United States v. Gilpin ( 2019 )

This opinion is subject to administrative correction before final disposition.
Before
TANG, LAWRENCE, and STEPHENS,
Appellate Military Judges
_________________________
UNITED STATES
Appellee
v.
Mason W. GILPIN
Midshipman, U.S. Navy
Appellant
No. 201900033
Decided: 30 December 2019.
Appeal from the United States Navy-Marine Corps Trial Judiciary,
Military Judges: Commander William H. Weiland, JAGC, USN
(arraignment); Commander Arthur C. Gaston, JAGC, USN (motions
and trial). Sentence adjudged 31 August 2018 by a general court-
martial convened at Region Legal Service Office Naval District
Washington consisting of a military judge sitting alone. Sentence
approved by the convening authority: confinement for 30 months, and
a dismissal.
For Appellant: Carol Thompson, Esq., Eric S. Montalvo, Esq., Captain
Nick S. Mote, USMC.
For Appellee: Captain Brian L. Farrell, USMC; Lieutenant Kurt W.
Siegal, JAGC, USN.
_________________________
This opinion does not serve as binding precedent, but
may be cited as persuasive authority under NMCCA
Rule of Appellate Procedure 30.2.
United States v. Gilpin, NMCCA No. 201900033
_________________________
STEPHENS, Judge:
A general court-martial convicted Appellant, U.S. Naval Academy Mid-
shipman (MIDN) Mason W. Gilpin, contrary to his pleas, of violating Article
120, Uniform Code of Military Justice (UCMJ). 1 The charge arose when Ap-
pellant and another midshipman, KS, had an alcohol-fueled sexual encounter
in the early hours of a Sunday morning in her room at Bancroft Hall. 2 MIDN
KS did not remember any of the encounter other than being on top of MIDN
Gilpin. A couple of weeks later, she alleged he had sexually assaulted her.
After a bench trial, the military judge acquitted MIDN Gilpin of sexually
assaulting MIDN KS when she was incapable of consenting due to her intoxi-
cation (Specification 1), but found him guilty of sexually assaulting her when
she was “asleep” and “otherwise unaware” (Specification 2).
Appellant asserts four assignments of error (AOE): (1) the military judge
misapplied United States v. Sager 3 by convicting MIDN Gilpin on theories of
MIDN KS being asleep and otherwise unaware, (2) the evidence is legally and
factually insufficient, (3) the Government lost jurisdiction to try MIDN Gilpin
when it separated him from the Naval Academy, and (4) the trial counsel
committed prosecutorial misconduct.
We find the jurisdictional AOE to be without merit, but find the evidence
to be factually insufficient, rendering the remaining two AOEs moot.
I. BACKGROUND
A. Midshipman KS Texts Midshipman Gilpin That He Had Sexually
Assaulted Her
On 13 December 2016, MIDN Gilpin was with a friend in his room at
Bancroft Hall when MIDN KS texted him. About three weeks before, he had,
in his words, “hooked up” with her in her room in Bancroft Hall. People were
1 10 U.S.C. § 920 (2016).
2 Bancroft Hall serves as the on-base residence facility for all midshipmen attend-
ing the Naval Academy.
3 76 M.J. 158, 162 (C.A.A.F. 2017) (analyzing Article 120(d), UCMJ, 10 U.S.C.
§ 920(d) (2012), and holding that “asleep,” “unconscious,” and “otherwise unaware”
constitute three separate theories of liability and that “otherwise unaware” means
“unaware in a manner different from asleep and different from unconsciousness”).
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United States v. Gilpin, NMCCA No. 201900033
talking about it, and it was a serious offense that could get both of them
kicked out of the Academy. The day before he received MIDN KS’s text, her
doctor told her she had chlamydia. The text she sent read:
Good evening Mason, I’m sending this to you as a courtesy. I
wanted to let you know that what happened was wrong. I want
to let you know that we are not ok. I’m going to give you the
heads up now to let you know that you gave me chlamydia.
