State v. C.K.J. ( 2016 )

[Cite as State v. C.K.J., 2016-Ohio-5637.]
IN THE COURT OF APPEALS OF OHIO
TENTH APPELLATE DISTRICT
State of Ohio, :
Nos. 15AP-580
Plaintiff-Appellant, : (C.P.C. No. 14EP-763)
v. : and 15AP-582
(C.P.C. No. 14EP-765)
[C.K.J.], :
(REGULAR CALENDAR)
Defendant-Appellee. :
DECISION
Rendered on September 1, 2016
On brief: Ron O'Brien, Prosecuting Attorney, and Michael P.
Walton, for appellant. Argued: Michael P. Walton.
On brief: Douglas A. Funkhouser Co., L.P.A., and
Douglas A. Funkhouser, for appellee. Argued: Douglas A.
Funkhouser.
APPEAL from the Franklin County Court of Common Pleas
HORTON, J.
{¶ 1} Plaintiff-appellant, the State of Ohio, appeals from a judgment of the
Franklin County Court of Common Pleas granting applications filed by defendant-
appellee, C.K.J., to seal the record of convictions in case No. 03CR-7966 for attempted
possession of drugs and attempted failure to comply ("FTC"), and a no-bill in case No.
03CR-5364, on charges of possession of drugs and FTC, pursuant to R.C. 2953.52.
Because the trial court erred in its application of R.C. 2953.61, and because the trial court
cannot seal the records of appellee, we reverse.
I. FACTS AND PROCEDURAL HISTORY
{¶ 2} On August 2, 2003, at approximately 2 a.m., State Trooper Caplinger
witnessed appellee driving the wrong way on state route 104. Trooper Caplinger began a
pursuit that would last six minutes and cover a distance of nearly five miles. Eventually,
Nos. 15AP-580 and 15AP-582 2
Trooper Caplinger and Columbus Police Department officers stopped appellee's vehicle
and he was arrested. In a search incident to arrest, cocaine was located in appellee's right
front pants pocket.
{¶ 3} In Municipal Court case No. 2003TRC-180385, appellee was charged with
OVI (R.C. 4511.19(A)(1)), driving on the wrong side (R.C. 4511.35), and failure to wear a
seatbelt (R.C. 4513.263(B)(1)). (State's Ex. C at 2.) On December 16, 2003, appellee pled
guilty to the OVI charge.
{¶ 4} In Municipal Court case No. 2003CRA-19239, appellee was charged with
FTC (R.C. 2921.331(B)), and possession of cocaine (R.C. 2925.11(C)(1)). On
August 6, 2003, appellee waived his right to a preliminary hearing and the felony charges
were bound over to Common Pleas Court.
{¶ 5} On November 24, 2003, the Grand Jury returned an indictment in case No.
03CR-7966, charging appellee with possession of cocaine and two counts of FTC. On
January 28, 2004, the Grand Jury returned a no-bill in connection with case No. 03CR-
5364, which involved charges of FTC and possession of cocaine. On April 5, 2004,
appellee entered a plea of guilty in case No. 03CR-7966 to the stipulated lesser included
offenses of attempted possession of cocaine and attempted FTC. Appellee was sentenced
to a two-year term of community control. (June 8, 2004 Judgment Entry.)
{¶ 6} Over ten years later, on November 5, 2014, appellee filed an application to
seal the record of his convictions in case No. 14EP-763. The same day, appellee filed an
application to seal the record of the no-bill in case No. 14EP-765. The state filed an
objection to each application, citing R.C. 2953.61, and the matter proceeded to a hearing
on May 14, 2015.
{¶ 7} Appellee testified during the hearing that he had possessed the cocaine to
impress a woman he was planning on meeting that evening. Appellee admitted to
consuming six beers in the hours leading up to the offenses. After learning that the
woman he intended to impress was not going to meet him, appellee decided to drive
home. On his drive home, appellee began driving the wrong way on state route 104
because he mistakenly assumed it was a two-way street. Appellee testified that he never
saw or heard multiple police cars chasing and attempting to stop him, including Trooper
Caplinger. In addition, appellee denied that he had used cocaine that evening.
Nos. 15AP-580 and 15AP-582 3
{¶ 8} At the conclusion of the hearing, the trial court made several relevant
findings. The trial court found that appellee's possession of cocaine "was not as a result of
or in connection with the same act as the drunk driving and the eluding." (July 22, 2015
Tr. at 32.) Next, the trial court went on to find that "the drunk driving was complete once
he started going left of center and that he was already drunk driving when he was left of
center, at that point, that act was complete, he was driving drunk or impaired." (Tr. at 33.)
