State v. Barry (Slip Opinion) ( 2015 )

[Until this opinion appears in the Ohio Official Reports advance sheets, it may be cited as State
v. Barry, Slip Opinion No. 2015-Ohio-5449.]
NOTICE
This slip opinion is subject to formal revision before it is published in an
advance sheet of the Ohio Official Reports. Readers are requested to
promptly notify the Reporter of Decisions, Supreme Court of Ohio, 65
South Front Street, Columbus, Ohio 43215, of any typographical or other
formal errors in the opinion, in order that corrections may be made before
the opinion is published.
SLIP OPINION NO. 2015-OHIO-5449THE STATE OF OHIO, APPELLEE, v. BARRY, APPELLANT.
[Until this opinion appears in the Ohio Official Reports advance sheets, it
may be cited as State v. Barry, Slip Opinion No. 2015-Ohio-5449.]
Criminal law—R.C. 2921.12(A)(1)—Tampering with evidence—Ohio does not
recognize the “unmistakable crime” doctrine in connection with the offense
of tampering with evidence because that doctrine erroneously imputes to
the perpetrator constructive knowledge of a pending or likely investigation
into a crime; merely establishing that the crime committed is an
unmistakable crime is insufficient to prove that the accused knew at the time
the evidence was altered, destroyed, concealed, or removed that an official
proceeding or investigation into that crime was ongoing or likely to be
instituted.
(Nos. 2014-1984 and 2014-2064—Submitted October 13, 2015—Decided
December 30, 2015.)
APPEAL from and CERTIFIED by the Court of Appeals for Scioto County,
No. 13CA3569, 2014-Ohio-4452.
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SUPREME COURT OF OHIO
SYLLABUS OF THE COURT
Ohio does not recognize the “unmistakable crime” doctrine in connection with the
offense of tampering with evidence because that doctrine erroneously
imputes to the perpetrator constructive knowledge of a pending or likely
investigation into a crime; merely establishing that the crime committed is
an unmistakable crime is insufficient to prove that the accused knew at the
time the evidence was altered, destroyed, concealed, or removed that an
official proceeding or investigation into that crime was ongoing or likely to
be instituted.
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O’DONNELL, J.
{¶ 1} Chelsey Barry appeals from a judgment of the Fourth District Court
of Appeals affirming her conviction for tampering with evidence arising from an
incident involving the concealment of 56 grams of heroin within a body cavity. The
appellate court certified that its decision conflicted with State v. Cavalier, 2d Dist.
Montgomery No. 24651, 2012-Ohio-1976, on the following question of law:
“Whether a person who hides evidence of a crime that is unmistakable to him or
her commits tampering with evidence in the absence of evidence that a victim or
the public would report a crime?” 141 Ohio St.3d 1452, 2015-Ohio-239, 23 N.E.3d
1195.
{¶ 2} The answer to this question is no, because an element of tampering
with evidence requires the state to prove beyond a reasonable doubt that the accused
knew that an official proceeding or investigation is in progress or likely to be
instituted at the time the evidence is altered, destroyed, concealed, or removed.
Ohio law does not impute constructive knowledge of an impending investigation
based solely on the commission of an offense, and therefore, the fact that an act was
unmistakably a crime does not, by itself, establish that the accused knew of an
investigation into that crime or that such an investigation was likely to be instituted.
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Rather, the state must demonstrate that the accused knew of a pending official
proceeding or investigation or knew that such a proceeding or investigation was
likely to be instituted at the time of the concealment.
{¶ 3} In this case, there is no evidence that at the time she concealed the
heroin in her body in Middletown, Ohio, Barry knew or could have known that a
state trooper would stop her car in Scioto County and begin an investigation of her
for drug trafficking and drug possession. Thus, the trial court erred in instructing
the jury that by committing an unmistakable crime, Barry had constructive
knowledge of an impending investigation of that crime, and her tampering
conviction is not supported by sufficient evidence.
{¶ 4} Accordingly, we reverse the judgment of the appellate court and
remand the matter to the trial court for further proceedings consistent with this
opinion.
Facts and Procedural History
{¶ 5} On February 25, 2013, Barry traveled to Middletown, Ohio, with her
friend, James Valero, to pick up Jashean Green and Devonte Revez and drive them
to Huntington, West Virginia. When they departed on the evening of February 27,
Valero handed Barry a condom filled with heroin and told her to conceal it in her
vagina, which she did. The men promised her a share of the heroin for helping
them.
{¶ 6} After midnight on February 28, State Highway Patrol Trooper Nick
Lewis stopped their white Pontiac Grand Prix on U.S. Route 23 in Scioto County
south of Lucasville after hearing its defective muffler and observing erratic driving.
