Haley H. Neeman v. Westover Companies ( 2024 )


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  •                                 NOT FOR PUBLICATION WITHOUT THE
    APPROVAL OF THE APPELLATE DIVISION
    This opinion shall not "constitute precedent or be binding upon any court ." Although it is posted on the
    internet, this opinion is binding only on the parties in the case and its use in other cases is limited. R. 1:36-3.
    SUPERIOR COURT OF NEW JERSEY
    APPELLATE DIVISION
    DOCKET NO. A-1660-22
    HALEY H. NEEMAN,
    Plaintiff-Appellant,
    v.
    WESTOVER COMPANIES,
    and WRV APARTMENT
    ASSOCIATES, L.P., d/b/a
    WILLOW RIDGE VILLAGE
    APARTMENTS,
    Defendants-Respondents.
    ___________________________
    Argued October 25, 2023 – Decided July 19, 2024
    Before Judges Gummer and Walcott-Henderson.
    On appeal from the Superior Court of New Jersey, Law
    Division, Burlington County, Docket No. L-1319-19.
    Michael Confusione argued the cause for appellant
    (Hegge & Confusione, LLC, attorneys; Michael
    Confusione, of counsel and on the briefs).
    Caitlin F. Andreotta argued the cause for respondents
    (Devlin Associates, PC, attorneys; Caitlin F. Andreotta,
    on the brief).
    PER CURIAM
    Plaintiff Haley Neeman appeals from a January 20, 2023 order denying
    reconsideration 1 of her motion to seal all records related to her then-settled
    personal-injury lawsuit against defendants Westover Companies and WRV
    Apartment Association LP based on her claims the records contained her
    confidential personal identifiers and placed her at risk of harm because they are
    publicly accessible on eCourts. Defendants take no position on the merits of the
    substantive issues before us on appeal. 2         Having considered plaintiff's
    arguments, the record, and applicable law, we affirm.
    We glean the following facts from the limited record submitted by
    plaintiff in support of her appeal, the transcript of the argument on the motion
    to seal, and the trial court's oral decision.     Plaintiff had sued defendants,
    claiming she suffered personal injuries resulting from exposure to mold and
    1
    On or about December 14, 2022, plaintiff sent the court a pro se motion to seal
    the record in camera, titled "Motion to Seal (w/New Evidence)," while still
    represented by her third counsel. As we later explain, this was plaintiff's second
    motion to seal, and the court framed this motion as a reconsideration of its denial
    of plaintiff's initial motion to seal.
    2
    Defendants maintain they filed a letter brief for the sole purpose of ensuring
    that the record is clear that they deny any and all contentions made by plaintiff
    regarding any alleged improper or unethical actions.
    A-1660-22
    2
    mold spores that were allegedly present in her apartment. While that case was
    pending in the Law Division, plaintiff filed the first of what would become two
    motions to seal the entire record, claiming the disclosure of her personal
    information, including her address, date of birth, social security number and
    other personal information, placed her at risk of harm.         The court denied
    plaintiff's motion, and the parties consented to the entry of a protective order.
    Plaintiff did not appeal the order denying her motion. 3
    In the protective order, entered on February 15, 2022, the parties agreed
    that plaintiff's confidential personal identifiers "including current and former
    addresses, phone numbers, social security number, date of birth, driver's license
    numbers, medical records numbers, patient account numbers, and insurance
    identification number . . . shall be redacted from otherwise public filings on the
    eCourts system." The parties further agreed they would "file any medical
    records, disability records, social security records and/or education record [s]
    3
    This record does not contain a copy of the court's order denying plaintiff's first
    motion to seal all records; however, the court referred to its denial of that motion
    in its oral decision on her second motion to seal the record, which the court sua
    sponte considered as a motion to reconsider, the disposition of which is the
    subject of this appeal.
    A-1660-22
    3
    attached as exhibits to any filings as confidential documents on the eCourts
    system."
    After plaintiff settled her personal-injury lawsuit with defendants and the
    court dismissed her complaint in an order entered on March 31, 2022, plaintiff
    filed a pro se second motion to seal the record, titled "Motion to Seal (w/New
    Evidence)," along with a certification in support of her motion.             In her
    certification, plaintiff asserted that "[t]his motion is about very serious safety
    issues, and very significant dangerous damages, all directly causally related to
    this case and filings."     According to plaintiff, "public filings" from the
