State v. Holt ( 2015 )

1 IN THE COURT OF APPEALS OF THE STATE OF NEW MEXICO
2 Opinion Number: _______________
3 Filing Date: April 27, 2015
4 NO. 33,090
5 STATE OF NEW MEXICO,
6 Plaintiff-Appellee,
7 v.
8 ANTHONY HOLT,
9 Defendant-Appellant.
10
11 APPEAL FROM THE DISTRICT COURT OF DOÑA ANA COUNTY
12 Fernando Macias, District Judge
13 Hector H. Balderas, Attorney General
14 Santa Fe, NM
15 Jacqueline R. Medina, Assistant Attorney General
16 Albuquerque, NM
17 for Appellee
18 Jorge A. Alvarado, Chief Public Defender
19 Karl Erich Martell, Assistant Appellate Defender
20 Santa Fe, NM
21 for Appellant
1 OPINION
2 BUSTAMANTE, Judge.
3 {1} Anthony Holt (Defendant) was trying to remove a window screen from Carolyn
4 Stamper’s (Stamper) home when he noticed her through the window. Although he
5 turned and left the premises without breaching the window, he was convicted of one
6 count of breaking and entering and now appeals on two grounds. First, he argues that
7 the Legislature did not intend to punish as breaking and entering an intrusion into the
8 space between the screen and the window. Second, he maintains that the evidence
9 was insufficient for the jury to conclude that he in fact entered that space. We affirm.
10 BACKGROUND
11 {2} Stamper, a resident of Las Cruces, New Mexico, was relaxing on her sofa one
12 December afternoon when she heard the doorbell ring and a rustling sound at the
13 front door. She did not see anyone through the peephole in the door. She then heard
14 a “metal on metal” sound at the window, which was approximately seven feet from
15 the front door. The window was open approximately four inches because Stamper’s
16 “smelly old dog” was in the room with her. The curtains over the window were drawn
17 except for a gap of about four inches. Through the gap, Stamper could see a man at
18 the window who was working to remove the aluminum window screen. The screen
19 was halfway removed from the window and the man was trying to get the screen free
1 of the track at the bottom of the window frame. At trial, Stamper agreed with the State
2 that while holding the screen, the man’s “fingers were . . . in that area between the
3 window and the screen[.]”
4 [3] After a few seconds, the man looked up and noticed Stamper. He said, “Oh, I’m
5 sorry,” then turned and left. As he was leaving, Stamper told him, “You better be
6 sorry, you thief[.]” Stamper testified that the screen “was pretty well destroyed” and
7 had to be replaced. She also testified that she was frightened by the incident and that
8 it “was the first time [she] had been confronted with this in [her] own home.”
9 {4} A jury convicted Defendant of one count of breaking and entering, contrary to
10 NMSA 1978, Section 30-14-8(A) (1981). Additional facts are provided as necessary
11 to our discussion.
12 DISCUSSION
13 {5} Defendant makes two arguments on appeal. First, he argues that the facts of
14 this case do not fit within a breaking and entering charge, because entering the space
15 between a screen and a window is not the same as entering the interior of a home or
16 structure. Second, he argues that the evidence was not sufficient to support a
17 conclusion that Defendant entered the space between the screen and window. We
18 address these arguments in turn.
2
1 The Breaking and Entering Statute Encompasses Entry Into the Space Between
2 the Screen and Window
3 {6} Defendant argues that, even if his fingers were between the screen and the
4 window, he cannot be convicted of breaking and entering. Defendant makes two
5 contentions: (1) the plain language of the breaking and entering statute requires entry
6 into the interior of a structure, i.e., entry beyond the last barrier to the structure’s
7 interior; and (2) the breaking and entering statute is ambiguous because it does not
8 define the boundaries of a structure, and thus, under the rule of lenity, must be
9 construed against the State. We interpret these arguments as alternatives because the
10 rule of lenity applies only if, after examination of the plain language and other tools
11 of statutory construction, the statute remains ambiguous. State v. Hall, 2013-NMSC-
12 001, ¶ 19, 294 P.3d 1235 (“A statute is ambiguous for the purpose of the rule of lenity
13 only if reasonable doubt persists about a statute’s intended scope even after resort to
14 the language and structure, legislative history, and motivating policies of the statute.”
15 (internal quotation marks and citation omitted)). After examining the statute’s
16 language and purpose, as well as cases interpreting it and similar statutes, we
17 conclude that Defendant’s conduct falls within that which the Legislature sought to
18 punish. Based on our construction of the statute, we conclude that it is not ambiguous
19 such that the rule of lenity applies. Id. Hence, we need not address Defendant’s
20 second argument.
3
1 {7} Questions of statutory interpretation are reviewed de novo. State v. Smith,
2 2004-NMSC-032, ¶ 8, 136 N.M. 372, 98 P.3d 1022. The goal of statutory
3 interpretation is “to ascertain and give effect to the intent of the Legislature.” Id.
4 (internal quotation marks and citation omitted). We begin by examining the “plain
5 language” of the statute and, if that language is clear and unambiguous, we refrain
6 from further construction. State v. Johnson, 2001-NMSC-001, ¶ 6, 130 N.M. 6, 15
7 P.3d 1233. “The plain meaning rule, however, is only a guideline for determining the
8 legislative intent. It is the responsibility of th[e] Court to search for and effectuate the
9 purpose and object of the underlying statutes.” Id. Thus, “[t]he plain meaning rule
10 ‘must yield on occasion to an intention otherwise discerned in terms of equity,
11 legislative history, or other sources.’ ” Smith, 2004-NMSC-032, ¶ 9 (citation omitted).
12 Finally, “statutes relating to the same general topic should be interpreted in light of
13 each other[.]” State v. Parvilus, 2014-NMSC-028, ¶ 16, 332 P.3d 281. As discussed
14 in more detail below, we rely on the burglary statute, NMSA 1978, § 30-16-3 (1971),
15 as an aid in our interpretation because of its similarities with the breaking and
16 entering statute.
17 {8} Section 30-14-8(A) defines “breaking and entering” as
18 the unauthorized entry of any . . . dwelling or other structure, movable
19 or immovable, where entry is obtained by fraud or deception, or by the
20 breaking or dismantling of any part of the . . . dwelling or other
4
1 structure, or by the breaking or dismantling of any device used to secure
2 the . . . dwelling or other structure.
