Easterling v. Union Sav. Bank ( 2013 )

[Cite as Easterling v. Union Sav. Bank, 2013-Ohio-1068.]
IN THE COURT OF APPEALS OF OHIO
SECOND APPELLATE DISTRICT
GREENE COUNTY
WARREN EASTERLING :
: Appellate Case No. 2012-CA-52
Plaintiff-Appellant :
: Trial Court Case No. 10-CV-1267
v. :
:
UNION SAVINGS BANK : (Civil Appeal from
: (Common Pleas Court)
Defendant-Appellee :
:
...........
OPINION
Rendered on the 22nd day of March, 2013.
...........
WARREN EASTERLING, 71 Arlington Avenue, Dayton, Ohio 45417
Plaintiff-Appellant, pro se
ANTHONY M. VERTICCHIO, Atty. Reg. #0084645, Keating, Muething & Klekamp PLL,
One East Fourth Street, Suite 1400, Cincinnati, Ohio 45202
Attorney for Defendant-Appellee, Union Savings Bank
.............
PER CURIAM
{¶ 1} Warren Easterling appeals, pro se, from the trial court’s entry of summary
judgment for Union Savings Bank, the appellee, declaring him a vexatious litigator under R.C.
2323.52. We affirm.
{¶ 2} Between 2009 and 2011, Easterling filed four identical, pro se actions against
the Bank, his former employer. In the third action (the present case), the Bank asserted a
counterclaim asking the trial court to declare Easterling a vexatious litigator under R.C.
2323.52, the vexatious-litigator statute. Both parties moved for Summary Judgment on the
plaintiff’s original cause of action. By Judgment Entry filed June 7, 2011, the trial court
granted the defendant’s summary judgment motion and overruled the plaintiff’s motion for
summary judgment, and reserved consideration of the vexatious litigator counterclaim. Both
parties moved for summary judgment on the counterclaim. The trial court held a hearing and,
on July 20, 2012, entered judgment granting the Bank’s summary-judgment motion, denying
Easterling’s summary-judgment motion, and declaring Easterling to be a vexatious litigator.
By Decision and Entry filed October 18, 2012, we limited this appeal to a challenge of the
trial court’s order that declared Easterling to be a vexatious litigator.
{¶ 3} The vexatious-litigator statute provides that to institute legal proceedings in a
court of appeals a vexatious litigator must first obtain leave from the court of appeals. R.C.
2323.52(F)(2). Accordingly, Easterling moved for leave to appeal from the trial court’s
judgment. We granted him leave but limited his appeal “to that part of the trial court’s order
that declared him to be a vexatious litigator under R.C. 2323.52.” Emphasizing the narrowness
of the permissible appeal, we said, “our decision to grant Easterling leave to proceed is limited
to the above-captioned appeal, which stems only from the trial court’s July 20, 2012 order,
and specifically, that declares Easterling to be a vexatious litigator under R.C. 2323.52.”
{¶ 4} We review for error only the vexatious-litigator declaration. Easterling
presents eleven assignments of error. Many of the assignments of error and their supporting
3
arguments concern issues that are beyond the scope we established for this appeal. 1 We
address only the issues he raises (and consider his arguments on those issues) that are related
to the declaration. There are two such issues–the constitutionality of the vexatious-litigator
statute and the declaration itself.
The Constitutionality of R.C. 2323.52
{¶ 5} Easterling, in the eighth assignment of error, argues that the vexatious-litigator
statute violates the Tenth Amendment to the U.S. Constitution, the Supremacy Clause, and
federal statutes.2 We disagree.
1
On the third page of argument in Easterling’s reply brief, he acknowledges that he has ignored the established scope of appeal,
and he cautions that further legal action may result: “In accordance with due process, the appellant has taken the liberty to appeal each and
every issue argued in the trial case to prove the steps taken by the trial court was deeply flawed and reckless and therefore the final decision by
the court was flawed and reckless. ANY ATTEMPT BY THIS COURT TO INJURE THE APPELLANTS [sic] RIGHTS OF DUE PROCESS
IN THE INSTANT APPEAL WILL BE MET WITH FEDERAL LAWSUITS SEEKING INJUNCTIVE RELIEF along with personal lawsuits
seeking monetary damages because an honorable judge is fully aware of his/her obligation and compulsion to obey the law of the land.”
