State v. Alzarez ( 2012 )

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1 IN THE COURT OF APPEALS OF THE STATE OF NEW MEXICO
2 STATE OF NEW MEXICO,
3 Plaintiff-Appellee,
4 v. NO. 31,987
5 NESTOR ALVAREZ,
6 Defendant-Appellant.
7 APPEAL FROM THE DISTRICT COURT OF DOÑA ANA COUNTY
8 Douglas R. Driggers, District Judge
9 Gary K. King, Attorney General
10 M. Victoria Wilson, Assistant Attorney General
11 Albuquerque, NM
12 for Appellee
13 The Appellate Law Office of Scott M. Davidson
14 Scott M. Davidson
15 Albuquerque, NM
16 for Appellant
17 MEMORANDUM OPINION
1 KENNEDY, Judge.
2 Nestor Alvarez (Defendant) appeals from the district court’s denial of his
3 petition for writ of coram nobis or, in the alternative, Rule 1-060(B) NMRA motion
4 (petition), which sought to vacate his 1986 conviction for cocaine possession due to
5 his trial counsel’s failure to inform him of the immigration consequences of his plea.
6 Our notice proposed to reverse and remand, and the State has filed a memorandum in
7 opposition. We are not persuaded by the State’s arguments and, therefore, reverse and
8 remand for an evidentiary hearing on whether Defendant was denied effective
9 assistance of counsel. Moreover, we instruct that, in the event that the district court
10 on remand determines that Defendant was denied effective assistance of counsel, the
11 district court should afford him the opportunity to withdraw his plea.
12 Defendant’s issue on appeal relates to the central contention that the district
13 court erred in ruling that the requirement counsel inform defendants about the specific
14 immigration consequences prior to a plea does not apply retroactively. [DS 10; RP
15 86, 138] As background, and as more extensively detailed in our notice, pursuant to
16 a plea, Defendant was convicted in 1986 for possession of cocaine with intent to
17 distribute. [DS 3; RP 112, 115, 118] As a consequence of his plea, Defendant is
18 currently under an order of exclusion from the United States. [DS 4; RP 87, 132]
19 Defendant’s petition below asserted that his counsel was ineffective because he
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1 erroneously advised him that there would not be any immigration consequences to his
2 plea. [RP 86-88, 95] Defendant’s petition included, as an attachment, his attorney’s
3 affidavit, wherein the attorney provided that he did not advise him that deportation
4 would be a likely consequence and that he had no strategic decision for failing to so
5 advise. [RP 134-35; DS 4]
6 As support for his petition, Defendant relied on Kentucky v. Padilla, 130 S.Ct.
7 1473, 1484 (2010), which holds that deportation advice is not categorically removed
8 from the Sixth Amendment right to counsel and that defense counsel engage in
9 deficient performance if counsel fails to advise defendants that their pleas of guilty
10 make them subject to deportation. New Mexico case law similarly provides that, if
11 a client is a non-citizen, the attorney must advise the client of the specific immigration
12 consequences of pleading guilty and that the failure to provide the required advice
13 regarding immigration consequences will be ineffective assistance of counsel if the
14 defendant suffers prejudice by the attorney’s omission. See State v. Paredez, 2004-
15 NMSC-036, ¶ 19, 136 N.M. 533, 101 P.3d 799. For relief, Defendant’s petition
16 requested that the district court vacate his 1986 conviction or, alternatively, requested
17 “an evidentiary hearing at which evidence in support of claims in this petition may be
18 presented and any factual disputes pertaining to this petition may be resolved.” [RP
19 107-08] Without holding a hearing or receiving a response from the State, the district
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1 court dismissed Defendant’s petition based on its ruling that the requirement that
2 counsel inform defendants about the deportation consequences of pleas does not apply
3 retroactively. [RP 138]
4 Contrary to the district court’s ruling, recent case law provides that the Padilla
5 and Paredez holdings are an extension of a previously entrenched duty to provide
6 representation and are thus retroactive. See State v. Ramirez, 2012-NMCA-057, 278
7 P.3d 569, cert. granted, ___-NMCERT-___, ___ N.M. ___, ___P.3d ___ (No. 33,604,
8 June 5, 2012). Given this, we hold that the district court erred in ruling otherwise. In
9 doing so, we acknowledge the State’s argument urging us to re-examine application
10 of the Ramirez holding, as well as the State’s referral to out-of-state cases that have
11 declined to apply the ineffective assistance of counsel rules stated in Padilla and
12 Paredez retroactively. [MIO 6-7] We decline, however, to revisit Ramirez and
13 acknowledge that it is presently before our Supreme Court on a certiorari petition. See
14 generally State v. Jones, 2010-NMSC-012, ¶ 59, 148 N.M. 1, 229 P.3d 474 (noting
15 that, in the absence of law to the contrary, a decision from the Court of Appeals is
16 “controlling” even when certiorari has been granted by the Supreme Court). We
17 accordingly hold that the district court erred in refusing to apply retroactively the
18 requirement that counsel inform defendants about deportation consequences of pleas.