3 {9} As it relates to the facts here, UJI 14-1410 NMRA requires the jury to find that
4 (1) “[t]he defendant entered [the structure] without permission” and (2) “[t]he entry
5 was obtained by” breaking or dismantling a part of the structure. Unlike in some other
6 states’ statutes, neither the breaking and entering statute nor the burglary statute state
7 what delimits a structure. Compare § 30-14-8(A) and § 30-16-3 with Ariz. Rev. Stat.
8 Ann. § 13-1501(3) (2012) (defining “[e]ntry” as “the intrusion of any part of any
9 instrument or any part of a person’s body inside the external boundaries of a
10 structure” (emphasis added)). Nor do they state that entry into any part of a structure
11 will suffice. Compare § 30-14-8(A) and § 30-16-3 with Tex. Penal Code Ann. §
12 30.02(a)(1) (West 2007) (prohibiting entry of a building “or any portion of a
13 building”). In State v. Office of Public Defender ex rel. Muqqddin, the Supreme Court
14 relied on the absence of such language in the burglary statute to reject the idea that
15 entry into a part of a structure is equivalent to entry into the structure itself, stating
16 that “the Legislature has given no indication that it intended [such equivalency].”
17 2012-NMSC-029, ¶ 38, 285 P.3d 622. While the breaking and entering statute
18 provides that a breaking may be accomplished by “breaking or dismantling any part
19 of the . . . dwelling or other structure,” the phrase “any part of” pertains only to
20 breaking or dismantling, not to the protected spaces. Section 30-14-8(A); see Hale
5
1 v. Basin Motor Co., 1990-NMSC-068, ¶ 9, 110 N.M. 314, 795 P.2d 1006 (“Relative
2 and qualifying words, phrases, and clauses are to be applied to the words or phrase
3 immediately preceding, and are not to be construed as extending to or including
4 others more remote.” (alterations, internal quotation marks, and citation omitted)). We
5 conclude that the plain language of the breaking and entering statute sheds little light
6 on the Legislature’s intent as to the issue before us: whether the space between a
7 window screen and an open window is protected space under the statute.
8 {10} We next examine the purposes of the breaking and entering statute to determine
9 whether the conduct here falls within the harm the Legislature sought to prevent.
10 Because “New Mexico’s breaking-and-entering statute is itself grounded in common
11 law burglary[,]” cases interpreting the burglary statute inform our analysis. State v.
12 Rubio, 1999-NMCA-018, ¶ 13, 126 N.M. 579, 973 P.2d 256; see UJI 14-1410, comm.
13 cmt. (“New Mexico’s breaking and entering statute is a type of statutory burglary.”).
14 Like burglary, “the purpose of New Mexico’s breaking-and-entering statute is . . . to
15 protect possessory rights.” Rubio, 1999-NMCA-018, ¶ 15; Muqqddin, 2012-NMSC-
16 029, ¶ 40 (stating that burglary protects possessory rights). Those possessory rights,
17 however, “go beyond the mere right to physical possession of an object” and include
18 the right to exclude, privacy interests, and “security of habitation.” Muqqddin, 2012-
19 NMSC-029, ¶¶ 40-43. “It is the invasion of privacy and the victim’s feeling of being
6
1 personally violated that is the harm caused by the modern burglar, and the evil that
2 our society is attempting to deter through modern burglary statutes.” Id. ¶ 42.
3 {11} “[I]n order for an area to be considered prohibited space under [the burglary
4 statute], it must have some sort of enclosure.” Id. ¶ 44 (citing State v. Foulenfont,
5 1995-NMCA-028, ¶¶ 10-11, 119 N.M. 788, 895 P.2d 1329). “[I]t is this enclosed
6 space that the Legislature intended to protect.” Id. The burglary statute defines
7 prohibited space as “any vehicle, watercraft, aircraft, dwelling or other structure,
8 movable or immovable[.]” Section 30-16-3. The breaking and entering statute
9 includes the same list. Section 30-14-8(A). In both statutes, the spaces in which
10 possessory, privacy, and security interests are implicated are delineated by an
11 enclosure. See Muqqddin, 2012-NMSC-029, ¶ 44.
12 {12} Our question thus becomes whether a window screen forms an enclosure such
13 that penetration beyond the screen is sufficient for entry of a structure. “[I]n general,
14 the roof, walls, doors, and windows constitute parts of a building’s outer boundary,
15 the penetration of which is sufficient for entry.” People v. Valencia, 46 P.3d 920, 925
16 (Cal. 2002), disapproved of by People v. Yarbrough, 281 P.3d 68 (Cal. 2012)1; see
17 Muqqddin, 2012-NMSC-029, ¶ 48 (stating that “[a] window, by its nature, creates an
18 opening in an enclosure.”). But other types of boundaries might also suffice because
19 1
In Yarbrough, the California Supreme Court “disapprove[d] as ill-considered
20 dictum” a statement in Valencia that an “unenclosed balcony” was not encompassed
21 within the “reasonable belief test.” Yarbrough, 281 P.3d at 71.
7
1 “[i]t is the nature of the enclosure that creates [prohibited space].” Id. ¶ 45. “‘[T]he
2 proper question is whether the nature of a structure’s composition is such that a
3 reasonable person would expect some protection from unauthorized intrusions.’ ” Id.
4 (quoting People v. Nible, 247 Cal. Rptr. 396, 399 (Ct. App. 1988), holding modified
5 by Valencia, 46 P.3d at 924).
6 {13} Relying in part on this test, the Muqqddin Court concluded that “a vehicle’s gas
7 tank and wheel wells do not constitute protected space under [the burglary statute].”
8 Id. ¶ 12. No New Mexico court since Muqqddin has used this test to address the legal
9 question here. However, in Nible, the case from which the test was derived, the
10 California Court of Appeals stated that “the focus of the question whether the
11 penetration of a [partially open] window screen constitutes a burglarious entry must
12 be on whether a reasonable person would believe a window screen provides some
13 protection against unauthorized intrusions.” 247 Cal. Rptr. at 399. It found that the
14 answer to this question “is unequivocally in the affirmative.” Id. It went on to state
15 that
16 the screen door [or window] is not to be considered as a mere protection
17 against flies, but rather as a permanent part of the dwelling. The
18 holdings [in case law] proceed, it would seem, on the grounds that the
19 screen door [or window] is a part of the house on which the occupants
20 rely for protection and that to open such a door [or window] is a
21 violation of the security of the dwelling house which is the peculiar
22 gravamen of a burglarious breaking.
