State v. Banghart-Portillo ( 2022 )

The slip opinion is the first version of an opinion released by the Chief Clerk of the
Supreme Court. Once an opinion is selected for publication by the Court, it is
assigned a vendor-neutral citation by the Chief Clerk for compliance with Rule 23-
112 NMRA, authenticated and formally published. The slip opinion may contain
deviations from the formal authenticated opinion.
1 IN THE SUPREME COURT OF THE STATE OF NEW MEXICO
2 Opinion Number: _____________________
3 Filing Date: September 19, 2022
4 NO. S-1-SC-37389
5 STATE OF NEW MEXICO,
6 Plaintiff-Respondent,
7 v.
8 CHRISTINA M. BANGHART-PORTILLO,
9 Defendant-Petitioner.
10 ORIGINAL PROCEEDING ON CERTIORARI
11 Daniel A. Bryant, District Judge
12 Bennett J. Baur, Chief Public Defender
13 David Henderson, Appellate Defender
14 Kimberly M. Chavez Cook, Appellate Defender
15 Santa Fe, NM
16 for Defendant-Petitioner
17 Hector H. Balderas, Attorney General
18 Emily C. Tyson-Jorgenson, Assistant Attorney General
19 Santa Fe, NM
20 for Plaintiff-Respondent
1 OPINION
2 BACON, Chief Justice.
3 {1} Defendant Christina Banghart-Portillo pleaded guilty to tampering with
4 evidence, contrary to NMSA 1978, Section 30-22-5 (2003), and conspiracy to
5 commit tampering with evidence, contrary to NMSA 1978, Section 30-28-2 (1979)
6 (Count 1 and Count 2, respectively), each of which was a fourth-degree felony
7 offense, under a written plea agreement. Because Defendant had a prior felony
8 conviction, each sentence was enhanced at her initial sentencing by one year under
9 New Mexico’s habitual offender statute, NMSA 1978, Section 31-18-17(A) (2003).
10 Defendant also admitted her identity in a second prior felony at the time of her
11 sentencing, yet the district court imposed no additional enhancement at that time.
12 The district court imposed consecutive sentences on Defendant for a total of five
13 years of incarceration with three years suspended, leaving her with an initial
14 sentence of two years of incarceration followed by three years of probation.
15 Defendant violated the terms of her probation over halfway through her three-year
16 probationary period, prompting the district court to apply a second habitual offender
17 enhancement, which added a total of three years to the sentence for each count
18 pursuant to Section 31-18-17(B).
19 {2} The central issue before this Court is whether Defendant had a reasonable
1 expectation of finality for Count 1 such that the district court no longer had
2 jurisdiction when it applied the habitual offender enhancement to that Count.
3 Defendant argues on appeal that the district court’s enhancement of the Count 1
4 sentence resulted in a double jeopardy violation because the court had lost
5 jurisdiction by the time of the enhancement. The Court of Appeals held that the
6 district court retained jurisdiction to apply a habitual offender enhancement to Count
7 1. State v. Banghart-Portillo, A-1-CA-36917, mem. op. ¶ 3 (N.M. Ct. App. Oct. 24,
8 2018) (nonprecedential). We originally granted, then quashed, Defendant’s petition
9 for writ of certiorari. We later granted Defendant’s motion for rehearing on two
10 narrow issues:
11 (1) Should this Court adopt State v. Yazzie, 2018-NMCA-001, 410
12 P.3d 220? If so, does Yazzie answer the question of whether Defendant
13 had an objectively reasonable expectation of finality in her sentence,
14 especially given the type of plea agreement?
15 (2) How does the holding of State v. Mares, 1994-NMSC-123, 119
16 N.M. 48, 888 P.2d 930, inform the inquiry whether Defendant had an
17 objectively reasonable expectation of finality in her sentence?
18 {3} We agree that the district court retained jurisdiction to enhance Defendant’s
19 sentence for Count 1, but we reach that conclusion guided by the issues on which
20 we granted rehearing. We further clarify that a defendant must be reasonably
21 informed when a sentence of probation is imposed on multiple counts in the
2
1 aggregate such that a habitual offender enhancement will apply to all counts
2 throughout the entire probationary period.
3 I. BACKGROUND
4 A. Factual Background
5 {4} According to the charging documents in Defendant’s case, Officer Steven
6 Minner pulled over Defendant and Anthony Banghart because their vehicle had a
7 broken taillight. Officer Minner arrested Defendant, and a fellow officer arrested
8 Mr. Banghart because both had outstanding warrants. After the two were booked,
9 another officer observed Mr. Banghart remove an object from his clothing near his
10 abdomen area and pass it to Defendant. Defendant then attempted to swallow the
11 object but was unable to and “coughed it up.” Defendant gave the object back to Mr.