    underlying personal-injury action "included all of [her] confidential, sensitive,
    private . . . and HIPAA protected information." 4 And, plaintiff further claimed
    that "[a]s a result of the publication of [her] medical, personal, [identifiers], and
    confidential information, [she] received threatening and harassing phone calls
    from unknown individuals, cyber criminals, and some likely [from harmful]
    people in [her] past."
    Plaintiff claimed to have been physically assaulted as a result of the
    publicly available information and also alleged medical identity theft. She
    4
    We understand "HIPAA" in plaintiff's certification refers to the Health
    Insurance Portability and Accountability Act of 1996, 42 U.S.C. §§ 1320d-1 to
    -9.
    A-1660-22
    4
    maintained that as a result of the improper exposure of her health records, her
    health-insurance company had closed her "entire account and reissued [to her] a
    totally new account number as they told [her] they fear [that her] previous
    account had been compromised beyond repair." Plaintiff further claimed she
    was "immediately instructed by the Social Security Administration, Federal
    Trade Commission, and the police to put freezes and alerts on all credit bureaus
    and accounts" and that as a result of "these improper disclosures, [her] personal
    [identifiers] . . . [are] now being continually sold to data brokers and criminals."
    At oral argument on plaintiff's pro se motion to seal the record, the court
    noted that it had considered the same request in plaintiff's previous motion and
    had denied it. The court asked plaintiff a series of questions to ascertain what,
    if any records, had been improperly filed in contravention of the February 15,
    2022 protective order, stating, "what I really need to know is—if I'm going to
    remove something from the record, I need to know what it is I'm removing from
    the record" and asking plaintiff to identify "specific items in the court file that
    you think warrant being removed from the file." On more than one occasion,
    plaintiff asserted that she did not have all of the files—the records she maintains
    were publicly available—but, referring to eCourts stated, "[i]t's throughout all
    of the filings. It has all of that information, all of my medical information."
    A-1660-22
    5
    Unable to secure clear responses to its request for plaintiff to specifically
    identify the records she claimed were publicly available that included her
    confidential personal identifiers, the court took a break in the proceedings. The
    court remarked, "I'm going to have you log onto the website [to] see where – if
    you can point me directly to whatever you think needs to come off and I'll give
    you a couple of minutes to do that[.]" When the hearing recommenced, the court
    reviewed a May 24, 2021 consent order and two exhibits attached to the consent
    order— a four-page excerpt of a deposition transcript and two-page excerpt of
    plaintiff's answers to interrogatories; on both documents, plaintiff's personal
    information had been redacted. The court noted that "it's only a small piece of
    the deposition transcript, it's only a small piece of the answers to interrogatories,
    and even within that—those small pieces, we have your date of birth being
    redacted, we have your social security number being redacted."
    The court also reviewed additional documents in the court record and
    specifically noted that plaintiff's amended complaint did not contain any
    confidential personal identifiers, finding5:
    5
    As previously stated, the record on appeal does not include the pleadings,
    submissions, or transcripts from the underlying personal-injury action. We
    therefore limit our discussion of the filings in the underlying personal-injury
    action to those expressly referenced by the motion court or plaintiff in
    A-1660-22
    6
    It has your name. It has that you lived at the Willow
    Ridge 1 Village Apartments, which it needs to have in
    order to bring the claim that you brought here, the dates
    that you occupied that property. . . . It does not go into
    any information about, you know, who your medical
    providers were. It does not list a social security
    number. It speaks on very general terms about the
    medical consequences here and I have to tell you, based
    on my review of this record, this is the most detailed
    document that we have in the record that I’m aware of.
    After reviewing the documents, the court noted it had "previously
    scrutinized the issue" when it denied plaintiff's initial motion to seal. The court
    also noted it had "recognized back on January 7[] that there could be a protective
    order to protect [plaintiff's] concerns moving forward[.]" Because this was
    plaintiff's second motion to seal records, the court determined the motion