8
1 Id. (second, fourth, and fifth alterations in original) (internal quotation marks and
2 citation omitted). It concluded that “when a screen which forms the outer barrier of
3 a protected structure is penetrated, an entry has been made for purposes of the
4 burglary statute.” Id. We note that the Nible court found this analysis “especially
5 apposite to the [facts in that] case, where the window screen was affixed in a slot in
6 the frame with no handle or other device to facilitate its removal from the exterior of
7 the apartment.” Id. Here, Stamper testified that removal of the screen required use of
8 a screwdriver or knife and that it was “not . . . a snap” to remove. In addition, in
9 Nible, like here, the window behind the screen was partially open and the residence’s
10 occupants were inside. See id. at 397.
11 {14} Similarly, in Valencia, the Supreme Court of California relied on a slightly
12 different formulation of the test2 to conclude that “penetration into the area behind a
13 window screen amounts to an entry of a building within the meaning of the burglary
14 statute even when the window itself is closed and is not penetrated.” Valencia, 46
15 P.3d at 927. The Court stated:
16 [A] window screen is clearly part of the outer boundary of a building for
17 purposes of burglary. A reasonable person certainly would believe that
2
18 Whereas the Nible court stated the test as “whether a reasonable person would
19 believe a window screen provides some protection against unauthorized intrusions[,]”
20 247 Cal. Rptr. at 399, the Valencia Court stated the test as “whether a reasonable
21 person would believe that the element of the building in question enclosed an area
22 into which a member of the general public could not pass without authorization.” 46
23 P.3d at 926.
9
1 a window screen enclosed an area into which a member of the general
2 public could not pass without authorization. . . . [W]indow screens,
3 which announce that intrusion is unauthorized, do not limit their
4 message to flies but extend it to burglars as well.
5 Id.
6 {15} Other courts examining similar circumstances have reached similar
7 conclusions. For example, in Commonwealth v. Burke, the Massachusetts Supreme
8 Court stated that “[it could] find no support at common law for the
9 view . . . that . . . an entry must be accompanied by a removal of all remaining barriers
10 (i.e., the inner window) for it to be actionable” and held that “the more common view
11 is that outer window coverings should be treated as part of the dwelling itself, and
12 any entry beyond them, no matter if further impeded by additional window coverings,
13 should be punished.” 467 N.E.2d 846, 849 (Mass. 1984). It concluded that, therefore,
14 “[e]vidence that the defendant placed his hand between the broken storm window and
15 the inner window would be sufficient to warrant a finding of an entry under [the
16 Massachusetts burglary statute].” Id. The South Carolina Supreme Court held in State
17 v. Chappell that a screen covering a window “was more than a mere protection
18 against flies and mosquitoes; it was an enclosing part of the dwelling house” and that
19 where the defendant “tor[e] away” the corner of the screen and “inserted his hand
20 through the hole thus made and raised the window sash[, t]his was not only a
21 breaking, but was an entry sufficient in law to constitute burglary[.]” 193 S.E. 924,
10
1 925 (S.C. 1937)3; cf. State v. Kindred, 307 P.3d 1038, 1040-41 (Ariz. Ct. App. 2013)
2 (examining “whether the ‘external boundar[y]’ of the structure, as that phrase is used
3 in [Section 13-1501(3) of Arizona’s burglary statute], is the exterior of the door, or
4 whether a person or instrument must penetrate past the door in order to enter the
5 structure” and holding that “a person must penetrate whatever forms a structure’s
6 outer boundary—a door, window, or wall, for example—but need not go further to
7 have entered the structure.”)4; Barrick v. State, 119 N.E.2d 550, 553 (Ind. 1954)
8 (stating that a “breaking” sufficient for burglary “includes the putting aside of any
9 material part of the building intended as a security against invasion, such as
10 removing a window screen” (emphasis added))5; State v. Gatewood, 221 P.2d 392,
3
11 The dissent argues that Chappell does not support our conclusion. But the
12 facts in that case are very similar to those here: the defendant tore a screen and
13 reached through to raise the window sash. Id. at 925. There is no indication in that
14 case that any part of the defendant’s body went through the window itself. Id. Thus,
15 like here, the requisite entry was accomplished by entering the space between the
16 screen and (open) window.
4
17 Although we agree with the dissent that Kindred is distinguishable because it
18 relies on Arizona’s burglary statute, which requires penetration of any “external
19 boundary,” we disagree that the Kindred court “found no other authority,” ¶ 40, for
20 its conclusion that “insertion of [a] pry bar into the door jamb constitutes entry as
21 contemplated by” that statute. Id. at 1041. Indeed, the court cited to five cases,
22 including Burke, in support of its holding. Id.
5
23 In Barrick, the court analyzed only whether the rattling of the doors
24 constituted a “breaking” sufficient for attempted burglary if such a crime existed in
25 Indiana. Id. at 553 n.1. It did not analyze whether an entry occurred. It is cited here
26 for its recognition that a window screen serves as “security against invasion.” Id.
11
1 396 (Kan. 1950) (holding that there was an entry where the defendant had broken a
2 screen door even though he had not opened the wooden door behind it).6
3 {16} Defendant points to cases using the term “interior” in their analyses of “entry”
4 to support his contention that the breaking and entering statute requires some further
5 penetration into the structure than occurred here. For example, in State v. Sorrelhorse,
6 this Court stated that “the term ‘entry’ in the criminal code requires only the slightest
7 penetration of an interior space.” 2011-NMCA-095, ¶ 7, 150 N.M. 536, 263 P.3d 313.
8 Similarly, in State v. Reynolds, the Court noted that “[a]ny penetration, however
9 slight, of the interior space is sufficient [to constitute entry].” 1990-NMCA-122, ¶ 37,
10 111 N.M. 263, 804 P.2d 1082 (second alteration in original) (internal quotation marks
11 and citation omitted). However, neither of these cases was using the term to address
12 the question presented here. Rather, both Sorrelhorse and Reynolds were concerned
13 with the extent to which the defendant penetrated the prohibited space. See
14 Sorrelhorse, 2011-NMCA-095, ¶¶ 6-8; Reynolds, 1990-NMCA-122, ¶ 37.
6
15 As stated in the dissent, the facts in Gatewood included entry into an enclosed
16 porch attached to the house, which the court held was an entry sufficient for burglary.
