Disciplinary Counsel v. Griffith , 112 Ohio St. 3d 134 ( 2006 )

[Cite as Disciplinary Counsel v. Griffith, 112 Ohio St. 3d 134, 2006-Ohio-6518.]
DISCIPLINARY COUNSEL v. GRIFFITH.
[Cite as Disciplinary Counsel v. Griffith, 112 Ohio St. 3d 134, 2006-Ohio-6518.]
Attorneys — Misconduct — Conduct prejudicial to the administration of justice —
Neglect of entrusted legal matter — Failure to return client’s property
upon request — Failure to cooperate in a disciplinary investigation —
Permanent disbarment.
(No. 2006-1183 – Submitted September 20, 2006 — Decided
December 27, 2006.)
ON CERTIFIED REPORT by the Board of Commissioners on Grievances and
Discipline of the Supreme Court, No. 05-058.
__________________
Per Curiam.
{¶ 1} Respondent, Curtis Griffith Jr., last known address in New
Lexington, Ohio, Attorney Registration No. 0030707, was admitted to the practice
of law in Ohio in 1970. On November 24, 2004, we indefinitely suspended
respondent’s license for professional misconduct, including neglecting clients’
cases and then failing to repay unearned legal fees. Disciplinary Counsel v.
Griffith, 104 Ohio St. 3d 50, 2004-Ohio-5991, 818 N.E.2d 226. Respondent’s
license remains under suspension.
{¶ 2} On June 13, 2005, relator, Disciplinary Counsel, charged
respondent with three additional counts of professional misconduct. Relator
attempted to serve respondent with the complaint by certified mail at his address
as on file with the Attorney Registration Section and at a new address in
accordance with a notice from the United States Post Office. Both mailings were
returned unclaimed, and relator served the complaint on the Clerk of the Supreme
Court pursuant to Gov.Bar R. V(11)(B).
SUPREME COURT OF OHIO
{¶ 3} Upon respondent’s failure to answer, relator moved for default
pursuant to Gov.Bar R. V(6)(F). A master commissioner appointed by the Board
of Commissioners on Grievances and Discipline granted the motion, making
findings of misconduct and recommending a sanction. The board adopted the
master commissioner’s findings of fact, conclusions of law, and recommendation.
Misconduct
{¶ 4} Count I of the complaint alleged that respondent had mishandled
Troy A. Ankrum’s representation in seeking relief from a paternity judgment.
Count II charged that respondent had mishandled the defense of Gordon W.
Hutchinson to allegations of failure to pay child support. Count III accused
respondent of failing to cooperate in the investigation of the charged misconduct.
{¶ 5} As to Count I, evidence established that respondent agreed to
represent Ankrum in March 2004 and help him obtain relief in Muskingum
County Probate Court from a 1993 judgment establishing Ankrum as a child’s
legal father. Ankrum eventually paid respondent $2,900, $400 of which
respondent was to use to pay for DNA testing. DNA testing of Ankrum, the
child’s mother, and the child was completed in July 2004. On August 10, 2004,
respondent moved for relief from the 1993 judgment.
{¶ 6} On September 15, 2004, Ankrum wrote to respondent asking for
the DNA test results. Respondent did not reply. On October 13, 2004, Ankrum
paid another $398 to obtain the results himself. On that day, Ankrum also wrote
again to respondent, asking for a $400 refund. Respondent neither replied nor
refunded his client’s money.
{¶ 7} On October 26, 2004, the Muskingum County probate judge wrote
to respondent, advising that the court had received the DNA test results, had
called respondent without success, and needed to know how to proceed. On
October 31, 2004, Ankrum wrote to respondent expressing his disappointment
with respondent’s representation and asking for a reply within three days.
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January Term, 2006
Respondent moved for the probate court’s consideration of the DNA test results
and for a hearing on November 1, 2004; however, he did not contact his client and
took no further action on Ankrum’s behalf.
{¶ 8} On December 16, 2004, the probate judge advised Ankrum that
respondent’s license had been indefinitely suspended. Respondent had not
notified Ankrum of his suspension before that time, nor did he do so afterward.
From March 26, 2004, until December 2004, Ankrum had little if any contact
with respondent despite numerous attempts to communicate with him. Ankrum
ultimately retained new counsel, and on April 14, 2005, the probate judge granted
relief from the 1993 paternity judgment.
{¶ 9} The board found that in representing Ankrum, respondent had
violated DR 1-102(A)(5) (prohibiting conduct that is prejudicial to the
administration of justice), 6-101(A)(3) (prohibiting the neglect of an entrusted
legal matter), and 9-102(B)(4) (requiring a lawyer to promptly repay funds that
the client is entitled to receive).
