Monmouth County Prosecutor's Office v. Office of the Attorney General, Etc. ( 2024 )

NOT FOR PUBLICATION WITHOUT THE
APPROVAL OF THE APPELLATE DIVISION
SUPERIOR COURT OF NEW JERSEY
APPELLATE DIVISION
DOCKET NO. A-0856-23
MONMOUTH COUNTY
PROSECUTOR'S OFFICE,
Petitioner-Appellant, APPROVED FOR PUBLICATION
November 13, 2024
v.
APPELLATE DIVISION
OFFICE OF THE ATTORNEY
GENERAL, DEPARTMENT OF
LAW AND PUBLIC SAFETY,
Respondent-Respondent.
_____________________________
Argued October 16, 2024 – Decided November 13, 2024
Before Judges Gooden Brown, Chase and Vanek.
On appeal from the State of New Jersey, Department
of Law and Public Safety.
Robyn B. Gigl argued the cause for appellant
(Dilworth Paxson LLP, attorneys; Robyn B. Gigl, of
counsel and on the briefs).
Frank Kapusinski, Assistant Attorney General, argued
the cause for respondent (Matthew J. Platkin, Attorney
General, attorney; Janet Greenberg Cohen, Assistant
Attorney General, of counsel; Andrew D. Spevack,
Deputy Attorney General, on the brief).
The opinion of the court was delivered by
VANEK, J.S.C. (temporarily assigned)
The Monmouth County Prosecutor's Office (MCPO) seeks reversal of
the Office of the Attorney General's (OAG) final decision denying its request
for representation in an action in lieu of prerogative writs filed by retired
Township of Marlboro (Township) Deputy Police Chief Frederick Reck
(Reck). Reck entered into an agreement with the Township after the MCPO
conducted an internal affairs (IA) investigation and issued a report of its
findings as to allegations of Reck's misconduct in accordance with the
Attorney General Law Enforcement Directive No. 2022-14 (Directive 2022-
14) and the OAG's Internal Affairs Policy & Procedures, November 2022
Version (IAPP). Reck then filed the prerogative writs action against the
MCPO seeking only injunctive relief. Since the OAG exercised its
legislatively-authorized discretion to deny the MCPO's request for
representation, we affirm.
I.
The underlying facts in the record are not in dispute. Reck was
employed as the Deputy Police Chief for the Township. On September 15,
2022, the Township of Marlboro Police Department (MPD) notified the MCPO
it received a complaint against Reck alleging misconduct in office. As
mandated by the IAPP and the Directive, the MCPO initiated an IA
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investigation into the allegations.
After the IA investigation was concluded, the MCPO issued a Summary
and Conclusions Report (the Report) identifying two sustained allegations
against Reck. One of the sustained allegations required the MPD to post
certain details on the internet pursuant to Directive 2022-14 and the Attorney
General Law Enforcement Directive 2019-6, referenced in the IAPP.
That same day, Chief Pezzullo informed Reck of the MCPO's findings,
and offered him the opportunity to retire, instead of proceeding through a
disciplinary hearing. Ultimately, the Township and Reck negotiated a written
agreement memorializing Reck's retirement on April 1, 2023, providing in part
that
Reck retains the right to challenge the findings made
by [the MCPO] relating to the aforementioned
investigation [and in] the event that Reck successfully
challenges the findings made by [the MCPO], and
upon notice to the [Township] of same, the
[Township] shall so amend its records relating to Reck
to reflect the same.
On June 30, 2023, Reck's counsel wrote a letter to the MCPO requesting
a "copy of the formal procedures by which he may challenge the findings of
[the Report] and a copy of [the MCPO's] complete investigation Report." The
MCPO responded that Reck was precluded from challenging its findings
through the administrative process post-retirement pursuant to Section I.E. of
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Directive 2019-6.
Reck then filed an action in lieu of prerogative writs in the Superior
Court, Law Division, Monmouth County, against the MCPO requesting de
novo review of the findings in the Report. Reck alleged the MCPO improperly
"sustained two allegations charged against [Reck], at least one of which will
require [the Township] to post [online] certain details [of the Report], [and]
identify [Reck] by name . . . as part of its compliance obligations [under the
Directive and the IAPP]."
Reck also alleged the MCPO never identified the particular
administrative process by which he could challenge the findings in the Report
and demanded the following remedies in count one:
(A) dismissal of the [Report's] "sustained findings"
[against him];
(B) expungement of [Reck's] personal and/or
disciplinary records accordingly;
(C) removal of [Reck's] name, and any references to
the [IA] complaint brought against him . . . [to] the
subsequent investigation . . ., and [to] the [Report] . . .
from the [MCPO's] records;
(D) removal of [Reck's] name, and any references to
the complaint brought against him . . . from any and
all Brady/Giglio1 reports . . .; and
1
See Brady v. Maryland, 373 U.S. 83 (1963); Giglio v. United States, 405
U.S. 150 (1972).
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(E) such other legal or equitable relief deemed
appropriate by the [c]ourt.