The trial court continued, finding that "if he had all the beers that he had, he was drunk
driving all the way home." Id. Finally, the court found that "the drunk-driving act was
already complete, [it] was separate than the fleeing." (Tr. at 34.) The trial court granted
both applications from the bench. On May 15, 2015, the trial court journalized an entry in
each case granting the applications to seal the record of convictions in case No. 14EP-763,
and the record of the no-bill charges in case No. 14EP-765.
{¶ 9} This consolidated appeal arises from the granting of the two applications.
In case No. 15AP-580, the state has appealed the decision of the trial court granting the
application to seal the record of case No. 03CR-7966, in which appellee was convicted of
attempted possession of cocaine and attempted FTC. In case No. 15AP-582, the state has
appealed the decision of the trial court granting the application to seal the record of case
No. 03CR-5364, in which the Grand Jury returned a no-bill to charges of FTC and
possession of cocaine.
II. ASSIGNMENT OF ERROR
{¶ 10} The state raises the following assignments of error:
[I.] THE TRIAL COURT LACKED JURISDICTION TO SEAL
THE RECORD OF CONVICTIONS, WHERE THE
APPLICATION WAS BARRED BY R.C. 2953.61.
[II.] THE TRIAL COURT LACKED JURISDICTION TO SEAL
THE RECORD OF A NO-BILL, WHERE THE APPLICATION
WAS BARRED BY R.C. 2953.61.
[III.] THE TRIAL COURT ABUSED ITS DISCRETION IN
ORDERING NON-SEALABLE RECORDS TO BE SEALED.
III. STANDARD OF REVIEW
{¶ 11} In In re K.J., 10th Dist. No. 13AP-1050, 2014-Ohio-3472, ¶ 18, we set out
the applicable standard of review:
Nos. 15AP-580 and 15AP-582 4
As the trial court must make factual findings, but then must
apply those facts to the law, we believe a hybrid standard of
review is appropriate. Accordingly, in analyzing a trial court's
ruling under R.C. 2953.61, a reviewing court should accord
deference to the trial court's findings of fact, but engage in a
de novo review of the trial court's application of those facts to
the law. Compare State v. Burnside, 100 Ohio St.3d 152,
2003-Ohio-5372, ¶ 8, 797 N.E.2d 71 (standard of review for a
motion to suppress evidence); State v. Williams, 134 Ohio
St.3d 482, 2012-Ohio-5699, 983 N.E.2d 1245 (noting that
under a merger analysis, "it is the jury making factual
determinations, and the reviewing court owes deference to
those determinations, but it owes no deference to the trial
court's application of the law to those facts").
Furthermore, "[w]hen a court's judgment is based on an erroneous interpretation of the
law, an abuse-of-discretion standard is not appropriate." State v. Futrall, 123 Ohio St.3d
498, 2009-Ohio-5590, ¶ 6.
IV. APPLICATION BARRED BY R.C. 2953.61
{¶ 12} As the state's assignments of error are interrelated, we will address them
together. The state argues that appellee was charged with multiple offenses based upon
his conduct in the early morning hours of August 2, 2003, that two cases resulted in a mix
of convictions and dismissed charges (case Nos. 2003TRC-180385 and 03CR-7966),
while a third resulted in a no-bill (case No. 03CR-5364). Thus, according to the state, at
least one charge has a different disposition than the others, meaning that appellee was
required to meet the burden of demonstrating that he is eligible to seal the record of all
charges before any could be sealed per R.C. 2953.61(A). The state argues that "[a]ll of
defendant's charges arose as a result of or in connection with the same act." (Appellant's
Brief at 8.) Therefore, the state argues that the outcome is controlled by R.C.
2953.32(A)(1), 2953.61(A), and 2953.36(B).
{¶ 13} R.C. 2953.32(A)(1) states as follows:
Except as provided in section 2953.61 of the Revised Code, an
eligible offender may apply to the sentencing court if
convicted in this state, or to a court of common pleas if
convicted in another state or in a federal court, for the sealing
of the record of the case that pertains to the conviction.
Nos. 15AP-580 and 15AP-582 5
{¶ 14} R.C. 2953.52(A)(2) is also applicable to this appeal. This section provides in
relevant part that:
Any person, against whom a no bill is entered by a grand jury,
may apply to the court for an order to seal his official records
in the case. Except as provided in section 2953.61 of the
Revised Code.
{¶ 15} R.C. 2953.61(A), referenced above, provides as follows:
Except as provided in division (B)(1) of this section, a person
charged with two or more offenses as a result of or in
connection with the same act may not apply to the court
pursuant to section 2953.32 or 2953.52 of the Revised Code
for the sealing of the person's record in relation to any of the
charges when at least one of the charges has a final disposition
that is different from the final disposition of the other charges
until such time as the person would be able to apply to the
court and have all of the records pertaining to all of those
charges sealed pursuant to section 2953.32 or 2953.52 of the
Revised Code.