When he approached the car, Lewis smelled marijuana, and he therefore removed
Barry, who was driving, from the car to question her about it, but she denied that
anyone had smoked marijuana in the car. Lewis and another trooper searched the
car for drugs and found a baggie containing marijuana residue.
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{¶ 7} After speaking with Barry, Green, Revez, and Valero, Lewis
suspected that the men had given drugs to Barry to conceal inside her body, and he
warned Barry that he could obtain a warrant for a body cavity search if she did not
cooperate. Barry initially denied having any drugs inside her but on further
questioning admitted that she had inserted them into her vaginal cavity, and she
later produced a condom in the presence of a female police officer containing 56.36
grams of heroin.
{¶ 8} The state indicted Barry for trafficking in heroin, possession of
heroin, conspiracy to traffic in drugs, and tampering with evidence. At trial, Barry
admitted that she “stuffed [the heroin] to conceal it so the police wouldn’t see it,”
that she “knew that that was an unmistakable crime,” and that she understood that
“it was a crime to possess heroin and to stuff it.”
{¶ 9} In its charge, the court instructed the jury on the knowledge element
of tampering with evidence:
A person acts knowingly, regardless of his purpose, when he
is aware that his conduct will probably cause a certain result. A
person has knowledge of circumstances when he is aware that
circumstances probably exist.
When an offender commits an unmistakable crime, the
offender has constructive knowledge of an impending investigation of
the crime committed.
(Emphasis added.)
{¶ 10} The jury returned verdicts finding Barry guilty of drug trafficking,
drug possession, conspiracy, and tampering with evidence. The trial court
determined that the trafficking, possession, and conspiracy convictions merged as
allied offenses of similar import, and it imposed a sentence of six years for the
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trafficking conviction. It also imposed a consecutive term of three years for
tampering with evidence, resulting in an aggregate nine-year term of incarceration.
{¶ 11} The court of appeals affirmed Barry’s tampering conviction,
concluding that it was supported by sufficient evidence and was not against the
manifest weight of the evidence. 2014-Ohio-4452, ¶ 2. By committing the
“unmistakable crimes of drug trafficking, drug possession and conspiracy to traffic
in drugs” at the time she concealed the heroin in her body cavity, the court reasoned,
Barry had “constructive knowledge of an impending investigation.” Id. at ¶ 12.
The appellate court specifically rejected the claim that the “unmistakable crime”
instruction misled the jury, because it concluded that the instruction “was a correct
statement of the law.” Id. at ¶ 21.
{¶ 12} The appellate court certified that its decision conflicted with State v.
Cavalier, 2d Dist. Montgomery No. 24651, 2012-Ohio-1976. There, an officer
arrested Cavalier for solicitation, and during a search incident to arrest, she denied
having any needles. A search of her person, however, revealed a syringe with
cocaine residue. Subsequently, a jury found her guilty of tampering with evidence
and possessing a drug abuse instrument. The Second District Court of Appeals
reversed the tampering conviction as not supported by sufficient evidence,
explaining that at the time Cavalier hid the syringe, she had no reason to believe
that an official investigation was likely to be instituted, and her false statements
about not having a syringe did not amount to concealment of evidence. Id. at ¶ 53,
58. The appellate court in Cavalier rejected the state’s argument that committing
an offense provides constructive notice that an investigation will ensue:
If the State is correct, then anyone who commits the offense of
changing lanes without signaling, continues on home, and then
parks in a closed garage, would be guilty of Tampering with
Evidence, a third-degree felony, since the offender would be on
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constructive notice that an official investigation is likely to result,
and by parking the vehicle used in the commission of the offense in
a closed garage, the offender has impaired its availability as
evidence—an investigating police officer will be less likely to find
it.
Id. at ¶ 52.
{¶ 13} We determined that a conflict existed and accepted Barry’s
discretionary appeal. 141 Ohio St.3d 1452, 2015-Ohio-239, 23 N.E.3d 1195; 141
Ohio St.3d 1454, 2015-Ohio-239, 23 N.E.3d 1196.
{¶ 14} During the pendency of this appeal, the Fourth District Court of
Appeals in State v. Crocker, 2015-Ohio-2528, 38 N.E.3d 369, citing our recent
decision in State v. Straley, 139 Ohio St.3d 339, 2014-Ohio-2139, 11 N.E.3d 1175,
and referencing the Second District’s decision in Cavalier, reversed a conviction
for tampering with evidence and stated that it would “narrow” Barry to “restrict the
‘unmistakable crime’ cases to situations in which the pertinent conduct, e.g.,
murder, arson, rape, and gross sexual imposition, involves crimes with persons
likely to complain or where discovery and investigation is almost certain to occur
due to the death of or severe injury to the victim.” Crocker at ¶ 36. Accordingly,
the Fourth District Court of Appeals has followed the Second District on the
conflict issue we accepted for review in this case.