17 221 P.2d at 394. “The entrance door to the screen porch, however, was not the only
18 ‘outer door’ the appellant broke” in that case. Id. at 395. The part of the opinion we
19 rely on has to do with whether entry was accomplished where another screen door
20 was “not only broken but a hook which fastened the door was lifted and the screen
21 door was opened” but the wooden door behind it was not opened. Id. at 395-96. The
22 court concluded that “[the defendant] did enter his hand and an arm, at least partially,
23 when he unsuccessfully attempted to unlock the inside door with a key.” Id. Thus, this
24 portion of Gatewood supports our conclusion.
12
1 {17} The question here, in contrast, has to do with what defines the prohibited space.
2 “[T]he established rule [is] that cases are not authority for propositions not
3 considered[.]” Padilla v. State Farm Mut. Auto. Ins. Co., 2002-NMCA-001, ¶ 10, 131
4 N.M. 419, 38 P.3d 187 (internal quotation marks and citation omitted), aff’d but
5 criticized by, 2003-NMSC-011, 133 N.M. 661, 68 P.3d 901. Thus, we decline to
6 ascribe undue significance to use of the word “interior” in those cases.
7 {18} Similarly, the dissent cites to out-of-state cases for the proposition that an
8 “entry” requires a crossing of a structure’s threshold. See ¶ 41. Several of these are
9 directly on point. For example, in State v. Pigques, 310 S.W.2d 942, 944 (Mo. 1958),
10 the defendant “had entered into the space between [some] outer wooden doors and
11 [an] inner wire-mesh door.” The court thus considered “whether his entry into that
12 space would constitute an entry into the building within the meaning of [Missouri’s
13 burglary statute].” Id. Relying in part on the principle that entry requires a breach of
14 the last barrier to the interior of the structure, the court held that the defendant had not
15 completed a burglary but instead could be convicted only of attempted burglary. Id.
16 at 945-46. In State v. McCall, on which Pigques relied, the Alabama Supreme Court
17 considered whether there was an entry where the defendant “wrested open the
18 window shutters, and his hands protruded beyond the line made by the shutters when
19 shut, . . . notwithstanding the sash remained down and the glass was unbroken.” 4
13
1 Ala. 643, 644 (1843) (internal quotation marks and citation omitted). The court
2 concluded that
3 [i]t cannot be, that the common security of the dwelling house is
4 violated by breaking one of the shutters of a door or window which has
5 several. True, it weakens the security which the mansion is supposed to
6 afford, and renders the breach more easy; but as additional force will be
7 necessary before an entry can be effected, there can, under such
8 circumstances, be no burglary committed.
9 Id. at 646. Thus, the court held that there was no burglary because “there was nothing
10 but a breach of the blinds, and no entry beyond the sash window [and t]he threshold
11 of the window had not been passed[.]” Id.
12 {19} Interestingly, another case relied on by the dissent takes a different approach.
13 In Miller v. State, the defendant had cut a hole in the roof of a store, climbed into the
14 attic, and cut a hole in the ceiling, but had not entered the interior of the store itself.
15 187 So. 2d 51, 52 (Fla. Dist. Ct. App. 1966). The defendant “contend[ed] that
16 breaking of the roof and the subsequent breaking of the ceiling [wa]s not enough to
17 constitute entry.” Id. The court stated that it “would be inclined to agree with [the
18 defendant] if it were not for the fact that there [wa]s evidence in the record that there
19 was an airspace between the roof and the ceiling. . . . [I]t is reasonable to conclude
20 that it would be necessary for the [defendant] to intrude himself, or some part of
21 himself, into the hole that he had created in the roof in order to cut a hole in the
22 ceiling on the other side of the airspace.” Id. 52-53. Hence, in Miller, entry beyond
14
1 the last barrier into the store (the ceiling) was not required to effect an entry. In other
2 words, an entry into the space between the outer barrier and inner barrier was
3 sufficient for a breaking and entering charge. Id. at 53.
4 {20} We recognize that the Pigques and McCall courts came to a conclusion
5 different from ours and from the conclusions reached in Nible, Valencia, Burke, and
6 Chappell. Faced with two competing analyses, we must choose the path most
7 consonant with the purpose of our statute and Supreme Court precedent. We believe
8 we have done so. Based on the test stated in Muqqddin and the reasoning of our sister
9 states’ courts, we conclude that a reasonable person would expect the window screen
10 here to afford some protection from unauthorized intrusions. See Muqqddin, 2012-
11 NMSC-029, ¶ 45. Consequently, we conclude that if any part of Defendant entered
12 the space between the screen and the window, he “entered” the structure for purposes
13 of the breaking and entering statute.
14 {21 } To the extent that Defendant argues that our holding will produce absurd
15 results because “[t]his interpretation would convict of [b]reaking and [e]ntering any
16 person who opens a screen door to knock on the door itself[,]” we disagree because
17 under the “reasonable belief test” it would be unreasonable to believe that an
18 unlocked screen door was a barrier “a member of the general public could not pass
19 without authorization.” Valencia, 46 P.3d at 926.
15
1 {22} In Muqqddin, the Supreme Court cautioned lower courts against “expand[ing]
2 . . . the reach of . . . statute[s] . . . without any parallel change in the statute.” 2012-
3 NMSC-029, ¶¶ 1, 49. Our conclusion does not do so. In Muqqddin, the gas tank and
4 wheel well were not enclosed spaces in which “things are stored and personal items
5 can be kept private.” Id. ¶ 61. In contrast, a home is a structure the Legislature clearly
6 intended to protect. See id. ¶ 39 (stating that the common-law purpose of
7 burglary—security of the home—still applies). Unlike the unenclosed parts of
8 vehicles in Muqqddin, the screen here was no less a component of the home’s
9 enclosure than the walls, windows, or doors. Contrary to the dissent’s assertion, our
10 analysis does not depend on the perimeter or “close” concept that was rejected in
11 Muqqddin. Id. ¶ 46. In rejecting that concept, the Muqqddin Court was specifically
12 rejecting the idea of an “imaginary plane created by some portion of a structure that
13 is by its nature open to the elements.” Id. Rather, our analysis is based on whether
14 the window screen—a real, non-imaginary device—provided protection against
15 intrusion and enclosed protected space. See id. ¶ 45. Because we conclude that it did,
16 Defendant’s placement of his hands behind the window screen was an intrusion into
17 the structure’s enclosure and infringed on Stamper’s possessory rights. Such conduct
18 is associated with the “feeling of violation and vulnerability” that the Legislature
19 sought to prevent with the breaking and entering statute. See id. ¶ 43.