(Emphasis added.)
{¶ 16} In State v. Pariag, 137 Ohio St.3d 81, 2013-Ohio-4010, the Supreme Court
of Ohio analyzed R.C. 2953.61, and held that:
A trial court is precluded, pursuant to R.C. 2953.61, from
sealing the record of a dismissed charge if the dismissed
charge arises "as a result of or in connection with the same
act" that supports a conviction when the records of the
conviction are not sealable under R.C. 2953.36, regardless of
whether the charges are filed under separate case numbers.
(Emphasis added.) Id. at syllabus.
{¶ 17} We find that the Supreme Court case of Futrall and our case of In re K.J. to
be controlling in this matter. In Futrall, the Supreme Court held that "[w]hen an
applicant with multiple convictions under one case number moves to seal his or her
criminal record in that case pursuant to R.C. 2953.32 and one of those convictions is
exempt from sealing pursuant to R.C. 2953.36, the trial court may not seal the remaining
convictions." (Emphasis added.) Id. at syllabus. The Futrall court noted the "inherent
difficulty of sealing only some convictions in one case," as partial sealing would have to be
attempted "for everything from arrest records to written statements to transcripts to
Nos. 15AP-580 and 15AP-582 6
journal entries." Id. at ¶ 20. In In re K.J. at ¶ 31, we applied the Futrall rationale to
applications, like the present case, to seal records brought under R.C. 2953.52.
{¶ 18} Like In re K.J., appellee was convicted of an OVI offense. R.C. 2953.36(B)
prohibits the sealing or expungement of an OVI offense. Therefore, because both offenses
were brought under the same case number (case No. 03CR-7966), in order to seal
appellee's convictions for attempted possession of cocaine and attempted FTC, both
offenses must not be "as a result of or in connection with the same act" as appellee's
unsealable OVI conviction. R.C. 2953.61(A). Likewise, the same holds true for the two no-
bill charges under case No. 03CR-5364. Futrall at syllabus.
{¶ 19} The facts in In re K.J. are similar to those in the case before us. K.J. was
pulled over for speeding. As a result of that traffic stop, K.J. was charged under the
Columbus City Code with the following three offenses: OVI, possession of an open
container of alcohol, and possession of marijuana. Pursuant to Sup.R. 37(A)(4)(c) and
43(B)(2), the OVI charge was docketed as case No. 12TRC-196032 and the criminal open
container and marijuana charges were docketed as case No. 12CRB-27701. Pursuant to a
plea bargain, K.J. pled guilty and was convicted of the OVI offense, and the state
dismissed the open container and marijuana charges. K.J. applied to have the records of
the two dismissed charges sealed.
{¶ 20} In In re K.J. at ¶ 25-29, we undertook the following analysis:
Thus, under R.C. 2953.61, a trial court must analyze the acts
or conduct of the accused, and not merely the temporal
proximity between the charges. Accordingly, in exercising our
de novo review, we must review the acts which supported each
charge, and determine whether the open container and
possession of marijuana charges arose as a result of or in
connection with the same act which supported K.J.'s OVI
conviction. * * *
CCC 2133.01(A)(1)(a) provides that "[n]o person shall operate
any vehicle * * *, if, at the time of the operation * * * [t]he
person is under the influence of alcohol * * *." CCC
2325.62(B)(4) provides that "[n]o person shall have in his
possession an opened container of beer or intoxicating liquor
* * * [w]hile operating or being a passenger in or on a motor
vehicle * * *." R.C. 2925.11(A) provides that "[n]o person shall
knowingly obtain, possess, or use a controlled substance,"
marijuana is a Schedule I controlled substance.
Nos. 15AP-580 and 15AP-582 7
The act which supported K.J.'s OVI conviction was her
operation of a motor vehicle, while under the influence of
alcohol. The act which supported K.J.'s open container charge
was her operation of a motor vehicle, while possessing an
open container of alcohol. The act which supported the drug
possession charge was K.J.'s possession of marijuana. Thus,
there is no commonality of acts between the possession of
marijuana charge and the OVI conviction. Accordingly, the
trial court correctly determined that the possession of
marijuana charge did not arise as a result of or in connection
with the same act which supported the OVI conviction.
There is, however, a similar act shared by both the open
container charge and the OVI conviction: K.J.'s operation of a
motor vehicle. Although one does not need to be the operator
of a vehicle in order to be charged with an open container
under CCC 2325.62(B)(4), as the code section equally applies
to individuals who are passengers in a vehicle, under the
particular facts of this case, K.J. was operating her vehicle.
