State v. Montgomery ( 2017 )

I attest to the accuracy and
integrity of this document
New Mexico Compilation
Commission, Santa Fe, NM
'00'04- 13:48:41 2017.10.04
IN THE COURT OF APPEALS OF THE STATE OF NEW MEXICO
Opinion Number: 2017-NMCA-065
Filing Date: June 6, 2017
Docket No. A-1-CA-33985
STATE OF NEW MEXICO,
Plaintiff-Appellee,
v.
ZACKARY A. MONTGOMERY,
Defendant-Appellant.
APPEAL FROM THE DISTRICT COURT OF OTERO COUNTY
Angie K. Schneider, District Judge
Hector H. Balderas, Attorney General
Santa Fe, NM
Tonya Noonan Herring, Assistant Attorney General
Albuquerque, NM
for Appellee
Law Offices of Nancy L. Simmons P.C.
Nancy L. Simmons
Albuquerque, NM
for Appellant
OPINION
GARCIA, Judge.
{1} Defendant Zackary Montgomery was tried and convicted of driving while under the
influence of intoxicating liquors, child abuse negligently caused, and no seat belts.
Defendant argues on appeal that a series of actions by the State during trial constituted
prosecutorial misconduct, including the State’s injection of facts not supported by the
evidence during its closing argument. We agree that the misconduct by the prosecutor during
trial and closing argument was sufficiently egregious as to constitute reversible error. We
1
need not reach Defendant’s other proffered examples of prosecutorial misconduct or other
arguments regarding ineffective assistance of counsel. Defendant was deprived of a fair trial.
Therefore we reverse and remand for a new trial.
BACKGROUND
{2} On August 4, 2013, at approximately 5:17 p.m., New Mexico State Police Sergeant
Marc Davis conducted a traffic stop on Defendant’s vehicle after observing that Defendant
and the front seat passenger, Defendant’s brother, were not wearing seat belts. At trial,
Sergeant Davis testified as the arresting officer. He stated that upon approaching the vehicle,
he recognized Defendant. After advising Defendant of the reason for the stop, Sergeant
Davis returned to his vehicle to issue the citations and discovered that Defendant had an
outstanding warrant for his arrest out of Ruidoso, New Mexico. Sergeant Davis observed
Defendant and Defendant’s vehicle during the seven minutes he was in his unit writing the
citations. Sergeant Davis then issued the citations—first to the passenger, then to
Defendant—and advised Defendant of his outstanding warrant. Sergeant Davis further
noticed that there were children in the back seat of the van that were not properly restrained
for which he issued Defendant a verbal warning. Shortly thereafter, Defendant’s
grandparents drove up, and Sergeant Davis explained to Defendant’s grandmother that
Defendant would be placed under arrest. Sergeant Davis then had Defendant get out of the
vehicle and placed him under arrest for his outstanding warrant. Defendant became agitated
and refused Sergeant Davis’s offer to arrest him out of the sight of the children, who were
still inside the vehicle.
{3} Sergeant Davis testified that he had concerns about Defendant’s behavior so Sergeant
Davis quickly patted down Defendant, cuffed him, and put him into the back of his police
unit. Sergeant Davis then smelled alcohol coming from the back of his unit. He told
Defendant he could smell alcohol, but Defendant made no comment in response. Sergeant
Davis further testified that because Defendant was “volatile” in their prior dealings, he
decided to call another officer to conduct field sobriety tests on Defendant at the police
station. Officer Hoover administered three standardized field sobriety tests at the station, and
Defendant performed poorly on these tests. Defendant consented to take a breath alcohol
test, the results of which registered blood alcohol content (BAC) readings of .12 and .13.
Defendant was charged with driving while under the influence of intoxicating liquor, fourth
offense, pursuant to NMSA 1978, Section 66-8-102(A), (G) (2010, amended 2016), or in the
alternative, having an alcohol concentration of eight one-hundredths (.08) or more in his
breath or blood within three hours of operating a motor vehicle, pursuant to Section 66-8-
102(C), (G). Defendant was also charged with negligent child abuse, no death or great bodily
harm, pursuant to NMSA 1978, Section 30-6-1(D) (2009), and not wearing seat belts,
pursuant to NMSA 1978, Section 66-7-372(A) (2001).