16
1 There is Sufficient Evidence to Support the Jury’s Conclusion That Defendant
2 “Entered” the Structure
3 {23} We turn next to Defendant’s second argument that there was insufficient
4 evidence that Defendant intruded into the structure at all. “In reviewing the
5 sufficiency of the evidence, we must view the evidence in the light most favorable to
6 the guilty verdict, indulging all reasonable inferences and resolving all conflicts in
7 the evidence in favor of the verdict.” State v. Cunningham, 2000-NMSC-009, ¶ 26,
8 128 N.M. 711, 998 P.2d 176. After viewing the evidence in this light, we examine
9 whether “any rational trier of fact could have found the essential elements of the
10 crime beyond a reasonable doubt.” Id. (internal quotation marks and citation omitted).
11 {24} To convict Defendant, the jury had to find that (1) “the defendant entered
12 [Stamper’s residence] without permission; the least intrusion constitutes an entry;”
13 and (2) “the entry was obtained by the dismantling of a window screen[.]” See UJI
14 14-1410. As we have discussed, because the window screen was part of the enclosure
15 around the home, any intrusion into the space between the screen and window
16 constitutes an “entry” for purposes of the breaking and entering statute. See
17 Sorrelhorse, 2011-NMCA-095, ¶ 7 (“[T]he term ‘entry’ in the criminal code requires
18 only the slightest penetration of an interior space.”). Stamper testified that “[she] saw
19 this man, and he had the screen halfway off the window, and he had his hand on each
20 side of the screen, and he was twisting it and turning it and looking down. . . . He was
17
1 trying to get the screen off.” She described Defendant’s fingers as being “over the
2 screen.” On redirect, she agreed with the State that Defendant’s fingers “were then
3 in that area between the window and the screen[.]” Viewed in the light most favorable
4 to the verdict, this testimony is sufficient to permit the jury to conclude that
5 Defendant had intruded into the protected space between the screen and window.
6 CONCLUSION
7 {25} For the foregoing reasons, we affirm.
8 {26} IT IS SO ORDERED.
9
10 MICHAEL D. BUSTAMANTE, Judge
11 I CONCUR:
12 __________________________________
13 JAMES J. WECHSLER, Judge
14 RODERICK T. KENNEDY, Judge (dissenting).
18
1 KENNEDY, Judge (dissenting).
2 {27} This Opinion unnecessarily expands the physical space into which “entry”
3 must occur for breaking and entering exactly as we have recently been warned against
4 pursuing by our Supreme Court. By defining “entry” through a solely judicial
5 construction of the space to which it applies, the Opinion needlessly creates new
6 definition for crimes that are already adequately defined. This Opinion for the first
7 time establishes the outermost perimeter of a structure’s space as what defines the
8 scope of the word “entry” for breaking and entering and, presumably, for burglary as
9 well. [Op. ¶ 18]. The Opinion, correctly, in my view, sees ambiguity in the central
10 premise of “what delimits a structure.” [Op. ¶ 9] It recognizes that the Arizona
11 legislature has explicitly defined “entry” as an “intrusion . . . inside the external
12 boundaries of a structure or unit of real property” and that Texas’s statute prohibits
13 entry of a building “or any portion of a building.” Id. California accomplished
14 expanding an intrusion within the exterior plane of a building judicially, an
15 accomplishment the Majority now seeks to duplicate. I read Muqqddin as a
16 restriction on what the Majority seeks to accomplish in this case. Accordingly, I do
17 not believe Muqqddin’s citation to Valencia and Nible was intended to encourage our
18 changing the use of the word “entry” by expanding the boundary of space to be
19 entered in a way they took pains to criticize. Muqqddin, 2012-NMSC-029, ¶ 45.
19
1 The Supreme Court undid our long-standing tendency to expand the spaces covered
2 by breaking and entering and burglary; embarking again here on that path is unwise
3 and unnecessary. With regard to Valencia and Nible, our Supreme Court specifically
4 stated no more than that “a burglary can be committed through an open window[,]”
5 that I see as protecting from a penetration of interior protected space, not the
6 outermost plane of structure. Muqqddin, 2012-NMSC-029, ¶ 48.
7 {28} Statutes are strictly construed against the state, and we are to resolve doubt
8 about their construction in favor of the rule of lenity. State v. Bybee, 1989-NMCA-
9 071, ¶ 12, 109 N.M. 44, 781 P.2d 316. Criminal statutes may not be made applicable
10 beyond their intended scope if the legislative proscription is plain. Id. We are not to
11 enlarge or amend [a] statute by judicial fiat.” Id. ¶ 15. “The Legislature is free to
12 define the prohibited space of burglary to include any part of almost anything. But
13 absent a clearer intent to do so, we should not ourselves do that which the Legislature
14 has declined to do. It is for the Legislature alone to define statutory criminal acts, and
15 when it does not do so clearly, the rule of lenity compels judicial restraint.”
16 Muqqddin, 2012-NMSC-029, ¶ 37. In Muqqddin, as here, the acts in that case
17 constituting the crime were “already punished under our statutes as other, lesser
18 crimes.” Id. ¶ 50 (holding that judicially expanding the legal definition of a crime to
19 include behavior already punished as other, lesser crimes transgresses legislative
20
1 intent). We recently took this conservative approach instructed by Muqqddin to heart,
2 overruling the holding in State v. Tower to hold that entry into a commercial
3 establishment in violation of a no trespass notice was not a predicate “entry”
4 sufficient to fulfill the element of commercial burglary. 2002-NMCA-109, ¶ 9, 133
5 N.M. 32, 59 P.3d 1264, overruled on other grounds by State v. Archuleta, 2015-
6 NMCA-___, ¶ 1, ___ P.3d ___ (No. 32,794, Oct. 27, 2014). We should be so
7 restrained in this case.