Thus, in the instant case, K.J.'s act of driving her car was an
act which was necessary to support the OVI conviction and
the open container charge. * * * Thus, the open container
charge did arise in connection with an act which also
supported the OVI conviction. The trial court erred in finding
that the open container charge did not arise in connection
with the same act as the OVI conviction.
Based on the foregoing, we find that the trial court correctly
determined that R.C. 2953.61 did not preclude the court from
sealing the records of the possession of marijuana charge.
However, because the open container charge arose in
connection with an act which supported the OVI conviction,
the trial court erred in finding that R.C. 2953.61 did not
preclude the court from sealing the records of the open
container charge. Thus, pursuant to R.C. 2953.52 and
2953.61, the court was entitled to seal the records of the
possession of marijuana charge, but was not entitled to seal
the records of the open container charge. As both of the
dismissed charges were docketed under a single case number,
however, the Supreme Court's decision in State v. Futrall, 123
Ohio St.3d 498, 2009-Ohio-5590, 918 N.E.2d 497 precludes
the trial court from sealing the records of the drug possession
charge.
Nos. 15AP-580 and 15AP-582 8
{¶ 21} In following the same analysis in this action, R.C. 4511.19(A)(1) provides
that "[n]o person shall operate any vehicle * * *, if, at the time of the operation * * * [t]he
person is under the influence of alcohol, a drug of abuse, or a combination of them."
R.C. 2921.331(B) provides that "[n]o person shall operate a motor vehicle so as willfully to
elude or flee a police officer after receiving a visible or audible signal from a police officer
to bring the person's motor vehicle to a stop." R.C. 2925.11(A) provides that "[n]o person
shall knowingly obtain, possess, or use a controlled substance." Cocaine is a Schedule II
controlled substance.
{¶ 22} Appellee pled guilty to the stipulated lesser included offenses of attempted
possession of cocaine and attempted FTC, however, the underlying acts or conduct
remains the same. The act which supported appellee's OVI conviction was his operation of
a motor vehicle while under the influence of alcohol. The act which supported his
attempted FTC conviction and FTC charge was his operation of a motor vehicle while
attempting to elude or flee from a police officer after a signal from the police officer to
stop. The act which supported the attempted possession of cocaine conviction and cocaine
possession charge was possession of cocaine. Thus, there is no commonality of acts
between the cocaine charge and conviction and the OVI conviction. Accordingly, the trial
court correctly determined that the possession of cocaine charge and conviction did not
arise as a result of or in connection with the same act which supported the OVI conviction.
{¶ 23} There is, however, a similar act shared by both the attempted FTC
conviction and FTC charge and the OVI conviction; appellee's operation of a motor
vehicle. Although one does not need to be the operator of a vehicle in order to be charged
with FTC, appellee's indictment specifically alleges the operative facts, pursuant to R.C.
2921.331(B) that he "did operate a motor vehicle so as willfully to elude or flee a police
officer after receiving a visible or audible signal from a police officer to bring his motor
vehicle to a stop." (November 24, 2003 Indictment at 1-2.) Thus, in the instant case,
appellee's act of driving his car was an act which was necessary to support the OVI
conviction and the FTC charge and conviction. We do not agree with the trial court that
the drunk driving act was already complete and separate from the fleeing. The drunk
driving was an ongoing event throughout the acts giving rise to the attempted FTC
conviction and FTC charge. The trial court found that appellee was "drunk driving all the
Nos. 15AP-580 and 15AP-582 9
way home." (Tr. at 33.) Based on our de novo review of the trial court's application of the
facts to the law, the trial court erred in finding that the attempted FTC conviction and FTC
charge did not arise in connection with the same act as the OVI conviction.
{¶ 24} Based on our de novo review and the In re K.J. decision, we find that the
trial court correctly determined that R.C. 2953.61 did not preclude the trial court from
sealing the records of the attempted cocaine possession conviction and cocaine possession
charge. However, because the attempted FTC conviction and FTC charge arose in
connection with an act which supported the OVI conviction, the trial court erred in
finding that R.C. 2953.61 did not preclude the trial court from sealing those records. As
such, because the attempted FTC conviction and FTC charge are not sealable, and the
convictions were docketed under a single case number, and the no-bill charges were
likewise docketed, the Futrall decision precludes the trial court from sealing the records
of the attempted possession of cocaine conviction and the possession of cocaine no-bill
charges.
V. DISPOSITION
{¶ 25} Based on the foregoing, the state's assignments of error are sustained.
Therefore, we reverse the judgment of the trial court and remand the case for proceedings
consistent with this decision
Judgment reversed; case remanded.
DORRIAN, P.J. and LUPER SCHUSTER, J., concur.
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