Wolinsky v. N.M. Corrections Dep't ( 2018 )

1 IN THE COURT OF APPEALS STATE OF NEW MEXICO
2 Opinion Number: __________________
3 Filing Date: August 30, 2018
4 NO. A-1-CA-35762
5 MELINDA L. WOLINSKY,
6 Plaintiff-Appellant,
7 v.
8 NEW MEXICO CORRECTIONS
9 DEPARTMENT,
10 Defendant-Appellee.
11 APPEAL FROM THE DISTRICT COURT OF SANTA FE COUNTY
12 Francis J. Matthew, District Judge
13 Daniel M. Faber
14 Albuquerque, NM
15 for Appellant
16 Keleher & McLeod, P.A.
17 Zachary R. Cormier
18 Sean Olivas
19 Albuquerque, NM
20 for Appellee
1 OPINION
2 FRENCH, Judge.
3 {1} This case requires this Court to resolve whether the Fair Pay for Women Act
4 (the FPWA) provides state employees the same right to pursue sex-based wage
5 discrimination claims that persons employed by private employers possess. We
6 answer this question affirmatively, and therefore reverse the order of the district
7 court dismissing Plaintiff’s case.
8 BACKGROUND
9 {2} Melinda Wolinsky (Plaintiff) sued her employer, the New Mexico
10 Corrections Department (Defendant), for sex-based pay discrimination in violation
11 of the FPWA. She alleged that her salary was approximately $8,000 less than that
12 of a male employee also employed as a “Lawyer-A” in Defendant’s Office of
13 General Counsel. Defendant moved to dismiss under Rule 1-012(B)(1) NMRA and
14 Rule 1-012(B)(6) NMRA. Defendant first argued that the FPWA does not apply to
15 Defendant because, in providing a cause of action against an employer, the FPWA
16 does not define “employer” to include the state and its agencies. Defendant
17 contrasted the language of the FPWA with that of other employment-related
18 statutes, such as the New Mexico Human Rights Act (the NMHRA), wherein the
19 definition of “employer” expressly includes the state.
1 See NMSA 1978, § 28-1-2(A), (B) (2007). Second, Defendant argued that the
2 “general grant of immunity” in the Tort Claims Act (the TCA) applies. See NMSA
3 1978, § 41-4-4(A) (2001) (stating that “[a] governmental entity and any public
4 employee while acting within the scope of duty are granted immunity from liability
5 for any tort” except as waived by the provisions of the TCA and other named
6 statutes). The district court granted Defendant’s motion to dismiss, concluding that
7 Defendant is not subject to the FPWA.
8 DISCUSSION
9 A. Standard of Review
10 {3} Dismissals for lack of subject matter jurisdiction pursuant to Rule 1-
11 012(B)(1) based on Defendant’s claim of sovereign immunity and for failure to
12 state a claim upon which relief can be granted pursuant to Rule 1-012(B)(6) are
13 reviewed de novo. Ping Lu v. Educ. Tr. Bd. of N.M., 2013-NMCA-010, ¶ 7, 293
14 P.3d 186; Moriarty Mun. Schs. v. Pub. Schs. Ins. Auth., 2001-NMCA-096, ¶¶ 5, 17
15 131 N.M. 180, 34 P.3d 124. This appeal also involves interpretation of the FPWA.
16 “Statutory interpretation is an issue of law, which we review de novo.” N.M. Indus.
17 Energy Consumers v. N.M. Pub. Regulation Comm’n, 2007-NMSC-053, ¶ 19, 142
18 N.M. 533, 168 P.3d 105. We address Defendant’s argument that Plaintiff’s claim is
19 barred by sovereign immunity and then turn our attention to the FPWA itself.
2
1 B. Common Law Sovereign Immunity Has Been Abolished in New Mexico
2 {4} In Hicks v. State, the New Mexico Supreme Court abolished common law
3 sovereign immunity for tort actions. 1975-NMSC-056, ¶ 9, 88 N.M. 588, 544 P.2d
4 1153 (stating that “[c]ommon law sovereign immunity may no longer be
5 interposed as a defense by the [s]tate, or any of its political subdivisions, in tort
6 actions”), superseded by statute as stated in Upton v. Clovis Mun. Sch. Dist., 2006-
7 NMSC-040, ¶ 8, 140 N.M. 205, 141 P.3d 1259; see Hydro Conduit Corp. v.
8 Kemble, 1990-NMSC-061, ¶ 13, 110 N.M. 173, 793 P.2d 855 (recognizing the
9 abolishment of the common law doctrine of sovereign immunity); Lucero v.
10 Richardson & Richardson, Inc., 2002-NMCA-013, ¶ 7, 131 N.M. 522, 39 P.3d 739
11 (“The legal landscape changed in 1975, however, when our Supreme Court
12 abolished common law sovereign immunity[.]”). In Hicks, our Supreme Court
13 concluded that, in the context of tort claims, sovereign immunity was “causing a
14 great degree of injustice[,]” to such an extent that it rendered the doctrine
15 unjustifiable. 1975-NMSC-056, ¶ 10.
16 {5} In response to Hicks, the Legislature enacted the TCA the following year.
