-
The slip opinion is the first version of an opinion released by the Chief Clerk of the Supreme Court. Once an opinion is selected for publication by the Court, it is assigned a vendor-neutral citation by the Chief Clerk for compliance with Rule 23-112 NMRA, authenticated and formally published. The slip opinion may contain deviations from the formal authenticated opinion. 1 IN THE COURT OF APPEALS OF THE STATE OF NEW MEXICO 2 Opinion Number: _____________ 3 Filing Date: August 21, 2023 4 No. A-1-CA-40129 and No. A-1-CA-40264 5 (consolidated for purpose of opinion) 6 STATE OF NEW MEXICO, 7 Plaintiff-Appellant, 8 v. 9 RHIANNON SALTWATER a/k/a 10 RHIANNON MARIE SALTWATER, 11 Defendant-Appellee. 12 and 13 STATE OF NEW MEXICO, 14 Plaintiff-Appellant, 15 v. 16 OCTAVIUS ATENE a/k/a 17 OCTAVIUS DAN ATENE, 18 Defendant-Appellee. 1 APPEAL FROM THE DISTRICT COURT OF MCKINLEY COUNTY 2 Louis E. DePauli, Jr. and R. David Pederson, District Court Judges 3 Raúl Torrez, Attorney General 4 Benjamin L. Lammons, Assistant Attorney General (No. A-1-CA-40129) 5 Santa Fe, NM 6 Meryl Francolini, Assistant Attorney General (No. A-1-CA-40264) 7 Albuquerque, NM 8 for Appellant 9 Bennett J. Baur, Chief Public Defender 10 Melanie C. McNett, Assistant Appellate Defender (No. A-1-CA-40129) 11 Santa Fe, NM 12 Steven J. Forsberg, Assistant Appellate Defender (No. A-1-CA-40264) 13 Albuquerque, NM 14 for Appellees 1 OPINION 2 HENDERSON, Judge. 3 {1} In 2019, the Legislature enacted a new statute that makes it a misdemeanor to 4 drive while intoxicated with a minor in the vehicle, so long as the minor did not 5 suffer great bodily harm or death (DWI with a minor). NMSA 1978, § 66-8-102.5 6 (2019). In the two cases before us,1 we are asked whether the general/specific statute 7 rule requires a prosecutor to charge a defendant for DWI with a minor under Section 8 66-8-102.5 when that statute is violated, instead of child abuse by endangerment, 9 contrary to NMSA 1978, § 30-6-1(D)(1) (2009). The district courts below concluded 10 that it did, and dismissed child abuse by endangerment charges against Rhiannon 11 Saltwater and Octavius Atene (collectively, Defendants), who were driving while 12 intoxicated with minors in their vehicles. The State appeals, arguing that the district 13 courts erred by misapplying the general/specific statute rule and impermissibly 14 restricting prosecutorial charging discretion. We agree. The general/specific statute 15 rule is inapplicable and does not require a prosecutor to charge DWI with a minor 16 instead of child abuse by endangerment when the facts support both charges. The 17 district courts thus improperly limited prosecutorial charging discretion by 1 This opinion consolidates two appeals: Case Nos. A-1-CA-40129 and A-1- CA-40264. Because these cases each raise the same determinative issue, we consolidate the cases for decision. See Rule 12-317(B) NMRA. 1 dismissing the child abuse by endangerment charges. We reverse and remand for 2 further proceedings consistent with this opinion.2 3 BACKGROUND 4 {2} Both cases on appeal share similar relevant facts. Saltwater, the first 5 Defendant, was driving a vehicle with her seven-year-old daughter in the backseat. 6 As Saltwater approached an intersection, the traffic light turned red and the truck in 7 front of her stopped; Saltwater did not, and rear-ended the truck. Two officers who 8 were nearby responded to the scene, and one noticed that Saltwater’s daughter was 9 crying. When the officer asked if she was okay, the daughter responded that she was 10 not, so the officer called an ambulance. The daughter was later confirmed to have 11 minor physical injuries as a result of the crash. Saltwater was given field sobriety 12 tests, all of which indicated impairment, and she was arrested. Saltwater provided a 13 breath sample less than an hour later that showed a blood alcohol concentration 14 (BAC) of 0.22. 15 {3} Atene, the second Defendant, was driving a vehicle with his two daughters as 16 passengers. One was five years old, and the other was one-month-old. While 17 traveling on a state highway, Atene crashed into another vehicle. Deputies arrived 2 Because we hold that the general/specific statute rule does not require the prosecutor to charge DWI with a minor instead of child abuse, we do not reach the State’s argument in Atene’s case that the child abuse charge was premised on failure to restrain, not driving while intoxicated. 2 1 on the scene to find a third-party witness attending to Atene’s daughters. The five- 2 year-old had blood running from her nose, a cut and scratches on her face, and blood 3 on her shirt. The one-month-old was “red and crying,” having been found “stuck” 4 under a car seat by the witness. Atene was also injured and transported to a hospital, 5 where he later agreed to have his blood drawn for testing. Atene’s BAC was 0.19 6 after the crash. 7 {4} As relevant here, Defendants were charged by criminal information with child 8 abuse by endangerment. Prior to trial, Defendants moved to dismiss those charges 9 pursuant to State v. Foulenfont,
