FARMER, DOUGLAS, PEOPLE v ( 2016 )

SUPREME COURT OF THE STATE OF NEW YORK
Appellate Division, Fourth Judicial Department
1131
KA 12-01917
PRESENT: SMITH, J.P., PERADOTTO, CARNI, WHALEN, AND DEJOSEPH, JJ.
THE PEOPLE OF THE STATE OF NEW YORK, RESPONDENT,
V MEMORANDUM AND ORDER
DOUGLAS FARMER, DEFENDANT-APPELLANT.
FRANK H. HISCOCK LEGAL AID SOCIETY, SYRACUSE (PHILIP ROTHSCHILD OF
COUNSEL), FOR DEFENDANT-APPELLANT.
WILLIAM J. FITZPATRICK, DISTRICT ATTORNEY, SYRACUSE (VICTORIA M. WHITE
OF COUNSEL), FOR RESPONDENT.
Appeal from a judgment of the Onondaga County Court (Joseph E.
Fahey, J.), rendered July 10, 2012. The judgment convicted defendant,
upon a jury verdict, of criminal possession of a controlled substance
in the third degree, criminal possession of a controlled substance in
the fifth degree and criminally using drug paraphernalia in the second
degree (two counts).
It is hereby ORDERED that the judgment so appealed from is
unanimously modified on the law by vacating the sentence, and as
modified the judgment is affirmed, and the matter is remitted to
Onondaga County Court for further proceedings in accordance with the
following memorandum: On appeal from a judgment convicting him upon a
jury verdict of criminal possession of a controlled substance in the
third degree (Penal Law § 220.16 [1]), criminal possession of a
controlled substance in the fifth degree (§ 220.06 [5]), and two
counts of criminally using drug paraphernalia in the second degree
(§ 220.50 [2], [3]), defendant contends that County Court erred in
refusing to suppress evidence seized by parole officers during the
search of his apartment because the search was unlawful. We reject
that contention. We conclude that “the record supports the court’s
determination that the search was ‘rationally and reasonably related
to the performance of the parole officer’s duty’ and was therefore
lawful” (People v Johnson, 94 AD3d 1529, 1531-1532, lv denied 19 NY3d
974, quoting People v Huntley, 43 NY2d 175, 181). Indeed,
“defendant’s parole officer testified that he alone made the decision
to include defendant on the list of parolees to be searched, and that
he was motivated to do so by legitimate reasons related to defendant’s
status as a parolee” (id. at 1532). His testimony established that
defendant’s placement on a search detail list was motivated by
“information supplied by [a confidential informant that] provided
[defendant’s parole officer with] a reasonable basis to believe that
defendant was selling drugs” (People v Felder, 272 AD2d 884, 884, lv
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denied 95 NY2d 905; see People v Nappi, 83 AD3d 1592, 1593-1594, lv
denied 17 NY3d 820; People v Johnson, 54 AD3d 969, 970, lv denied 16
NY3d 798). To the extent that defendant challenges that testimony, we
“afford deference to the court’s determination that the parole
officer’s testimony was credible” (Johnson, 94 AD3d at 1532), and we
conclude that there is no basis on this record to disturb the court’s
determination. The court thus properly determined that “[t]he search,
initiated by the parole officer based upon information that defendant
was selling drugs . . . , was substantially related to the performance
of the parole officer’s duty to detect and prevent parole violations”
(People v Smith, 234 AD2d 1002, 1002, lv denied 89 NY2d 988).
Contrary to defendant’s further contention, inasmuch as the
search was initiated and conducted by the Division of Parole, and was
in furtherance of parole purposes and related to the parole officers’
duties, the fact that a police officer provided the parole officers
with assistance in gaining entry to the apartment in order to
facilitate the search does not demonstrate that the parole officers
acted as agents or conduits for the police (see People v Vann, 92 AD3d
702, 703, lv denied 19 NY3d 868; see also Johnson, 94 AD3d at 1532;
Johnson, 54 AD3d at 970; People v Peterson, 6 AD3d 363, 364, lv denied
3 NY3d 710). Indeed, we conclude that “the assistance of police
officers at the scene did not render the search a police operation”
(Vann, 92 AD3d at 703), and the record does not establish that the
entry into defendant’s apartment was otherwise unlawful.
