Cleveland v. Lowery , 2016 Ohio 5626 ( 2016 )

[Cite as Cleveland v. Lowery, 2016-Ohio-5626.]
Court of Appeals of Ohio
EIGHTH APPELLATE DISTRICT
COUNTY OF CUYAHOGA
JOURNAL ENTRY AND OPINION
No. 103722
CITY OF CLEVELAND
PLAINTIFF-APPELLEE
vs.
GLORIA LOWERY
DEFENDANT-APPELLANT
JUDGMENT:
AFFIRMED
Criminal Appeal from the
Cleveland Municipal Court
Case No. 14-CRB-019675
BEFORE: Celebrezze, J., Jones, A.J., and McCormack, J.
RELEASED AND JOURNALIZED: September 1, 2016
ATTORNEY FOR APPELLANT
Myron P. Watson
614 West Superior Avenue
Ste. 1144
Cleveland, Ohio 44113
ATTORNEYS FOR APPELLEE
Barbara A. Langhenry
Director of Law
Kimberly G. Barnett-Mills
Assistant Chief Prosecutor
BY: Karyn J. Lynn
Victor R. Perez
Assistant Prosecuting Attorneys
The Justice Center, 8th Floor
1200 Ontario Street, 8th Floor
Cleveland, Ohio 44113
FRANK D. CELEBREZZE, JR., J.:
{¶1} Appellant, Gloria Lowery, appeals her conviction for aggravated menacing.
She claims the trial court erred in allowing the jury to hear prejudicial hearsay statements
as well as other acts evidence, and that her conviction is not supported by sufficient
evidence and is against the manifest weight of the evidence. After a thorough review of
the record and evidence, this court affirms.
I. Factual and Procedural History
{¶2} In 2013, after she retired from employment, appellant bought the house in
which she grew up. The house, located on Wayne Avenue, in Cleveland, Ohio, was not
able to be used for the purpose she initially intended, and it sat empty for the majority of
2013 and 2014. Appellant had a special emotional attachment to the home and made
sure that it was well maintained. Soon after she purchased the property, she encountered
litter, bikes, skateboards, and other items left on her property by neighborhood children.
In a previous incident, appellant observed a young girl, R.J., on the steps of appellant’s
home and she asked the girl to leave. She then noted where the girl lived.
{¶3} On July 6, 2014, appellant arrived at the property and noticed trash and toys
in the yard. The landscaper had mowed the grass that day, so she assumed the items had
been left there recently. Appellant went to the house where R.J. lived with the intention
of speaking with the girl’s parents. When appellant arrived at the house, she spoke with
R.J. and asked her to get a parent. R.J. went into the house and came back out to inform
appellant that no parent was home. According to R.J., appellant then informed her that if
she trespassed on her property, appellant would take her to juvenile court and also
informed her that appellant could shoot her. Appellant then moved her jacket to reveal a
holstered firearm on her hip. Appellant then left.
{¶4} R.J. ran inside and told her older sister what had transpired. The sister called
her parents, who arrived home a few minutes later. R.J. told her parents what happened.
R.J.’s father testified that he went to confront appellant about what she had done. He
stated that appellant did not deny threatening his daughter with a handgun, but stated that
she had a right to carry her gun as a concealed carry permit holder. During the
confrontation, R.J.’s father testified that he never felt threatened. Both parties called the
police.
{¶5} Cleveland police officers arrived and investigated the various allegations.
As a result, a criminal report was taken by the officers and a criminal complaint was filed
on July 15, 2014, charging appellant with aggravated menacing, a violation of Cleveland
Codified Ordinances (“C.C.O.”) 621.06. A jury trial resulted in a finding of guilt, for
which appellant was sentenced to a $1,000 fine with $800 suspended, 180 days in jail
with 180 days suspended, and 2 years of active probation. The court held the sentence in
abeyance pending appeal.
{¶6} Appellant filed the instant appeal assigning four errors for review:
I. The trial court erred when it allowed the hearsay statements of witnesses
under Rules 801 and 803 of the Ohio Rules of Evidence.