8 Penetration of Mere Outer Perimeters as “Entry” Was Rejected in Muqqddin
9 {29} In Muqqddin, our Supreme Court reversed a tortured construction of “entry”
10 by pointing out that this Court, over a period of decades, had engaged in an
11 “unprecedented . . . expansion” of the reach of the burglary statute without there
12 being corresponding legislative changes. 2012-NMSC-029, ¶ 1. Our holding that
13 “[a]ny penetration of a vehicle’s perimeter is . . . a penetration of the vehicle itself,”
14 id. ¶ 10 (internal quotation marks and citation omitted), led in the next case to our
15 holding that the “removal of a vehicle’s wheels is sufficient to constitute burglary.”
16 State v. Dominguez-Meraz, No. 30,832, mem. op. *1 (N.M. Ct. App. Sept. 15, 2010)
17 (non-precedential). Relying on previous cases later criticized and overruled by our
18 Supreme Court for expanding the nature of burglary,7 we again held that “ ‘entry’ in
7
19 Reynolds, 1990-NMCA-122, ¶ 37 (noting that any penetration of the interior
20 space, however slight, is sufficient to constitute “entry” within the meaning of the
21 burglary statute); State v. Tixier, 1976-NMCA-054, ¶ 11, 89 N.M. 297, 551 P.2d 987
21
1 the criminal code requires only the slightest penetration of an interior space.”
2 Sorrelhorse, 2011-NMCA-095, ¶ 7.
3 {30} I disagree with the Majority’s assessment of Sorrelhorse as not “address[ing]
4 the question presented here” because it concerns “the extent to which the defendant
5 penetrated the prohibited space.” [Op. ¶ 16] Sorrelhorse specifically found “entry”
6 into the “interior space” from the defendant’s foot being forced inside the door of an
7 apartment and then forcing its occupants even farther back inside. Id. By holding
8 “entry” to be into truly interior space, Sorrelhorse represents the direction we should
9 follow. Who can dispute that the defendant “entered” the prohibited space by
10 crossing the threshold of the apartment? Reynolds was implicitly overruled by
11 Muqqddin not on the extent of penetration, which was a hand’s depth but through
12 questions about the validity of what constituted a prohibited structure and because
13 the Legislature did not define a vehicle by its parts. Muqqddin, 2012-NMSC-029,
14 ¶¶ 22, 37. For this reason, incorporating a boundary that resembles Texas’s “any part
15 thereof” should be avoided.
16 {31} The Supreme Court skeptically recognized that some states include parts of
17 “almost anything” in burglary statutes involving vehicles, but chose to “disagree with
18 the notion that any penetration of a vehicle’s perimeter constitutes a penetration of
19 (holding that evidence that an unidentified instrument penetrated one-half inch inside
20 a building is enough to effectuate an entry under the burglary statute).
22
1 the vehicle itself.” Id. ¶ 46. Valencia and Nible, relied upon by the Majority in this
2 case, mirror our previous criticized cases when they “show [that] the requirement of
3 entry is not difficult to satisfy; the slightest penetration will suffice.”8 Magness v.
4 Super. Ct., 278 P.3d 259, 263 (Cal. 2012) (construing Valencia and Nible). Magness
5 specifically operates under that boundary but, in Valencia, the defendant damaged the
6 window behind the screen in his attempt to open it. The California Supreme Court
7 in Magness made the “observation that no burglary would have occurred in Valencia
8 . . . had the defendant removed the window screen but not penetrated into the area
9 behind it[.] Magness, 278 P.3d at 265. Wrapping fingers around the screen’s frame
10 alone may not be sufficient penetration under Magness. On the issue of what
11 constitutes entry, Magness is construction of Valencia. “In sum, something that is
12 outside must go inside for an entry to occur.” Id. at 264. I am not convinced that
13 Valencia’s and Nible’s path is persuasive.
14 {32} The expansion of the nature of structures that could be burgled resulted in our
15 Court’s having “gone astray” from the intent of both the common law and statutory
16 roots of burglary according to our Supreme Court. We were thus criticized for
17 creating a crime that enhanced “any crime committed in any type of structure or
8
18 In subsequent cases in California, even this has been expanded to support a
19 conviction in which a screen was cut from its frame without any further entry. People
20 v. Hedgecock, D065977, 2015 WL 570299, at **2-3 (Cal. Ct. App. 2015) (unreported
21 case).
23
1 vehicle, as opposed to . . . punishment for a harmful entry.” Muqqddin, 2012-NMSC-
2 029, ¶ 3. We might do well to follow the Iowa Supreme Court, who restrained itself
3 from enlarging the inclusion of curtilage, including front stoops and driveways into
4 the definition of “occupied structure” because the legislature had not previously done
5 so, stating: “We do not construe statutes so as to render a part of it superfluous, but
6 presume our legislature included every part of the statute for a purpose and intended
7 each part to be given effect.” State v. Pace, 602 N.W.2d 764, 771 (Iowa 1999). Iowa
8 sets a better example for us than California. The facts should fit the law. The law
9 should not move to encompass the facts. From the progression through our vehicular
10 burglary cases, I conclude that “entry” is not penetration of a perimeter to the slightest
11 degree, and we should avoid expanding the protected area of a structure’s interior in
12 the absence of legislative direction.
13 The Fact That Defendant’s Conduct Is Adequately Proscribed By Other Statutes
14 Should Also Require Our Forebearance
15 {33} Muqqddin also cautions us against blurring the line between similar, but
16 different, offenses with such expansions. 2012-NMSC-029, ¶ 50. It pointed out that
17 the act of perforating a gas tank for its contents was more likely the misdemeanor of
18 tampering with a motor vehicle. Id. ¶ 51.
19 {34} Burglary traditionally entailed a home invasion, and the crime has evolved to
20 “protect occupants against the terror and violence that can occur as a result of such
24
1 an entry.” Id. ¶ 3. The privacy interest protected by burglary statutes is related to the
2 terror of having an intruder inside of one’s home, into which the entry is fully
3 accomplished. This Opinion recognizes this privacy interest and that Stamper’s
4 reaction to Defendant’s actions is squarely within these senses of invasion, terror, and
5 concern for possible personal violence that the burglary statute is designed to address.
6 It is there the degree of “entry” falls short. [Op. ¶¶ 3, 10]. Certainly, Defendant
7 attempted an entry. But, the California Supreme Court stated, more specifically,
8 “[t]he laws are primarily designed, then, not to deter the trespass and the intended
9 crime, which are prohibited by other laws, so much as to forestall the germination of
10 a situation dangerous to personal safety.” Magness, 278 P.3d at 261 (internal
11 quotation marks and citation omitted). This case falls short of that standard.