{4} The following excerpts and arguments are relevant to this appeal. The State elicited
testimony from Sergeant Davis regarding the “concept of peak.” Sergeant Davis described
“peak” as your “maximum level of absorption [of alcohol] at that given time.” Defense
2
counsel objected that Sergeant Davis was not qualified as an expert in alcohol absorption
rates, and the State responded that it would only ask some “general questions.” Sergeant
Davis went on to testify as to the factors that would affect a person’s BAC. Later, on re-
direct, the State asked Sergeant Davis, “is it at all possible for someone to drink two shots
of liquor and blow .12 forty minutes later?” Defendant again objected, and the district court
sustained the objection.
{5} Defendant testified that on the day he was arrested, he was on his way to a birthday
party for his daughter but did not have any alcohol to drink prior to being pulled over.
Defendant bought alcohol for the party about twenty minutes before the stop, and it was
located inside the car. When Sergeant Davis returned to his squad car, Defendant drank two
fifty milliliter shots of liquor from the alcohol he had just purchased because he was worried
about missing his daughter’s birthday and knew he had an outstanding warrant for his arrest.
On cross-examination, the State asked Defendant, “you’re trying to tell this jury that by
taking two shots of alcohol you can manage to get to [a BAC of] .12 forty some minutes
later?” Defendant responded, “I’m not educated in that matter,” and the prosecutor
commented, “didn’t figure that part out did you?” Defense counsel objected that the
prosecutor’s statement was argumentative, and the district court sustained as to the
prosecutor’s last comment. Defendant’s brother also testified that Defendant grabbed shots
and drank them while they were waiting for Sergeant Davis to return to their vehicle.
{6} In its closing argument, the State urged the jury to consider whether Defendant’s
testimony was “believable,” whether he was “truthful or untruthful,” and whether his story
was reasonable. When the prosecutor told the jury that Defendant’s theory of the case was
that he drank “two shots of alcohol and that led to a BAC of .12 or .13,” defense counsel
objected and asked to approach. Defense counsel objected to any argument that would
amount to unsworn testimony as to what amount of alcohol would lead to that level of BAC.
The district court overruled Defendant’s objection. The prosecutor continued, telling the
jury, “Defendant claims [he] had two shots of alcohol and that led [him] to a .12/.13.
Absolutely impossible, absolutely a lie, absolutely more than incredible, . . . couldn’t happen
under any set of circumstances, that’s his story.”
{7} The prosecutor then pointed out that 0.12 is 150% higher than the legal limit and
went on to ask the jury to analyze Defendant’s behavior and demeanor during the traffic stop
as a symptom of “poor judgment” or as a symptom of the fact that he had been “drinking all
day.” Defense counsel objected that there was no evidence Defendant had been drinking all
day, the prosecutor’s statements were “way outside the record,” and requested that the
district court give an instruction to disregard. Again, the district court overruled the
objection, stating that the prosecutor’s comments were permissible argument. The
prosecutor continued, stating,“two drinks do not equal .12, period. End of story. That
suggests quite a bit of consumption of alcohol. End of story.”
{8} The jury found Defendant guilty of: (1) child abuse, (2) driving under the influence
of intoxicating liquors and/or drugs, and (3) no seat belts. This appeal followed.
3
DISCUSSION
{9} On appeal, Defendant submits two arguments. First, Defendant argues that a series
of questions and statements by the prosecutor constituted prosecutorial misconduct and
resulted in cumulative error. Second, Defendant argues that his attorney provided ineffective
assistance of counsel and that the district court’s denial of Defendant’s motion to re-open his
case denied him a fair trial. We hold that the State’s injection of facts and argument not
supported by the evidence, scientific or otherwise, constituted prosecutorial misconduct
warranting reversal. As such, we need not address whether Defendant’s assertions of other
specific instances of prosecutorial misconduct also support reversal. Because we reverse and
remand for a new trial, we do not address Defendant’s ineffective assistance of counsel
argument.
{10} When a defendant has preserved, by a timely objection, an issue of prosecutorial
misconduct, we review for “abuse of discretion[,]” State v. Stills, 1998-NMSC-009, ¶ 49,
125 N.M. 66, 957 P.2d 51, because the district court is “in the best position to evaluate the
significance of any alleged prosecutorial errors.” State v. Duffy, 1998-NMSC-014, ¶ 46, 126
N.M. 132, 967 P.2d 807, overruled on other grounds by State v. Tollardo, 2012-NMSC-008,
¶ 37 n.6, 275 P.3d 110.