II. The trial court erred and abused its discretion when it allowed the City
to introduce other acts evidence in violation of Rule 404(B) and the City’s
failure to provide reasonable notice violated the appellant’s right of due
process under the Fifth Amendment.
III. The trial court erred in denying appellant’s Rule 29 motion for
acquittal when there was insufficient evidence presented with respect to the
aggravated menacing charge.
IV. The guilty verdict herein entered was against the manifest weight of
the evidence.
II. Law and Analysis
A. Evidentiary Rulings
{¶7} Appellant first attacks two evidentiary rulings made by the trial court.
Specifically, appellant argues that the court erred when it allowed R.J.’s father to testify
as to what R.J. told him happened when appellant talked to her. Appellant also argues
that the testimony of her neighbor, Latosha Lewis, should have been excluded because
she testified to events that constituted “other acts” evidence for which no exception was
argued or exists.
{¶8} The trial court enjoys broad discretion in the admission of evidence.
Generally, this court would not reverse a trial court’s decision on the admission of
evidence absent an abuse of that discretion. Shimola v. Cleveland, 89 Ohio App.3d 505,
511, 625 N.E.2d 626 (8th Dist.1992). An abuse of discretion is connoted by a decision
that is arbitrary, unreasonable, or unconscionable. Blakemore v. Blakemore, 5 Ohio
St.3d 217, 219, 450 N.E.2d 1140 (1983).
1. Excited Utterance
{¶9} R.J.’s father was permitted to testify as to what R.J. told him when he arrived
home and was informed of what transpired between her and appellant.
{¶10} Hearsay is defined in Evid.R. 801(C) as “a statement, other than one made
by the declarant while testifying at the trial or hearing, offered in evidence to prove the
truth of the matter asserted.”
{¶11} Evid.R. 803(2) provides for an exception to this general rule for statements
“relating to a startling event or condition made while the declarant was under the stress of
excitement caused by the event or condition.” The comment to this rule gives some
guidance on what is an excited utterance and whether a statement qualifies:
It is a statement or act incidental to a main fact and explanatory of it,
provided it is so connected with the transaction as a whole that the utterance
or act is regarded as an expression of the circumstances under which it was
made rather than the narrative result of thought. To qualify as an excited
utterance consideration must be given to (a) the lapse of time between the
event and the declaration, (b) the mental and physical condition of the
declarant, (c) the nature of the statement and (d) the influence of
intervening circumstances.
{¶12} Here, R.J.’s father testified that R.J. was scared and nervous when he
arrived home to talk with her, which was two or three minutes after he was telephoned by
R.J.’s sister. R.J.’s father further testified that he attempted to calm his daughter down
when talking to her because she was excited, scared, and nervous. Given the totality of
R.J.’s father’s testimony, this court cannot say that the trial court abused its discretion in
determining that statements R.J. made to her father explaining what appellant had done
were excited utterances.
{¶13} The statements R.J. made to her father were after an adult had shown her a
firearm and told that she could be shot if she went into another person’s yard. This is a
startling event for anyone, but especially traumatic for a nine-year-old child. Based on
her father’s testimony, R.J. was still under the stress and excitement of this event when he
arrived home two or three minutes after his older daughter called him to tell him to come
home immediately. R.J. spoke to her father within ten minutes of the startling event and
was still under the influence of the excitement it created.
{¶14} When analyzing the admission of a statement as an excited utterance, “‘[t]he
controlling factor is whether the declaration was made under such circumstances as would
reasonably show that it resulted from impulse rather than reason and reflection.’” State
v. Bradley, 3d Dist. Van Wert No. 15-10-03, 2010-Ohio-5422, ¶ 37, quoting State v.
Humphries, 79 Ohio App.3d 589, 598, 607 N.E.2d 921 (12th Dist.1992). Here, we
cannot say that the trial court abused its discretion in admitting the statements R.J. made
to her father soon after such a startling event. Therefore, appellant’s first assignment of
error is overruled.