Therefore, you should get that checked out. Lastly, I want to
give you a heads up before this comes as a surprise that I will
be filing an unrestricted report. From now on I believe it would
be best and I would appreciate if you did not text or communi-
cate with me in person. 4
But MIDN KS must have gotten chlamydia from someone else, because
MIDN Gilpin did not have it. MIDN Gilpin’s friend described him as
“shocked” and “confused.” 5 He texted her back. He told her he did not have
chlamydia, that he did not know what he did wrong, and wondered if this was
even MIDN KS texting him. She ordered him to stop texting her. His last
message to her was:
[KS] we have to talk about this in person, you can’t just do this.
What are you blaming me for doing? I don’t understand, it was
consensual. We joked about doing it again the next morning,
you literally said you liked it on top the next day. I did my best
to handle it the next day with the plan B. 6
B. The Evening of Saturday, 19 November 2016
1. Midshipman KS attends a party
MIDN KS was a second-year student at the Naval Academy. One of her
midshipman friends had a small twenty-first birthday party at her sponsor’s
home in Annapolis. 7 A total of six midshipmen were there, and the sponsor-
parents took them out to a restaurant. Among the midshipmen, there was
moderate drinking that night.
4 Defense Exhibit J at 5.
5 Record at 1505.
6 Defense Exhibit J at 8.
7Families living around the Naval Academy may “sponsor” midshipmen to allow
them a “home away from home” during authorized liberty periods.
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United States v. Gilpin, NMCCA No. 201900033
MIDN KS arrived at the party between five and six o’clock in the evening.
Having recently turned 21, she had a glass of wine and some beer and then
another glass of wine with dinner. After coming back to the sponsor’s house,
she had a few drinks while she was in the hot tub—including one where she
had several ounces of rum in a glass and “took it back like a shot.” 8 About an
hour before midnight, MIDN KS vomited in the bathroom.
During the evening, MIDN KS was upset about the end of a long-distance
relationship with a young man in her hometown. She was very emotional
during the evening and was texting back and forth with the ex-boyfriend. It
was disputed whether she was also communicating with MIDN Gilpin that
evening using a multimedia messaging application that allows users to ex-
change messages, photos, and videos. MIDN KS left the party sometime
before midnight because she was required to be back on board the Academy
for “Taps”; her privileges were restricted because she had low grades and had
failed her physical readiness test. Just five days earlier, one of her room-
mates wrote in her journal that MIDN KS told her “nothing in her life is
going well.” 9
Another midshipman at the party, MIDN Collins, drove MIDN KS home.
Because MIDN Collins was a second-year student, she was not allowed to
operate a vehicle on Academy grounds, so she planned to park at nearby
St. John’s College and walk the approximately half-mile to the Academy and
Bancroft Hall. MIDN KS realized she left her wallet and military identifica-
tion card at the party. With no time to turn around, MIDN Collins parked at
St. John’s and called “Shipmate,” an Academy van service run by midship-
men that gives classmates a no-questions-asked safe ride back to the Naval
Academy. This would allow MIDN KS to get back to Bancroft Hall on time, as
she would not need her military identification to enter the Academy if she
was on the Shipmate van.
Two midshipmen, a driver and a navigator, were operating the Shipmate
van that night. The van crew had some difficulty locating the pair, but even-
tually picked them up and dropped them off outside Bancroft Hall. The driv-
er, by the time of trial a Marine Second Lieutenant, testified she recalled
MIDN KS being helped by MIDN Collins as they walked towards Bancroft
Hall. The driver, who did not know either of the midshipmen, only remem-
bered them as blonde-haired (MIDN Collins) and brown-haired (MIDN KS).