{11} “Our ultimate determination of this issue rests on whether the prosecutor’s
improprieties had such a persuasive and prejudicial effect on the jury’s verdict that the
defendant was deprived of a fair trial.” Duffy, 1998-NMSC-014, ¶ 46. Prosecutorial
misconduct may be the result of a single incident so egregious that it may, standing alone,
rise to the level of fundamental error. Id. ¶ 47. “If, during the course of trial, a prosecutor
engages in more than one instance of misconduct, it is not necessary for review that the
defendant object every time if the cumulative effect of such improper conduct by the
prosecutor denies him a fair trial.” State v. Diaz, 1983-NMCA-091, ¶ 4, 100 N.M. 210, 668
P.2d 326.
{12} Defendant argues that the cumulative effect of the claimed acts of prosecutorial
misconduct ultimately contributed to an unfair trial. Defendant claims that the primary
examples of misconduct were: (1) “the State’s injection of facts unsupported by the evidence
[at] trial,” (2) “the State’s introduction of Defendant’s post-arrest silence,” and (3) “the
State’s characterization of Defendant as [a thug and a liar].”
The State’s Arguments and Reliance on Facts Unsupported by the Evidence
{13} During closing arguments, “remarks by the prosecutor must be based upon the
evidence or be in response to the defendant’s argument.” State v. Smith, 2001-NMSC-004,
¶ 38, 130 N.M. 117, 19 P.3d 254. “It is misconduct for a prosecutor to make prejudicial
statements not supported by evidence.” Duffy, 1998-NMSC-014, ¶ 56. However,
“[s]tatements having their basis in the evidence, together with reasonable inferences to be
drawn therefrom, are permissible and do not warrant reversal.” State v. Herrera,
4
1972-NMCA-068, ¶ 8, 84 N.M. 46, 499 P.2d 364 (internal quotation marks and citation
omitted). Our Supreme Court has identified three factors “to consider when reviewing
questionable statements made during closing arguments for reversible error: (1) whether the
statement invades some distinct constitutional protection; (2) whether the statement was
isolated and brief, or repeated and pervasive; and (3) whether the statement was invited by
the defense.” State v. Torres, 2012-NMSC-016, ¶ 10, 279 P.3d 740 (alterations, internal
quotation marks, and citation omitted). These factors are only meant to be useful guidelines
and the context in which the statement was made is the paramount consideration. Id. “Where
evidence of guilt is overwhelming, or an improper statement is corrected by counsel or the
court, reversible error is less likely. If a case turns on a crucial fact that is improperly
manipulated in closing, or if counsel persists when admonished to desist, the probability of
error is greater.” State v. Sosa, 2009-NMSC-056, ¶ 34, 147 N.M. 351, 223 P.3d 348. “When
these considerations lead to a conclusion that the comments materially altered the trial or
likely confused the jury by distorting the evidence, the [s]tate has deprived the defendant of
a fair trial, and reversal is warranted.” Torres, 2012-NMSC-016, ¶ 10 (internal quotation
marks and citation omitted).
{14} Defendant argues that the State improperly relied upon facts unsupported by the
evidence admitted at trial and the prosecutor made repetitious improper and unsupported
comments in closing as a substitute for non-existent expert testimony. We agree.
{15} At trial, the State was barred from soliciting a response by Sergeant Davis from the
question it posed regarding the relationship between Defendant’s BAC and the number of
drinks Defendant consumed prior to testing. Nonetheless, the State repeatedly argued this
point to the jury during closing argument. The prosecutor made multiple comments in his
closing argument that the amount Defendant testified to drinking could not have resulted in
the tested BAC of .12/.13 forty minutes later. Arguments such as “absolutely impossible, .
. . couldn’t happen under any set of circumstances, that’s historic” and “two drinks do not
equal .12, period” did not have any factual basis in the evidence.
{16} The State argues that these statements were merely arguments attacking the veracity
of Defendant’s testimony and suggestions from which the jury might draw reasonable
inferences. We disagree. The State attempted to inject scientific facts that were not in
evidence regarding a subject matter that would have required qualified expert opinion
testimony. See Rule 11-703 NMRA (providing foundation requirements for expert testimony
in the form of an opinion); State v. Armijo, 2014-NMCA-013, ¶¶ 7, 18, 316 P.3d 902
(reversing a driving while intoxicated conviction because the officer was not qualified to
give his opinion regarding the amount of alcohol a defendant must have consumed in order
to produce breath scores of .06/.05).