12 Banghart, and he put it back in his clothing. The observing officer relayed this
13 information to Officer Minner. The two officers then searched Mr. Banghart and
14 discovered two pieces of plastic that contained heroin.
15 1. Defendant’s plea and sentencing
16 {5} Defendant pleaded guilty to one count of tampering with evidence, contrary
17 to Section 30-22-5, and one count of conspiracy to commit tampering with evidence,
18 contrary to Section 30-28-2. The plea agreement provided that “[t]he State may bring
19 habitual offender proceedings, as provided by law, based on any convictions not
3
1 admitted in this plea. The State may also choose to withdraw this plea agreement if
2 it discovers any such convictions.” At the plea hearing, the State informed the district
3 court that it had reason to believe Defendant may have prior convictions under a
4 different name and needed time to investigate. The district court then instructed
5 Defendant that if she had
6 two prior felony convictions, then [the court] could add four years to
7 each of [her underlying offenses], and if that is the case, none of that
8 time is able to be deferred by [the court] or suspended, you understand?
9 So [Defendant] would have to serve a minimum of four years [per
10 offense] in the state penitentiary.
11 Defendant indicated that she understood.
12 {6} Approximately one month later, the State filed a supplemental criminal
13 information, alleging that Defendant had committed two prior felonies. At the
14 sentencing hearing, defense counsel informed the court that Defendant would admit
15 her identity in both prior felonies. Defense counsel further explained that the State
16 had agreed to seek enhancement for only one prior felony and to hold the other in
17 abeyance. The district court reminded Defendant that she did not need to admit to
18 the two prior felony convictions and that the State had the burden of proving its
19 allegations in the supplemental information. Defendant and the district court then
20 had the following exchange:
21 Judge: If you make that admission [to the two prior felony offenses]
22 today, you are making it very easy for the court in the future to give you
4
1 four additional years and that would be per count, so that could be eight
2 years, because I’m running these consecutive to each other. You
3 understand that it could be an eight-year sentence for you if you violate
4 probation.
5 Defendant: Yes Ma’am.
6 {7} The district court sentenced Defendant to eighteen months in prison for Count
7 1 and eighteen months in prison for Count 2 and added a one-year habitual offender
8 enhancement to each, for a total of five years of incarceration. The district court
9 suspended three years of Defendant’s incarceration relating to Counts 1 and 2 and
10 instead imposed three years of probation to begin after her release from her two-year
11 prison sentence relating to her habitual offender enhancements. 1 Finally, the district
12 court provided that Defendant would serve a mandatory parole term of one year
13 following her incarceration to run concurrent with her term of probation.
14 2. Defendant’s release from prison and probation violations
15 {8} Defendant began her probationary period after being released from prison.
16 Defendant violated probation multiple times, prompting the State to file a petition to
17 revoke Defendant’s probation on three occasions. The district court revoked then
18 reinstated Defendant’s probation on the first two occasions. The district court then
1
Section 31-18-17(A) provides that a sentence under the habitual offender
statute “shall not be suspended or deferred” absent circumstances not present in the
instant matter.
5
1 revoked Defendant’s probation following the State’s third petition, just over halfway
2 into Defendant’s probation term, and enhanced her sentences for Counts 1 and 2 by
3 three years each, pursuant to Section 31-18-17(B).
4 B. Procedural Background
5 {9} Defendant filed pleadings opposing the district court’s habitual offender
6 enhancements for both counts. Defendant argued, among other things, that the
7 written plea agreement imposed a maximum term of three years of incarceration and
8 that she completed her sentence as to Count 1 after serving over half of her three-
9 year probationary period, such that the district court lost jurisdiction to enhance it.
10 This argument was based on Defendant’s assertion that the first eighteen months of
11 her probation corresponded to Count 1, and the second eighteen months of her
12 probation corresponded to Count 2. The district court rejected Defendant’s
13 arguments, finding that her three-year probationary period was unitary and, as a
14 result, that she was still on probation for and subject to enhancement on both Count
15 1 and Count 2 throughout the entire three-year term.
16 {10} Defendant appealed to our Court of Appeals, which held that the district court
17 retained jurisdiction to enhance Defendant’s sentence on both counts. Banghart-
18 Portillo, A-1-CA-36917, mem. op. ¶¶ 1, 3. It reasoned that “it did not appear that
19 Defendant’s judgment and sentence was structured for time served on probation to
6
1 correspond with any particular conviction.” Id. ¶ 3. As such, Defendant “had no
2 reasonable expectation of finality as to [C]ount [1] or any limitation on the
3 enhancement prior to the completion of her entire probationary period.” Id. (citing
4 Yazzie, 2018-NMCA-001, ¶ 14). Defendant then timely petitioned this Court for a
5 writ of certiorari under Rule 12-502 NMRA. We granted, then quashed certiorari.