    constituted a motion for reconsideration. Accordingly, referring to its prior
    order denying plaintiff's first motion to seal, the court concluded it "cannot find
    that it previously expressed its decision on either a palpably incorrect or
    irrational basis or that it was obvious that the [c]ourt failed to consider or failed
    to appreciate probative competent evidence."
    connection with the court's review of plaintiff's motion to seal. See R. 2:6-
    1(a)(1)(A) and (I) (requiring an appellant include in the appendix on appeal all
    pleadings filed in a civil action as well as "such other parts of the record . . . as
    are essential to the proper consideration of the issues").
    A-1660-22
    7
    The court further noted that it did not dispute the harm plaintiff claimed
    to have suffered but that without plaintiff identifying specific parts in the record
    "that somehow displayed to [it] that some privacy concerns were at issue," it
    could not grant the motion. The court found that based on its review, it could
    not find any documents on eCourts that contained confidential personal
    identifiers that had been covered by the prior protective order. The court also
    noted that the parties' settlement agreement was covered by the protective order
    and that it had entered a redacted settlement order because of plaintiff's privacy
    concerns.
    The court concluded it could not "find that there is anything further that
    would need to be removed from this record or that there is any basis or good
    cause for sealing the record as a whole given the presumption of public access."
    Framing plaintiff's application as a motion for reconsideration, the court stated
    it was:
    satisfied that even with the discussions on the motion
    to enforce settlement, any settlement discussions, most
    of which were done off of the record, . . . at no time was
    there any private information of [plaintiff] included.
    There was not any social security number, any birth
    date, any medical information that was contained
    therein. So even if someone were to come to the court
    and ask to obtain a transcript at their own expense of
    the motion hearings or anything surrounding the
    settlement that went on the record, there is nothing
    A-1660-22
    8
    contained in those proceedings that is in any way
    confidential or has a private identifier in there that
    would be at issue. So for all of the foregoing reasons,
    I find that it's appropriate to deny what is really a
    motion for reconsideration of the motion to seal or to
    otherwise—I find it otherwise inappropriate to grant the
    motion to seal given, as I've said, the presumption of
    public access and the fact that there is not good cause.
    This appeal followed. On appeal, plaintiff argues the court abused its
    discretion by denying her motion to seal the record on eCourts because she had
    demonstrated that "disclosure has and will likely continue to cause a clearly
    defined and serious injury to [her]." Plaintiff maintains that her "interest in
    privacy, and avoiding the continuing harms she has been suffering because of
    the public disclosure, substantially outweighs the presumption of public
    access[.]"   More particularly, plaintiff also asserts her "personal, private
    information all remain accessible" on eCourts, including:
    HIPAA protected medical information referencing
    symptoms, conditions, and treatments, confidential
    Social Security disability information, health insurance
    information, education information (including names,
    addresses, dates and how long at each school), prior
    addresses of residence, and many other [identifiers]
    . . . for anyone to obtain and steal plaintiff's identity or
    harass or harm her.
    We begin by acknowledging the presumption of public access to
    documents and materials filed in a civil action. Hammock by Hammock v.
    A-1660-22
    9
    Hoffmann-LaRoche, 
    142 N.J. 356
    , 380 (1995).          The presumption may be
    rebutted by showing "[d]isclosure will likely cause a clearly defined and serious
    injury to any person" and "[t]he person's . . . interest in privacy substantially
    outweighs" the need for access. R. 1:38-11(b). The question whether to seal
    documents is left to the trial court's discretion. Hammock, 
    142 N.J. at 380
    .
    Thus, we review the trial court's ruling for abuse of discretion. An abuse of
    discretion occurs when the court's decision is made without rational explanation,
    inexplicably departs from established policies, or rests upon an impermissi ble
    basis. Flagg v. Essex Cnty. Prosecutor, 
    171 N.J. 561
    , 571 (2002).
    Rule 1:38-11(a) provides a court may seal a document in the record upon
    a showing of "good cause." R. 1:38-11(a). "The moving party shall bear the
    burden of proving by a preponderance of the evidence that good cause exists."
    
