FINANCIAL INDUSTRY REGULATORY AUTHORITY, INC. v. Fiero ( 2007 )

9 N.Y.3d 939 (2007)

FINANCIAL INDUSTRY REGULATORY AUTHORITY, INC., Formerly Known as NATIONAL ASSOCIATION OF SECURITIES DEALERS, INC., Respondent,
v.
JOHN J. FIERO et al., Appellants.

Court of Appeals of the State of New York.

Submitted August 20, 2007. Decided October 16, 2007.

Motion to expand the record on appeal herein denied.