6 We subsequently granted Defendant’s motion for rehearing to determine whether
7 Yazzie is controlling in this matter and to consider the impact Mares has on our
8 analysis.
9 II. DISCUSSION
10 {11} “[W]hether a trial court has jurisdiction in a particular case is a question of
11 law that we review de novo.” Smith v. City of Santa Fe, 2007-NMSC-055, ¶ 10, 142
12 N.M. 786, 171 P.3d 300. “We generally apply a de novo standard of review to the
13 constitutional question of whether there has been a double jeopardy violation.” State
14 v. Cummings, 2018-NMCA-055, ¶ 6, 425 P.3d 745. Additionally, to the extent that
15 this Court is required to interpret a plea agreement, the terms of the plea agreement
16 are also reviewed de novo. State v. Gomez, 2011-NMCA-120, ¶ 9, 267 P.3d 831.
17 {12} “In New Mexico, the jurisdiction of a trial court to enhance a felony sentence
18 under the habitual offender statute expires once a defendant has completed service
19 of that sentence.” State v. Lovato, 2007-NMCA-049, ¶ 6, 141 N.M. 508, 157 P.3d
71 73. “This jurisdictional limitation is founded upon principles of double jeopardy:
2 once a sentence has been served, a defendant’s punishment for the crime has come
3 to an end.” Id. (internal quotation marks and citation omitted). “Such double
4 jeopardy concerns are only implicated if the defendant has an objectively reasonable
5 expectation of finality in the sentence.” Yazzie, 2018-NMCA-001, ¶ 11. “[A
6 d]efendant must establish that the district court did not have jurisdiction to impose
7 the additional enhancement by proving two things: (1) that [the d]efendant had an
8 expectation of finality in [the defendant’s] original sentence, and (2) that the
9 expectation was reasonable.” Id.10 {13} We use the two questions on which we granted rehearing to guide our analysis.
11 First, we determine whether Yazzie is controlling in this matter. Second, we
12 determine what the holding in Mares adds to our analysis.
13 A. Yazzie Does Not Answer Whether Defendant Had an Objectively
14 Reasonable Expectation of Finality for Count 1
15 {14} To determine whether Defendant had a reasonable expectation of finality in
16 her sentence relating to Count 1, we analyze the written terms of the plea agreement
17 and the circumstances surrounding the plea agreement. “A plea agreement is a
18 unique form of contract whose terms must be interpreted, understood, and approved
19 by the district court.” Yazzie, 2018-NMCA-001, ¶ 9 (internal quotation marks and
20 citation omitted). When interpreting a plea agreement, appellate courts construe the
8
1 agreement’s terms according to “what [the d]efendant reasonably understood when
2 [the defendant] entered the plea.” Id. (first alteration in original) (internal quotation
3 marks and citation omitted). “If the language in the written agreement is ambiguous,
4 it is the district court’s task to resolve that ambiguity with the parties.” Id. In this
5 case, the Court of Appeals relied on Yazzie to hold that Defendant had no reasonable
6 expectation of finality in her sentence. Banghart-Portillo, A-1-CA-36917, mem. op.
7 ¶ 3. The State similarly argues that Yazzie is analogous to this case and that we should
8 affirm the Court of Appeals’ analysis. For the reasons that follow, we disagree that
9 Yazzie is dispositive in this case.
10 {15} In Yazzie, the terms of the written plea agreement provided that the defendant
11 “would receive a three-year sentence on Count 1 and a one-and-one-half-year
12 sentence on Count 2.” Yazzie, 2018-NMCA-001, ¶ 3. Under the terms of the plea
13 agreement, the State filed a supplemental information charging the defendant as the
14 same person convicted of three other felony offenses. Id. The defendant admitted his
15 identity in the three additional charges and received a habitual offender enhancement
16 of eight additional years on Count 2. Id. Similar to this case, three years of the
17 defendant’s sentence in Yazzie were suspended, and the district court ordered his
18 placement on supervised probation for three years following his incarceration. Id. ¶¶
19 13-14. The defendant also agreed that if he “later violate[d] that probation, he may
9
1 be incarcerated for the balance of the sentence and have an eight[-]year habitual
2 enhancement apply to Count 1.” Id. ¶ 14 (first alteration in original) (emphasis
3 added) (internal quotation marks omitted).