8 Record at 1070.
9 Id. at 1255.
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United States v. Gilpin, NMCCA No. 201900033
Leading up to the trial, the driver reached out to MIDN Collins, believing
she was the one “pressing charges.” 10 She offered to help because she was
certain she remembered a drunk blonde-haired midshipman being assisted
by a brown-haired midshipman. Prior to trial, she learned it was MIDN KS,
who has brown hair, who was allegedly too drunk to consent to sex, and not
the blonde-haired MIDN Collins. She testified at trial adamantly—to the
point of becoming “combative” 11—that she now remembered the very drunk
brown-haired midshipman was being assisted by the blonde midshipman.
The navigator, still a midshipman at trial, recalled that both midshipmen
seemed intoxicated, with MIDN KS more so than MIDN Collins. On cross-
examination, however, he admitted that while he was sure MIDN KS was
drunk, he only assumed, based on her behavior, that MIDN Collins was also
intoxicated. This was the navigator’s first and only duty night for Shipmate.
He recalled documenting the call in the logbook and having to make several
calls back and forth to locate the riders for their pickup. Another thing that
stood out to him was that MIDN KS was in her “spirit gear” (Naval Academy
athletic gear) instead of her required Service Dress Blue uniform, though the
Government disputed this. The navigator could not recall whether they
walked into Bancroft Hall assisting one another or not, testifying that he
would probably only have remembered if one of them was so drunk as to fall
out of the van and need help.
2. Midshipman KS returns to her room at Bancroft Hall
MIDN Collins described MIDN KS as very intoxicated, so much so that
she was “stumbling” 12 and she had to support some of MIDN KS’s weight as
they walked up the stairs, rather than take the elevator, so she could sign in
for Taps. After MIDN KS signed her own name in front of the Company Duty
Officer without incident, MIDN Collins testified she helped MIDN KS to her
room and helped her change out of her clothes. She accompanied her to the
hallway bathroom and then walked back with her to her room. She assisted
MIDN KS into her bed, which sat almost six feet off the ground. With MIDN
KS in her bed, she plugged her cell phone in near her and staged a trashcan
on her desk in case she vomited again. She closed the door, but did not lock it,
not knowing if her two roommates would be coming to the room that night—
10 Id. at 677.
11 Id. at 715.
12 Id. at 634.
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United States v. Gilpin, NMCCA No. 201900033
neither did. According to MIDN Collins, MIDN KS did not make any phone
calls when she was with her and she was not in any condition to do so.
Yet, phone records showed MIDN KS made three calls right after MIDN
Collins left. She attempted to call her ex-boyfriend at exactly midnight. Then
she called another midshipman at 12:15 a.m. and spoke to him for 20
minutes. He testified that she “[led] most of the conversation” and she was
“upset about a boy.” 13 He could tell she had been drinking—she told him so
and she slurred some of her words—but she was coherent and making sense
during the call. Immediately after that, MIDN KS called and spoke with her
ex-boyfriend for 12 minutes. She was very upset and crying, and he knew she
had been drinking. But she was coherent, and he could understand her and it
was apparent through their conversation that she understood him.
At some point, most likely right after the phone calls, it is possible anoth-
er midshipman, Ian Heinz, visited MIDN KS’s room. MIDN Heinz, who was
restricted to the Academy that night, received a text from MIDN KS on her
way back from the party, asking for help signing in for Taps. When MIDN
Heinz later called MIDN KS to help, MIDN Collins answered MIDN KS’s
phone and told MIDN Heinz she would help MIDN KS. MIDN Heinz testified
he went to MIDN KS’s room that night “around 12:30, 12:40.” 14 He an-
nounced his name, knocked on the door, and entered the dark room. She was
in her bed with her phone. He stood on a chair to speak to her. He described
her as upset about her boyfriend, but coherent, even stopping to check a text
or other message application during their conversation. This visit ended with
MIDN KS leaning over her bed to give him a hug and he left the room. 15
For her part, MIDN KS had no memories of the evening from the time she
was drinking in the hot tub until the next morning, except for one thing—she
remembers a dream-like snapshot where she saw MIDN Gilpin’s face as she
was on top of him in her bed.
