Mahoning Cty. Bar Assn. v. Macejko (Slip Opinion) , 2022 Ohio 322 ( 2022 )


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  • [Until this opinion appears in the Ohio Official Reports advance sheets, it may be cited as
    Mahoning Cty. Bar Assn. v. Macejko, Slip Opinion No. 
    2022-Ohio-322
    .]
    NOTICE
    This slip opinion is subject to formal revision before it is published in an
    advance sheet of the Ohio Official Reports. Readers are requested to
    promptly notify the Reporter of Decisions, Supreme Court of Ohio, 65
    South Front Street, Columbus, Ohio 43215, of any typographical or other
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    the opinion is published.
    SLIP OPINION NO. 
    2022-OHIO-322
    MAHONING COUNTY BAR ASSOCIATION v. MACEJKO.
    [Until this opinion appears in the Ohio Official Reports advance sheets, it
    may be cited as Mahoning Cty. Bar Assn. v. Macejko, Slip Opinion No.
    
    2022-Ohio-322
    .]
    (No. 2020-1513—Submitted June 16, 2021—Decided February 9, 2022.)
    Attorneys—Rules of Professional Conduct—Willfulness and intent of conduct
    under Prof.Cond.R. 8.4(c)—Cause dismissed.
    ON CERTIFIED REPORT by the Board of Professional Conduct of the Supreme
    Court, No. 2020-031.
    ______________
    Per Curiam Opinion announcing the judgment of the court.
    {¶ 1} Respondent, Joseph Raymond Macejko, of Poland, Ohio, Attorney
    