2. Other Acts Evidence
{¶15} Appellant next argues that the testimony of a neighbor should not have been
admitted at trial because it constituted other acts evidence precluded by the parameters set
forth in Civ.R. 404. “Evidence that an accused committed a crime other than the one for
which he is on trial is not admissible when its sole purpose is to show the accused’s
propensity or inclination to commit crime or that he acted in conformity with bad
character.” (Citations omitted.) State v. Williams, 134 Ohio St.3d 521,
2012-Ohio-5695, 983 N.E.2d 1278, ¶ 15. Exceptions to this broad prohibition are
codified in R.C. 2945.59 and further outlined in Evid.R. 404.
{¶16} R.C. 2945.59 provides,
[i]n any criminal case in which the defendant’s motive or intent, the absence
of mistake or accident on his part, or the defendant’s scheme, plan, or
system in doing an act is material, any acts of the defendant which tend to
show his motive or intent, the absence of mistake or accident on his part, or
the defendant’s scheme, plan, or system in doing the act in question may be
proved, whether they are contemporaneous with or prior or subsequent
thereto, notwithstanding that such proof may show or tend to show the
commission of another crime by the defendant.
{¶17} Evid.R. 404 sets forth similar guidance for the admission or exclusion of
this type of evidence:
(A) Character evidence generally. Evidence of a person’s character or a trait
of character is not admissible for the purpose of proving action in
conformity therewith on a particular occasion, subject to the following
exceptions:
(1) Character of accused. Evidence of a pertinent trait of character
offered by an accused, or by the prosecution to rebut the same is
admissible; however, in prosecutions for rape, gross sexual
imposition, and prostitution, the exceptions provided by statute
enacted by the General Assembly are applicable.
***
(B) Other crimes, wrongs or acts. Evidence of other crimes, wrongs, or acts
is not admissible to prove the character of a person in order to show action
in conformity therewith. It may, however, be admissible for other purposes,
such as proof of motive, opportunity, intent, preparation, plan, knowledge,
identity, or absence of mistake or accident.
{¶18} A trial court must also factor in any unfair prejudice that such evidence
would enure to a criminal defendant at trial. Evid.R. 403(A) states, “[a]lthough relevant,
evidence is not admissible if its probative value is substantially outweighed by the danger
of unfair prejudice, of confusion of the issues, or of misleading the jury.”
The first step is to consider whether the other acts evidence is relevant to
making any fact that is of consequence to the determination of the action
more or less probable than it would be without the evidence. Evid.R. 401.
The next step is to consider whether evidence of the other crimes, wrongs,
or acts is presented to prove the character of the accused in order to show
activity in conformity therewith or whether the other acts evidence is
presented for a legitimate purpose, such as those stated in Evid.R. 404(B).
The third step is to consider whether the probative value of the other acts
evidence is substantially outweighed by the danger of unfair prejudice. See
Evid.R. 403.
Williams, 134 Ohio St.3d 521, 2012-Ohio-5695, 983 N.E.2d 1278, at ¶ 20. However,
“evidence intrinsic to the crime for which the defendant is on trial * * * is
not governed by Rule 404(B).” United States v. Manning (C.A.1, 1996),
79 F.3d 212, 218, certiorari denied (1996), 117 S.Ct. 147, 136 L.Ed.2d 93,
519 U.S. 853. That is, “other acts” evidence is admissible where “‘they are
so blended or connected with the one on trial as that proof of one
incidentally involves the other; or explains the circumstances thereof; or
tends logically to prove any element of the crime charged.’” State v. Roe
(1990), 41 Ohio St.3d 18, 23, 535 N.E.2d 1351, citing State v. Wilkinson
(1980), 64 Ohio St.2d 308, 317, 415 N.E.2d 261, 269, quoting United States
v. Turner (C.A. 7, 1970), 423 F.2d 481, 483-484. See, also, State v. Smith
(1990), 49 Ohio St.3d 137, 139-140, 551 N.E.2d 190 (evidence of other acts
is admissible if it tends to prove a specific element of the crime charged);
State v. Lowe (1994), 69 Ohio St.3d 527, [531], 1994-Ohio-345, 634
N.E.2d 616 (other acts which form part of the immediate background of the
alleged act which forms the foundation of the crime charged in the
indictment and which are inextricably related to the alleged criminal act are
admissible).