    Ibid.
     Subsection (b) provides that good cause exists when:
    (1) Disclosure will likely cause a clearly defined and
    serious injury to any person or entity; and
    (2) The person’s or entity’s interest in privacy
    substantially outweighs the presumption that all court
    and administrative records are open for public
    inspection pursuant to [Rule] 1:38.
    [Ibid.]
    A-1660-22
    10
    Good cause must be "substantiated by 'specific examples or articulated
    reasoning.'" In re Application of T.I.C.-C. to Assume the Name of A.B.C.-C.,
    
    470 N.J. Super. 596
    , 608 (App. Div. 2022) (quoting Hammock, 
    142 N.J. at
    381-
    82). The court should engage in "'[a] flexible balancing process adaptable to
    different circumstances . . . to determine whether the need for secrecy
    substantially outweighs the presumption of access.'" 
    Ibid.
     (quoting Hammock,
    
    142 N.J. at 381
    ).
    In addition, "[t]he party attempting to show that 'secrecy outweighs the
    presumption' of discoverability must be 'specific[] as to each document[.]'"
    Capital Health Sys. v. Horizon Healthcare Servs., 
    230 N.J. 73
    , 80 (2017)
    (alteration in original) (emphasis omitted) (quoting Hammock, 
    142 N.J. at
    381-
    82). And, the judge "must examine each document individually and make
    factual findings with regard to why the presumption of public access has been
    overcome." Hammock, 
    142 N.J. at 382
    .
    We review the court's denial of plaintiff's post-settlement motion for
    reconsideration—as the court properly determined plaintiff's second motion to
    seal constituted a motion for reconsideration under Rule 4:49-2—for abuse of
    discretion.   Branch v. Cream-O-Land Dairy, 
    244 N.J. 567
    , 582 (2021);
    Kornbleuth v. Westover, 
    241 N.J. 289
    , 301 (2020). Reconsideration is reserved
    A-1660-22
    11
    for instances in which the court's ruling is premised upon a palpably incorrect
    or irrational basis, or the court did not consider or failed to appreciate the
    significance of probative, competent evidence. Fusco v. Bd. of Educ. of City of
    Newark, 
    349 N.J. Super. 455
    , 462 (App. Div. 2002).
    A court may "in the interest of justice" consider new evidence on a motion
    for reconsideration only when the evidence was not available prior to the
    decision by the court on the order that is the subject of the reconsideration
    motion. D'Atria v. D'Atria, 
    242 N.J. Super. 392
    , 401 (Ch. Div. 1990); see also
    Palombi v. Palombi, 
    414 N.J. Super. 274
    , 289 (App. Div. 2010) (finding that
    facts known to party prior to entry of an original order did not provide an
    appropriate basis for reconsideration); Fusco, 
    349 N.J. Super. at 462
     (finding a
    party is not entitled to reconsideration where evidence was available but not
    submitted to the court on the motion for the original order).
    Plaintiff does not challenge the court's determination that her second
    motion to seal records should properly be considered Rule 4:49-2 a motion for
    reconsideration of the court's denial of her initial motion to seal records.
    Measured against these legal principles, we cannot find the court abused
    its discretion by denying plaintiff's motion on an irrational basis, made its
    A-1660-22
    12
    decision without rational explanation, or inexplicably departed from established
    policies. We therefore affirm.
    In reaching this decision, we are persuaded that the court demonstrated
    great care in its consideration of plaintiff's claim she was at risk of harm because
    documents containing confidential personal identifiers were publicly available
    on eCourts—as plaintiff argued she had already suffered physical and
    psychological injury as a result of the public availability of this information.
    The court afforded plaintiff every opportunity to support her contentions by
    identifying specific records of concern. In spite of the court's efforts, however,
    plaintiff was unable to identify any such records with her personal and
    confidential identifiers, other than the fact that her prior address was listed on
    her personal injury complaint and appeared at times in the record.
    Addressing the fact that her prior address appeared at times in the record,