1995-NMCA-028, ¶ 6,
119 N.M. 788,
895 P.2d 101329, arguing that the newly-enacted Section 66-8-102.5 displaced the prosecutors’ 11 charging discretion under the general/specific statute rule. See Foulenfont, 1995- 12 NMCA-028, ¶ 6 (permitting dismissal where the facts are undisputed and the case 13 raises a purely legal issue). The district courts agreed with Defendants, dismissed 14 the child abuse by endangerment charges, and amended the criminal information to 15 charge DWI with a minor.3 These appeals followed. The State raises an argument concerning Saltwater’s right to be free from 3 double jeopardy; however, the district court did not base its ruling on double jeopardy, and Saltwater concedes “that double jeopardy is not yet at issue for purposes of this appeal.” Therefore, we do not address this issue further. 3 1 DISCUSSION 2 {5} “The general/specific statute rule is a tool in statutory construction.” State v. 3 Santillanes,
2001-NMSC-018, ¶ 7,
130 N.M. 464,
27 P.3d 456. The general/specific 4 statute rule requires in relevant part that where a statute addresses a subject in general 5 terms and another statute addresses the same subject in a more detailed manner, the 6 latter will control to the extent they conflict. See State v. Cleve,
1999-NMSC-017, 7 ¶ 17,
127 N.M. 240,
980 P.2d 23. “[I]n the particular context of criminal law, the 8 general/specific statute rule assists courts in determining whether the Legislature 9 intended to limit the discretion of the prosecutor in charging under one statute instead 10 of another for the commission of a particular offense.” Santillanes, 2001-NMSC- 11 018, ¶ 10. Because it raises questions of statutory construction, we review 12 application of the general/specific statute rule de novo. See State v. Farish, 2021- 13 NMSC-030, ¶ 11,
499 P.3d 622. 14 {6} Due to its track record of being “frequently difficult for courts to apply,” the 15 general/specific statute rule has been clarified and rephrased a number of times. 16 Cleve,
1999-NMSC-017, ¶ 21; see State v. Guilez,
2000-NMSC-020, ¶ 8,
129 N.M. 17240,
4 P.3d 1231(recognizing and naming two “distinct approaches” to the 18 general/specific statute rule, the “quasi-double-jeopardy analysis” and the 19 “preemption analysis”), abrogated by Santillanes,
2001-NMSC-018, ¶ 11 (rejecting 20 the approach in Guilez and stating that those “labels inaccurately suggest that there 4 1 must be two independent analyses undertaken in every case to determine whether 2 the general/specific statute rule applies”). The sum of that progression is a tiered 3 analysis, focused on legislative intent that ultimately determines whether the 4 general/specific statute rule applies. Santillanes,
2001-NMSC-018, ¶¶ 11-17. For 5 criminal statutes, the first question is whether the Legislature intended to create 6 separately punishable offenses between the two relevant crimes, even if the 7 defendant was only charged with or convicted of one of the two crimes at issue. 8 Id. ¶ 13. We begin with this question “because a legislative intent to create multiple 9 punishments necessarily implies that the Legislature also intended to leave intact the 10 prosecutor’s charging discretion.” Id. (internal quotation marks and citation 11 omitted). If the Legislature did not intend to create separately punishable offenses 12 we proceed to the second question, whether the Legislature intended to limit 13 prosecutorial discretion regarding charging decisions to the more specific statute. 14 See id. ¶ 16. Both questions are answered using the same analytical framework. Id. 15 {7} To start, courts must compare the elements of the crimes described in the 16 general and specific statutes. Id. ¶ 23. If the elements are identical, both questions 17 are answered at once: the Legislature did not intend to create separately punishable 18 offenses, and as a corollary intended to limit prosecutorial discretion to the more 19 specific statute, “‘absent a clear expression of legislative intent to the contrary.’” Id. 20 ¶ 16 (quoting Cleve,
1999-NMSC-017, ¶ 26). However, if the elements are different, 5 1 then “there is a presumption that the Legislature intended to create separately 2 punishable offenses and, concomitantly, intended to leave prosecutorial charging 3 discretion intact.”
