    numerous chances of the inmate turning around, I assisted on taking the inmate
    to the ground."
    During the incident, Sergeant Manion radioed "Code 33," which notified
    custody staff to leave their posts and assist other officers to prevent injury or
    death to the inmate or officer. Reed was restrained and escorted for a medical
    examination. Subsequently, he was placed in a "dry cell," which is designed to
    monitor inmates and prevent them from disposing of contraband.
    Reed was notified of the disciplinary charges against him.        Notably,
    according to the DOC,
    [b]ecause Reed was in a dry cell on contraband watch,
    the Sergeant was unable to leave a copy of the charges
    on Reed's person . . . . However, the Sergeant read the
    charges to Reed and physically showed Reed the
    charges. Reed acknowledged that he understood the
    charges and the Sergeant posted a copy [on] Reed's cell
    door.
    ....
    Thus, Reed received notice of the charges and had a
    copy of the charges in his possession, even if not
    physically in his hands.
    A-4720-18
    3
    Reed contends that prison cell walls are "solid," and the prison cell door
    is "solid steel, with a 6" wide window," which cannot be blocked. Thus, "[e]ven
    if the charge documents were on the outside of the door," he could not see or
    read them.
    Reed's disciplinary hearing was conducted on May 9, 2019.           At the
    hearing, Reed had the assistance of counsel substitute and entered a "no plea" to
    the charges. He declined the opportunity to confront or cross-examine adverse
    witnesses or to call witnesses. In his inmate statement, he asserted he was
    "totally compliant" during the search, kept his "hands on [his] head [and] only
    turned [his] head to speak with [Sergeant Manion]." Counsel substitute relied
    on this statement and requested leniency.
    The hearing officer found Reed guilty of both charges and sanctioned him
    to 120 days of administrative segregation and 120 days' loss of commutation
    time. Reed pursued an administrative appeal and again argued he was innocent
    of the charges. The DOC upheld the hearing officer's findings.
    On appeal, Reed contends his due process rights were violated, the finding
    of guilt was not supported by sufficient credible evidence because a video taken
    by an officer contradicts the hearing officer's findings, the language of
    prohibited act *.306 is vague, and prison officials did not comply "with the due
    A-4720-18
    4
    process mandated by this prohibited act." Further, he argues "[t]he appeal
    should be granted in the interests of justice."
    Our review of a final agency decision is limited. Figueroa v. N.J. Dep't
    of Corr., 
    414 N.J. Super. 186
    , 190 (App. Div. 2010). Reversal is appropriate
    only when the agency's decision is arbitrary, capricious, or unreasonable, or
    unsupported by substantial credible evidence in the record as a whole. Henry v.
    Rahway State Prison, 
    81 N.J. 571
    , 579-80 (1980); see also In re Taylor, 
    158 N.J. 644
    , 657 (1999) (holding that a court must uphold an agency's findings, even if
    it would have reached a different result, so long as sufficient credible evidence
    in the record supports the agency's conclusions).
    "[A]lthough the determination of an administrative agency is entitled to
    deference, our appellate obligation requires more than a perfunctory review."
    Figueroa, 
    414 N.J. Super. at 191
     (quoting Blackwell v. Dep't of Corr., 
    348 N.J. Super. 117
    , 123 (App. Div. 2002)). We engage in a "careful and principled
    consideration of the agency record and findings" relating to inmate disciplinary
    adjudications. Williams v. Dep't of Corr., 
    330 N.J. Super. 197
    , 204 (App. Div.
    2000) (quoting Mayflower Sec. Co. v. Bureau of Sec. in Div. of Consumer
    Affairs of Dep't of Law & Pub. Safety, 
    64 N.J. 85
    , 93 (1973)).
    A-4720-18
    5
    In the penal setting, due process "rights may be diminished by the needs
    and exigencies of the institutional environment," but they may not be
    extinguished because "[t]here is no iron curtain drawn between the Constitution
    and the prisons of this country." Wolff v. McDonnell, 
    418 U.S. 539
    , 555-56
    (1974).   As our Supreme Court acknowledged long ago, in a disciplinary
    proceeding, an inmate is not accorded the full panoply of rights afforded a
    defendant in a criminal prosecution. Avant v. Clifford, 
    67 N.J. 496
    , 522 (1975).
    Nonetheless, an inmate is entitled to "adequate and specific notice of the
    violation charged," and "[a]fter providing the inmate with the written charge,
    the [assigned] investigator must also read it to the inmate and obtain his
    statement concerning the incident." 