    Registration No. 0070222,
     was admitted to the practice of law in Ohio in 1998.
    {¶ 2} In a July 2020 complaint, relator, Mahoning County Bar Association,
    alleged that Macejko violated Prof.Cond.R. 8.4(c) (prohibiting a lawyer from
    engaging in conduct involving dishonesty, fraud, deceit, or misrepresentation) by
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    notarizing unsigned powers of attorney—one of which was later signed outside of
    his presence.
    {¶ 3} The parties submitted stipulations of fact and mitigating factors and
    agreed that no aggravating factors were present. Macejko also testified at a hearing
    before a three-member panel of the Board of Professional Conduct and urged the
    panel to dismiss the complaint on the ground that his conduct was not intentional.
    After the hearing, the panel issued a report in which it found that Macejko had
    violated Prof.Cond.R. 8.4(c) and recommended that he be publicly reprimanded.
    The board adopted the panel’s findings of fact, conclusions of law, and
    recommended sanction.
    {¶ 4} Macejko objects and renews his argument that relator’s complaint
    should be dismissed because Prof.Cond.R. 8.4(c) requires an element of intentional
    wrongdoing that is absent from this case. For the reasons that follow, we sustain
    Macejko’s objection and dismiss relator’s complaint.
    The Conduct at Issue
    {¶ 5} In July 2017, Macejko’s friend and client, Robert Durick, asked
    Macejko to review the estate-planning documents of his parents, Joseph Jr., and
    Mary Lou Durick. Shortly thereafter, Macejko prepared updated wills, durable
    powers of attorney, and healthcare powers of attorney for the Duricks. Those
    documents named the couple’s three children as beneficiaries of the surviving
    spouse and designated Robert as the Duricks’ attorney-in-fact.
    {¶ 6} Macejko personally delivered the final drafts of the estate-planning
    documents to the Duricks for their review and approval in late July on his way home
    from the office. For his own convenience, Macejko prenotarized the powers of
    attorney before leaving his office so that he would not have to remember to take his
    notary stamp and seal. Macejko testified that he had planned to review the
    documents with the Duricks at their home that day or soon thereafter and that he
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    January Term, 2022
    had planned to have the Duricks execute the documents during that meeting if the
    documents proved satisfactory to them.
    {¶ 7} When Macejko arrived at the Duricks’ home, their daughter, Janet,
    informed him that Mary Lou was not feeling well. She asked if Macejko could
    come back another time. He agreed to do so and left the documents for the Duricks
    to review with the expectation that Robert or Janet would call him to arrange
    another meeting. A couple of weeks later, Robert asked Macejko to change the
    powers of attorney to designate Janet as the primary attorney-in-fact and himself as
    the successor attorney-in-fact.    Macejko testified that he made the requested
    changes to the powers of attorney on his computer but that he had intended to wait
    until he had all of the information that he needed to make the requested changes to
    the Duricks’ real-property deeds before making another trip to their home. He also
    stipulated that he had planned to return to the Duricks’ home with a witness so that
    the Duricks could execute the documents—though we note that the document at
    issue here did not require a witness.
    {¶ 8} Sometime in August 2017, Macejko learned that the relationship
    between the Duricks’ children had deteriorated and that the Duricks had retained
    another attorney to handle their estate-planning needs. Macejko never billed the
    Duricks for his services.
    {¶ 9} In mid-December 2017, Joseph Jr. died; he was preceded in death by
    Mary Lou in October of that year. The will of Joseph Jr. was filed in the probate
    court as the surviving spouse. Robert contested the will, which had left the Duricks’
    entire estate to Janet.
    {¶ 10} One issue in the will contest was whether Macejko had prenotarized
    the estate-planning documents that he had prepared for the Duricks or whether he
    had received signed documents from the Duricks and notarized them at a later date
    outside of their presence. Macejko was deposed in August 2019 as part of that
    action. During Macejko’s deposition, the attorney for the estate presented an
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    SUPREME COURT OF OHIO
    executed copy of the power of attorney that Macejko had prepared and notarized
    for Mary Lou on July 28, 2017. At that deposition, Macejko testified that he had
    never seen a copy of the executed document before his deposition and that he