Id.To determine if that presumption stands, “courts should resort 4 to other indicia of legislative intent,” such as “the language, purpose, and histories 5 of the statutes,” and “whether the violation of one statute will normally result in a 6 violation of the other.”
Id.(internal quotation marks and citation omitted). In 7 furthering that intent, courts may limit prosecutorial discretion to the specific statute 8 even in the face of differing elements. See id. ¶ 18. 9 {8} The foregoing analysis is qualified by several broad concerns. Our Supreme 10 Court has cautioned against applying the general/specific statute rule in “a rigid, 11 mechanistic fashion.” Id. ¶ 17. The rule “is merely a tool of statutory interpretation 12 and is not an end to itself.” Id. (internal quotation marks and citation omitted). 13 Furthermore, “[i]n the specific context of comparing two criminal statutes, . . . courts 14 should apply the general/specific statute rule guardedly to the extent that it operates 15 to restrict the charging discretion of the prosecutor.” Id. ¶ 21. There must be “clear 16 evidence” that the Legislature intended to limit a prosecutor’s charging discretion. 17 Id. Finally, “[i]n ascertaining legislative intent, courts should balance the rule of 18 lenity, which favors applying the general/specific statute rule in cases of ambiguity, 19 with the judiciary’s longstanding deference to prosecutorial discretion, which favors 6 1 the exercise of caution before applying the general/specific statute rule.” Cleve, 2
1999-NMSC-017, ¶ 26. 3 I. Elements of the Offenses 4 {9} Because of its double jeopardy roots, the general/specific statute rule requires 5 us to compare the elements of two statutes pursuant to Blockburger v. United States, 6
284 U.S. 299, 303-04 (1932). See Santillanes,
2001-NMSC-018, ¶ 16; see also
id.7 ¶ 13 (noting the “close relationship between the general/specific statute rule and the 8 principle of double jeopardy”). Under Blockburger, we ask “‘whether each provision 9 requires proof of an additional fact which the other does not.’” Santillanes, 2001- 10 NMSC-018, ¶ 16 (quoting Blockburger, 284 U.S. at 304). 11 {10} The elements plainly differ under a comparison between the two statutes at 12 issue in this case. Child abuse by endangerment “consists of a person knowingly, 13 intentionally or [recklessly],4 and without justifiable cause, causing or permitting a 14 child to be . . . placed in a situation that may endanger the child’s life or health.” 15 Section 30-6-1(D)(1). Our Supreme Court has held, “[T]o find that the accused acted 16 with the requisite mens rea, the jury . . . must find that [the] defendant’s conduct 17 created a substantial and foreseeable risk of harm.” State v. Chavez, 2009-NMSC- We replace the statute’s reference to negligence with recklessness in line with 4 our Supreme Court’s opinion in State v. Consaul,
2014-NMSC-030, ¶ 37,
332 P.3d 850(“To avoid the confusion that has plagued this area of the law, we believe that what has long been called ‘criminally negligent child abuse’ should hereafter be labeled ‘reckless child abuse’ without any reference to negligence.”). 7 1 035, ¶ 22,
146 N.M. 434,