Parties’ Claims Before the Court
{¶ 15} Barry argues that a person who hides evidence of a crime that is
unmistakable only to that person does not commit tampering with evidence unless
the state proves that someone else was likely to report the crime. Further, she notes
that the so-called “unmistakable crime doctrine” arose in cases where the crime was
unmistakable to a third party who was likely to report it to police. Barry urges that
according to Straley, a person is guilty of tampering only when that person has
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knowledge of a likely investigation directly related to the concealed evidence, and
she maintains that the court of appeals imputed constructive knowledge to her based
solely on her commission of an unmistakable crime. She argues that because
constructive knowledge is a negligence standard and is not the same as actual
knowledge, the “unmistakable crime” jury instruction improperly created an
irrebuttable presumption that she had knowledge of an investigation regardless of
whether she could have anticipated it. For these reasons, Barry contends the jury
instruction misled the jurors and her tampering conviction is not supported by
sufficient evidence.
{¶ 16} The state maintains that a person who conceals evidence of an
unmistakable crime is guilty of tampering with evidence, regardless of whether the
crime was likely to be reported by a third party. It asserts that the Fourth, Sixth,
Seventh, Tenth, and Eleventh Districts follow the “unmistakable crime doctrine”
and hold that committing a crime gives an offender constructive knowledge of an
impending investigation sufficient to prove the knowledge element of tampering,
and it maintains that constructive knowledge is not equivalent to negligence,
because knowledge is proven where there is an awareness that circumstances
probably exist. The state attempts to distinguish Straley as “limited to its unusual
facts,” and here, the state asserts, Barry had knowledge of a likely investigation
directly related to the hidden drug evidence:
[T]hough the initial act of concealment started in Middletown, Ohio,
[Barry] continued to conceal the contraband drugs well into the
investigation, after the traffic stop, after she was placed in the
cruiser, after questioning commenced, even after being handcuffed
and told by Trooper Lewis that he would obtain a body cavity search
warrant if necessary.
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{¶ 17} Accordingly, this case concerns whether knowledge that an official
proceeding or investigation is pending or likely to be instituted can be imputed to
one who commits a crime, regardless of whether that crime is likely to be reported
to law enforcement.
Law and Analysis
Tampering with Evidence
{¶ 18} R.C. 2921.12(A)(1) defines the offense of tampering with evidence:
“No person, knowing that an official proceeding or investigation is in progress, or
is about to be or likely to be instituted, shall * * * [a]lter, destroy, conceal, or
remove any record, document, or thing, with purpose to impair its value or
availability as evidence in such proceeding or investigation.”
State v. Straley
{¶ 19} In Straley, 139 Ohio St.3d 339, 2014-Ohio-2139, 11 N.E.3d 1175,
¶ 1, we were asked to resolve a certified conflict regarding “[w]hether a tampering
conviction requires proof that the defendant impaired evidence in an investigation
by tampering with evidence related to the investigation.” In that case, two narcotic
detectives stopped Straley’s car after observing it travel left of center. They smelled
alcohol on Straley and suspected her of driving while under the influence of
alcohol, but a search of the car and her bag revealed no contraband. The detectives
decided not to arrest her, but while they were attempting to find her a ride home,
Straley said that she needed to urinate. She ran to the corner of a building and
relieved herself, and when she had finished, a detective examined the area and
discovered a urine soaked cellophane baggie containing crack cocaine. Id. at
¶ 2-4.
{¶ 20} Straley subsequently pleaded no contest to drug trafficking and
possession of cocaine, a jury convicted her of tampering with evidence, and the trial
court imposed an aggregate nine-month sentence. The court of appeals reversed
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her conviction for tampering, concluding that Straley had not impaired evidence
related to any ongoing or likely investigation. Id. at ¶ 7, 14.
{¶ 21} We affirmed the judgment of the appellate court and held that “the
evidence tampered with must have some relevance to an ongoing or likely
investigation to support a tampering charge,” id. at ¶ 16, and that the “[l]ikelihood
[of an investigation] is measured at the time of the act of alleged tampering,” id. at
¶ 19. We concluded that Straley’s conviction for tampering was not supported by
sufficient evidence, because “[t]here is nothing in the record to suggest that the
officers were conducting or likely to conduct an investigation into trafficking or
possession of cocaine when Straley discarded the baggie.” Id.