(Brackets sic.) State v. Johnson, 8th Dist. Cuyahoga No. 83317, 2004-Ohio-2698, ¶ 27.
{¶19} Lewis testified that around the same time appellant spoke with R.J.,
appellant knocked on her front door and confronted Lewis about her children playing in
appellant’s yard. 1 When Lewis demanded that appellant get off her porch, Lewis
testified that appellant was moving her jacket around to reveal a holstered handgun and
told Lewis that she would “shoot her in her ass.” Lewis did not press charges, and there
were no charges related to this incident in the criminal complaint.
{¶20} Further, prior to trial, the state did not disclose its intention to call Lewis to
testify about “other acts” and did not otherwise inform appellant of her testimony by
providing a witness list. Defense counsel never demanded discovery, and the city
indicated this absolved them of its responsibility to file a witness list. Appellant was,
however, provided with the police report, which identified Lewis and included a
statement consistent with her trial testimony.
{¶21} Appellant claims that Lewis’s testimony constituted other acts evidence that
required pretrial disclosure and for the state to meet one of the exceptions to the general
exclusion of other acts testimony.
{¶22} However, as set forth by this court in Johnson, where the evidence tends to
prove an element of the charged crime or forms the immediate background of the crime, it
is admissible outside the parameters of Evid.R. 404(B). Johnson, 8th Dist. Cuyahoga
No. 83317, 2004-Ohio-2698, at ¶ 27. Here, the evidence tends to establish that appellant
possessed a firearm prior to her confrontation with R.J., and forms the background of the
events for which appellant was charged.
1This conversation likely occurred just before appellant spoke with R.J., but
it was not clear from the testimony.
{¶23} When ruling on appellant’s objection to Lewis’s testimony, the trial court
stated,
[t]he nature of her testimony as to what she would testify to is also
contained in that police report. And it’s my understanding that defense
counsel * * * has a copy of the police report, is aware of the witness, [and]
is aware of the nature of her testimony.
It’s also my understanding that this incident occurred on the same day as
relates to the case at hand. So because I do not believe it’s 404(B) evidence
and because defense counsel did have an opportunity to interview, to speak
with this witness, its not a surprise, so therefore, the testimony will be
allowed over the objection of the defense.
{¶24} Assuming Lewis’s testimony constituted other acts evidence, it would still
be admissible.
{¶25} Under the first prong of the analysis set forth in Williams, Lewis’s testimony
is relevant and tends to show that appellant possessed a firearm when she confronted R.J.
During cross-examination and later during appellant’s testimony, appellant attempted to
assert that she did not possess a firearm when she spoke with R.J. Lewis’s testimony
tends to establish that appellant did possess a firearm at that time. This also fits within
one of the exceptions listed in Evid.R. 404(B) — lack of mistake. Again during
cross-examination of witnesses and during appellant’s testimony, she attempted to assert
that she did not move her jacket in a way that exposed a holstered firearm. These two
incidents that occurred only moments apart tend to establish that appellant did not
harmlessly or mistakenly move her jacket to reveal a firearm. This was an intentional act
designed to threaten. It also tends to show that R.J. was not mistaken that appellant
possessed a firearm. Both witnesses testified to seeing a firearm rather than a Taser or
some other weapon. Therefore, Lewis’s testimony was not precluded by Evid.R. 404(B).
{¶26} This court also cannot say that the value of Lewis’s testimony was
outweighed by any prejudice to appellant. Lewis’s testimony was damaging to appellant,
but it tended to show that appellant possessed a firearm at the time she confronted R.J.
and also formed a portion of the background for the confrontation.
{¶27} If Lewis’s testimony constituted other acts evidence, whether the evidence
was admissible under Evid.R. 404(B) does not entirely resolve the issue before this court.