211 P.3d 891(internal quotation marks and citation 2 omitted). In contrast, DWI with a minor consists of a violation of the general DWI 3 statute, NMSA 1978, § 66-8-102 (2016), “when a minor is in the vehicle and when 4 the minor does not suffer great bodily harm or death.” Section 66-8-102.5(A). Unlike 5 child abuse by endangerment, DWI with a minor requires proof that the defendant 6 was driving while under the influence of drugs or alcohol. See § 66-8-102. And 7 unlike DWI with a minor, child abuse by endangerment requires proof of a culpable 8 mental state and sufficient risk of harm to the child. Additionally, although both 9 crimes require proof of a specific age, DWI with a minor only applies to children 10 under thirteen while child abuse covers any child under eighteen. Compare § 66-8- 11 102.5(C), with § 30-6-1(A)(1). Thus, strictly speaking, the elements of the two 12 statutes differ, creating a presumption that the Legislature did not intend to limit 13 charging discretion to DWI with a minor. See Santillanes,
2001-NMSC-018, ¶ 16; 14 see also State v. Ibn Omar-Muhammad,
1985-NMSC-006, ¶ 22,
102 N.M. 274, 694
15 P.2d 922(concluding that the Legislature intended to leave prosecutorial discretion 16 intact when the vehicular homicide statute contained no requirement that the 17 defendant “know of any risk involved in [their] actions,” in contrast to depraved 18 mind murder). 19 {11} Recognizing the side-by-side differences between the statutes, Saltwater urges 20 us to apply the Blockburger test as modified by our Supreme Court in State v. 8 1 Gutierrez,
2011-NMSC-024, ¶ 48,
150 N.M. 232,
258 P.3d 1024. When the modified 2 Blockburger test applies, we compare the elements of the two statutes based on “the 3 state’s legal theory of the particular case as to how the statutes were violated.” State 4 v. Begaye, ___-NMSC-___, ¶ 17, ___ P.3d ___ (S-1-SC-38797, Jan. 12, 2023). The 5 test applies to cases in which a defendant is convicted for one act under different 6 criminal statutes and “where the statutes at issue are vague and unspecific or are 7 written in the alternative.” Id. ¶¶ 12, 17. Saltwater argues that we should also use the 8 modified Blockburger test in our general/specific statute rule analysis because the 9 rule “should be applied in a flexible manner,” see Santillanes,
2001-NMSC-018, 10 ¶ 21, and the child abuse statute, if taken literally, “could be read broadly to permit 11 prosecution for any conduct.” See Chavez,
2009-NMSC-035, ¶ 16. Under a modified 12 Blockburger approach, Saltwater asserts that the elements of child abuse by 13 endangerment are subsumed into DWI with a minor, because driving while 14 intoxicated is reckless behavior that creates a substantial and foreseeable risk of 15 harm to a minor passenger. See State v. Orquiz,
2012-NMCA-080, ¶ 15,
284 P.3d 16418 (“[J]ust as the driver’s actions strictly constitute DWI, even absent any 17 additional ‘plus factor,’ so do the driver’s actions constitute child abuse by 18 endangerment.”). 19 {12} Saltwater misunderstands how the State’s charging theory impacts our 20 analysis. New Mexico case law has perhaps been less than clear about what role the 9 1 state’s charging theory has in determining if the general/specific statute rule applies. 2 Often, it appears that appellate courts engage only in a strict elements comparison. 3 For example, in Ibn Omar-Muhammad, the defendant was convicted of first-degree 4 depraved mind murder after killing the victim with their car while fleeing from 5 police.
