State v. Sutton ( 2015 )


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    1         IN THE COURT OF APPEALS OF THE STATE OF NEW MEXICO
    2 STATE OF NEW MEXICO
    3          Plaintiff-Appellee,
    4 v.                                             No. 33,643
    5 TYRON F. SUTTON
    6          Defendant-Appellant.
    7 APPEAL FROM THE DISTRICT COURT OF SAN JUAN COUNTY
    8 William C. Birdsall, District Judge
    9 Hector H. Balderas, Attorney General
    10 Santa Fe, NM
    11 for Appellee
    12 Jorge A. Alvarado, Chief Public Defender
    13 Mary Barket, Assistant Appellate Defender
    14 Santa Fe, NM
    15 for Appellant
    16                                 MEMORANDUM OPINION
    17 FRY, Judge.
    18   {1}    Defendant has appealed his conviction for aggravated battery (with great bodily
    19 harm). We previously issued a notice of proposed summary disposition in which we
    20 proposed to uphold the conviction. Defendant has filed a memorandum in opposition
    1 and motion to amend the docketing statement. After due consideration, we remain
    2 unpersuaded. We therefore affirm.
    3   {2}   Because the pertinent background information and applicable principles were
    4 previously set out in the notice of proposed summary disposition, we will avoid
    5 unnecessary repetition here, and instead focus on the content of the memorandum in
    6 opposition.
    7   {3}   As an initial matter, we note that Defendant has not renewed the first argument
    8 advanced in the docketing statement. We therefore turn our attention to the two
    9 remaining issues, by which Defendant has challenged limitations upon cross-
    10 examination of the victim concerning his prior convictions and his mental health
    11 issues. [MIO 11-30] See generally State v. Romero, 
    1985-NMCA-096
    , ¶ 1, 
    103 N.M. 12
     532, 
    710 P.2d 99
     (“Issues raised in the docketing statement but not briefed on appeal
    13 are deemed abandoned.”).
    14   {4}   With respect to prior felony convictions, the memorandum in opposition
    15 clarifies that Defendant was only permitted to elicit the fact that the victim had been
    16 convicted in New Mexico in 2013, and in Florida more than ten years previously.
    17 [MIO 6] The district court precluded Defendant from presenting extraneous evidence
    18 of the victim’s Florida convictions. [MIO 6-7] We remain unpersuaded that the district
    19 court erred. Given the age of the Florida convictions, they should only have been
    2
    1 admitted if their probative value substantially outweighed their prejudicial effect. See
    2 Rule 11-609(A), (B)(1) NMRA. Moreover, only the fact of the convictions, as
    3 opposed to the specifics, could have been presented. See State v. Williams,
    4 
    1966-NMSC-145
    , ¶ 11, 
    76 N.M. 578
    , 
    417 P.2d 62
     (“We do not mean to suggest that
    5 cross-examination as to a prior conviction may go beyond eliciting . . . the fact of his
    6 prior conviction, and the name of the particular offense.”). Insofar as Defendant
    7 specifically sought to present evidence of “the details” because the conviction or
    8 convictions “involved conduct similar to what was alleged” in this case, [MIO 6]
    9 thereby attempting to “corroborate [Defendant’s] account” that the victim had
    10 threatened and attacked him first, [MIO 4, 9, 20] the district court properly concluded
    11 that the proposed line of cross-examination was foreclosed. See generally State v.
    12 Armendariz, 
    2006-NMSC-036
    , ¶ 17, 
    140 N.M. 182
    , 
    141 P.3d 526
     (holding that
    13 “evidence of specific instances of a victim’s prior violent conduct may not be admitted
    14 to show that the victim was the first aggressor” under Rule 11-405(B) NMRA),
    15 overruled on other grounds by State v. Swick, 
    2012-NMSC-018
    , ¶ 31, 
    279 P.3d 747
    .
    16   {5}   In his memorandum in opposition Defendant attempts to distinguish this case
    17 on the theory that the specifics relative to the prior conviction should have been
    18 admitted for the purpose of establishing the victim’s modus operandi. [MIO 16, 18,
    19 19-25] However, that argument does not appear to have been presented in a manner
    3
    1 which could reasonably be said to have alerted the trial court to Defendant’s theory.
    2 [MIO 20] See generally State v. Varela, 
    1999-NMSC-045
    , ¶ 25, 
    128 N.M. 454
    , 993
    