4 {16} The district court in Yazzie later concluded that the defendant had violated his
5 probation, and the court imposed a habitual offender enhancement on Count 1. Id. ¶
6 7. The defendant argued on appeal that he had completed his sentence for Count 1
7 at the time the district court enhanced his sentence. Id. ¶ 8. The Court of Appeals
8 held that, under the express terms of the plea agreement, “[the d]efendant would
9 have expected to serve a three-year period of probation and be subject to additional
10 enhancement of the sentence imposed for Count 1 during the entire period of his
11 probation.” Id. ¶ 14. Accordingly,
12 [b]ecause neither the plea agreement nor the judgment and sentence
13 structured [the d]efendant’s sentence such that the time served on
14 probation corresponded with a particular conviction, [the d]efendant
15 had no reasonable expectation of finality as to Count 1 or any limitation
16 on the enhancement of Count 1 prior to the completion of his entire
17 three-year period of probation.
18 Id.
19 {17} The Court of Appeals here relied on Yazzie in large part for its conclusion that
20 Defendant’s “probation term was not assigned to run in accordance with either of
21 the counts, but rather in total time.” Banghart-Portillo, A-1-CA-36917, mem. op. ¶
22 3. Thus, Defendant “was . . . still subject to the district court’s jurisdiction for
10
1 enhancement of both counts.” Id. Defendant argues that the factual distinctions in
2 Yazzie render it inapplicable to this case. While we acknowledge that the facts of
3 Yazzie are distinct from this case, we agree with Yazzie’s holding that a unitary
4 probationary term encompassing more than one count is permissible, so long as the
5 defendant is reasonably informed of what to expect under the terms of the plea
6 agreement and sentence. Yazzie, 2018-NMCA-001, ¶ 14. However, for the reasons
7 that follow, we look beyond Yazzie to decide whether the district court in this case
8 retained jurisdiction to enhance Defendant’s sentence for Count 1.
9 {18} First, the express terms of the plea agreement in Yazzie were clear that the
10 defendant would receive a habitual offender enhancement of up to eight years on
11 Count 1 if he violated probation. Yazzie, 2018-NMCA-001, ¶ 4. Here, no such
12 language existed in Defendant’s written plea agreement. In fact, Defendant’s written
13 plea agreement only specifies that she faced zero to three years of incarceration.
14 Second, the plea agreement in Yazzie further specified that an enhancement of eight
15 years already attached to Count 2 at the time of the defendant’s sentencing. Id. ¶ 3.
16 As such, when the defendant in Yazzie violated the terms of his probation, the only
17 count that the district court had not yet enhanced was Count 1. In this case,
18 Defendant’s written plea agreement was silent about the possibility of enhancement
19 of either count if she violated probation. Based on these distinctions, it follows that
11
1 the defendant in Yazzie could have reasonably expected to receive an eight-year
2 enhancement on Count 1 according to the express terms of his plea agreement and
3 the structure of his sentence. Here, in contrast, the express terms of the plea
4 agreement and structure of the sentence did not create such a clear and reasonable
5 expectation for Defendant. Thus, Defendant’s written plea agreement was
6 ambiguous in the sense that it did not specify the consequences she faced if she
7 violated probation following her admission of the two prior felonies.
8 {19} Accordingly, we must look beyond Defendant’s written plea agreement and
9 determine whether the district court resolved the ambiguities about the consequences
10 of a probation violation. See Yazzie, 2018-NMCA-001, ¶ 9.
11 B. Any Ambiguities in the Plea Agreement Were Cured Pursuant to Mares
12 {20} Following our determination that Defendant’s written plea agreement was
13 ambiguous, we now must analyze whether the district court resolved the ambiguity
14 and thus reasonably informed Defendant of what she could expect if she violated
15 probation. Id. This Court held in Mares that “[i]f the [district] court resolves alleged
16 ambiguities [in the plea agreement] and no further objection is made, the agreement
17 is no longer ambiguous on those points addressed by the court.” 1994-NMSC-123,
18 ¶ 12. In Mares, the defendant “entered into a plea agreement under which he . . .
19 plead[ed] nolo contendere to one count of trafficking cocaine.” Id. ¶ 2. The plea
12
1 agreement provided that the defendant would be sentenced to nine years of
2 imprisonment. Id. ¶ 3. The district court suspended all but seventy days of the
3 defendant’s sentence and imposed forty-eight months of probation. Id. During the
4 sentencing hearing, defense counsel inquired about the period of incarceration the
5 defendant faced if he violated probation. Id. ¶ 4. The district court responded that
6 the defendant faced a potential of nine years of incarceration if he violated probation.
7 Id. Consequently, this Court held that “the [district] court resolved any ambiguity
8 regarding the period of incarceration facing [the defendant] in the event he violated
9 the conditions of his probation.” Id. ¶ 13.