The city was also required to disclose the potential use of this testimony prior to trial.
“In criminal cases, the proponent of evidence to be offered under this rule shall provide
reasonable notice in advance of trial, or during trial if the court excuses pretrial notice on
good cause shown, of the general nature of any such evidence it intends to introduce at
trial.” Evid.R. 404(B). “[T]he notice given to the defense regarding ‘other crimes’
evidence must be sufficiently clear so as ‘to permit pretrial resolution of the issue of its
admissibility.’” State v. Tran, 8th Dist. Cuyahoga No. 100057, 2014-Ohio-1829, ¶ 23,
quoting United States v. Long, 814 F.Supp. 72, 74 (D.Kan.1993).
{¶28} The city did not offer any cause for its failure to disclose the potential use of
other acts evidence. It instead argued that Lewis’s testimony did not constitute other acts
evidence and that appellant was not surprised by the testimony given that the police report
included Lewis’s statement made to police on July 6, 2014. The Eleventh District has
noted that “the Staff Notes to the 2012 Amendment to Evid.R. 404 state the rule on notice
‘should not be construed to exclude otherwise relevant and admissible evidence solely
because of a lack of notice, absent a showing of bad faith.’” State v. Plevyak, 11th Dist.
Trumbull No. 2013-T-0051, 2014-Ohio-2889, ¶ 21.
{¶29} The city maintains the belief, as does this court, that Lewis’s testimony is
not other acts evidence because it was so intertwined with the allegations against
appellant related to R.J. that it was not other acts evidence and Lewis’s testimony was not
required to be disclosed. At the very least, the city holds a good faith belief that it was
not required to give notice. While the more prudent approach would be to err on the side
of caution and provide appellant and the court with notice prior to trial, this court cannot
say that the city’s actions constituted bad faith.
{¶30} The record in this case also lacks any prejudice to appellant. Prior to Lewis
taking the stand, appellant’s attorney objected and the court held a lengthy sidebar where
appellant’s attorney argued that Lewis’s testimony should not be allowed. From the
argument, it is clear that appellant knew the nature of her testimony and was not surprised
by it. Lewis’s name and the substance of her testimony were disclosed to appellant in the
police report, which was provided to appellant well before trial. While the city is
required to give prior notice of its potential use of Evid.R. 404(B) evidence, its failure to
do so in this case is not reversible error.
{¶31} Appellant’s second assignment of error is overruled.
B. Sufficiency
{¶32} Appellant also argues that her conviction for aggravated menacing is
unsupported by sufficient evidence.
{¶33} When this court reviews a criminal conviction for sufficient evidence, it
examines the evidence admitted at trial and determines whether such evidence, if
believed, would convince the average mind of the defendant’s guilt beyond a reasonable
doubt. The relevant inquiry is whether, after viewing the evidence in a light most
favorable to the city, any rational trier of fact could have found the essential elements of
the crime proven beyond a reasonable doubt. State v. Thompkins, 78 Ohio St.3d 380,
678 N.E.2d 541 (1997).
{¶34} R.J. testified that appellant showed her a holstered firearm while insinuating
that appellant would or could shoot her. C.C.O. 621.06, titled Aggravated Menacing,
provides, “[n]o person shall knowingly cause another to believe that the offender will
cause serious physical harm to the person or property of such other person or member of
his or her immediate family.” The threat uttered to a nine-year-old along with the display
of a firearm, when viewed in a light most favorable to the state, satisfies the elements of
aggravated menacing as set forth in this ordinance.
{¶35} Appellant argues that her stating, “if you trespass on my property, I have the
right to shoot you,” and then revealing a firearm should not be construed as a threat.