{17} In Armijo, the officer was asked at trial whether the defendant’s BAC scores of .06
and .05 were consistent with the defendant’s admission of having consumed only one
beer—to which the officer responded, “no, sir[.]” 2014-NMCA-013, ¶ 5. This Court
determined that the prosecutor’s questioning of the officer was an attempt to elicit an
5
“unqualified and inadmissible opinion” on the defendant’s breath scores. Id. ¶ 12. This Court
held there was reversible error in Armijo due to the improperly admitted evidence. Id. ¶ 18.
In Armijo, although this Court reversed on the issue of prejudice resulting from the
improperly admitted evidence, id. ¶¶ 7, 12-18, the logic and reasoning we applied is equally
applicable to Defendant’s prosecutorial misconduct argument in this case.
{18} The prosecutor’s comments, regarding the correlation between Defendant’s BAC and
the amount of alcohol Defendant testified to drinking after the traffic stop, constituted
baseless references to an expert opinion that was only compounded by the district court’s
prior refusal to admit Sergeant Davis’s unqualified testimony on this specific issue. See id.
¶ 7. Whether Defendant consumed only the amount of alcohol stated in testimony or instead
had been driving while under the influence of alcohol prior to the stop, was a crucial
determination to be made by the jury. The district court specifically rejected the State’s
efforts to admit evidence correlating the amount of alcohol consumed by Defendant to a
BAC test score. Without a factual basis or other qualified scientific foundation to admit such
evidence at trial, we can reasonably conclude that the prosecutor’s numerous comments
about the correlation between Defendant’s alcohol consumption and any resulting BAC test
results were intentionally made to sway the jury and improperly tip the balance in favor of
the State. See id. ¶ 12; see also State v. Marquez, 2009-NMSC-055, ¶ 23, 147 N.M. 386, 223
P.3d 931 (“In a DWI trial, the improper admission of scientific evidence indicating that [the
d]efendant was legally intoxicated at the time of driving will almost certainly tip the balance
in favor of the [s]tate.” (omission, internal quotation marks, and citation omitted)), overruled
on other grounds by Tollardo, 2012-NMSC-008, ¶ 37 n.6. The State’s improper attempt to
discredit Defendant’s testimony interfered with the jury’s role to weigh the evidence,
determine the credibility of the witnesses, and fairly assess the defense offered at trial. See
Sosa, 2009-NMSC-056, ¶ 34 (“[T]he common thread running through . . . cases finding
reversible error is that the prosecutors’ comments materially altered the trial or likely
confused the jury by distorting the evidence, and thereby deprived the accused of a fair
trial.”); see also Duffy, 1998-NMSC-014, ¶ 56 (“It is misconduct for a prosecutor to make
prejudicial statements not supported by evidence.”).
{19} We are persuaded that the prosecutor’s manipulation and repetitive arguments
regarding a critical scientific fact not admitted into evidence was so egregious that it denied
Defendant a fair trial. See Armijo, 2014-NMCA-013, ¶ 16 (recognizing a reasonable
probability that the officer’s unqualified opinion testimony “could have induced the jury’s
verdict” even where “the admissible evidence . . . could have supported either a conviction
or an acquittal, since a reasonable jury could have returned either verdict” (internal quotation
marks and citation omitted)); State v. Garvin, 2005-NMCA-107, ¶¶ 37-38, 138 N.M. 164,
117 P.3d 970 (reversing and remanding for a new trial where the evidence of guilt was not
overwhelming and the prosecutor’s misstatement of the facts and cumulative conduct “rose
to a level which deprived [the d]efendant of a fair trial”). As a result, we hold that the district
court abused its discretion when it allowed the prosecutor to make critical comments, both
during the trial and closing arguments, regarding a correlation between Defendant’s alcohol
consumption and resulting BAC test results.
6
CONCLUSION
{20} For the foregoing reasons, we reverse Defendant’s three convictions and remand for
a new trial.
{21} IT IS SO ORDERED.
__________________________________
TIMOTHY L. GARCIA, Judge
WE CONCUR:
___________________________________
LINDA M. VANZI, Chief Judge
___________________________________
JAMES J. WECHSLER, Judge
7