2
Easterling also alleges “[a]ny judgment based upon 2323.52 of The Ohio Revised Code represents an unauthorized practice of
law.” He makes no argument in support of this statement. Therefore, pursuant to App.R. 12(A)(2) we disregard it.
[Cite as Easterling v. Union Sav. Bank, 2013-Ohio-1068.]
{¶ 6} The Tenth-Amendment argument contends that the vexatious-litigator statute
“limit[s] an individual[’]s right to liberty and justice and due process” under the Fourteenth
Amendment.3 The Ohio Supreme Court has held that “R.C. 2323.52, the vexatious litigator
statute, is constitutional in its entirety.” Mayer v. Bristow, 91 Ohio St.3d 3, 740 N.E.2d 656(2000), at paragraph one of the syllabus. In doing so, the Court concluded that the statute does
not violate due process. State ex rel. Lisboa v. Fuerst, 133 Ohio St.3d 76, 2012-Ohio-3913,
975 N.E.2d 995, ¶ 1 (citing Mayer as “upholding the constitutionality of * * * R.C. 2323.52,
by rejecting claims that the statute violated constitutional rights to due process and access to
courts”); Lasson v. Coleman, 2d Dist. Montgomery No. 21983, 2008-Ohio-4140, ¶ 55 (saying
that Mayer rejected appellant’s due-process argument challenging the constitutionality of the
vexatious-litigator statute). The vexatious-litigator statute does not violate due process.
{¶ 7} The Supremacy-Clause and federal-statutes arguments are intertwined. The
Supremacy Clause gives “the United States Congress * * * the power to preempt state laws.”
(Citation omitted.) Girard v. Youngstown Belt Ry. Co., 134 Ohio St.3d 79, 2012-Ohio-5370,
979 N.E.2d 1273, ¶ 13. State law can be preempted “when the state law actually conflicts with
federal law.” Talik v. Fed. Marine Terminals, Inc., 117 Ohio St.3d 496, 2008-Ohio-937, 885
N.E.2d 204, ¶ 23. Such a conflict exists “when compliance with both state and federal
requirements is impossible.” (Citation omitted.) Id. Easterling contends that the
vexatious-litigator statute violates the Supremacy Clause because it conflicts with 42 U.S.C.
1985.
{¶ 8} The vexatious-litigator statute allows a person who has defended against
3
Easterling also bases this contention on the Fifth Amendment, but the due process clause of that amendment applies only to the
federal government. It is the due-process clause in the Fourteenth Amendment that explicitly applies to the states.
5
habitual and persistent vexatious conduct to ask a trial court to declare the person who
allegedly engaged in that conduct a vexatious litigator. R.C. 2323.52(B). “Section 1985
provides a private civil remedy for individuals injured by conspiracies to deprive them of their
right to equal protection under the laws.” Greene v. Cincinnati, 1st Dist. Hamilton No.
C-070830, 2008-Ohio-4908, ¶ 26, citing Griffin v. Breckenridge, 403 U.S. 88, 102-103, 91
S.Ct. 1790, 29 L.Ed.2d 338 (1971). Easterling asserts that the two statutes conflict because the
vexatious-litigator statute deprives a person of rights or privileges granted to U.S. citizens.
{¶ 9} There is no conflict between these two statutes, which apply in vastly different
arenas. The vexatious-litigator statute does not violate due process. Nor does it violate equal
protection. The Ohio Supreme Court has concluded that the statute’s classification provisions
have a rational basis. Lasson at ¶ 55, citing Mayer, 91 Ohio St.3d 3, 740 N.E.2d 656. For this
reason, an equal-protection challenge to the vexatious-litigator statute must fail. Id. We note
too that the Court has cited approvingly a federal district court’s conclusion that “R.C.
2323.52 * * * does not violate constitutional rights of due process or equal protection.”
Lisboa, 133 Ohio St.3d 76, 2012-Ohio-3913, 975 N.E.2d 995, at ¶ 1, citing Grundstein v.
Ohio, N.D. Ohio No. 1:06 CV 2381, 2006 WL 3499990 (Dec. 5, 2006). The
vexatious-litigator statute does not violate the Supremacy Clause or 42 U.S.C. 1985(3).
{¶ 10} The eighth assignment of error is overruled.