12 Breaking and entering differs from burglary because it protects a lesser interest than
13 burglary, characterized by its inclusion in Article 14 of Chapter 30 of our statutes
14 entitled “Trespass.” Muqqddin counsels us to have a disinclination to expand a statute
15 when others are adequate to the purpose at hand. 2012-NMSC-029, ¶ 40
16 (distinguishing burglary as protecting rights that exist beyond “other laws” intended
17 to deter trespass and theft). Attempt is the taking an act in furtherance of an intention
18 to commit a crime. NMSA 1978, § 30-28-1 (1963). Defendant did not complete the
19 act of entry and, given his likely intent and location of his crime, it is attempted
25
1 burglary, not breaking and entering, that accounts for what the Majority says protects
2 a heightened interest against “invasion of privacy” and security to justify their new
3 boundary. [Op. ¶ 10]. If the Majority follows the conservative approach given us by
4 Muqqddin, then Defendant here should be criminally responsible for attempted
5 residential burglary or, perhaps, attempted breaking and entering, criminal trespass,
6 and criminal damage. The distinction is notable, and the existing criminal statutes are
7 fully adequate as written.
8 Defining New Ambiguous Structures Damages the Plain Meaning of “Entry”
9 {35} The Majority concedes that the “any part of” a structure language in the
10 breaking and entering statute applies to the “breaking” portion of the statute and not
11 the “entry.” [Op. ¶ 9]. The Opinion seems desirous of now extending “entry” to any
12 penetration of “some sort of enclosure.” [Op. ¶ 11]. To do so successfully requires
13 steps not yet legislated: (1) “structure” (protected space) must be further defined by
14 its outermost perimeter; and (2) entry must be found either as a breaking of a
15 perimeter, however slight, without clear entry of protected interior space, or an actual
16 crossing of the threshold to be present inside of the structure. In Muqqddin, our
17 Supreme Court rejected judicial approach equating entry into “any portion” of a
18 structure with entry into the structure itself. 2012-NMSC-029, ¶ 38. Thus, I urge that
19 the Majority’s holding inappropriately expands the protected area to “any portion”
26
1 rather than the interior of the structure by its holding that breaking the outer perimeter
2 and, no more, constituted “entry.”
3 {36} Muqqddin also cautions us that the plain meaning rule applies to keep the word
4 “entry” free of expansion by expanding those things that might be entered, since the
5 Legislature’s existing statutes work without doing so, and judicial restraint forecloses
6 our meddling in such an instance. Id. ¶ 38. Our Supreme Court rejected law from
7 other jurisdictions, including Texas, that allow entry to be found when “the defendant
8 crosses some imaginary plane” and concluded that “the concept of an imaginary plane
9 is ambiguous, creating more questions than it answers and [is] subject to prosecutorial
10 abuse.” Id. ¶¶ 46, 47. Our Supreme Court had no problem, however, finding that
11 entry could be accomplished “through an open window.” Id. ¶ 48. The Opinion in
12 this case consequently begs more questions than it answers. Muqqddin criticized
13 including in “entry” the acts of passing a hand over a flatbed truck to break the plane
14 of its outer edge and stealing a shutter attached to a house that required no entry, but
15 was within the line between eaves and foundation to therefore “break[] the close.”
16 Id. ¶ 47. Here, the Opinion concludes that “the plain language of the breaking and
17 entering statute sheds little 1ight on the Legislature’s intent as to the issue before us[.]
18 . . . [W]hether the space between a window screen and an open window is protected
19 space” under the statute. [Op. ¶ 9]. State v. Kindred, based on Arizona’s statute that
27
1 includes the plane of a building’s outer perimeter, acknowledged that their statute
2 “differs in several ways from the common law[.]” 307 P.3d 1038, 1041 (Ariz. Ct.
3 Ohio App. 2013). The Kindred Court also commented that it had found “no authority . . .
4 expressly discussing whether that threshold has any particular depth and . . . whether
5 entry into the threshold, without more, constitutes entry into the structure.” Id. The
6 Arizona legislature made the threshold a plane and required no further entry than
7 crossing it.
8 {37} Our Legislature is as apt as any in Texas and Arizona to expand what our
9 Supreme Court counsels us should be left to them alone. In an example from
10 Magness of how parsing “entry” can beggar judicial interpretation, an intruder who
11 approached and opened an unlocked sliding glass door on a house’s patio would
12 displace air inside, but unless a part of him or something he carried “crossed the
13 door’s threshold,” no burglary would occur. 278 P.3d at 264. He could be “charged
14 with attempted burglary, but not with a completed burglary.” Id. The case was silent
15 about the effect if the door handle were within the outer perimeter of the door frame,
16 or a finger was inside the outer edge of the door, but not inside the full width of the
17 threshold. Such parsing is best not reserved by courts. 2012-NMSC-029, ¶ 47.
18 Because Defendant did not enter Stamper’s house, he is, depending on what might be
19 proven of his intent, guilty of no more than an attempt to commit either breaking and
28
1 entering or burglary, along with the other crimes he most certainly committed,
2 involving trespass or vandalism.
3 The Case Law Does Not Follow Valencia and Nible
4 {38} I also conclude that Muqqddin’s citation to Valencia and Nible was for, as it
5 stated, no more than pointing out that a structure’s composition relates to an
6 expectation of privacy. Nowhere did Muqqddin attempt to expand that space using
7 these cases, and the remainder of the Supreme Court’s discussion, I believe, favors
8 my view. The Majority places reliance on Valencia, in which the California Supreme
9 Court concluded that, because a window screen is part of the outer boundary of a
10 building, the area behind the window screen is inside the premises, and entry that is
11 just barely inside the premises is sufficient.9 Valencia has been cited only three times
12 by other states—Colorado, Hawaii, and Nevada—none of which utilize its holding
13 expanding boundaries to outside perimeters. Colorado used Valencia in People v.
14 Gonyea,10 where the defendant reached through the broken window to open a door.
15 In Hawaii, where no statutory definition of “entry” existed, the Supreme Court
9
16 Valencia itself frequently conflated breaking with entering in its review of
17 precedent. Many cases cited in Valencia, as supporting the view that penetration of
18 a screen without entering the window behind it are not particularly apposite, since the
19 defendants in Bowers, Gatewood, Jenkins, and Conners involved actual entry by the
20 defendant of the inside of the structure. Ortega and Woods relied on Texas’s “any
21 portion” statute. Crease was on point, while Mazer inferred intent from cutting a
22 screen, but entry was not mentioned.