10 {21} Mares, unaddressed by the dissent, informs the outcome of this case. The
11 district court here resolved any ambiguities present in the plea agreement by
12 informing Defendant of the potential consequences if she violated probation. The
13 dissent maintains that “defendants have the right to be clearly informed by the words
14 of a plea agreement and by the district court regarding the consequences of these
15 types of pleas, particularly when they stipulate to prior felonies.” Dissent, ¶ 37.
16 However, Mares instructs that when a plea agreement is ambiguous, the district court
17 may clarify the terms of the agreement and cure the ambiguities. Mares, 1994-
18 NMSC-123, ¶ 12. That is what occurred in this case. The district court specifically
19 informed Defendant that if she admitted to both prior felonies, a probation violation
13
1 would result in a four-year habitual offender enhancement on each of her counts,
2 totaling eight additional years of incarceration. This clarification occurred on more
3 than one occasion. First, the district court informed Defendant of the consequences
4 of having two prior felonies at her plea hearing, before the State filed the
5 supplemental information. Second, the district court ensured that Defendant
6 understood the consequences of admitting to the two prior felonies at her sentencing
7 hearing after the State filed the supplemental information. Defendant had the
8 opportunity to object or withdraw the plea at this time, but she did not.
9 {22} Thus, like in Mares, the district court here cured any ambiguities present in
10 the plea agreement about the potential consequences of a probation violation. Based
11 on that clarification, Defendant should have reasonably expected that she faced an
12 additional eight years of incarceration if she violated probation and that each Count
13 was subject to a habitual offender enhancement throughout her entire probationary
14 period. As a result, Defendant has failed to prove that she had a reasonable
15 expectation of finality as to Count 1. See Yazzie, 2018-NMCA-001, ¶¶ 10-11
16 (holding that a defendant must prove that his or her expectation of finality was
17 reasonable in order to establish that the district court did not have jurisdiction to
18 impose an additional enhancement).
14
1 C. Defendant’s Remaining Arguments Do Not Alter Our Analysis
2 {23} Defendant and the dissent rely on Lovato, 2007-NMCA-049, to argue that
3 because Defendant had served over half of her probation, the district court lost
4 jurisdiction to enhance Count 1. Lovato is inapplicable here. In Lovato, similar to
5 this case, the defendant was convicted of multiple felony counts. Id. ¶ 2. The
6 defendant argued that because he already served his incarceration period and parole
7 for the first count, the district court lost jurisdiction to enhance that sentence. Id. ¶
8 4. However, crucially, the defendant in Lovato had not been adjudicated as a habitual
9 offender prior to the completion of his sentence for the first count. Id. ¶ 3.
10 Accordingly, the Court of Appeals held that the defendant could not have reasonably
11 expected that count to be enhanced. Id. ¶ 10; see also State v. Gaddy, 1990-NMCA-
12 055, ¶ 8, 110 N.M. 120, 792 P.2d 1163 (“An unenhanced sentence remains a valid
13 sentence until it is determined that [a] defendant is a habitual offender and that the
14 underlying sentence is subject to enhancement.”). Here, when Defendant entered her
15 plea, she admitted her identity for two prior felonies and acknowledged that her
16 sentence could be enhanced up to eight additional years if she violated probation.
17 Lovato therefore is inapposite.
18 {24} Defendant further contends that structuring her probation as one unitary block
19 for both Counts is impermissible under Brock v. Sullivan, 1987-NMSC-013, 105
15
1 N.M. 412, 733 P.2d 860. In Brock, we examined an instance where the defendant
2 was convicted of four fourth-degree felony offenses and was sentenced to eighteen
3 months of incarceration for each offense. Id. ¶ 1. Each of the defendant’s sentences
4 also included a term of parole. Id. ¶ 3. An unusual issue arose in Brock when the
5 Parole Board “separated each parole period from the underlying sentence and period
6 of imprisonment imposed thereon and, in effect, tolled commencement of the parole
7 periods until the sentence on the last consecutive offense was served.” Id. ¶ 4. We
8 held that this instance of “stacking of multiple parole periods” is impermissible
9 under New Mexico law. Id. ¶ 6 (footnote, internal quotation marks, and citation
10 omitted). Accordingly, we held that the defendant must serve each of his parole
11 sentences immediately after completing the period of incarceration for the
12 corresponding sentence and concurrently with any consecutive sentence of
13 incarceration. Id. ¶ 13.
14 {25} Defendant’s arguments under Brock must fail. Nothing in Brock suggests that
15 its holding or principles apply in parallel to both parole and probation. In fact, our
16 analysis in Brock centered explicitly around statutes relating to parole only. See
17 generally Brock, 1987-NMSC-013. Defendant makes no argument as to why our
18 holding prohibiting fragmenting of parole periods similarly applies to probation.