17 See NMSA 1978, §§ 41-4-1 to -27 (1976, as amended through 2015); Smith v. Vill.
18 of Corrales, 1985-NMCA-121, ¶ 5, 103 N.M. 734, 713 P.2d 4 (describing the
19 enactment of the TCA as a response to the decision in Hicks). The TCA expressly
20 reinstated the state’s sovereign immunity for tort claims, but then expressly waived
3
1 immunity in several specifically enumerated circumstances. See §§ 41-4-5 to -12;
2 Smith, 1985-NMCA-121, ¶ 5; see also Upton, 2006-NMSC-040, ¶ 8 (“The TCA
3 grants all government entities and their employees general immunity from actions
4 in tort, but waives that immunity in certain specified circumstances.”).
5 {6} The same year that it enacted the TCA, the Legislature enacted another
6 statute addressing the state’s liability for contract claims. See NMSA 1978, § 37-1-
7 23 (1976); Hydro Conduit Corp., 1990-NMSC-061, ¶ 13. Section 37-1-23(A)
8 grants immunity to the state in actions based on contract except for claims based
9 upon a valid, written contract. See Hydro Conduit Corp., 1990-NMSC-061, ¶ 17
10 (explaining that the legislative history of the statute indicates that the purpose of
11 enacting Section 37-1-23 “was to reinstate the sovereign immunity which had been
12 abolished by Hicks . . . , subject to certain exceptions[,]” including “the acceptance
13 of liability for claims based on valid written contracts”).
14 {7} Our Supreme Court has since read Hicks as “generally abolish[ing] the
15 common law doctrine of sovereign immunity in all its ramifications, whether in
16 tort or contract or otherwise[.]” Torrance Cty. Mental Health Program v. N.M.
17 Health and Env’t Dep’t, 1992-NMSC-026, ¶ 14, 113 N.M. 593, 830 P.2d 145
18 (emphasis added); see also State ex rel. Hanosh v. State ex rel. King, 2009-NMSC-
19 047, ¶ 10, 147 N.M. 87, 217 P.3d 100 (“Although [Hicks] specifically challenged
20 the state’s common[]law immunity from actions in tort, no one should doubt the
4
1 broader scope of what this Court has previously described as Hicks’s sweeping
2 abolition of sovereign immunity.”) (internal quotation marks and citations
3 omitted); Methola v. Cty. of Eddy, 1980-NMSC-145, ¶ 9, 95 N.M. 329, 622 P.2d
4 234 (describing the holding in Hicks broadly as abolishing judicially recognized
5 sovereign immunity in New Mexico). The breadth of Hicks is bolstered by the fact
6 that the “opinion itself prefaced its holding by citing to a variety of New Mexico
7 opinions and not just cases sounding in tort.” Hanosh, 2009-NMSC-047, ¶ 11.
8 {8} Thus, the existence and extent of the state’s immunity post-Hicks now
9 depends upon the Legislature. “The common law now recognizes a constitutionally
10 valid statutory imposition of sovereign immunity, and such immunity must be
11 honored by the courts where the [L]egislature has so mandated.” Torrance Cty.,
12 1992-NMSC-026, ¶ 16 (alteration, internal quotation marks, and citation omitted);
13 see e.g. Hydro Conduit Corp., 1990-NMSC-061, ¶ 22 (holding that a claim against
14 the state for restitution based on unjust enrichment was barred by sovereign
15 immunity as reinstated by Section 37-1-23). The availability of the state’s defense
16 of sovereign immunity does not depend on whether the Legislature provided a
17 waiver of immunity within a statute. Rather, the state may defend a suit based on
18 sovereign immunity only insofar as the Legislature has invoked immunity within or
19 otherwise in connection with the statute under which the plaintiff brings its suit
20 against the state. See Torrance Cty., 1992-NMSC-026, ¶ 23. Sovereign immunity
5
1 now exists only “as implemented by statute or as might otherwise be interposed by
2 judicial decision for sound policy reasons.” Id. ¶ 14; see also Hanosh, 2009-
3 NMSC-047, ¶ 7 (discussing Hicks and noting that “courts are very much able to
4 expand, contract, or eliminate altogether common[]law sovereign immunity,
5 subject of course to the power of the state legislature to codify immunity in its
6 place”) (emphasis added); Smith, 1985-NMCA-121, ¶ 5 (“In New Mexico,
7 sovereign immunity is a statutory creation.”); Marrujo v. N.M. State Highway
8 Transp. Dep’t, 1994-NMSC-116, ¶ 24, 118 N.M. 753, 887 P.2d 747 (“The right to
9 sue the government is a statutory right and the [L]egislature can reasonably restrict
10 that right.”).
11 C. The FPWA
12 {9} Plaintiff’s claim here arises solely under one state statute: the FPWA.
13 Defendant asserts sovereign immunity, “not under federal law or principles of
14 federalism,” but “under what [Defendant] perceives to be vestigial remains of our
15 state common[]law sovereign immunity.” Hanosh, 2009-NMSC-047, ¶ 9.