    3 P.2d 1280
     (stating that in order to preserve an issue for appeal, the defendant must
    4 make a timely objection that specifically apprises the district court of the nature of the
    5 claimed error and invokes an intelligent ruling thereon). Moreover, even if the
    6 argument had been properly preserved, it lacks merit. Prior-bad-acts evidence is only
    7 admissible to establish “modus operandi” if identity is at issue and the similarity of
    8 the other crime demonstrates “a unique or distinct pattern easily attributable to one
    9 person.” State v. Peters, 
    1997-NMCA-084
    , ¶ 14, 
    123 N.M. 667
    , 
    944 P.2d 896
    10 (internal quotation marks and citation omitted). In this case identity was not an issue
    11 and the victim’s alleged acts do not represent a unique or distinct pattern of criminal
    12 behavior. [MIO 4, 6] We therefore reject Defendant’s assertion that the district court
    13 abused its discretion in limiting the scope of cross-examination on the subject of prior
    14 felony convictions.
    15   {6}   We are similarly unpersuaded that the district court improperly limited cross-
    16 examination on the subject of the victim’s mental health issues. The memorandum
    17 in opposition indicates that defense counsel was permitted to ask the victim about
    18 medications he was taking. [MIO 7] The victim identified a number of specific drugs,
    19 and explained that he took them because he suffered from panic attacks, anxiety, and
    4
    1 explosive temper. [MIO 7] The victim denied that his medications impacted his
    2 memory. [MIO 8] Defense counsel was also permitted to elicit testimony from a friend
    3 that the victim had a drinking problem, that he frequently mixed alcohol with his
    4 medications, and that this practice was dangerous. [MIO 9] Counsel was only
    5 prevented from asking the victim further questions about how the medications affected
    6 him, particularly when mixed with alcohol. [MIO 7, 27] Although Defendant
    7 speculates that further cross-examination on this topic would have yielded relevant
    8 and probative evidence, [MIO 27-28] we decline to indulge the speculation. On
    9 balance, the district court’s evidentiary rulings reflect a thoughtful balancing of
    10 pertinent considerations, including relevance, probative value, and prejudicial effect.
    11 Cf. State v. Meadors, 
    1995-NMSC-073
    , ¶¶ 31, 33, 
    121 N.M. 38
    , 
    908 P.2d 731
    12 (upholding the district court’s limitation of cross-examination concerning the extent
    13 of the victim’s drug abuse, in light of its limited probative value and the prejudicial
    14 effect of the evidence). We therefore reject Defendant’s assertion of error.
    15   {7}   Finally, we turn to the motion to amend. Such a motion will only be granted if
    16 the issues sought to be raised are viable. See State v. Moore, 
    1989-NMCA-073
    , ¶ 45,
    17 
    109 N.M. 119
    , 
    782 P.2d 91
     (providing that we deny motions to amend that raise issues
    18 that are not viable), overruled on other grounds by State v. Salgado,
    19 
    1991-NMCA-044
    , 
    112 N.M. 537
    , 
    817 P.2d 730
    . By his motion Defendant seeks to
    5
    1 advance claims of ineffective assistance and cumulative error. [MIO 30-35] For the
    2 reasons that follow, we conclude that neither argument is viable. We therefore deny
    3 the motion.
    4   {8}   Defendant’s claim of ineffective assistance is premised upon counsel’s failure
    5 to cross-examine the victim about a prior inconsistent statement, as well as counsel’s
    6 failure to pursue further questions relating to the victim’s medications after the State
    7 opened the door. [MIO 30-33] For the present purposes, we will presume that
    8 counsel’s conduct was unreasonable. See generally State v. Sotelo, 
    2013-NMCA-028
    ,
    9 ¶ 31, 
    296 P.3d 1232
     (describing the two prongs of the test for ineffective assistance
    10 claims). However, Defendant has not demonstrated that the outcome of the trial
    11 would have been different but for this failure. See generally 
    id.
     In this case the victim
    12 testified, and the State presented independent evidence of the victim’s serious injuries.
    13 Although defense counsel’s strategy was to attack the victim’s credibility, the
    14 evidence presented against Defendant, “even considering Defendant’s efforts to
    15 discredit” that evidence, is “too strong for us to conclude that the trial would have
    16 been any different absent defense counsel’s error[s].” Id. ¶ 34 (internal quotation
    17 marks omitted). We therefore conclude that Defendant has failed to establish a prima
    18 facie case of ineffective assistance. However, we reach this conclusion without
    19 prejudice to Defendant’s pursuit of habeas corpus proceedings on this issue and the
    6
    1 development of a factual record. See State v. Gonzales, 
    2007-NMSC-059
    , ¶ 16, 143
    
    2 N.M. 25
    , 
    172 P.3d 162
    .
    3   {9}    Finally, because we reject Defendant’s arguments and find no error, the
    4 cumulative error doctrine does not apply. See State v. Salas, 
    2010-NMSC-028
    , ¶ 40,
    5 
    148 N.M. 313
    , 
    236 P.3d 32
    .
    6   {10}   Accordingly, for the reasons stated in our notice of proposed summary
    7 disposition and above, we affirm.
    8   {11}   IT IS SO ORDERED.
    9
    10                                       CYNTHIA A. FRY, Judge
    11 WE CONCUR:
    12
    13 M. MONICA ZAMORA, Judge
    14
    15 J. MILES HANISEE, Judge
    7