    understood the Duricks had used the services of another attorney to handle their
    estate-planning needs. Immediately after the deposition, Macejko went to his office
    and wrote a letter to relator reporting that his conduct in notarizing the documents
    may have violated the Rules of Professional Conduct.
    Analysis
    {¶ 11} It is undisputed that (1) Macejko never saw the Duricks sign any of
    the documents that he had prepared for them, (2) the Duricks never acknowledged
    to Macejko that they had executed any of those documents, and (3) relator has
    presented evidence that one of those documents—a durable power of attorney—
    was later signed by Mary Lou Durick.
    {¶ 12} R.C. 147.541 provides that in the context of a notary jurat, the words
    “acknowledged before me” mean that the person acknowledging the document
    (1) appeared before the person taking the acknowledgment, (2) acknowledged that
    he or she executed the instrument, and (3) executed it for the purposes therein
    stated. Those words further mean that the notary knew or had satisfactory evidence
    that the person acknowledging the document was the person named in that
    document. 
    Id.
     Macejko has admitted that his execution of the notary jurat on the
    power of attorney was a misrepresentation of fact because Mary Lou did not appear
    before him when he notarized the document. Macejko argues, however, that
    because he did not intend for the power of attorney to be signed outside of his
    presence, his conduct did not constitute an intentional act of dishonesty, fraud,
    deceit, or misrepresentation. He also notes that R.C. 147.141(A)(8), which took
    effect in September 2019, provides that a notary public shall not “[a]ffix the
    notary’s signature to a blank form of an affidavit or certificate of acknowledgment
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    January Term, 2022
    and deliver that form to another person with the intent that it be used as an affidavit
    or acknowledgment.”
    {¶ 13} Attorney-discipline cases involving the improper notarization of
    documents often involve the attorney’s having notarized one or more signed
    documents without witnessing the signature and without having the signatory
    personally appear before the attorney to acknowledge the signature. For example,
    in Cincinnati Bar Assn. v. Gottesman, 
    115 Ohio St.3d 222
    , 
    2007-Ohio-4791
    , 
    874 N.E.2d 778
    , an attorney asked Gottesman to notarize a power of attorney
    purportedly signed by his wife. Trusting that the signature was genuine, Gottesman
    notarized the document, swearing in the jurat that he had witnessed the wife’s
    signature when, in fact, the wife had not appeared before him or signed the
    documents. The attorney who sought the notarization subsequently used the
    fraudulent document to obtain a line of credit secured by the residence that he
    owned with his wife. We found that Gottesman violated DR 1-102(A)(4), the
    predecessor to Prof.Cond.R. 8.4(c), and publicly reprimanded him for that
    misconduct. See also Columbus Bar Assn. v. Dougherty, 
    105 Ohio St.3d 307
    , 2005-
    Ohio-1825, 
    825 N.E.2d 1094
     (publicly reprimanding an attorney who notarized a
    liquor-license application without witnessing the applicant’s signature, which
    turned out to be a forgery); Disciplinary Counsel v. Simon, 
    71 Ohio St.3d 437
    , 
    644 N.E.2d 309
     (1994) (publicly reprimanding an attorney who notarized and witnessed
    signatures on a real-property deed that had been signed outside of his presence,
    based upon the representation of the grantors’ son that the grantors had signed the
    document). The notarization in Gottesman legitimized a fraudulent signature that
    had been placed on the document outside of the notary’s presence.
    {¶ 14} We have also publicly reprimanded attorneys who have notarized
    unsigned documents and then delivered them to others with the intent that they be
    executed outside of the notarizing attorney’s presence. In Cincinnati Bar Assn. v.
    Thompson, 
    129 Ohio St.3d 127
    , 
    2011-Ohio-3095
    , 
    950 N.E.2d 550
    , we adopted a
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    SUPREME COURT OF OHIO
    consent-to-discipline agreement in which Thompson, an attorney, stipulated that he
    had notarized two unsigned documents in contravention of their jurats and had
    delivered the documents to his former law partner, who later presented the
    prenotarized documents to his business associate to be signed outside of
    Thompson’s presence. The business associate did not sign the documents. Unlike
    Macejko, Thompson delivered the prenotarized documents to his former partner
    with no intent to be present for their execution. Thompson stipulated that his
