State v. Scott ( 2023 )


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  • This decision of the New Mexico Court of Appeals was not selected for publication in
    the New Mexico Appellate Reports. Refer to Rule 12-405 NMRA for restrictions on the
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    IN THE COURT OF APPEALS OF THE STATE OF NEW MEXICO
    No. A-1-CA-40465
    STATE OF NEW MEXICO,
    Plaintiff-Appellee,
    v.
    LAMARCUS SCOTT,
    Defendant-Appellant.
    APPEAL FROM THE DISTRICT COURT OF OTERO COUNTY
    Steven Blankinship, District Court Judge
    Raúl Torrez, Attorney General
    Lindsay Stuart, Assistant Attorney General
    Santa Fe, NM
    for Appellee
    Patrick J. Martinez & Associates
    Patrick J. Martinez
    Albuquerque, NM
    for Appellant
    MEMORANDUM OPINION
    YOHALEM, Judge.
    {1}     This matter was submitted to this Court on Defendant’s brief in chief, pursuant to
    the Administrative Order for Appeals in Criminal Cases from the Second, Eleventh, and
    Twelfth Judicial District Courts in In re Pilot Project for Criminal Appeals, No. 2022-002,
    effective November 1, 2022. Following consideration of the brief in chief, this Court
    assigned this matter to Track 2 for additional briefing. Now having considered the brief
    in chief, answer brief, and reply brief, we affirm in part and remand in part for the
    following reasons.
    {2}     Defendant argues that the district court erred in imposing four-year habitual
    offender enhancements to each of his two prior felony convictions and then running the
    enhancements consecutively. Defendant first argues that the sentence enhancements
    were in contravention of the parties’ plea agreement. Defendant also argues that the
    district court erroneously believed that it lacked discretion to order the sentence
    enhancements to run concurrently. [BIC 5-8; RB 3-7] Before addressing Defendant’s
    arguments, we briefly set out the relevant facts and procedural history.
    {3}    Defendant was originally indicted on May 28, 2019, on five felony counts. [RP 1-
    2] On August 18, 2021, Defendant entered into a plea agreement with the State in
    which the State agreed to reduce three of the charges to misdemeanors, leaving only
    two felony charges, and Defendant agreed to plead guilty to all offenses. [RP 65-66]
    Defendant also agreed to admit that he was previously convicted of two prior felonies
    and agreed not to contest the validity of those prior convictions if habitual offender
    proceedings were brought against him. [RP 69] The State in turn agreed not to bring
    habitual offender proceedings unless Defendant violated any law or violated any
    conditions of probation or parole. [RP 66]
    {4}    The district court sentenced Defendant to eighteen months on each felony
    conviction, 364 days on two of the misdemeanor convictions, and fifteen days on the
    remaining misdemeanor, with all sentences to be served consecutively for a total of five
    years and thirteen days incarceration. [RP 75-76] The district court then suspended the
    entire sentence and placed Defendant on probation for five years. [RP 77] Defendant
    was later arrested on new charges, and the district court revoked his probation. [RP
    166] On revocation, the district court enhanced Defendant’s sentence by four years on
    each of his two prior felony convictions and ran the enhancements consecutively for a
    total enhancement period of eight years. [RP 169] Defendant now appeals. Additional
    facts are set forth below.
    {5}    Defendant first argues that the district court’s imposition of eight years of habitual
    offender enhancement time contravened the terms of the plea agreement. Defendant
    notes that the plea agreement stated that he would be subject to “a four year
    enhancement,” and there was no language in the plea agreement regarding whether the
    four year enhancement went to each of the two prior felony convictions or whether the
    time would be imposed consecutively or concurrently. [BIC 5-7] Defendant argues that
    the plea agreement is therefore ambiguous, and any ambiguity must be construed in
    Defendant’s favor. [BIC 7]
    {6}    There is no question that Defendant failed to raise this argument in the district
    court and only argues for the first time on appeal that the plea agreement was
    ambiguous regarding the imposition of habitual offender enhancements. However,
    Defendant asks that we review this issue for fundamental error despite the lack of
    preservation because it implicates the integrity of the judicial system.1 [BIC 4-5; RB 2-3]
    1 Defendant also asks that we review this issue for plain error. We decline, however, as the plain error
    rule only applies to evidentiary matters, and “only if we have grave doubts about the validity of the verdict,
    due to an error that infects the fairness or integrity of the judicial proceeding.” State v. Torres, 2005-
    See State v. Castillo, 
    2011-NMCA-046
    , ¶ 28, 
    149 N.M. 536
    , 
    252 P.3d 760
     (reviewing an
    unpreserved sentencing claim for fundamental error); see also Rule 12-321(B)(2)(c), (d)
    NMRA (providing appellate court discretion to review unpreserved issues involving
    fundamental error or fundamental rights). In the context of claimed error in sentencing,
    we apply the fundamental error doctrine “‘only under exceptional circumstances and
    only to prevent a miscarriage of justice.’” Castillo, 
    2011-NMCA-046
    , ¶ 29 (quoting State
    v. Barber, 
    2004-NMSC-019
    , ¶ 8, 
    135 N.M. 621
    , 
    92 P.3d 633
    ). “The error must shock the
    conscience or implicate a fundamental unfairness within the system that would
    undermine judicial integrity if left unchecked.” 
    Id.
     (internal quotation marks and citation
    omitted). We review Defendant’s claim of fundamental error under this standard.
    {7}     “A plea agreement is a unique form of contract[,] the terms of which must be
    interpreted, understood, and approved by the trial court.” State v. Orquiz, 2003-NMCA-
    089, ¶ 7, 
    134 N.M. 157
    , 
    74 P.3d 91
     (internal quotation marks and citation omitted).
    “Upon review, we construe the terms of the plea agreement according to what [the
    d]efendant reasonably understood when he [or she] entered the plea.” 
    Id.
     “If the
    language in the [plea] agreement is ambiguous, it is the district court’s task to resolve
    that ambiguity with the parties,” if it does so, “the agreement can no longer be said to be
    ambiguous.” State v. Miller, 
    2013-NMSC-048
    , ¶ 9, 
    314 P.3d 655
    .
    {8}     To the extent there was any ambiguity in the plea agreement regarding habitual
    offender enhancements, the ambiguity was resolved by the district court at the plea
    colloquy. While Defendant is correct that the plea agreement did not state whether the
    four-year enhancement applied to each felony conviction, during the plea colloquy the
    district court specifically informed Defendant that if he were to later violate the terms of
    conditions of his sentence, he would be facing an additional four years “per offense.”
    Defendant responded that he understood and stated that he had been advised
    regarding the enhancements by his lawyer. [8/17/2021: 1:09:36] The district court
    further advised Defendant that, should he violate his probation, he faced thirteen years
    and three days incarceration, which represented his original five-year suspended
    sentence, plus eight years of total habitual offender time. [8/17/2021: 1:09:59] Thus,
    Defendant was informed when he entered the plea that the four-year enhancements
    applied to both of his prior felony convictions and that they could be run consecutively.
    The district court therefore cured any ambiguity in the plea agreement regarding the
    potential sentence should Defendant violate probation. See State v. Banghart-Portillo,
    