10
23 195 P.3d 1171, 1174 (Colo. App. 2008).
29
1 vacated a conviction for the lack of its definition in a jury instruction. Valencia was
2 mentioned only in the context of whether a stream of mace an angry father sprayed
3 into a car over the threshold of the car’s window constituted a felonious “entry.”11
4 In Nevada, Valencia was mentioned by way of evaluating probable cause for a charge
5 based on circumstantial evidence. Jones v. State, 238 P.3d 827 (Nev. 2008). The
6 older Nible case has been mentioned in other states for other propositions than entry
7 past the outermost perimeter. In Colorado, mentioned above, and Ohio, where the
8 boundary issue was mentioned, there was actual insertion of the defendant’s arm
9 through a window. State v. McIntosh, 549 N.E.2d 1191 (Ohio 1990). Burke, from
10 Massachusetts, is squarely with Valencia. Other cases are not nearly as supportive.
11 {39} Chappell, cited by the Majority, involved the defendant reaching through the
12 screen to raise the window inside. [Op. ¶ 15] Kindred depends on Arizona’s specific
13 statute and found no other authority for the boundary it supported. The Majority,
14 citing two of the cases footnoted in Valencia, is also unavailing. Barrick stated that
15 the defendant rattling doors was no entry, but that he would have been guilty of
16 attempted burglary if Indiana had such a statute. 119 N.E.2d at 553. Gatewood
17 actually held that the defendant’s full entry into an enclosed porch attached to the
18 house and the space between the screen door and the inner door were both a sufficient
19 entry into the dwelling proper. 221 P.2d at 394.
11
20 State v. Faria, 60 P.3d 333, 340 (Haw. 2002).
30
1 {40} Many other states have not expanded boundaries outward. Iowa and Hawaii,
2 mentioned above, declined to undertake a judicial expansion of their statute. Most
3 states seem to depend on crossing a “threshold” to find entry. Charles E. Torcia,
4 Wharton’s Criminal Law § 322 (15th ed. 2014) (“There is an entry when any part of
5 the defendant’s person passes the line of the threshold.”). Many states have
6 determined that passing the “line of the threshold” with all or part of the body into the
7 interior perimeter of the structure is entry by the defendant. See State v. Liberty, 280
8 A.2d 805, 808 (Me. 1971) (requiring “intrusion into the building of any part of the
9 body”); Price v. Commonwealth, 112 S.W. 855, 855 (Ky. Ct. App. 1908) (holding
10 that breaking without entry, however slight, is not burglary); State v. Peterson, 881
11 P.2d 965, 969 (Utah Ct. App. 1994) (“A simple passage by any part of the body over
12 the door’s threshold can amount to entry[.]”). Intrusion into the building is required
13 in New Jersey, Missouri, Florida, Louisiana, Illinois, Alabama, and North Carolina.
14 See State v. O’Leary, 107 A.2d 13, 15 (N.J. Super. Ct. 1954); State v. Pigques, 310
15 S.W.2d 942, 945 (Mo. 1958) (“Literally, ‘entry’ is the act of going into the place after
16 a breach has been effected[.]”); Miller v. State, 187 So. 2d 51, 53 (Fla. Dist. Ct. App.
17 1966); State v. Conner, 2008-0473 (La. App. 4 Cir. 10/1/08); 996 So. 2d 564, 568
18 (holding that “entry” requires passing the line of the threshold and “intrud[ing], even
19 momentarily, into the structure”); People v. Davis, 279 N.E.2d 179, 181 (Ill. App. Ct.
31
1 1972) (requiring “intru[sion] into the building”); State v. McCall, 4 Ala. 643 (Ala.
2 1843) (holding that reaching through shutters but not the window within was not
3 “entry”); State v. Watkins, 720 S.E.2d 844, 850 (N.C. Ct. App. 2012) (holding that no
4 entry inside residence when only instrument that broke window crossed threshold to
5 be “inside the residence”).
6 CONCLUSION
7 {41} I conclude that Defendant’s actions did not sufficiently “enter” Stamper’s
8 house for purposes of breaking and entering. I believe that his conduct is adequately
9 covered by other statutes and that the cause of justice would not suffer if he were
10 convicted of the proper crime(s). Breaking and entering and attempted residential
11 burglary are fourth-degree felonies; the legislated punishment is the same for both.12
12 Attempted breaking and entering together with criminal trespass and criminal damage
13 to the screen would be an adequate combination to accurately punish him. When
14 facts fit snugly within existing statutes, bending another statute to fit stretches the
15 law’s reach past its legislative intent. Muqqddin, 2012-NMSC-029. ¶¶ 50-51.
16 {42} I would prefer that this Court decline to expand the extent of protected spaces.
17 The Majority concludes early on that the language of the statute does little to help us
18 divine legislative intent regarding whether the space between the screen and window
12
19 Section 30-14-8(B) (stating that breaking and entering is a fourth-degree
20 felony); § 30-16-3(A) (stating that burglary of a dwelling is a third-degree felony);
21 § 30-28-1(C) (attempting to commit a third-degree felony is a fourth-degree felony).
32
1 is prohibited space. [Op. ¶ 9]. The Opinion recognizes that our statute does not state
2 that entry into “any part of a structure will suffice.” [Id.] There is no “plain
3 meaning” in our statute to define the space protected from “entry” and that ambiguity
4 requires our exercising the rule of lenity to Defendant’s benefit in this case. Our
5 previous attempts to expand the reach of protected space have been criticized.
6 Granted, California and Massachusetts in Valencia and Burke have held in accord
7 with where this Opinion takes us. Kindred is based upon the Arizona statute already
8 distinguished from ours, but bases the crime on intruding into a boundary, as opposed
9 to a structure, which I would regard as just the position we took in Rodriguez that was
10 rejected by our Supreme Court in Muqqddin. Other out of state cases cited by the
11 Majority are not so illuminating. I would prefer, in light of Muqqddin, to wait for it
12 to come from somewhere else.
13 {43} I therefore most respectfully dissent.
14 _______________________________
15 RODERICK T. KENNEDY, Judge
33