    conduct violated Prof.Cond.R. 8.4(c), and we publicly reprimanded him for that
    misconduct.
    {¶ 15} And in Dayton Bar Assn. v. Brown, 
    124 Ohio St.3d 221
    , 2009-Ohio-
    6424, 
    921 N.E.2d 220
    , an attorney notarized two unsigned affidavits with a jurat
    stating that the affidavits had been signed in his presence. The attorney then mailed
    those affidavits to his client for her to sign. Recognizing the impropriety of the
    notarization, the client refused to sign both affidavits. Brown did not answer the
    disciplinary complaint or otherwise appear at the board proceeding. We adopted
    the board’s findings that relator had established by clear and convincing evidence
    that Brown’s failure to ensure the authenticity of his client’s signature on the two
    affidavits violated DR 1-102(A)(4) and other disciplinary rules prohibiting lawyers
    from engaging in conduct that is prejudicial to the administration of justice and
    conduct that adversely reflects on the lawyer’s fitness to practice law. Because
    Brown had committed additional misconduct and failed to cooperate in the
    disciplinary investigation, we indefinitely suspended him from the practice of law.
    {¶ 16} In contrast to Brown, who mailed prenotarized documents to his
    client for her signature, defaulted in the proceedings before the board, and presented
    no evidence in his defense, Macejko has maintained throughout these proceedings
    that he always intended for the Duricks to execute the prenotarized documents in
    his presence. He further acknowledged that when he left the documents for the
    Duricks to review, he should have removed the pages containing his notary jurat.
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    January Term, 2022
    {¶ 17} To support his argument that this case should be dismissed, Macejko
    points to this court’s decision in Disciplinary Counsel v. Freedman, 
    110 Ohio St.3d 284
    , 
    2006-Ohio-4480
    , 
    853 N.E.2d 291
    , in which we publicly reprimanded an
    attorney who asked an associate to notarize his signature on a mortgage instrument
    and deed on which he had left the signature lines for his wife blank. After the
    associate notarized the documents, Freedman signed his wife’s name to both
    documents. The associate later averred that, because she had trusted that Freedman
    would not ask her to improperly notarize a document, she did not examine the jurat
    language and did not realize that she was notarizing the wife’s missing signature.
    Although Freedman was found to have violated DR 1-102(A)(4), Macejko notes
    that the associate was never charged with misconduct for notarizing documents
    containing blank signature lines. Macejko contends that the associate was not
    charged because, like him, she had notarized the unsigned documents without
    intending to make a misrepresentation.
    {¶ 18} Macejko also notes that on at least one occasion, we have dismissed
    an alleged violation of Prof.Cond.R. 8.4(c) on the ground that the attorney did not
    engage in an intentional act of dishonesty, fraud, deceit, or misrepresentation. In
    Disciplinary Counsel v. Mecklenborg, 
    139 Ohio St.3d 411
    , 
    2014-Ohio-1908
    , 
    12 N.E.3d 1166
    , an attorney, who was also a member of the Ohio House of
    Representatives, was arrested and charged with operating a vehicle while
    intoxicated (“OWI”) in Indiana; his driving privileges were suspended in that state
    for refusing to take a breath test. Four days after his arrest and arraignment—and
    acting on the advice of counsel—Mecklenborg appeared at an Ohio licensing
    agency and applied to renew his expired Ohio driver’s license. There, he signed a
    form containing preprinted statements attesting that his driving privileges had not
    been suspended, revoked, or canceled and that he had no pending motor-vehicle-
    related violations in Ohio or any other state.         We adopted the board’s
    recommendation that we dismiss a stipulated violation of Prof.Cond.R. 8.4(c) on
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    SUPREME COURT OF OHIO
    the ground that Mecklenborg did not engage in an intentional act of dishonesty,
    fraud, deceit, or misrepresentation.      Nevertheless, we accepted the parties’
    stipulation that Mecklenborg’s OWI and negligent misrepresentation of facts on his
    application to renew his driver’s license adversely reflected on his fitness to
    practice law in violation of Prof.Cond.R. 8.4(h). And we publicly reprimanded him
    for that misconduct.
    {¶ 19} We note that the preamble to the Rules of Professional Conduct at
    paragraph 19 states:
    Failure to comply with an obligation or prohibition imposed
    by a rule is a basis for invoking the disciplinary process. The rules
    presuppose that disciplinary assessment of a lawyer’s conduct will