19 Moreover, a unitary block of probation would not result in the type of “stacking”
16
1 prohibited by Brock. See id. ¶¶ 6-7. Brock recognized an exception where parole
2 may be served in prison to prevent fragmenting. Id. ¶ 13. Probation, by its nature,
3 cannot be served in prison. 2 As a result, a term of probation is necessarily separate
4 from the corresponding sentence of incarceration when, as in this case, a defendant
5 is sentenced to periods of incarceration and probation on multiple counts. Therefore,
6 Brock does not change our rejection of Defendant’s challenge to probation imposed
7 as a unitary block in this case.
8 D. Plea Agreements Should Specify When a Probationary Period Is to Be
9 Served in the Aggregate
10 {26} While holding that the district court cured any apparent ambiguities in
11 Defendant’s plea agreement pursuant to Mares, we also emphasize the importance
12 of clarity in plea agreements. We note that the result in this case may very well have
13 been different if the district court had not made it clear that Defendant faced up to
14 eight additional years of incarceration if she violated probation. We caution the
15 sentencing court and counsel for the parties to ensure that it is clear to a defendant
16 accepting a plea whether probation is to be served in a unitary block. This will
NMSA 1978, Section 31-21-5(B) (1978), the definitions section of the
2
Probation and Parole Act, defines probation as “the procedure under which an adult
defendant, found guilty of a crime upon verdict or plea, is released by the court
without imprisonment under a suspended or deferred sentence and subject to
conditions.” (Emphasis added.)
17
1 provide the defendant notice that a habitual offender enhancement may apply to all
2 counts for the duration of the probationary period if a violation occurs. We further
3 clarify that there can be no presumption that a probationary term will be served in
4 the aggregate absent explicit language in the plea agreement or clarification by the
5 district court. Failing to make this specification would create an ambiguity in the
6 plea and undermine a defendant’s reasonable expectation of finality.
7 III. CONCLUSION
8 {27} We conclude that Defendant did not have a reasonable expectation of finality
9 in Count 1 at the time that the district court enhanced Defendant’s sentence because
10 the district court had previously informed her of the consequences she faced if she
11 violated probation. Therefore, we affirm the Court of Appeals and hold that the
12 district court properly retained jurisdiction to apply a habitual offender enhancement
13 to Count 1.
14 {28} IT IS SO ORDERED.
15
16 C. SHANNON BACON, Chief Justice
17 WE CONCUR:
18
19 JULIE J. VARGAS, Justice
18
1
2 CINDY LEOS, Judge, sitting by designation
3 DAVID K. THOMSON, Justice, dissenting
4 BRIANA H. ZAMORA, Justice, concurring in dissent
5
19
1 THOMSON, Justice (dissenting).
2 {29} The majority, maj. op. ¶ 12, rightly acknowledges that “[i]n New Mexico, the
3 jurisdiction of a trial court to enhance a felony sentence under the habitual offender
4 statute expires once a defendant has completed service of that sentence.” Lovato,
5 2007-NMCA-049, ¶ 6 (citing Gaddy, 1990-NMCA-055, ¶ 8) (“[T]he trial court was
6 deprived of jurisdiction to impose a habitual offender enhancement after the
7 defendant had completely served the underlying sentence.”); March v. State, 1989-
8 NMSC-065, ¶¶ 5, 7, 13, 109 N.M. 110, 782 P.2d 82 (holding that the trial court had
9 no jurisdiction to enhance the defendant’s sentence because the earning of
10 meritorious deductions had brought the defendant’s service of his sentence to an
11 end). After quashing its writ of certiorari in this case, this Court granted Defendant’s
12 motion to reconsider the appeal, accepting Defendant’s request to “rehear its quash
13 order as to Count 1 only.” I appreciate the Court’s willingness to rehear its order to
14 quash, but I disagree with the majority’s conclusions. I am not convinced that it is
15 lawful to extend a district court’s jurisdiction by applying the aggregate three-year
16 term of probation to each count in this case when the sentence provides that each
17 count shall run consecutively and that each count be enhanced separately. Put
18 simply, whereas here there is no part of the sentence for count one to be served, there
19 is no part of a defendant’s sentence to be enhanced. “Once a defendant has
20
1 completely served his or her underlying sentence, the district court loses jurisdiction
2 to enhance that sentence, even if the state filed the supplemental information before
3 the defendant finished serving the underlying sentence.” State v. Godkin, 2015-
4 NMCA-114, ¶ 20, 362 P.3d 161, 167 (text only) (quoting State v. Roybal, 1995-
5 NMCA-097, ¶ 4, 120 N.M. 507, 903 P.2d 249).3 Here it is indisputable that
6 Defendant completely served her underlying sentence with regard to Count 1 before
7 the district court’s exercise of jurisdiction to enhance that sentence.