1985-NMSC-006, ¶¶ 1, 10. The defendant appealed, arguing that they should 6 have been charged with vehicular homicide under the general/specific statute rule. 7 Id. ¶ 16. Our Supreme Court rejected the argument based on differences between the 8 mental states required to convict for depraved mind murder and vehicular homicide: 9 [T]he mental state required for vehicular homicide (conscious 10 wrongdoing) requires only that a defendant purposefully engage in an 11 unlawful act. This concept does not require that a defendant know of 12 any risk involved in [their] actions. However, for a defendant to be 13 convicted of depraved mind murder in the first degree, it must be 14 proven that [they have] a subjective knowledge of the risk involved in 15 [their] action. This element of subjective knowledge under depraved 16 mind murder requires proof of an additional fact which is not required 17 under the vehicular homicide statute. 18 Id. ¶ 22. In so concluding, the Court did not focus on the specific conduct alleged to 19 have amounted to depraved mind murder and whether the Legislature intended to 20 punish that conduct under the vehicular homicide statute. See id. 21 {13} However, in Cleve, our Supreme Court expressly relied on the state’s charging 22 theory when comparing elements of unlawful hunting and cruelty to animals. 1999- 23 NMSC-017, ¶ 30. Unlike the cases at hand, the defendant had been convicted under 24 both statutes at issue. See id. ¶¶ 4-5. Both the unlawful hunting and cruelty to animals 10 1 statutes in force at the time provided numerous alternative bases for violations. See 2 NMSA 1978, § 30-18-1 (1999, amended 2007); NMSA 1978, § 17-2-7 (1979). In 3 its analysis, the Court noted that the state sought a conviction for unlawful hunting 4 and cruelty to animals based on the defendant snaring and killing two deer in 5 violation of state regulations. Cleve,
1999-NMSC-017, ¶ 30. The Court accordingly 6 limited its analysis by comparing only the applicable statutory elements, namely 7 taking a game animal in a manner not permitted by regulations and torturing or 8 cruelly killing an animal. See
id.(noting that when “offenses are defined by statutes 9 providing several alternatives,” courts “focus on the legal theory of the case and 10 disregard any inapplicable statutory elements” (internal quotation marks and citation 11 omitted)). In the end, “the unique elements of torture or cruelty” and a violation of 12 state regulation presented a difference in the two statutes creating a presumption that 13 the Legislature intended separately punishable offenses.
Id.14 {14} This Court took the same approach in State v. Santillanes regarding child 15 abuse and vehicular homicide.
2000-NMCA-017, ¶ 7,
128 N.M. 752,
998 P.2d 1203, 16 rev’d on other grounds,
2001-NMSC-018, ¶¶ 1, 24-26. As it does now, the child 17 abuse statute applicable at the time defined the crime in the alternative. See NMSA 18 1978, 30-6-1(C) (1989, amended 2009). The defendant had been charged, and 19 convicted, of vehicular homicide and child abuse by endangerment resulting in 20 death. Santillanes,
2000-NMCA-017, ¶ 3. The defendant had been drinking while 11 1 driving with their three children, girlfriend, and her niece in the vehicle when they 2 crashed into an oncoming truck, killing everyone but the defendant. Id. ¶ 2. Like our 3 Supreme Court in Cleve, this Court narrowed the elements of child abuse to those 4 relevant to the case. See id. ¶ 7. In so doing, we concluded that “the statutes stand 5 independently of one another, and neither subsumes the other because the charge of 6 child abuse resulting in death requires only the death of a child and vehicular 7 homicide requires that the death occur as a result of a defendant driving a vehicle 8 while intoxicated.” Id. Even though it reversed on other grounds, our Supreme Court 9 “agree[d] with [this Court] that under the Blockburger test the elements of the crimes 10 differ[ed],” and proceeded to apply the factors outlined in Cleve to determine that 11 the Legislature did not intend to limit the discretion of the prosecutor in charging an 12 individual who caused the death of a child in a manner that otherwise meets the 13 elements of both crimes, when the crime occurred during the operation of a vehicle. 14 Santillanes,
2001-NMSC-018, ¶ 24. 15 {15} In examining the elements of the child abuse by endangerment and DWI with 16 a minor in this case, we have done no more than is required by Santillanes and Cleve. 17 Neither of those cases, in narrowing the statutes at issue to their relevant elements, 18 went as far as Saltwater suggests we do now. Nor do we think it necessary or 19 appropriate to do so. First, Saltwater’s approach, which asks us to consider the 20 State’s proof under both statutes rather than whether both statutes require proof that 12 1 the other does not, would turn our elements comparison into one focusing on whether 2 the conduct was unitary. “However, for purposes of the general/specific statute rule, 3 we do not ask whether the conduct used to convict a defendant of two crimes is 4 unitary.” Santillanes,