13 Id. at 1450.
14 Id. at 1480.
15 While the Government strongly disputed this visit ever occurred, MIDN
Heinz’s testimony that MIDN KS was not so intoxicated that she could not legally
consent to sexual activity was corroborated by other witnesses. In any event, the
military judge acquitted MIDN Gilpin of Specification 1 alleging MIDN KS was
incapacitated from alcohol.
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United States v. Gilpin, NMCCA No. 201900033
3. Midshipman Gilpin returns to Bancroft Hall
Midshipman Gilpin was also a second-year student. He and MIDN KS
had been assigned to the same company, and often the same 12-person
squad, since the start of “Plebe Summer” that preceded their first academic
year. They had socialized outside of school in a group setting amicably on
multiple occasions—proven by photographs—although MIDN KS downplayed
the extent of their friendship. They were each contacts on the other’s multi-
media messaging application and had used the application to communicate
one-on-one. That evening, MIDN Gilpin went out in Annapolis to have dinner
with his roommate and his family and then celebrated the roommate’s twen-
ty-first birthday with some other friends at bars. He returned to Bancroft
Hall sometime before three o’clock in the morning. He was very intoxicated,
so much so that another midshipman at the duty desk accompanied him back
to his room.
The next day MIDN Gilpin told another midshipman (who was friends
with both MIDN Gilpin and MIDN KS) what he remembered after returning
to Bancroft Hall. MIDN Gilpin said he knew MIDN KS had returned to Ban-
croft because they were messaging one another on a multimedia messaging
application. 16 He said their conversation prompted him to go to her room
around three o’clock in the morning, knock on her door, and enter. He sat at
her desk as the two talked. Then, at some point, he got up into her bed. They
started kissing and had sex. MIDN Gilpin said he abruptly returned to his
room for a condom but never went back to MIDN KS’s room. MIDN Gilpin
said he could not remember ejaculating. The friend testified that it “was a
spoken understanding [between him and MIDN Gilpin] that it was a drunken
hookup.” 17
After MIDN KS made her unrestricted sexual assault report in December
2016, investigators interviewed her. At trial, she testified that she told inves-
tigators that when she and MIDN Gilpin spoke in her room the next morning,
he said “[t]hat somebody told him [she] was down there, and he was drunk
and bored, and he came to tease me, and things just escalated.” 18 The Gov-
ernment however, despite presenting the testimony of the friend who re-
counted MIDN Gilpin’s story of what happened, believed MIDN Gilpin was
16 The Government never presented any forensic evidence from either MIDN KS’s
or MIDN Gilpin’s phone to confirm or deny any multimedia messaging communica-
tions between the two that night.
17 Record at 1076.
18 Id. at 747.
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United States v. Gilpin, NMCCA No. 201900033
not communicating with MIDN KS on a messaging application that evening
and only learned she was in her room and drunk from MIDN Heinz.
MIDN Heinz, a defense witness, testified he saw MIDN Gilpin in the
wardroom that night around “3:30, 0300, sometime around then,” at which
point he told MIDN Gilpin to go to his own room. 19 During cross-examination,
MIDN Heinz denied he told MIDN Gilpin that MIDN KS was drunk in her
room and that he should go “tease” her. The Government later rebutted this
through the testimony of MIDN KS’s friend, the midshipman whose twenty-
first birthday party MIDN KS attended that evening. She testified that the
next day in a liberty formation, she was talking to MIDN Heinz and MIDN
Gilpin. She testified MIDN Heinz told her that he sent MIDN Gilpin to “mess
with [MIDN KS] since they were both drinking.” 20
C. Aftermath
1. The next morning
The next morning, MIDN Gilpin received two text messages from MIDN
KS. The first came at 9:47 a.m.—“Mason”—and went unanswered. About two
hours later, she wrote, “Wake your ass up I need to talk to you.” When he
went to her room, the conversation centered on “what happened” the night
before. Both midshipmen were concerned MIDN KS could have gotten preg-
nant, so MIDN Gilpin offered to purchase Plan B emergency contraception for
her.