    Id. at 528
     (emphasis supplied). The Court
    subsequently held:
    At a minimum, the United States Constitution requires
    that an inmate facing disciplinary charges receive: (1)
    a written notice of the alleged violation; (2) a written
    statement of the evidence relied on and the reasons for
    the disciplinary action taken; (3) a right to call
    witnesses and a right to present documentary evidence,
    when doing so would not be unduly hazardous to
    institutional safety or correctional goals; and (4) a right
    to assistance from a counsel substitute where the inmate
    is illiterate or the issues too complex for the inmate to
    marshal an adequate defense.
    [McDonald v. Pinchak, 
    139 N.J. 188
    , 194-95 (1995)
    (citing Wolff, 
    418 U.S. at 563-70
    ) (emphasis added).]
    A-4720-18
    6
    Also, the New Jersey Administrative Code confirms that when a violation
    of a prohibited act has occurred, a DOC staff member or "the staff of a contracted
    vendor who witnessed it or . . . has probable cause to believe that a prohibited
    act has occurred shall prepare [a] . . . [d]isciplinary [r]eport." N.J.A.C. 10A:4-
    9.1(a). Further,
    [t]he disciplinary report shall be served upon the inmate
    within [forty-eight] hours after the violation unless
    there are exceptional circumstances. The report shall be
    delivered by the reporting staff member or the
    investigating custody staff member. The report shall be
    signed by the person delivering it and the date and time
    of delivery shall be noted. The inmate shall have
    [twenty-four] hours to prepare his or her defense.
    [N.J.A.C. 10A:4-9.2 (emphasis added).]
    Moreover, the officer responsible for investigating the disciplinary
    infraction "shall verify that the inmate has received the written charge. The
    investigating officer shall also read the charge to the inmate . . ., take the
    inmate's plea, and ask if the inmate wishes to make a statement concerning the
    incident or infraction." N.J.A.C. 10A:4-9.5(e).
    Here, the DOC does not assert it fully complied with N.J.A.C. 10:4-9.5(e).
    Instead, it contends that "[b]ecause Reed was in a dry cell on contraband watch,
    the Sergeant was unable to leave a copy of the charges on Reed's person," so
    A-4720-18
    7
    instead, "the Sergeant read the charges to Reed and physically showed Reed the
    charges." We are not persuaded these steps satisfied Reed's due process rights.
    While we appreciate Reed was housed in a dry cell when his charges were
    read to him, N.J.A.C. 10A:4-9.2 specifies an inmate "shall be served" with the
    written notice of the charges against him, absent "exceptional circumstances."
    The DOC does not argue that Reed's mere presence in a dry cell constitutes
    "exceptional circumstances." Also, the DOC does not cite to any authority
    providing that the DOC is exempted from serving a prisoner written notice of
    disciplinary charges when that prisoner is on "contraband watch" or in a dry cell.
    Additionally, there is no explanation regarding why, if exceptional
    circumstances did exist, the DOC could not have briefly postponed Reed's
    hearing until he could be served with written notice of his charges. See N.J.A.C.
    10A:4-9.8(b) (noting an "inmate shall be entitled to a hearing within seven
    calendar days of the alleged violation . . . unless such hearing is prevented by
    exceptional circumstances, unavoidable delays or reasonable postponements").
    It is well established that asterisk offenses "are considered the most
    serious and result in the most severe sanctions." N.J.A.C. 10A:4-4.1(a). Written
    notice of charges enables an inmate to "marshal the facts and prepare a defense"
    to such serious offenses. Wolff, 
    418 U.S. at 564
    . Here, we are satisfied the lack
    A-4720-18
    8
    of service of written notice of Reed's charges prejudiced his ability to "marshal
    the facts and prepare a defense." Moreover, the record is devoid of facts to
    demonstrate that exceptional circumstances existed to warrant waiver of such
    service. Accordingly, Reed is entitled to a new disciplinary hearing.
    Reed also argues that the language set forth in *.306 under N.J.A.C.
    10A:4-4.1(a) is vague, depriving him of understanding what conduct constitutes
    "conduct that disrupts" the prison facility. We disagree.