2001-NMSC-018, ¶ 14. Second, unlike the defendants in 5 Santillanes and Cleve, Defendants have neither been convicted nor charged with 6 both statutes at issue. Our analysis is necessarily “somewhat hypothetical” as a 7 result—we cannot compare the state’s charging theory between two statutes. See 8 Santillanes,
2001-NMSC-028, ¶ 14. It is difficult, then, to accept the level of 9 granularity Saltwater suggests is appropriate, because we simply do not know how 10 the State would charge Defendants if it charged them with both DWI with a minor 11 and child abuse by endangerment. Attempting to do so would also unduly restrict 12 our ultimate goal, which is determining whether the Legislature intended to limit 13 charging discretion to a specific statute in all cases where the elements of the specific 14 statute are met. 15 {16} In rejecting Saltwater’s argument, we caution against relying on this 16 conclusion in the event a defendant is convicted of both child abuse by endangerment 17 and DWI with a minor. “[W]hile the double jeopardy inquiry focuses on whether the 18 Legislature intended to limit a court’s discretion in imposing multiple punishments, 19 the general/specific statute rule determines whether the Legislature intended to limit 20 the discretion of the prosecutor in its selection of charges.” Cleve,
1999-NMSC-017, 13 1 ¶ 25. With that focus in mind, we acknowledge that Saltwater’s suggested approach 2 may be better applicable to a circumstance that entails two convictions after the 3 State’s theory has been elaborated on in more detail. Cf. Santillanes, 2001-NMSC- 4 018, ¶ 14 (“[I]f a defendant is convicted of two crimes and raises claims of both 5 double jeopardy and the general/specific statute rule, it is important to analyze each 6 claim independently.”). However, for purposes of our general/specific statute rule 7 analysis, based on our comparison above, the elements of child abuse by 8 endangerment and DWI with a minor are different. Like the statutes in Ibn Omar- 9 Muhamad, child abuse by endangerment requires a particular mental state that is 10 absent from the DWI with a minor statute.
1985-NMSC-006, ¶ 22. And like this 11 Court acknowledged in Santillanes, child abuse by endangerment does not require 12 proof that the defendant was driving while intoxicated. See
2000-NMCA-017, ¶ 7. 13 Those differences give rise to a presumption that the Legislature intended to leave 14 prosecutorial discretion to choose either charge intact. See Santillanes, 2001-NMSC- 15 018, ¶ 16. 16 II. Other Indicia of Legislative Intent 17 {17} We move on now to determine if the presumption in favor of prosecutorial 18 discretion stands in the face of other indicators of legislative intent. We first look to 19 the language, histories, and purpose of the child abuse and DWI with a minor 20 statutes. See
id.Section 66-8-102.5 contains no language expressly limiting use of 14 1 the child abuse statute when a person drives while intoxicated with a minor in the 2 vehicle, despite three appellate decisions declining to require prosecution under 3 statutes addressing intoxicated drivers. See Santillanes,
2001-NMSC-018, ¶ 27; 4 Guilez,
2000-NMSC-020, ¶ 24; State v. Castañeda,
2001-NMCA-052, ¶ 9, 130
5 N.M. 679,
30 P.3d 368. We “presume[] that the Legislature is aware of existing case 6 law and acts with knowledge of it.” State v. Chavez,
2008-NMSC-001, ¶ 21, 143
7 N.M. 205,
174 P.3d 988. Indeed, the Legislature was mindful of Section 66-8- 8 102.5’s interaction with other statutes, specifically permitting punishment in 9 addition to that under the general DWI statute, Section 66-8-102. See § 66-8- 10 102.5(B). If the Legislature intended Section 66-8-102.5 to be the specific statute 11 charged in every instance of DWI with a minor, it could have stated so explicitly. 12 We disagree with Saltwater’s argument that the plain language of Section 66-8-102.5 13 supports an inference that the Legislature intended to restrict charging discretion 14 simply because the facts of this case “fit” what is being described in the statute. The 15 notion that a defendant’s conduct fits within one statute more specifically than 16 another is embodied in every argument under the general/specific statute rule, but 17 that fact is insufficient on its own to demonstrate legislative intent to restrict 18 charging discretion—that is why we engage in the multistep analysis from 19 Santillanes.