MIDN KS also called a midshipman friend at 11:36 a.m., shortly after
sending MIDN Gilpin the second text message. According to her friend,
MIDN KS was “crying” and “hysterical” and said she woke up in her bed with
her pants off and hickeys on her neck. MIDN KS told her she remembered
hearing or seeing MIDN Gilpin, but made no mention of the sole detail she
remembered, and which she would later tell NCIS agents—that she remem-
bered being on top of him. This particular friend had previously filed an
unrestricted sexual assault report against another midshipman in her com-
pany, a fact of which MIDN KS was aware. As a result, the accused mid-
19 Id. at 1533.
20 Id. at 1662. The Government was adamant MIDN Heinz lied about both visit-
ing KS’s room and his denial that he sent MIDN Gilpin to her room that night. He
was separated from the Naval Academy for lying about an alcohol incident. His
testimony, whatever its probative value, does not impact our analysis about the
plausibility of MIDN KS being asleep when penetrated and then otherwise unaware
when she was on top of MIDN Gilpin during intercourse.
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United States v. Gilpin, NMCCA No. 201900033
shipman was immediately removed from her company and the chain of com-
mand did not pursue any allegations of possible fraternization against her.
She testified that she eventually discussed that process with MIDN KS.
MIDN Gilpin had to enlist the help of his older brother, also a midship-
man, to get the Plan B. When he later met with MIDN KS, he told her he had
to explain what happened to his brother to get his help.
2. Naval Academy gossip
Over the next several weeks, which included the Thanksgiving holiday,
others in the company learned of the incident. Both MIDN KS and MIDN
Gilpin told others what happened, but at this point, MIDN KS did not frame
the experience as a sexual assault and no one perceived that she was report-
ing a sexual assault. MIDN KS eventually told her friends she wanted MIDN
Gilpin moved out of the company.
One incident, which was hotly contested, was what may have been said
when MIDN KS was in the company wardroom studying on 22 November, the
Tuesday after the incident. MIDNs Gilpin and Heinz were also there. MIDN
Gilpin left for the head. In his absence, MIDN Heinz and MIDN KS spoke
about her encounter with MIDN Gilpin. According to MIDN Heinz, MIDN KS
told him she “would do it again” and that “she liked being on top.” 21 When
MIDN KS testified, she agreed they were all in the wardroom together and
that MIDN Heinz was “teasing” her about MIDN Gilpin. But she was ada-
mant she never told him she slept with MIDN Gilpin or described any of the
sexual positions, saying “Girls don’t talk like that.” 22 Weeks later, when
MIDN KS texted MIDN Gilpin accusing him of sexually assaulting her, he
responded to her, in part, “you literally said you liked it on top the next
day.” 23 MIDN KS never responded to that text.
About a week before she learned she had chlamydia, MIDN KS and
MIDN Gilpin’s student Company Commander confronted her about some-
thing called a “Dear Santa” note. The company was holding a Christmas
party. One of the events was a humorous reading of “Dear Santa” notes.
These anonymously submitted notes asked Santa, on behalf of other mid-
shipmen, for such things as “a reasonable sized nose” and the like. One note
made clear reference to possible fraternization, or even sex in Bancroft Hall,
21 Id. at 1503.
22 Id. at 812.
23 Defense Exhibit J at 8.
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United States v. Gilpin, NMCCA No. 201900033
between MIDN KS and MIDN Gilpin. 24 The general gist of the anonymous
note asked Santa to “get a room” for them.