    "The institutional need to control the inmate population and maintain
    order is manifest." Jenkins v. N.J. Dept. of Corr., 
    412 N.J. Super. 243
    , 252
    (App. Div. 2010). As our Supreme Court observed, "the daily interaction
    between inmates and prison officials can create a tense environment that
    requires special measures to ensure safety. Swift and certain punishment is one
    tool prison officials use to maintain order and discourage future misconduct by
    a perpetrator." McDonald, 
    139 N.J. at 194
    . In the context of prison disciplinary
    proceedings, however, notice of prohibited conduct is a critical component of
    due process and fundamental fairness. Avant, 
    67 N.J. at 525
    . Such notice cannot
    be vague and must "be sufficiently clear and precise so that people are given fair
    notice and adequate warning of the law's reach."            Town Tobacconist v.
    Kimmelman, 
    94 N.J. 85
    , 125 n.21 (1983). Because due process protects an
    A-4720-18
    9
    inmate's right to notice, "a statute which either forbids or requires the doing of
    an act in terms so vague that [individuals] of common intelligence must
    necessarily guess at its meaning and differ as to its application, violates the first
    essential of due process of law." Connally v. Gen. Constr. Co., 
    269 U.S. 385
    ,
    391 (1926).
    To succeed on a facial vagueness challenge, the person challenging the
    law must show it is "impermissibly vague in all its applications." State v.
    Cameron, 
    100 N.J. 586
    , 594 (1985). However, when the law is challenged as
    applied, it must be proven that the law lacks clarity in the context of the
    particular case. 
    Ibid.
     Guided by these standards, we are persuaded Reed failed
    to demonstrate that *.306 is facially vague or unclear in the context of his case.
    See Colten v. Kentucky, 
    407 U.S. 104
    , 110 (1972).
    We are mindful that a disciplinary infraction based on prohibited act
    *.306, defined as "conduct which disrupts or interferes with the security or
    orderly running of the correctional facility," does not expose Reed to either a
    complete loss of freedom or a curtailment of his liberty beyond the schedule of
    sanctions for asterisk offenses set forth in N.J.A.C. 10A:4-5.1(a).2 Accordingly,
    2
    *.306 is defined as a Category B offense, which upon a finding of guilt f or
    same "shall result in a sanction of no less than 91 days and no more than 180
    A-4720-18
    10
    the potential punishment for this infraction does not warrant a heightened degree
    of scrutiny. Additionally, while the definition of *.306 somewhat broadly
    encompasses a variety of prohibited acts, we are persuaded the offense, as
    defined in N.J.A.C. 10A:4-4.1, does not suffer from vagueness. In short, the
    DOC is not required to identify every act of prohibited conduct which could
    disrupt or interfere with the security or orderly running of the correctional
    facility. Moreover, the definition of *.306 is clear enough to provide inmates
    with adequate notice that disruptive behavior will not be tolerated. The type of
    behavior in which Reed purportedly engaged, which was detailed in multiple
    officers' reports, certainly qualifies as "disruptive."   A person of common
    intelligence would understand that ongoing resistance to an officer's commands
    in a prison setting is disruptive and could trigger the involvement of other staff
    or officers, thereby interfering with the "security or orderly running of the
    correctional facility."
    days of administrative segregation per incident," "unless a medical or mental
    health professional determines that the inmate is not appropriate for
    administrative segregation placement;" additional sanctions identified in
    N.J.A.C. 10A:4-5.1 also may be imposed.
    A-4720-18
    11
    We also consider defendant's contention that the DOC deprived him of
    due process by failing to provide him with a copy of the video showing he was
    escorted naked to his medical exam. Again, we are not persuaded.
    Reed argues that the missing video is "crucial to [our] evaluation of the facts
    in this matter" and that the DOC "can hardly claim . . . he refused to submit to a strip
    search if he is naked in the video [when he was] removed from the strip search to
    the medical clinic." This argument is flawed. Indeed, Reed admits the "video begins
    with moving [him] from where he was strip searched to the medical clinic."
    Therefore, his state of undress in the video would not shed light on whether he
    refused to submit to a search and ignored officer's commands before being
    restrained.
    In light of our decision to remand, we need not address Reed's contention
    that the hearing officer's finding of guilt is not supported by sufficient credible
    evidence. To the extent we have not addressed Reed's remaining arguments, we
    are satisfied they lack sufficient merit to warrant discussion in a written opinion.
    R. 2:11-3(e)(1)(E).
    We vacate the final decision and remand the matter for a new hearing
    consistent with this opinion. We do not retain jurisdiction.
    A-4720-18
    12