In count two, Reck demanded an order
(A) affirming [Reck's] right to a procedure by which
he may challenge the findings of [the MCPO's]
investigation, as set forth in its [Report];
(B) directing the [MCPO] to establish or identify the
procedure by which [Reck] may challenge the findings
of the [MCPO's] investigation, as set forth in its
[Report];
(C) directing the [MCPO] to provide [Reck] with a
copy of the formal procedures detailing the particulars
and standards for the procedure; and
(D) such other legal or equitable relief deemed
appropriate by the [c]ourt.
On October 2, 2023, the MCPO forwarded a copy of Reck's complaint to
the OAG with a letter requesting representation in accordance with Wright v.
State, 169 N.J. 422 (2001). The MCPO asserted "the employees involved in
this investigation were acting in their official capacity and in their regular
course of duties."
On October 16, 2023, the OAG denied the MCPO's request positing the
State's duty under Wright to defend county prosecutor's office employees only
obligates the OAG "to provide defense and indemnification to employees when
they are being sued in civil actions seeking damages for conduct that is
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tortious and/or violative of 42 U.S.C. § 1983." Because Reck's complaint,
self-titled as an action in lieu of prerogative writs, sought only non-statutory
equitable remedies and did not assert any claims for monetary damages, the
OAG determined it is not required to provide a defense.
The MCPO's appeal followed.
II.
We afford "a 'strong presumption of reasonableness' to an administrative
agency's exercise of its statutorily delegated responsibilities." Lavezzi v.
State, 219 N.J. 163, 171 (2014) (citing City of Newark v. Nat. Res. Council,
Dep't of Env't. Prot., 82 N.J. 530, 539, cert. denied, 449 U.S. 983 (1980)).
However, we review "an agency's interpretation of a statute or its
determination of a strictly legal issue" de novo. Id. at 172 (citing Norfolk S.
Ry. Co. v. Intermodal Props., LLC, 215 N.J. 142, 165 (2013)).
The OAG's determination should only be reversed if "it is arbitrary,
capricious or unreasonable or [if] it is not supported by substantial credible
evidence in the record as a whole." Prado v. State, 186 N.J. 413, 427 (2006),
(citing In re Taylor, 158 N.J. 644, 657 (1999) (internal quotations omitted)).
We determine if an agency's decision, such as the OAG's denial of the MCPO's
request for representation, is arbitrary, capricious, or unreasonable by
considering the following factors:
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(1) [W]hether the agency's action violates express or
implied legislative policies, that is, did the agency
follow the law; (2) whether the record contains
substantial evidence to support the findings on which
the agency based its action; and (3) whether in
applying the legislative policies to the facts, the
agency clearly erred in reaching a conclusion that
could not reasonably have been made on a showing of
the relevant factors.
[Lavezzi, 219 N.J. at 171.]
The burden of proof rests on the party challenging the agency's administrative
action. Ibid.III.
After a thorough review of our jurisprudence and the record in this case,
we affirm the OAG's discretionary denial of the MCPO's request for
representation in Reck's action in lieu of prerogative writs since he sought no
tort damages.
The OAG's duty to defend arises solely from the Tort Claims Act (TCA),
N.J.S.A. 59:1-1 to -12-3. Chasin v. Montclair State Univ., 159 N.J. 418, 425
(1999). Neither party has identified any other governing statute, common law
or contractual obligation to defend. Thus, we proceed to analyze the
applicable TCA provisions.
N.J.S.A. 59:10A-1 specifically addresses the OAG's mandatory duty to
defend state employees, providing:
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Except as provided in section 2 hereof, the Attorney
General shall, upon a request of an employee or
former employee of the State, provide for the defense
of any action brought against such State employee or
former State employee on account of an act or
omission in the scope of his employment.
[N.J.S.A. 59:10A-1.]
N.J.S.A. 59:10A-2 carves out exceptions to the mandate set forth above by
providing the OAG:
[M]ay refuse to provide for the defense of an action
referred to in section 1 if [the OAG] determines that:
a. the act or omission was not within the scope of
employment; or
b. the act or the failure to act was because of actual
fraud, willful misconduct or actual malice; or
c. the defense of the action or proceeding by the
Attorney General would create a conflict of interest
between the State and the employee or former
employee.
[N.J.S.A. 59:10A-2.]
N.J.S.A. 59:10A-3 provides the OAG with the discretion to defend a
current or former state employee in circumstances not subject to the mandate
of section 10A-1:
In any other action or proceeding, including criminal
proceedings, the Attorney General may provide for the
defense of a State employee or former State employee,
if he concludes that such representation is in the best
interest of the State.
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[N.J.S.A. 59:10A-3.]
We previously characterized N.J.S.A. 59:10A-3 as "a catch-all,"
designed to "cover actions not arising under the [TCA], including civil actions
not seeking damages, as well as criminal actions[,]" reasoning the OAG
"should have discretionary authority to furnish a defense for a state employee
when the state interest would be served." Helduser v. Kimmelman, 191 N.J.
Super. 493, 508 (App. Div. 1983).