The student Company Commander—the most senior midshipman in the
company—reviewed these notes for appropriateness a couple of days before
the party. When he saw this note, he decided to confront MIDN KS and
MIDN Gilpin separately. He confronted MIDN KS first near the company
wardroom inside Bancroft Hall. When he initially asked her about the note,
she responded with a “deer in the headlights” look and asked him to step
outside to talk privately. 25 According to the student Company Commander,
she was “surprised and upset” and said something to the effect of, “You don’t
know the half of it,” and that she was dealing with the situation. 26 MIDN
KS’s statements caused him to recall his Sexual Assault Prevention and
Response program training, so he changed the trajectory of the conversation
and ceased questioning her, lest he potentially force her disclosure and limit
her reporting options. 27 He described how he “backed away in terms of [his]
demeanor in the conversation and kind of gave her the floor to . . . talk.” 28 He
told her if she needed help, he was more than willing to assist, and he ended
the conversation. The note was never read at the party, and the Company
Commander did not pursue any disciplinary matters relating to the note.
About a week later, while discussing MIDN KS’s positive test result for
chlamydia, her doctor scolded her for not being more careful in having unpro-
tected sex with her partner. This upset her. The next day, she sent MIDN
Gilpin the text message accusing him of giving her chlamydia and accusing
him of sexually assaulting her. MIDN KS filed an unrestricted report of
sexual assault the following day.
24 The note in question was not retained by the Company Commander to be
available in evidence.
25 Record at 1217.
26 Id. at 1217.
27 Id. at 1215.
28 Id.
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United States v. Gilpin, NMCCA No. 201900033
II. DISCUSSION
A. Standard of Review
Article 66, UCMJ, requires the service courts of criminal appeals to con-
duct a de novo review of the factual sufficiency of all cases it hears. 29 This
“awesome, plenary, de novo power” 30 requires us to weigh all the admitted
evidence and testimony at trial, make “allowances for not having personally
observed the witnesses,” and decide whether we are convinced of the Ac-
cused’s guilt beyond a reasonable doubt. 31 In doing so, we take a “fresh” and
“impartial look at the evidence” and apply “neither a presumption of inno-
cence nor a presumption of guilt.” 32 This does not mean that a conviction
must be “free from conflict,” 33 but it must be proved beyond a reasonable
doubt—the highest standard known to the law. If the evidence admitted at
trial leaves us with a “fair and reasonable hypothesis except that of guilt,” we
are required to set aside the conviction. 34
B. The Conviction Lacks Factual Sufficiency
After reviewing the record, including the military judge’s special find-
ings, 35 we are not persuaded the Government proved its case beyond a rea-
sonable doubt. “Reasonable doubt is not a fanciful or ingenious doubt or con-
jecture, but an honest, conscientious doubt suggested by the material evi-
dence or lack of it.” 36 We do not believe the evidence excluded “every fair and
rational hypothesis except that of guilt.” 37
The Government’s theory and the presentation of nearly all of its evidence
and testimony attempted to prove MIDN KS was too drunk to have consented
to sex. MIDN KS even testified that she could not possibly have consented to
29 United States v. Walters, 58 M.J. 391, 395 (C.A.A.F. 2003).
30 United States v. Kelly, 77 M.J. 404, 406 (C.M.A. 1990) (quoting United States v.
Cole, 31 M.J. 272 (C.M.A. 1990)).
31 United States v. Turner, 25 M.J. 324, 325 (C.M.A. 1987).
32 United States v. Washington, 57 M.J. 394, 399 (C.A.A.F. 2002).
33 United States v. Rankin, 63 M.J. 552, 557 (N-M. Ct. Crim. App. 2006).
34 Military Judges’ Benchbook, Dept. of the Army Pamphlet 27-9 at 2-5-12. (10
Sept. 2014) [hereinafter Benchbook].
35 See United States v. Clark, 75 M.J. 298 (C.A.A.F. 2016).
36 Benchbook at 2-5-12.
37 Id.
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United States v. Gilpin, NMCCA No. 201900033
sex, despite a near-total absence of memory. “Sir, I did not consent because I
did not have the opportunity to consent because I was wasted.” 38 But MIDN
Gilpin was acquitted of this specification. 39
The evidence for the other Government theory that MIDN KS was asleep,
unconscious, 40 and otherwise unaware while being penetrated by MIDN
Gilpin was also lacking. Aside from MIDN KS’s intoxication, the Govern-
ment’s evidence focused on her lack of memory due to her blackouts and how
she was sleeping that night.