    the court determined the inclusion of plaintiff's prior address was "a necessary
    part of the record" because plaintiff had made claims with regard to the condition
    of that property and it had previously found that the presumption of public
    access outweighed any issues with the record and weighed against sealing the
    record as a whole. We agree and conclude there is no abuse of discretion in the
    A-1660-22
    13
    court's determination plaintiff's prior address was a necessary part of her
    personal-injury complaint against defendants.
    With respect to the other records plaintiff specifically presented to the
    court, including excerpts from her deposition testimony and answers to
    interrogatories, the court found those records had been appropriately redacted to
    remove her social security number and date of birth, and thus, they did not
    provide support for her request. The record provides no basis to reject the court's
    finding.
    On appeal, plaintiff offers eight examples of records she claims are
    available on eCourts that contain her confidential personal identifiers:           a
    "Certification of Counsel in Response and Opposition to Quash Subpoenas,"
    filed on March 25, 2021; a Reply Brief, filed on October 14, 2021; the "Consent
    Order to Replace Documents," filed on May 24, 2021; the "Notice of Motion to
    Quash Subpoenas," filed on March 16, 2021; a "Notice of Motion to Compel
    Discovery," filed on August 10, 2021; the "Memorandum of Defendants," filed
    on May 12, 2020; a "Reply Brief," filed on March 29, 2021; and the "public
    hearing transcripts of the Settlement Conference" from January 2022 and the
    "Motion to Enforce Settlement" from July 2022. We note, however, that none
    of these records are included in the record before us; thus, we cannot properly
    A-1660-22
    14
    review plaintiff's claims that these records contain her confidential personal
    identifiers. Plaintiff's failure to provide the records prevents any reasoned
    disposition of her arguments. See Cmty. Hosp. Grp., Inc. v. Blume Goldfaden
    Berkowitz Donnelly Fried & Forte, P.C., 
    381 N.J. Super. 119
    , 127 (App. Div.
    2005) (explaining a reviewing court is not "obliged to attempt review of an issue
    when the relevant portions of the record are not included").
    Plaintiff further argues there are multiple references to her confidential
    personal identifiers embedded within the court's recording of her "Settlement
    Conference" and "Motion to Enforce Settlement." Plaintiff includes a single
    page in her confidential appendix, that refers to a transcript of the settlement
    hearing, but she does not provide a stenographic transcript of the proceeding.
    Absent either transcript—to the settlement conference and motion to enforce
    settlement—and lacking any proofs in support of her claims, we cannot discern
    whether any personal identifiers remain in any publicly available court
    transcripts and recordings as claimed. See R. 2:5-4 (explaining that the record
    on appeal "shall consist of . . . the stenographic transcript or statement of the
    proceedings therein").   And, in the absence of any such proofs, we reject
    plaintiff's claim. See Cmty. Hosp. Grp., Inc., 
    381 N.J. Super. at 127
    .
    A-1660-22
    15
    Here, we are convinced the court properly considered plaintiff's motion as
    a motion for reconsideration under Rule 4:49-2 and found her presentation
    lacking in proofs supporting her claims. Plaintiff could not produce any records
    in support of her contention that documents containing confidential personal
    identifiers are publicly available on eCourts so as to warrant reconsideration of
    the court's prior decision, or that there are records on eCourts in contravention
    of the parties' protective order. Again, absent any such proofs, we conclude the
    court did not abuse its discretion in denying plaintiff's motion for
    reconsideration.
    To the extent we have not expressly addressed any arguments presented
    by plaintiff, we have determined they are not of sufficient merit to warrant
    discussion in a written opinion. R. 2:11-3(e)(1)(E).
    Affirmed.
    A-1660-22
    16
    

Document Info

Docket Number: A-1660-22

Filed Date: 7/19/2024

Precedential Status: Non-Precedential

Modified Date: 7/19/2024