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1 Apart from the retroactive application of Padilla and Paredez, the State argues
2 that Defendant nonetheless failed to make a prima facie showing of ineffective
3 assistance of counsel based on a failure to show he was prejudiced by the deficient
4 advice. [MIO 9-11] See generally State v. Tran, 2009-NMCA-010, ¶ 20, 145 N.M.
5 487, 200 P.3d 537 (providing that, to prove ineffective assistance of counsel with
6 regard to deportation advice, the defendant has the burden to show that the attorney’s
7 advice about the consequences of his plea was below an objective standard of
8 reasonableness and that were it not for the attorney’s advice, he would not have made
9 the plea or was otherwise prejudiced by counsel’s deficient performance). We
10 disagree. Defendant’s statement in his verified [RP 108] petition that had he been
11 advised of his plea’s deportation consequences, he would have considered options
12 other than those set forth in his plea, [RP 89] together with his attorney’s affidavit,
13 [RP 134] is sufficient to make a prima facie showing of ineffective assistance of
14 counsel insofar as he was not advised of the deportation consequences of his plea and,
15 had he been, he would have considered options other than those set forth in his plea.
16 [RP 89] We recognize that, generally, to establish prejudice, a defendant must
17 introduce evidence beyond solely self-serving statements. [MIO 11] See State v.
18 Carlos, 2006-NMCA-141, ¶ 20, 140 N.M. 688, 147 P.3d 897. Here, however,
19 Defendant was not even afforded an opportunity to make a specific showing of
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1 prejudice because the district court summarily denied his petition based on its
2 incorrect retroactivity determination. For purposes of making an initial prima facie
3 showing of prejudice, Defendant’s petition and his attorney’s supporting affidavit was
4 more than adequate. Id. ¶ 22 (remanding for an evidentiary hearing to determine if
5 the defendant was prejudiced by the deficient performances of his counsel in
6 counseling his plea and noting a preference that the district court on remand provide
7 specific findings or reasons underlying its ultimate determination); see also State v.
8 Barnett, 1998-NMCA-105, ¶ 33, 125 N.M. 739, 965 P.2d 323 (remanding for an
9 evidentiary hearing when the record was unclear whether the defendant would have
10 proceeded to trial if competently advised).
11 We lastly acknowledge the State’s suggestion that we hold this case in
12 abeyance, pending resolution of Chaidez v. United States, 655 F.3d 684 (7th Cir.
13 2011), cert. granted, ___ U.S. ___, 132 S. Ct. 2101 (U.S. Apr. 30, 2012) (No. 11-
14 802), which is scheduled for oral argument on October 30, 2012. [MIO 4] However,
15 in light of Defendant’s current status as being under an order of exclusion from the
16 United States and the resultant risk of deportation, we believe it is more prudent to
17 allow the matter to proceed.
18 To conclude, based on the reasoning set forth above and in our notice, we hold
19 that the district court erred in ruling that the requirement that counsel inform
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1 Defendant about the deportation consequences of a plea does not apply retroactively.
2 We accordingly reverse and remand for an evidentiary hearing on whether Defendant
3 was denied effective assistance of counsel. In the event the district court on remand
4 determines that Defendant was denied effective assistance of counsel, we instruct that
5 the district court afford Defendant the opportunity to withdraw his plea.
6 IT IS SO ORDERED.
7 _______________________________
8 RODERICK T. KENNEDY, Judge
9 WE CONCUR:
10 _________________________________
11 CELIA FOY CASTILLO, Chief Judge
12 _________________________________
13 JONATHAN B. SUTIN, Judge
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