MIDN KS testified she did not remember anything at all that evening be-
tween being in the hot tub at the home of her friend’s sponsor-family and
waking up the next morning, except for the “snapshot” of MIDN Gilpin’s face
as she was on top of him in her bed. The only evidence of what happened in
MIDN KS’s room is her single memory and MIDN Gilpin’s statements to his
friends and later to MIDN KS that they had drunk sex in which she willingly
participated. We must rely on MIDN KS’s single memory and the attendant
circumstances of the case for proof of guilt.
MIDN KS denied that being on top of MIDN Gilpin was at all related to
her taking an active role in intercourse. She testified, “I meant that in a way
of, like, I think trying to, like, sit up. Not in, like, the manner in which that
the defense . . .”41 was apparently insinuating. She agreed she told NCIS
“something about being on top,” but then explained, “I—I just remember,
like, his face. Like, I don’t—I really can’t, like, describe, like, in detail if I
don’t remember.” 42
Although MIDN KS had described seeing MIDN Gilpin’s face while she
was on top of him as a “dream,” she clarified that it was a memory. The de-
fense sleep expert testified that memories cannot be formed when a person is
asleep. 43 The Government sleep expert testified that “you’re either awake or
you’re not.” 44 So, it appears from the evidence that MIDN KS was awake
38 Record at 789.
39 Specification 1.
40 The military judge dismissed this portion of the specification for lack of evi-
dence under Military Rule of Evidence 917.
41 Record at 737.
42 Id. at 737-38.
43 Id. at 1586.
44 Id. at 1200.
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United States v. Gilpin, NMCCA No. 201900033
enough to form a memory when she was on top of MIDN Gilpin. The Gov-
ernment sleep expert also testified that it would be nearly impossible for
someone to sleep through a non-consensual penetration of their vagina by a
penis unless they had “a [blood alcohol content] pushing .3, .4.” 45 And that
would require “illicit drugs . . . [a] sedative, hypnotics, or other medication.” 46
The Government sleep expert described the phenomenon of “sleep iner-
tia,” which is a “cognitive impairment upon awakening,” which could last a
couple of minutes or longer. 47 The Government expert testified that sleep
inertia could be a reason MIDN KS had only one memory of her encounter
with MIDN Gilpin. He also explained that a person encountering MIDN KS
in a state of sleep inertia would not know she was cognitively impaired and
would perceive her to be awake. Persons experiencing sleep inertia can per-
form high-functioning tasks, such as giving detailed medical instructions over
the phone and yet have no memory of involved interaction, as the Govern-
ment sleep expert had himself once done after he awoke to a phone call at
night.
The Government also presented expert testimony from a forensic toxicolo-
gist. The toxicologist opined that MIDN KS was experiencing a fragmentary
blackout during the evening and that people with fragmentary blackouts can
do “just about anything” 48 such as fly planes, drive cars, or do surgery with-
out anyone, even themselves, being aware they are in a blackout stage.
MIDN KS changed clothes, walked, climbed stairs, used her phone, and had
coherent phone conversations with two people, but she had no memory of
those actions, and the people with whom she was interacting had no way of
knowing she would not remember later.
The Government’s own expert evidence indicates MIDN KS was experi-
encing fragmentary blackouts where she could appear to another person to be
functioning normally in performing high-cognitive activities. The expert
testimony also indicated MIDN KS would very likely have been awakened by
a non-consensual penetration. We are not convinced MIDN Gilpin could have
penetrated MIDN KS while she was asleep without waking her. The experts
also testified that MIDN KS could only form memories if she was awake and
that one can only be either asleep or awake.
45 Id. at 1196.
46 Id.
47 Id. at 1158-59.
48 Id. at 1141.
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From this evidence, the military judge’s special findings laid out a theory.