Defendant also contends that the conviction is not supported by
legally sufficient evidence and that the verdict is against the weight
of the evidence on the ground that the People failed to show
constructive possession of the drugs and drug paraphernalia by
demonstrating that defendant “ ‘had dominion and control over the area
where the contraband was found’ ” (People v Davis, 101 AD3d 1778,
1779, lv denied 20 NY3d 1060; see Penal Law § 10.00 [8]). We conclude
that defendant’s contentions are without merit. Each of the crimes
with which defendant was charged required proof of knowing possession
(see Penal Law §§ 220.06 [5]; 220.16 [1]; 220.50 [2], [3]). Under a
theory of constructive possession, “the People must show that the
defendant exercised ‘dominion or control’ over the property by a
sufficient level of control over the area in which the contraband is
found or over the person from whom the contraband is seized” (People v
Manini, 79 NY2d 561, 573). Nonetheless, “exclusive access is not
required” (People v Nichol, 121 AD3d 1174, 1177, lv denied 25 NY3d
1205; see People v Torres, 68 NY2d 677, 679; People v Fuller, 168 AD2d
972, 973, lv denied 78 NY2d 922). Here, the People established that
defendant was living in an efficiency apartment as the sole tenant,
and that his parole officer had conducted various home visits with
defendant at that apartment (see Davis, 101 AD3d at 1779-1780).
Despite defendant’s testimony that other people had access to the
apartment, we conclude that the circumstances here provided the jury
with “a sufficient basis . . . to conclude that . . . defendant [was]
guilty of constructive possession of [the] contraband found within the
apartment” (Torres, 68 NY2d at 679). Thus, viewed in the light most
favorable to the People, the evidence is legally sufficient to
establish that he had dominion and control over the area where the
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KA 12-01917
contraband was found (see Davis, 101 AD3d at 1780; see generally
People v Bleakley, 69 NY2d 490, 495) and, viewing the evidence in
light of the elements of these possessory crimes in this jury trial
(see People v Danielson, 9 NY3d 342, 349), we conclude that the
verdict is not against the weight of the evidence (see Bleakley, 69
NY2d at 495; Davis, 101 AD3d at 1780). To the extent that defendant
contends that the drugs and drug paraphernalia were “planted” in his
apartment, we note that “[i]t is well settled that issues of
credibility are best determined by the jury, given its opportunity to
observe the demeanor of the witnesses” and, here, “[i]t cannot be said
that the jury failed to give the evidence the weight it should be
accorded” (People v Blocker, 281 AD2d 943, 944, lv denied 96 NY2d 826;
see generally Bleakley, 69 NY2d at 495).
We agree with defendant, however, that the court abused its
discretion in sentencing him as a second felony drug offender without
affording him the opportunity to substantiate his constitutional
challenge to the predicate felony conviction with the transcripts of
the proceeding underlying that conviction and without holding a
hearing for that purpose. Inasmuch as defendant did not controvert
the existence of the predicate felony conviction, it was incumbent
upon defendant “to allege and prove facts to establish his claim that
the conviction was unconstitutionally obtained” (People v
Konstantinides, 14 NY3d 1, 15; see CPL 400.21; People v Harris, 61
NY2d 9, 15). The record establishes that defendant, who was
proceeding pro se, alleged certain constitutional violations in
writing, and repeatedly and timely requested the necessary transcripts
in order to prepare his constitutional challenge. The court promised
to obtain the transcripts for defendant, acknowledged on the scheduled
hearing date its oversight in failing to act on that promise and, upon
being challenged by defendant at a rescheduled hearing, ultimately
admitted that, after months of adjournments, it had decided not to
order the transcripts as it had previously promised. Although there
is no requirement that a trial court obtain such transcripts on a
defendant’s behalf, we conclude that, under the circumstances of this
case, the court should not have proceeded to sentencing without at
least attempting to obtain the transcripts sought by defendant and
providing defendant a hearing on his constitutional challenge to the
predicate felony conviction (see People v Gonzalez, 108 AD2d 622, 624;
cf. People v Ruscito, 206 AD2d 841, 842, lv denied 84 NY2d 872; see
also People v Zeoli, 212 AD2d 935, 935, lv denied 85 NY2d 916). We
therefore modify the judgment by vacating the sentence, and we remit
the matter to County Court to fulfill those steps before sentencing
defendant. In light of our determination, we do not reach defendant’s
challenge to the severity of the sentence.
Entered: February 11, 2016 Frances E. Cafarell
Clerk of the Court