    be made on the basis of the facts and circumstances as they existed
    at the time of the conduct in question and in recognition of the fact
    that a lawyer often has to act upon uncertain or incomplete evidence
    of the situation. Moreover, the rules presuppose that whether or not
    discipline should be imposed for a violation, and the severity of a
    sanction, depend on all the circumstances, such as the willfulness
    and seriousness of the violation, extenuating factors, and whether
    there have been previous violations.
    Additionally, Gov.Bar R. IV(1) provides, “The willful breach of the Rules shall be
    punished by reprimand, suspension, disbarment, or probation as provided in Gov.
    Bar R. V.” (Emphasis added.)
    {¶ 20} There can be no doubt that Macejko exhibited poor judgment in
    prenotarizing the Duricks’ powers of attorney and relinquishing control of those
    documents to the Duricks without voiding or removing the completed notary jurats.
    Indeed, we have stated that notaries “ ‘must not take a cavalier attitude toward their
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    January Term, 2022
    notary responsibilities and acknowledge the signature of persons who have not
    appeared before them,’ ” Lorain Cty. Bar Assn. v. Kennedy, 
    95 Ohio St.3d 116
    ,
    117, 
    766 N.E.2d 151
     (2002), quoting Lorain Cty. Bar Assn. v. Papcke, 
    81 Ohio St.3d 91
    , 93, 
    689 N.E.2d 549
     (1998), because under Evid.R. 902(8), notarized
    documents are self-authenticating, 
    id.
     Here, however, Macejko testified that he had
    never prenotarized documents before the single incident at issue in this case—and
    that he never would again.
    {¶ 21} The parties stipulated that Macejko did not act with a dishonest or
    selfish motive, that he self-reported his error as soon as he realized that it had
    occurred, and that he exhibited a cooperative attitude toward the disciplinary
    proceedings. Macejko has also submitted 17 letters attesting to his honesty, good
    character, and reputation—most of which are from attorneys and judges who were
    aware of the charges against him. Moreover, it appears that just one document was
    signed outside of Macejko’s presence, and there is no evidence that it was used for
    any purpose in the month that had elapsed between the time that Macejko left the
    document with the Duricks and their execution of new estate-planning documents.
    {¶ 22} Because Macejko always intended that the Duricks’ estate-planning
    documents would be executed in his presence, we find that his conduct did not
    amount to a willful breach of the rules. We also find that his conduct was not nearly
    as egregious as the conduct at issue in Gottesman, Thompson, Brown, and
    Freedman, in which attorneys notarized signed documents without having the
    signatory appear before them, notarized unsigned documents with no intention of
    being present for their execution, or forged signatures on documents notarized by
    others. And all but one of those cases resulted in a public reprimand—the lowest
    sanction that we impose for attorney misconduct. See Gov.Bar R. V(12)(I) and (K).
    {¶ 23} On these facts, we decline to find that Macejko engaged in conduct
    involving dishonesty, fraud, deceit, or misrepresentation in violation of
    Prof.Cond.R. 8.4(c).
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    SUPREME COURT OF OHIO
    {¶ 24} Accordingly, we sustain Macejko’s objection and dismiss this case.
    Cause dismissed.
    O’CONNOR, C.J., and DEWINE, J., concur.
    KENNEDY, J., concurs, with an opinion joined by DEWINE, J.
    STEWART, J., concurs in judgment only.
    BRUNNER, J., dissents, with an opinion joined by FISCHER and DONNELLY,
    JJ.
    _________________
    KENNEDY, J., concurring.
    {¶ 25} Because respondent, Joseph Raymond Macejko, did not willfully
    violate Prof.Cond.R. 8.4(c) (prohibiting a lawyer from engaging in conduct
    involving dishonesty, fraud, deceit, or misrepresentation) when he notarized
    unsigned powers of attorney, I concur in the majority’s decision to dismiss this
    case. I write separately to respond to the dissent’s contention that discipline is
    permissible and warranted.
    {¶ 26} Gov.Bar R. IV(1) provides: “The Ohio Rules of Professional
    Conduct, effective February 1, 2007, as amended, shall be binding upon all persons
    admitted to practice law in Ohio. The willful breach of the Rules shall be punished
    by reprimand, suspension, disbarment, or probation as provided in Gov. Bar R. V.”
    Neither the Supreme Court Rules for the Government of the Bar nor the Rules of
    Professional Conduct define the word “willful.” However, when interpreting a
    court rule, we give undefined words their ordinary meaning. See Erwin v. Bryan,
    