{¶ 10} As to Count II, evidence established that Hutchison retained
respondent in February 2004 to defend him against a contempt charge for failing
to pay child support and in a separate child support claim before the Perry County
Juvenile Court. Hutchinson paid respondent $1,000.
{¶ 11} On March 9, 2004, a juvenile court magistrate found Hutchison in
contempt, ordering a fine and a jail sentence but suspending both providing that
Hutchinson paid a monthly amount toward child support arrearages. Respondent
did not file objections, despite Hutchinson’s request, and a juvenile court judge
adopted the magistrate’s findings. On April 8, 2004, the magistrate issued her
findings in the child support matter and ordered Hutchinson to pay approximately
$635 in child support per month. Respondent filed no objections, again contrary
to his client’s wishes, and the juvenile court judge adopted the child support
order.
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SUPREME COURT OF OHIO
{¶ 12} After these orders were issued, Hutchinson repeatedly tried to
contact respondent, but respondent never returned his calls.
{¶ 13} The board found that in representing Hutchinson, respondent had
violated DR 1-102(A)(5), 6-101(A)(3), and 9-102(B)(4).
{¶ 14} As to Count III, the board found that respondent had violated
Gov.Bar R. V(4)(G) (requiring a lawyer to cooperate in a disciplinary
investigation). Evidence in support of this violation established that respondent
received by certified mail a letter of inquiry relating to Ankrum’s grievance on
January 26, 2005. Respondent did not reply to the letter. Relator sent a second
letter of inquiry by certified mail on February 22, 2005, to the same office
address, but it was returned unclaimed.
{¶ 15} On February 17, 2005, and March 15, 2005, relator sent letters of
inquiry relating to Hutchinson’s grievance to respondent by certified mail. These
letters were also sent to the office address at which respondent had signed the
earlier certified receipt. Both letters were returned unclaimed.
Recommended Sanction
{¶ 16} In recommending a sanction for respondent’s misconduct, the
board weighed the aggravating and mitigating factors of respondent’s case. See
Section 10 of the Rules and Regulations Governing Procedure on Complaints and
Hearings Before the Board of Commissioners on Grievances and Discipline
(“BCGD Proc.Reg.”)
{¶ 17} As an aggravating factor under BCGD Proc.Reg. 10(B)(1)(a), the
board acknowledged respondent’s significant record of prior professional
sanctions, which included not only the indefinite suspension issued on November
24, 2004, but a brief suspension beginning on September 24, 1998, for
respondent’s default on a child support order. See In re Griffith (1998), 83 Ohio
St.3d 1440, 700 N.E.2d 30. The board found that respondent’s misconduct
constituted a pattern of misconduct and multiple offenses, aggravating factors
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January Term, 2006
under BCGD Proc.Reg. 10(B)(1)(c) and (d). The board further found in
aggravation that respondent had failed to cooperate in the disciplinary process,
had harmed his clients’ legal interests in addition to giving his clients little or
nothing for their money, and had failed to make restitution. See BCGD Proc.Reg.
10(B)(1)(e), (h), and (i). The board found no evidence of mitigating factors.
{¶ 18} Relator advocated disbarment. The master commissioner agreed
that disbarment was appropriate, and the board adopted that recommendation.
Review
{¶ 19} We agree that respondent violated DR 1-102(A)(5), 6-101(A)(3),
and 9-102(B)(4) and Gov.Bar R. V(4)(G), as found by the board. We also agree
with the recommendation to disbar.
{¶ 20} As we said in Cincinnati Bar Assn. v. Weaver, 102 Ohio St. 3d 264,
2004-Ohio-2683, 809 N.E.2d 1113, ¶ 16: “Taking retainers and failing to carry
out contracts of employment is tantamount to theft of the fee from the client.
Disciplinary Counsel v. Sigall (1984), 14 Ohio St. 3d 15, 17, 14 OBR 320, 470
N.E.2d 886. The presumptive disciplinary measure for such acts of
misappropriation is disbarment. Disciplinary Counsel v. France, 97 Ohio St. 3d
240, 2002-Ohio-5945, 778 N.E.2d 573, ¶ 11.” Accord Butler Cty. Bar Assn. v.
Cornett, 109 Ohio St. 3d 347, 2006-Ohio-2575, 847 N.E.2d 1200. We see no
reason why that presumption should not be followed in this case.
{¶ 21} Respondent is therefore permanently disbarred from the practice of
law in Ohio. Costs are taxed to respondent.
Judgment accordingly.
MOYER, C.J., RESNICK, PFEIFER, LUNDBERG STRATTON, O’CONNOR,
O’DONNELL and LANZINGER, JJ., concur.
__________________
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SUPREME COURT OF OHIO
Jonathan E. Coughlan, Disciplinary Counsel, and Stacy Solochek
Beckman, Assistant Disciplinary Counsel, for relator.
______________________
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