2001-NMSC-018, ¶¶ 11-17. 15 1 {18} However, we do agree with Defendants that the child abuse statute and 2 Section 66-8-102.5 share a similar purpose and histories. The child abuse statute “is 3 designed to give greater protection to children than adults because children are more 4 vulnerable than adults and are under the care and responsibility of adults.” 5 Santillanes,
2001-NMSC-018, ¶ 24 (internal quotation marks and citation omitted). 6 In Castañeda, this Court contrasted that purpose with the general DWI statute, and 7 concluded that “the DWI statute protects the general public (including children) 8 from intoxicated drivers.”
2001-NMCA-052, ¶ 10. Although the State suggests that 9 Castañeda should still control, we are not addressing the statute we addressed in 10 Castañeda, but instead a statute that focuses on a smaller class of individuals. In 11 addition to a violation of the general DWI statute, Section 66-8-102.5 requires that 12 there be a minor under thirteen years old in the vehicle. This element narrows the 13 general DWI statute to protect specifically younger minors, rather than adults, 14 similar to the child abuse statute. See Santillanes,
2001-NMSC-018, ¶ 24. In so 15 doing, the Legislature continued the spirit of the child abuse statute through to 16 Section 66-8-102.5. “[T]he history of the child abuse statute clearly shows the 17 Legislature’s intent to protect children from abuse and compels the conclusion that 18 the Legislature has expanded protection for children.” Santillanes, 2001-NMSC- 19 018, ¶ 24 (alterations, internal quotation marks, and citation omitted). Despite 20 having no statutory history of its own—the statute has yet to be amended since its 16 1 passing—Section 66-8-102.5 similarly represents an expansion of protection for 2 children against abuse at the hands of adults. 3 {19} We next consider “whether the violation of one statute will normally result in 4 a violation of the other.” Santillanes,
2001-NMSC-028, ¶ 16 (internal quotation 5 marks and citation omitted). Regarding the child abuse statute and general DWI 6 statute, we have previously held that they “criminalize some of the same conduct.” 7 Castañeda,
2001-NMCA-052, ¶ 8. So is the case with the child abuse statute and 8 Section 66-8-102.5. Indeed, this Court has held that driving while intoxicated with 9 a minor may result in a conviction for child abuse “even absent any additional ‘plus 10 factor.’” Orquiz,
2012-NMCA-080, ¶ 15. But that holding does not dictate the result 11 here, because despite the similarities, there are important differences in the conduct 12 targeted by the statutes generally. It is beyond dispute that the child abuse statute 13 criminalizes significantly more conduct than driving while intoxicated with a minor. 14 There are also instances where Section 66-8-102.5 will be violated when the child 15 abuse statute is not. For example, the holding in Orquiz was limited to cases of 16 “actual driving.”