16 However, common law sovereign immunity no longer exists. Therefore, we must
17 determine whether the Legislature invoked the state’s sovereign immunity in the
18 FPWA. Alternatively, even in the absence of an express statutory invocation, we
19 must determine whether the Legislature intended the state to be subject to the
6
1 statute. See Lucero, 2002-NMCA-013, ¶¶ 3, 7, 9 (recognizing the need to
2 determine whether a statutory cause of action applies to government entities).
3 1. The FPWA Does Not Expressly Invoke Sovereign Immunity
4 {10} When the Legislature invokes the state’s sovereign immunity, it does so
5 expressly. Other statutes that invoke the state’s sovereign immunity—namely, the
6 TCA and Section 37-1-23—demonstrate a clear invocation of immunity. The TCA
7 straightforwardly provides that “[a] governmental entity and any public employee
8 while acting within the scope of duty are granted immunity from liability for any
9 tort.” Section 41-4-4(A). Similarly, in Section 37-1-23(A), the Legislature clearly
10 invokes the state’s immunity for contract claims by stating that “[g]overnmental
11 entities are granted immunity from actions based on contract[.]” The FPWA does
12 not contain any similar language, and it does not refer to sovereign immunity at all.
13 See NMSA 1978, §§ 28-23-1 to -6 (2013) (lacking language addressing the state’s
14 immunity from suits alleging violation of the conduct prohibited). We therefore
15 conclude that Defendant has no sovereign immunity from liability under the TCA
16 or the FPWA. We next examine the language of the FPWA to determine whether
17 the Legislature intended the state to be a liable party.
18 2. The State Is an “Employer” Subject to Claims Brought Under the
19 FPWA by Public Employees
20 {11} The FPWA prohibits an “employer” from discriminating between employees
21 on the basis of sex by paying wages to employees at a rate less than the rate that
7
1 the employer pays wages to employees of the opposite sex for equal work. Section
2 28-23-3(A). The FPWA defines “employer” as “a person employing four or more
3 employees and any person acting for an employer.” Section 28-23-2(E). The
4 FPWA does not, however, define “person.”
5 {12} In the absence of contradictory language in the FPWA, the provisions of the
6 Uniform Statute and Rule Construction Act (the USRCA) apply. See NMSA 1978,
7 § 12-2A-1(B) (1997). “The [USRCA] applies to a statute enacted or rule adopted
8 on or after the effective date of that act unless the statute or rule expressly provides
9 otherwise, the context of its language requires otherwise[,] or the application of
10 that act to the statute or rule would be infeasible.” Id. The Legislature enacted the
11 FPWA sixteen years after the passage of the USRCA. Section 28-23-1; Section 12-
12 2A-1. The FPWA does not provide that the USRCA does not apply; the context of
13 the FPWA does not require that the USRCA does not apply; and the application of
14 the USRCA to the FPWA is feasible. Therefore, the USRCA supplies the meaning
15 of terms not defined in the FPWA.
16 {13} The USRCA defines “person” as “an individual, corporation, business trust,
17 estate, trust, partnership, limited liability company, association, joint venture or
18 any legal or commercial entity[.]” NMSA 1978, Section 12-2A-3(E) (1997). A
19 “legal entity” is “[a] body, other than a natural person, that can function legally,
20 sue or be sued, and make decisions through agents.” Black’s Law Dictionary 1031
8
1 (10th ed. 2014). The state, an entity capable of suing and being sued, is, therefore,
2 a legal entity that falls within the definition of “person” and thus is subject to suit
3 for violating the terms of the FPWA. See, e.g., NMSA 1978, § 10-16C-4 (2010)
4 (providing a cause of action against the state); State v. Davisson, 1923-NMSC-045,
5 ¶ 11, 28 N.M. 653, 217 P. 240 (explaining that the board of county commissioners
6 is entitled to sue for sums due to the county).
7 {14} Finally, we address Defendant’s argument that the Legislature must not have
8 intended the USRCA’s definition of “person” to include the state because the
9 USRCA separately defines “state.” See § 12-2A-3(E), (M). Defendant reasons that
10 if “person” included the state, there would have been no need to provide a
11 definition for “state.” We are not persuaded by this argument. The USRCA defines
12 “state” as “a state of the United States, the District of Columbia, the
13 Commonwealth of Puerto Rico or any territory or insular possession subject to the
14 jurisdiction of the United States.” Id. All items within the definition of “state” are
15 geographic locations. Section 12-2(A)-3(M). The items within the definition of
16 “person” are different in kind; all but one of the items in the definition is a body or
17 an entity created by law. As a result, the definition of “state” is not superfluous. It
18 simply defines the geographic locations that are included by use of the term “state”
19 on its own in a statute, whether or not the statute also uses the term “person.”
9
1 CONCLUSION
2 {15} We conclude that the Legislature intended for the state to be subject to
3 claims brought under the FPWA and we reverse the order of the district court
4 granting Defendant’s motion to dismiss.
{16} IT IS SO ORDERED.
5 ___________________________
6 STEPHEN G. FRENCH, Judge
7 WE CONCUR:
8 ___________________________________
9 M. MONICA ZAMORA, Judge
10 ___________________________________
11 HENRY M. BOHNHOFF, Judge
10