8 {30} I appreciate the considered guidance the majority provides regarding how a
9 defendant could be better informed about the structure, term, and finality of a
10 sentence when faced with the facts of this case. See maj. op. ¶ 26. I also agree with
11 the majority’s conclusion that reliance on Yazzie, 2018-NMCA-001, ¶ 9, to quash
12 certiorari in this case was misguided. Maj op. ¶ 14. Respectfully, however, I believe
13 that the majority’s opinion does little to resolve the issue in this case, which is the
14 propriety of an enhancement of the underlying sentence on a count where that
15 sentence is completed. Despite the needed guidance it provides, the majority
16 opinion’s ultimate holding essentially reaffirms the original decision to quash
3
The “text only” parenthetical used herein indicates the omission of any of the
following⸻internal quotation marks, ellipses, and brackets⸻that are present in the
text of the quoted source, leaving the quoted text itself otherwise unchanged.
21
1 certiorari. Because I conclude, guided by Lovato, that the trial court has no authority
2 to enhance Defendant’s sentence for Count 1 as that sentence has been completely
3 served, I respectfully dissent. 4
4 {31} Defendant like all defendants “should be able to negotiate the terms of a plea
5 agreement to the full extent allowed by law[, including] . . . a maximum potential
6 incarceration provision in exchange for a guilty plea . . . that governs both sentencing
7 and post-sentencing procedures.” Mares, 1994-NMSC-123, ¶ 11. The instant felony
8 charges Defendant was resolving at the plea hearing were tampering with evidence
9 and conspiracy to tamper with evidence. At Defendant’s sentencing hearing, the
10 State presented two prior felony convictions, one for forgery and one for worthless
11 checks. The State agreed to pursue only one of the prior felonies and hold the others
12 in abeyance. This resulted in a one-year enhancement on the instant felony charge.
13 {32} Concerning the State’s ability to seek sentencing enhancements based on prior
14 convictions, the written plea agreement in this case simply provided, “The State may
15 bring habitual offender proceedings, as provided by law, based on any convictions
4
The majority focuses most of its analysis on ambiguity created in the plea
agreement and maintains that, because the district court resolved those ambiguities
post plea, Defendant’s argument fails. Because Defendant asks us to review only the
enhancement of the Count 1 sentence, and because I would decide that the District
Court lacks jurisdiction to enhance Count 1, I do not address the plea-agreement-
ambiguity portion of the majority opinion. See maj. op. ¶ 20.
22
1 not admitted in this plea.” At the plea hearing, the State advised the district court
2 that it needed an opportunity to investigate possible prior convictions to determine
3 whether it would bring habitual offender proceedings. The district court then
4 informed Defendant that, under the agreement, if she had one prior felony conviction
5 her sentence could be enhanced by one year for Count 1 and one year for Count 2,
6 and Defendant indicated that she understood.
7 {33} Defendant’s written plea agreement acknowledged that “[s]entencing remains
8 in the discretion of the court” and that “Defendant may be ordered to serve a term of
9 incarceration of between zero (0) and three (3) years” based on running the
10 “maximum basic sentence of eighteen (18) months” for tampering with evidence
11 (Count 1) and the “maximum basic sentence of eighteen (18) month for conspiracy”
12 (Count 2) consecutively. Defendant received the maximum sentence for the two
13 instant felonies. The Judgement, Sentence, and Order Partially Suspending Sentence
14 imposed an eighteen (18) month sentence on Count 1 and an eighteen (18) month
15 sentence on Count 2, noting that the sentence for Count 2 was to run consecutively,
16 after Count 1. Consecutive sentences is defined as “two or more sentences of jail
17 time to be served in sequence.” Black’s Law Dictionary (11th ed. 2019) at 1636. The
18 sentence for each count was enhanced by one year, based on a finding that Defendant
19 was a habitual offender, and on her admission to one previous offense, with an oral
23
1 acknowledgement that a second admission was held in abeyance. Running the
2 sentences consecutively⸻and attaching a one-year enhancement to the basic
3 sentence of each⸻the district court reached a five-year total sentence. The district
4 court also suspended three years of the five-year sentence, leaving two years as the
5 actual term of imprisonment. Thus the actual sequence of the sentence is as follows:
6 Defendant is sentenced for two-and-one-half years on Count 1 (18 months for the
7 crime and one year for being a habitual offender), Defendant serves that sentence
8 for Count 1, and then Defendant starts to serve the same amount of time for Count
9 2. This applies the credit for time served to Count 1 first as that is its sequence in
10 Defendant’s sentence. As discussed below, regardless of how the majority wants to
11 interpret the probationary terms or whether the plea was amended after the fact,
12 under a consecutive sentence the sentence for Count 1 must be served before the
13 sentence for Count 2 can begin. In this case the sentence for Count 1 was served,
14 and when that happened the trial court lost jurisdiction to enhance the sentence for
15 Count 1.
16 {34} This conclusion is not only what a plain reading of “consecutive” requires but
17 is also what the statute governing the use of prior felonies requires. Each “prior
18 felony conviction” must apply to the “basic sentence” of the “instant felony.”