    2022-NMSC-021
    , ¶¶ 20-22, 
    519 P.3d 58
     (holding that the district court cured any
    ambiguity in the plea agreement regarding the potential consequences of a probation
    violation when it informed the defendant that she faced an additional eight years of
    incarceration if she violated probation and that each count was subject to a habitual
    offender enhancement); see also State v. Mares, 
    1994-NMSC-123
    , ¶¶ 13-14, 
    119 N.M. 48
    , 
    888 P.2d 930
     (holding that the district court resolved any ambiguity in the plea
    agreement when it informed the defendant that he faced a potential of nine years of
    incarceration if he violated probation). As there was no ambiguity in the plea agreement
    NMCA-070, ¶ 9, 
    137 N.M. 607
    , 
    113 P.3d 877
     (internal quotation marks and citation omitted); State v.
    Gutierrez, 
    2003-NMCA-077
    , ¶ 19, 
    133 N.M. 797
    , 
    70 P.3d 787
     (“Plain error applies only to errors in
    evidentiary matters.).
    regarding the habitual offender enhancements, Defendant cannot establish error on this
    issue, fundamental or otherwise.
    {9}     We nevertheless remand this case for resentencing. Defendant also argues that
    the district court erred in imposing the sentence enhancements consecutively based on
    its mistaken belief that because the underlying sentences were run consecutive it was
    required to run the enhancements consecutively as well. [BIC 5, 7; RB 5-6]
    {10} We agree. In State v. Triggs, 
    2012-NMCA-068
    , ¶¶ 18-23, 
    281 P.3d 1256
    , we
    held that in the absence of a provision in a plea agreement stating that habitual offender
    enhancements for multiple offenses must be run consecutively, the district court retains
    discretion to run any or all of the enhancements concurrently. Because the district court
    in Triggs erroneously believed that, as a matter of law, it lacked discretion to order the
    habitual offender enhancements to be served concurrently, we reversed the sentencing
    order and remanded for the district court to exercise discretion. Id. ¶ 23.
    {11} The record in this case is clear that the district court believed that it lacked
    discretion to run the habitual offender enhancements concurrently because the
    underlying felony offenses had been run consecutively. [3/1/2022: 11:03:22] However,
    as in Triggs, the plea agreement in this case contained no provision requiring the district
    court to run the habitual offender enhancements consecutively. [RP 65-72] The district
    court thus retained its discretion to impose concurrent sentences. Id. ¶¶ 19-22.
    {12} The State does not dispute Defendant’s argument that the district court erred in
    concluding that it lacked discretion to order the habitual offender enhancements to run
    concurrently. [AB 1-11] Rather, the State argues again that Defendant failed to preserve
    this objection below. [AB 8] However, in Triggs we found it significant that the State had
    led the district court into its ruling that it had no discretion to run the enhancements
    concurrently. Id. ¶ 16. Accordingly, we determined that the issue implicated both “equity
    and the integrity of the criminal justice system.” Id. We also noted that “this Court may in
    its discretion ensure fundamental fairness to a criminal defendant when his or her
    substantial rights are affected, ‘even though he [or she] may be precluded by the terms
    of a statute or rules of appellate procedure.’” Id. (quoting State v. Traeger, 2001-NMSC-
    022, ¶ 18, 
    130 N.M. 618
    , 
    29 P.3d 518
     (alteration in original)). We therefore chose to
    address the issue, even though the defendant had not initially raised the issue in his
    brief in chief. See 
    id.
    {13} In this case, the State misinformed the district court that it was required to
    impose consecutive habitual offender enhancements because the sentences on the
    underlying felonies had been run consecutively. [3/1/2022: 10:47:08] Therefore, in the
    interests of equity and the integrity of the judicial system, as in Triggs, we remand this
    case to the district court to exercise its discretion and determine whether the habitual
    offender enhancements should be run concurrently or consecutively.
    {14}   IT IS SO ORDERED.
    JANE B. YOHALEM, Judge
    WE CONCUR:
    JENNIFER L. ATTREP, Chief Judge
    KRISTINA BOGARDUS, Judge
    

Document Info

Filed Date: 10/19/2023

Precedential Status: Non-Precedential

Modified Date: 10/30/2023