{¶ 22} Applying Straley here, then, in order to convict Barry of tampering
with evidence, the state’s burden was to prove beyond a reasonable doubt that at
the time Barry concealed the heroin, she knew that an investigation into her drug
trafficking and possession was likely to be instituted.
{¶ 23} We reject the proposition that by committing an “unmistakable
crime” by concealing, transporting, or possessing heroin, Barry at that time had
constructive knowledge of an impending investigation into at least one of those
crimes. “Constructive knowledge” means “[k]nowledge that one using reasonable
care or diligence should have, and therefore that is attributed by law to a given
person.” Black’s Law Dictionary 1004 (10th Ed.2014). However, R.C. 2901.22(B)
defines the mental state of “knowingly” for purposes of criminal culpability:
A person acts knowingly, regardless of purpose, when the
person is aware that the person’s conduct will probably cause a
certain result or will probably be of a certain nature. A person has
knowledge of circumstances when the person is aware that such
circumstances probably exist. When knowledge of the existence of
a particular fact is an element of an offense, such knowledge is
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established if a person subjectively believes that there is a high
probability of its existence and fails to make inquiry or acts with a
conscious purpose to avoid learning the fact.
{¶ 24} Notably, this definition does not encompass knowledge that a
reasonably diligent person should, but does not, have. Rather, the statute requires
the accused to be aware that conduct will probably cause a certain result or will
probably be of a certain nature or that circumstances probably exist. And R.C.
2901.22(B) provides that a person can be charged with knowledge of a particular
fact only if that person “subjectively believes that there is a high probability of its
existence and fails to make inquiry or acts with a conscious purpose to avoid
learning the fact.” (Emphasis added.)
{¶ 25} Thus, the “unmistakable crime” instruction given here erroneously
imputes to the offender constructive knowledge of a pending or likely investigation
into the crime. Every offender has the right against self-incrimination and to remain
silent pending an investigation, and therefore the state cannot use the silence of the
accused as evidence to satisfy an element of a crime. This court “require[s] a jury
instruction to present a correct, pertinent statement of the law that is appropriate to
the facts.” State v. White, 142 Ohio St.3d 277, 2015-Ohio-492, 29 N.E.3d 939,
¶ 46. But constructive knowledge is insufficient to prove that Barry knew that an
investigation was ongoing or likely to be commenced at the time she concealed the
heroin.
{¶ 26} Ohio does not recognize the “unmistakable crime” doctrine in
connection with the offense of tampering with evidence because that doctrine
erroneously imputes to the perpetrator constructive knowledge of a pending or
likely investigation into a crime; merely establishing that the crime committed is
an unmistakable crime is insufficient to prove that the accused knew at the time the
evidence was altered, destroyed, concealed, or removed that an official proceeding
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January Term, 2015
or investigation into that crime was ongoing or likely to be instituted. This court
has never adopted or approved the unmistakable crime instruction, and we disavow
its use in this instance.
{¶ 27} Here, the state failed to prove that Barry was aware that an
investigation into her drug trafficking and possession was likely at the time she
concealed evidence of those crimes. When she hid the heroin in her vaginal cavity
in Middletown, Ohio, only her coconspirators were present and could have reported
her drug offenses, and nothing in the record shows that she thought it likely that she
would be stopped by law enforcement. Notably, Trooper Lewis came to suspect
Barry of possessing drugs only after he stopped her vehicle south of Lucasville
hours later. Nor is there any evidence that Barry displayed willful ignorance by
placing the heroin in her vaginal cavity with a subjective belief that an investigation
was likely. Rather, she concealed the drugs with a purpose to avoid detection by
law enforcement and without knowledge of an impending or likely investigation.
Thus, her conviction for tampering with evidence is not supported by sufficient
evidence.
Conclusion
{¶ 28} Accordingly, the state failed to prove that Barry knew an official
proceeding or investigation was likely to be instituted at the time she concealed
heroin, and proof that she knew she committed a crime by doing so is not
tantamount to knowledge that an investigation into her activities was likely to be
instituted. Thus, the evidence does not support Barry’s conviction for tampering
with evidence, and it must be vacated.
{¶ 29} The judgment of the court of appeals is therefore reversed, and the
matter is remanded to the trial court for further proceedings consistent with this
opinion.
Judgment reversed
and cause remanded.
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O’CONNOR, C.J., and PFEIFER, LANZINGER, KENNEDY, FRENCH, and
O’NEILL, JJ., concur.
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Mark E. Kuhn, Scioto County Prosecuting Attorney, and Jay Willis and
Shane Tieman, Assistant Prosecuting Attorneys, for appellee.
Timothy Young, Ohio Public Defender, and Stephen P. Hardwick, Assistant
Public Defender, for appellant.
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