Essentially, MIDN Gilpin entered MIDN KS’s room and climbed into her bed
where she was unresponsive. He removed the clothes necessary to penetrate
her vagina with his penis while she was asleep. She then awoke from the
penetration but was in a state of “sleep inertia” and only “awake enough” to
be “otherwise unaware” the sexual activity was occurring. We do not consider
that theory compelling enough to reach the required standard of proof for
guilt beyond a reasonable doubt.
Even considering this theory, we are unable to rule out every “fair and ra-
tional hypothesis” other than guilt. MIDN KS could have just as easily been
experiencing fragmentary blackout the entire time MIDN Gilpin was in her
room. She would have not remembered anything other than her “snapshot” of
being on top of him and MIDN Gilpin would have had no reason to know she
was “otherwise unaware” the sexual activity was occurring. She also could
have experienced “sleep inertia” after she woke up—which could have been at
any time, including before MIDN Gilpin entered her room. If so, he could
have reasonably perceived her as consenting.
It is also a “fair and rational hypothesis” that two young squad-mates at
the Naval Academy, who one Government witness described as “close friends”
and “friends,” 49 had been drinking alcohol and made a very poor decision to
have sex. During the trial, expert opinion confirmed that alcohol does indeed
lower inhibitions.
In addition, it is difficult to consider the physical and practical aspects of
the Government’s case without finding reasonable doubt. According to the
Government, MIDN Gilpin entered MIDN KS’s room, saw her asleep in her
loft-style bed, and climbed up into it. He then removed whatever clothing she
wore below the waist, and some of his clothing, too, and penetrated her vagi-
na with his penis. At some point, he forcibly moved her dead-weight body—
possibly without waking her, or doing so where she was in a state of “sleep
inertia”—to where she was on top of him while he continued to penetrate her.
Then, MIDN KS, now awake but experiencing “sleep inertia,” was in an “oth-
erwise unaware” state. In doing this, he also managed to give her several
“hickeys.” MIDN Gilpin completed these acts without knowing if either of her
roommates might return at any time to discover him sexually assaulting her.
Regardless of what circumstantial evidence may exist, whatever the ex-
tent of MIDN Gilpin and MIDN KS’s friendship was, whatever credibility
problems either various Defense or Government witnesses had, or whatever
49 Id. at 1077.
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United States v. Gilpin, NMCCA No. 201900033
expert testimony either side presented concerning sleep behavior, intoxica-
tion, or “counter-intuitive victim behavior,” we find the simpler explanation
of ill-advised, drunken consensual sex a serious possibility that we cannot
ignore—and certainly do not consider it a “fanciful doubt” or “ingenious con-
jecture.”
Even beyond the physical and practical aspects of the alleged crime, one
simply cannot ignore the Defense theory that MIDN KS had substantial
motives to believe she would not have consented to sex. It is entirely possible
MIDN KS does not remember what happened, but MIDN Gilpin reasonably
believed they had consensual sex. She was not doing well academically or
physically at the Naval Academy. She just ended a relationship with a boy-
friend, which, according to all witnesses, made her very upset. She drank
alcohol to excess that evening. She knew her student chain of command was
aware of an incident that could get her separated from the Naval Academy
unless it was a sexual assault. And she apparently, wrongly believed MIDN
Gilpin gave her chlamydia.
There is simply too much reasonable doubt associated with the evidence
in this case. We are not charged with deciding “who to believe,” but simply
whether the Government proved its case beyond a reasonable doubt. It did
not.
III. CONCLUSION
The finding and sentence are SET ASIDE. The charge and specification
are DISMISSED WITH PREJUDICE. All rights, privileges, and property of
which Midshipman Gilpin has been deprived due to the finding and sentence
are ordered restored. Arts. 58b(c), 75(a), UCMJ.
FOR THE COURT:
RODGER A. DREW, JR.
Clerk of Court
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