    125 Ohio St.3d 519
    , 
    2010-Ohio-2202
    , 
    929 N.E.2d 1019
    , ¶ 22.            And willful
    misconduct, we have explained, involves “an intentional deviation from a clear duty
    or from a definite rule of conduct.” Anderson v. Massillon, 
    134 Ohio St.3d 380
    ,
    
    2012-Ohio-5711
    , 
    983 N.E.2d 266
    , paragraph two of the syllabus.
    {¶ 27} Therefore, for Macejko to be subjected to discipline for violating
    Prof.Cond.R. 8.4(c) in this case, there must be evidence showing that he willfully
    10
    January Term, 2022
    and intentionally misrepresented that he had witnessed one of his clients sign a
    power of attorney in his presence. The evidence in this case does not support a
    finding that Macejko acted with that mental state.
    {¶ 28} In this case, Macejko prepared a package of estate-planning
    documents for his clients to sign, and he intended to review those documents with
    his clients at their home and have them execute the documents in his presence. He
    prenotarized the powers of attorney to avoid forgetting to take his notary stamp and
    seal to the clients’ home. When he arrived at his clients’ home, he learned
    unexpectedly that he would be unable to meet with the clients, and he left the packet
    of estate-planning documents with the clients’ daughter. However, Macejko did
    not intend for any of those documents to be signed by the clients outside of his
    presence, and when he learned that one of the powers of attorney had been signed,
    he self-reported his actions to relator.
    {¶ 29} The evidence presented in this case demonstrates that Macejko did
    not intend to misrepresent that he had been present and witnessed one of his clients
    sign a power of attorney. And it is for this reason that the cases on which the dissent
    relies are distinguishable. In each of those cases, the disciplined attorney had
    notarized documents that had already been signed outside of the attorney’s
    presence. See Cincinnati Bar Assn. v. Gottesman, 
    115 Ohio St.3d 222
    , 2007-Ohio-
    4791, 
    874 N.E.2d 778
    ; Columbus Bar Assn. v. Dougherty, 
    105 Ohio St.3d 307
    ,
    