Thus, the OAG is only charged with defending a state employee to the
extent required under N.J.S.A. 59:10A-1. The legislative mandate only applies
"in the context of civil actions seeking damages for tortious conduct." Chasin,
159 N.J. at 431; see also Gramiccioni v. Dep't of L. & Pub. Safety, 243 N.J.
293, 310 (2020) ("[T]he TCA governs tort suits filed against the State and
public entities, and it sets forth defense and indemnification provisions that
distinguish between State employees and other public employees."). Defense
has only been required where damages claims have been asserted, either alone
or coupled with requests for equitable relief. To this end, the Court has
opined:
Given the statutory scheme and the title of the [TCA],
N.J.S.A. 59:10A-1 mandates that the [OAG] defend
"any action" brought in tort; N.J.S.A. 59:10A-2
specifies three instances when such representation of
tort cases may be refused by the [OAG]; and N.J.S.A.
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59:10A-3 vests the [OAG] with the discretion to
defend in cases not covered by N.J.S.A. 59:10A-1.
Because N.J.S.A. 59:10A-3 grants discretion "in any
other action, including criminal proceedings[,]" . . .
that discretion cannot be limited to criminal
proceedings, but must include some civil actions.
N.J.S.A. 59:10A-1 requires the [OAG] to defend state
employees against tort liability, so the civil claims left
to N.J.S.A. 59:10A-3 must seek a remedy other than
tort damages.
[Chasin, 159 N.J. at 428 (emphasis omitted).]
While not specifically addressing the duty to provide representation for an
action in lieu of prerogative writs, the Court has resolved that the OAG's
mandatory obligation "is limited to civil actions seeking compensatory
damages for tortious conduct. The decision to represent an employee in any
other action is within the discretion of the [OAG]." Id. at 441.
Based on our application of Supreme Court precedent, we conclude the
OAG's discretionary decision to deny the MCPO's request for representation
was not arbitrary, capricious, or unreasonable. See Lavezzi, 219 N.J. at 171.
The OAG followed our statutory law—which contains no mandate, but instead
affords the OAG discretionary authority under section 10A-3 to defend state
employees where the claims request no damages. Thus, the OAG's exercise of
legislatively-promulgated discretion to deny MCPO's request for
representation in Reck's prerogative writs action was not arbitrary, capricious
or contrary to law.
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Our decision is consistent with prevailing jurisprudence holding the
TCA does not apply to actions in lieu of prerogative writs. See Greenway
Dev. Co. Inc. v. Borough of Paramus, 163 N.J. 546, 554-57 (2000). It is well-
settled that the TCA, and the statutory analogs of our sister states, do not apply
to claims other than common law causes of action for tort damages under state
law. See, e.g., Fuchilla v. Layman, 109 N.J. 319, 338-40 (1988) (Handler, J.,
concurring) (maintaining the focus of the TCA is on negligence and other
tortious conduct involving fault); Felder v. Casey, 487 U.S. 131, 137-39
(1988) (reasoning a state's tort claim act's notice provision does not apply to
claims brought under 42 U.S.C. § 1983). The discretionary nature of the
OAG's obligation to defend the MCPO in an action in lieu of prerogative writs
comports with our jurisprudence which imposes no independent obligation to
defend, in instances such as this, where the TCA does not apply.
But for the absence of a claim for tort damages in Reck's complaint, the
OAG might be found responsible for providing representation to the MCPO.
The Court stated in Wright that county prosecutors and their subordinates,
such as county detectives, hold a hybrid status "with respect to their functions
and responsibilities related to both the county and the State." Wright, 169 N.J.
at 449-50 (citing Dunne v. Fireman's Fund Am. Ins. Co., 69 N.J. 244, 248
(1976)). When prosecutors act in their law enforcement capacity, "they act as
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agents of the State. [However], when county prosecutors are called upon to
perform administrative tasks . . . such as a decision whether to promote an
investigator, the county prosecutor in effect acts on behalf of the county that is
the situs of his or her office." Id. at 450 (citing Coleman v. Kaye, 87 F.3d
1491, 1499 (3d Cir. 1996) (emphasis added)). The Court focused on:
[W]hether the function that the county prosecutors and
their subordinates were performing during the alleged
wrongdoing is a function that traditionally has been
understood to be a State function and subject to State
supervision in its execution.
[Id. at 454.]
County prosecutors act within the interest of the State when following
the directives of the OAG, which vests them with vital discretionary decision -
making authority and otherwise supersedes normal governing rules.
Gramiccioni, 243 N.J. at 317. When the county prosecutors act pursuant to
state-delegated responsibility to enforce the law that the OAG has entrusted to
them, it "is not akin to the administrative duties that have been exempted from
State defense and indemnification in the past . . . ." Ibid.
Although we acknowledge the Court's analysis, we find it unnecessary to
reach the determination of whether the MCPO was acting in a law enforcement
or administrative capacity here. The OAG's core reason for denying the
MCPO's request for representation is predicated on well-established precedent
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of the Court, obliging the OAG to defend as proffered "only [in] instances in
which a public defendant has been sued for monetary damages [under the
TCA]." Because the underlying complaint does not seek monetary damages
for tortious conduct by a state employee, the OAG is not required under the
TCA to defend the MCPO as to Reck's action in lieu of prerogative writs.
Affirmed.
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