2012-NMCA-080, ¶¶ 4, 10. “[O]ur case law holds that a conviction 17 for child abuse by endangerment cannot be sustained when premised upon a DWI 18 conviction that is based on the driver being in actual physical control of a non- 19 moving vehicle with a child occupant.” Id. ¶ 10; see, e.g., State v. Etsitty, 2012- 20 NMCA-012, ¶¶ 2, 13,
270 P.3d 1277(reversing a conviction for child abuse based 17 1 on the defendant being intoxicated while in the driver’s seat of a parked truck with 2 his child present). However, a DWI based on actual physical control with a child 3 occupant will result in a violation of DWI with a minor, because it incorporates the 4 general DWI statue, not simply instances of actual driving. See § 66-8-102.5 5 (requiring “a violation of Section 66-8-102 . . . when a minor is in the vehicle and 6 when the minor does not suffer great bodily harm or death”). Despite the fact that 7 the child abuse statute and Section 66-8-102.5 criminalize some of the same conduct, 8 there are important instances where they do not, indicating that the Legislature 9 intended the prosecutor be able to choose which to charge depending on the 10 circumstances. 11 {20} We recognize both the State and Defendants suggest for our consideration 12 what they consider to be other indicators of legislative intent. The State posits that 13 we can glean the Legislature’s intent from statements made by Section 66-8-102.5’s 14 sponsor to the local news and in a hearing while the statute was being voted on. 15 Defendants reject this approach and turn our attention to video recordings of 16 hearings on Section 66-8-102.5 during the legislative session and drafts of the 17 statute. We understand these efforts, given the increased accessibility of individual 18 legislators’ prior statements in a state that still has “‘no state-sponsored system of 19 recording the legislative history of particular enactments.’” State v. Vest, 2021- 20 NMSC-020, ¶ 33,
488 P.3d 626(quoting Regents of Univ. of N.M. v. N.M. Fed’n of 18 1 Tchrs.,
1998-NMSC-020, ¶ 30,
125 N.M. 401,
962 P.2d 1236). However, New 2 Mexico case law is firm in rejecting attempts to consider materials like the parties 3 put forward to determine legislative intent. See id. ¶ 33 (“There are countless reasons 4 why language may be added or deleted during the legislative drafting process and, 5 unlike the United States Congress, our Legislature does not keep a record of floor 6 debates or committee hearings.”); Regents of Univ. of N.M.,
1998-NMSC-020, ¶ 32 7 (“The statements of legislators, especially after the passage of legislation, cannot be 8 considered competent evidence in establishing what the Legislature intended in 9 enacting a measure.”); Whitely v. N.M. State Pers. Bd.,
1993-NMSC-019, ¶ 16, 115
10 N.M. 308,
850 P.2d 1011(“The views of individual legislators are not controlling in 11 judicial interpretation of statutes under the circumstances present here because the 12 sovereign authority of the [L]egislature is instilled in the representative body, not its 13 individual members.”); Baker v. Hedstrom,
2012-NMCA-073, ¶ 28,
284 P.3d 40014 (“[G]enerally, not even statements of legislators are considered competent evidence 15 in determining legislative intent.”). Given our case law, we will not consider the 16 legislative history the parties ask us to, and instead rely on our analysis of Section 17 66-8-102.5 as finally passed. 18 {21} While the child abuse statute and DWI with a minor statute share similar 19 purposes and histories, there are differences in the conduct each criminalizes, and 20 the plain language of Section 66-8-102.5 provides no indication that the Legislature 19 1 intended it to always be charged by a prosecutor instead of child abuse by 2 endangerment. “[I]n applying the general/specific statute rule, courts must be wary 3 not to infringe unnecessarily on the broad charging authority of district attorneys,” 4 and for that reason our Supreme Court requires “clear evidence of an intent by the 5 Legislature to limit prosecutorial discretion.” Santillanes,
2001-NMSC-018, ¶ 21. 6 The elements of child abuse by endangerment and DWI with a minor differ, and 7 other indicia of legislative intent fall short of the clear evidence required by 8 Santillanes to require a prosecutor to charge the latter. Accordingly, we hold that the 9 general/specific statute rule does not apply in the cases before us, and the prosecutors 10 retained the discretion to charge Defendants with child abuse by endangerment. 11 CONCLUSION 12 {22} For the foregoing reasons, we reverse and remand to the district court for 13 further proceedings consistent with this opinion. 14 {23} IT IS SO ORDERED. 15 __________________________________ 16 SHAMMARA H. HENDERSON, Judge 17 WE CONCUR: 18 ________________________________ 19 J. MILES HANISEE, Judge 20 ________________________________ 21 JACQUELINE R. MEDINA, Judge 20
Document Info
Filed Date: 8/21/2023
Precedential Status: Non-Precedential
Modified Date: 8/24/2023