However,
[t]he reach of [aggravated menacing as set forth in] R.C. 2903.22(A) is not
so narrow as to restrict only conduct constituting an “overt threat.” In re
P.T., 12th Dist. Clinton No. CA2013-02-006, 2013-Ohio-3881, ¶ 18, 995
N.E.2d 279. “Rather, the statute proscribes a much broader spectrum of
behavior by criminalizing any conduct engaged in by a person knowing that
such conduct would cause another to believe the offender will cause the
other person, or the other’s family, physical harm.” Id. This “can
encompass a present state of fear of bodily harm and a fear of bodily harm
in the future.” State v. Scott, 7th Dist. Mahoning No. 07 MA 152,
2009-Ohio-4961, ¶ 20, citing State v. Ali, 154 Ohio App.3d 493,
2003-Ohio-5150, ¶ 26, 797 N.E.2d 1019 (7th Dist.).
State v. Intihar, 12th Dist. Warren No. CA2015-05-046, 2015-Ohio-5507, ¶ 10. R.C.
2903.22(A) and C.C.O. 621.06 are similarly worded.
{¶36} Appellant’s actions here constitute a threat of present or future bodily harm
reasonably perceived as such by a young child. Appellant’s argument that the “statement
alone is simply not enough to meet the minimum threshold of sufficiency” ignores
significant events present in this case and mischaracterizes the extent of her conduct.
The statement combined with appellant’s actions during her confrontation with R.J. meet
the elements of aggravated menacing under C.C.O. 621.06.
{¶37} This assigned error is overruled.
C. Manifest Weight
{¶38} Finally, appellant claims that her conviction is against the manifest weight
of the evidence.
A claim that a jury verdict is against the manifest weight of the evidence
involves a different test. “‘The court, reviewing the entire record, weighs
the evidence and all reasonable inferences, considers the credibility of
witnesses and determines whether in resolving conflicts in the evidence, the
jury clearly lost its way and created such a manifest miscarriage of justice
that the conviction must be reversed and a new trial ordered. The
discretionary power to grant a new trial should be exercised only in the
exceptional case in which the evidence weighs heavily against the
conviction.’” Thompkins, 78 Ohio St.3d 380, at 387, 1997-Ohio-52, 678
N.E.2d 541, quoting State v. Martin, 20 Ohio App.3d 172, 175, 485 N.E.2d
717 (1st Dist.1983).
State v. Dean, 146 Ohio St.3d 106, 2015-Ohio-4347, 54 N.E.3d 80, ¶ 151.
{¶39} Appellant’s arguments echo those made in her sufficiency assignment of
error. She argues that it is clear that she did not intend to threaten R.J. When she
arrived at R.J.’s home, she asked to speak with a parent. She asserts she attempted to
resolve the situation of children playing in her yard in a reasonable manner. However,
considering all the testimony, it appears appellant became frustrated and made a few
potentially dangerous decisions. Appellant testified that she overheard R.J. talk to
someone inside the home. Appellant stated it was a parent and that the parent told R.J. to
tell appellant that no one was home. It was after this that she threatened R.J., including
revealing to R.J. that she possessed a firearm. Appellant’s statements, coupled with the
revelation of the firearm, indicate that the jury did not lose its way in finding appellant
guilty of aggravated menacing.
{¶40} This assigned error is overruled.
III. Conclusion
{¶41} The trial court did not abuse its discretion in making its evidentiary rulings
allowing R.J.’s father to testify about what R.J. told him under the excited utterance
exception to the hearsay rule, and in allowing Lewis to testify about her encounter with
appellant around the same time appellant spoke with R.J. Appellant’s conviction for
aggravated menacing is also supported by sufficient evidence and not against the manifest
weight of the evidence.
{¶42} Judgment affirmed.
It is ordered that appellee recover of appellant costs herein taxed.
The court finds there were reasonable grounds for this appeal.
It is ordered that a special mandate issue out of this court directing the municipal
court to carry this judgment into execution. The defendant’s conviction having been
affirmed, any bail pending appeal is terminated. Case remanded to the trial court for
execution of sentence.
A certified copy of this entry shall constitute the mandate pursuant to Rule 27 of
the Rules of Appellate Procedure.
_________________________________________________________
FRANK D. CELEBREZZE, JR., JUDGE
LARRY A. JONES, SR., A.J., and
TIM McCORMACK, J., CONCUR