    2005-Ohio-1825
    , 
    825 N.E.2d 1094
    ; Disciplinary Counsel v. Simon, 
    71 Ohio St.3d 437
    , 
    644 N.E.2d 309
     (1994). Contrary to the dissent’s assertion, this distinction is
    material. While Macejko did not intend to misrepresent that one of his clients had
    signed a legal document in his presence, the attorneys in each of the cases cited by
    the dissent did intend to make such a misrepresentation. Those attorneys knew that
    the documents had been signed outside of their presence, and they therefore
    intentionally misrepresented that they had witnessed the signatures. The attorneys
    11
    SUPREME COURT OF OHIO
    in those cases may have acted in good faith, but they nonetheless willfully and
    intentionally engaged in conduct involving misrepresentation.
    {¶ 30} What is immaterial, however, is whether the documents Macejko
    notarized were forged or whether his actions created a risk of forgery or of
    facilitating fraud, as the dissent contends. The sole question presented in this case
    is whether Macejko willfully and intentionally committed professional misconduct.
    Because the evidence in this case does not establish that Macejko acted with that
    mental state, I concur in the majority’s decision to dismiss this case.
    DEWINE, J., concurs in the foregoing opinion.
    _________________
    BRUNNER, J., dissenting.
    {¶ 31} I disagree with the majority’s decision to dismiss the complaint
    against respondent, Joseph Raymond Macejko.
    {¶ 32} This case is focused on Macejko’s notarization of a power of
    attorney that he had prepared for Mary Lou Durick. He notarized the document on
    July 28, 2017, before Mary Lou had signed it. He knew he would be delivering the
    document to her later that day and he anticipated that she would review and execute
    the document “at that time * * * or very soon thereafter.” He chose to notarize the
    document in advance for his own convenience; he did not want to take his notary
    stamp and seal with him to their meeting, because when he had taken them out of
    his office in the past, he had forgotten to bring them back, which was an
    inconvenience the next time he needed them. But Macejko did not meet with Mary
    Lou when he delivered the document on July 28, and at no point after that did he
    witness Mary Lou execute the power of attorney or have her acknowledge to him
    that she had signed the document. Instead, Mary Lou appears to have signed the
    power of attorney outside of Macejko’s presence. She and her husband later passed
    away and the document became an issue in litigation over her husband’s will.
    {¶ 33} Under Prof.Cond.R. 8.4(c), it is professional misconduct for an
    12
    January Term, 2022
    attorney to “engage in conduct involving * * * misrepresentation.”          Macejko
    maintains that intent is an element of this rule. He further claims that he always
    intended to be present when Mary Lou executed the prenotarized document, and he
    argues that this means he did not make an intentional misrepresentation in violation
    of Prof.Cond.R. 8.4(c). He therefore asks this court to dismiss the complaint
    against him.
    {¶ 34} The lead opinion grants Macejko the dismissal he seeks, apparently
    on the premise that Macejko’s subjective intent at the time he notarized the power
    of attorney makes him not culpable. It reasons that Macejko’s conduct was not a
    “willful breach” of Prof.Cond.R. 8.4(c) and “not nearly as egregious” as the
    conduct of attorneys in several analogous cases. Lead opinion, ¶ 22.
    {¶ 35} This reasoning does not hold up. Two of the cases discussed by the
    majority involved attorneys who notarized documents that had already been signed
    outside of their presence. See Cincinnati Bar Assn. v. Gottesman, 
    115 Ohio St.3d 222
    , 
    2007-Ohio-4791
    , 
    874 N.E.2d 778
    ; Columbus Bar Assn. v. Dougherty, 
    105 Ohio St.3d 307
    , 
    2005-Ohio-1825
    , 
    825 N.E.2d 1094
    .             We imposed a public
    reprimand in both cases. Gottesman at ¶ 6- ; Dougherty at ¶ 9, 17. The present
    case involves the same basic actions, but in reverse order: Macejko notarized the
    document first and then allowed it to be signed outside of his presence. This
    difference is immaterial, however, because the same risk is presented, regardless
    whether the improper notarization occurred before or after the document was
    signed.
    {¶ 36} One of the main purposes of a notarization requirement is to protect
    against fraud. See Closen & Dixon, Notaries Public From the Time of the Roman
    Empire to the United States Today, and Tomorrow, 68 N.D.L.Rev. 873, 874 (1992).
    Such fraud can occur when a signature is forged or when a signature is genuine but
    the signatory later claims it is a forgery in an attempt to avoid obligations created
    by the signature. Id. at 874, fn. 6. Because notarization provides protection against
    13
    SUPREME COURT OF OHIO
    this type of fraud, when a properly notarized document is presented in court as
    evidence, it does not need to be authenticated through extrinsic evidence. A
    properly notarized document is self-authenticating. See Evid.R. 902(8) (“Extrinsic
    evidence of authenticity as a condition precedent to admissibility is not required
    with respect to the following: * * * Documents accompanied by a certificate of
    acknowledgment executed in the manner provided by law by a notary public or
    other officer authorized by law to take acknowledgments”).
    {¶ 37} When an attorney notarizes a document that was not signed in his
    presence, the attorney risks facilitating fraud. In particular, the notarization may
    help a forged signature effect additional unlawful actions. And that is exactly what
    happened in both Gottesman and Dougherty. In both cases, the attorney’s improper
    notarization was used to legitimize a forged signature. Gottesman at ¶ 3; Dougherty
    at ¶ 8.
    {¶ 38} The risk created by Macejko’s actions is the same. By notarizing
    unsigned documents and leaving them at Mary Lou’s home, Macejko created a risk
    that Mary Lou’s signature could be forged on any of the documents, such as the
    power of attorney, which could then be used as a self-authenticating document to
    achieve an unlawful end.
    {¶ 39} One difference here is that we are not presented with any evidence
    that Mary Lou’s signature was forged or used for any unlawful purpose, but
    Macejko deserves no credit for that. He never followed up with Mary Lou after
    delivering the prenotarized power of attorney to her home on July 28, 2017.
    {¶ 40} Nor does the fact that Mary Lou’s signature was not forged justify
    declining to find a violation of Prof.Cond.R. 8.4(c) or failing to impose a public
    reprimand. In another case cited by the majority, an attorney notarized and
    witnessed signatures on a real-property deed that had been signed outside of his
    presence, based on the representation of the grantors’ son that the grantors had
    signed the document. See Disciplinary Counsel v. Simon, 
    71 Ohio St.3d 437
    , 644
    14
    January Term, 
    2022 N.E.2d 309
     (1994). In Simon, we did not indicate that the signatures had been
    forged. Nonetheless, because the deed had been signed outside of the attorney’s
    presence, we found that the notarization constituted “conduct involving dishonesty,
    fraud, deceit, or misrepresentation” and we imposed a public reprimand. 
    Id. at 438
    .
    {¶ 41} The result should be the same here.         Macejko admits that his
    “execution of the notary jurat on the power of attorney [that he had prepared] for
    Mary Lou Durick was a misrepresentation of fact because she had not appeared
    before him at the time he signed the document.” Whatever his intention may have
    been at that time, his actions created a risk that the power of attorney could be used
    for an unlawful purpose. I would therefore find that he violated Prof.Cond.R. 8.4(c)
    and impose a public reprimand.
    {¶ 42} I respectfully dissent.
    FISCHER and DONNELLY, JJ., concur in the foregoing opinion.
    _________________
    Ronald E. Slipski and David C. Comstock Jr., for relator.
    Montgomery Jonson, L.L.P., and George D. Jonson, for respondent.
    _________________
    15
    

Document Info

Docket Number: 2020-1513

Citation Numbers: 2022 Ohio 322

Judges: Per Curiam

Filed Date: 2/9/2022

Precedential Status: Precedential

Modified Date: 2/9/2022