19 Section 31-18-17(A) (providing that the basic sentence for the instant felony “shall
24
1 be increased by one year” for “one prior felony conviction”); § 31-18-17(B)
2 (providing that the basic sentence for the instant felony “shall be increased by four
3 years” for “two prior felony convictions”); § 31-18-17(C) (providing that the basic
4 sentence for the instant felony “shall be increased by eight years” for “three or more
5 prior felony convictions”). State law also requires that Defendant receive credit on
6 her suspended sentence for time served on probation. NMSA 1978, § 31-21-15(A)-
7 (B) (2016) (stating that if imposition of sentence was deferred and a probationer has
8 violated any condition of release, “the court may impose any sentence that might
9 originally have been imposed, but credit shall be given for time served on
10 probation”).
11 {35} In February 2016 Defendant was released from a two-year term of
12 incarceration and began probation. Following Defendant’s arrest in October 2017
13 for a probation violation, the district court revoked probation and enhanced the
14 sentence for Count 1 by three years. Between the time when her probationary period
15 began and when it was revoked Defendant had completed 612 days of probation.
16 Combined with presentence credit of 164 days⸻for a total of 2.1 years⸻and with
17 one year of the period of incarceration applicable to Count 1, Defendant’s total
18 sentence served was well over the two-and-one-half years she was obligated to serve
19 on Count 1. Thus, based on its own explanation, the district court could not
25
1 effectively sentence Defendant to serve any period of incarceration on Count 1 as of
2 when she had successfully served 1.5 years on probation.
3 {36} “Whenever the period of suspension expires without revocation of the order,
4 the defendant is relieved of any obligations imposed on him by the order of the court
5 and has satisfied his criminal liability for the crime.” NMSA 1978, § 31-20-8 (1977).
6 If the district court could not revoke Defendant’s probation and incarcerate
7 Defendant for any portion of the suspended sentence on Count 1, the district court
8 lacked jurisdiction to enhance Defendant’s sentence on Count 1. See Lovato, 2007-
9 NMCA-049, ¶ 6 (“In New Mexico, the jurisdiction of a trial court to enhance a felony
10 sentence under the habitual offender statute expires once a defendant has completed
11 service of that sentence.”). The district court’s minimal explanation to Defendant at
12 a subsequent sentencing hearing—that admitting a second prior at that time would
13 make it “very easy for a court in the future to give [Defendant] four additional years,
14 and that would be per count and could be for eight years”—cannot persuade this
15 Court to determine that Defendant agreed to amend her initial plea agreement by an
16 illegal extension of the sentence in Count 1 beyond two and one half years.
17 {37} Finally, the holding of the majority along with, in my view, the misguided
18 holding of Yazzie should serve a note of caution for defendants who agree to
19 consolidate charges into one plea agreement, especially when it is likely they will be
26
1 sentenced consecutively. In my view, defendants have the right to be clearly
2 informed by the words of a plea agreement and by the district court regarding the
3 consequences of these types of pleas, particularly when they stipulate to prior
4 felonies.
5 {38} Therefore, I would reverse the Court of Appeals in part and hold that allowing
6 the district court to enhance Defendant’s sentence on Count 1 violates concepts of
7 double jeopardy. At the time Defendant entered into the plea agreement, she had an
8 objectively reasonable expectation of finality in her sentence as to Count 1, and she
9 had served in excess of her basic sentence and enhancement before her arrest for
10 probation violation. The district court lacked jurisdiction to impose further periods
11 of incarceration on Count 1 at that point. See March, 1989-NMSC-065, ¶ 5 (“A
12 defendant’s objectively reasonable expectation of finality in sentencing for double
13 jeopardy purposes turns upon NMSA 1978, Section 31-18-19 ([1977]), which
14 declares it is the duty of the district attorney to bring the habitual offender charge ‘at
15 any time, either after sentence or conviction,’ [but ] the statute does not say ‘after
16 serving of sentence.’”); see also § 31-20-8 (relieving a defendant “of any obligations
17 imposed on him by the order of the court” when the defendant “has satisfied his
18 criminal liability for the crime” and “the period of suspension expires without
19 revocation of the order” of suspension).
27
1
2 DAVID K. THOMSON, Justice
3 I CONCUR:
4
5 BRIANA H. ZAMORA, Justice
28