The Declaration that Easterling is a Vexatious Litigator
{¶ 11} The trial court entered summary judgment for the Bank on its vexatious
litigator claim. “An appellate court reviews an award of summary judgment de novo.” Stemple
v. Dunina, 2d Dist. Miami No. 2008 CA 14, 2008-Ohio-5524, ¶ 5, citing Grafton v. Ohio
6
Edison Co., 77 Ohio St .3d 102, 105, 671 N.E.2d 241 (1996). Summary judgment is proper if
“(1) No genuine issue as to any material fact remains to be litigated; (2) the moving party is
entitled to judgment as a matter of law; and (3) it appears from the evidence that reasonable
minds can come to but one conclusion, and viewing such evidence most strongly in favor of
the party against whom the motion for summary judgment is made, that conclusion is adverse
to that party.” Temple v. Wean United, Inc., 50 Ohio St.2d 317, 327, 364 N.E.2d 267 (1977),
citing Civ.R. 56(C). To prevail on a summary-judgment motion, the moving party “must be
able to point to evidentiary materials that show that there is no genuine issue as to any material
fact, and that the moving party is entitled to judgment as a matter of law.” Stemple at ¶ 7,
citing Dresher v. Burt, 75 Ohio St.3d 280, 293, 662 N.E.2d 264 (1996). If the moving party
can do this, “[t]he non-moving party must then present evidence that some issue of material
fact remains for the trial court to resolve.” Id., citing Dresher at 293.
{¶ 12} The key vexatious-litigator terms are defined by the statute itself. A
“vexatious litigator” is “any person who has habitually, persistently, and without reasonable
grounds engaged in vexatious conduct in a civil action or actions, whether in the court of
claims or in a court of appeals, court of common pleas, municipal court, or county court,
whether the person or another person instituted the civil action or actions, and whether the
vexatious conduct was against the same party or against different parties in the civil action or
actions. * * *” R.C. 2323.52(A)(3). “Vexatious conduct” includes a party’s civil-action
conduct that “(a) * * * obviously serves merely to harass or maliciously injure another party to
the civil action” or that “(b) * * * is not warranted under existing law and cannot be supported
by a good faith argument for an extension, modification, or reversal of existing law.” R.C.
7
2323.52(A)(2). “Conduct” includes filing a civil action or asserting a claim, defense, or other
position. R.C. 2323.51(A)(1)(a). 4 The trial court concluded that Easterling is a vexatious
litigator based on evidence that he has filed four separate but identical actions against the
Bank in the Greene County Common Pleas Court.5
{¶ 13} Easterling filed the first action in December 2009 (Case No. 2009 CV 1357)
and asserted two employment claims–wrongful termination and fraudulent employment. The
trial court dismissed both claims under Civ.R. 12(B)(6). Easterling did not appeal. Easterling
filed the second action against the Bank in April 2010 (Case No. 2010 CV 0375) and asserted
the same two claims that the trial court dismissed in the first action. The court dismissed both
claims again under Civ.R. 12(B)(6). And it dismissed them on the ground that they were
barred by res judicata. This time Easterling appealed. We affirmed. Easterling v. Union Sav.
Bank, 2d Dist. Greene No. 10-CA-39, 2010-Ohio-4753. In our review, we “compare[d] every
part of the text of Easterling’s 2010 complaint with the counterpart text of Easterling’s 2009
complaint.” Id. at ¶ 13. Our review “confirm[ed] the conclusion of the trial court. Easterling’s
2009 and 2010 complaints against Union Savings Bank are indistinguishable in any material
4
The vexatious-litigator statute defines “conduct” as having the same meaning as in this statute. R.C. 2323.52(A)(1).
5
The trial court’s written decision cites only the actions that Easterling has filed against the Bank. But there is evidence in the
record that Easterling has filed many pro se actions against several other parties. He has filed three actions based on the same facts against
Ameristate Bancorp, Inc. in the Montgomery County Common Pleas Court. We have affirmed the dismissal of two. See Easterling v.
Ameristate Bancorp, Inc., 2d Dist. Montgomery No. 23980, 2010-Ohio-3340, and Easterling v. Ameristate Bancorp., Inc., 2d Dist.
Montgomery No. 24723, 2012-Ohio-636. The third action is pending, that asserts the same claims again. Easterling has filed five actions
against Croswell Bus Lines. In the first we affirmed the entry of summary judgment for Croswell. See Easterling v. Croswell Bus Lines, 2d
Dist. Montgomery No. 24008, 2010-Ohio-4752. The trial court dismissed the second, third, fourth, and fifth actions on res judicata grounds.
Easterling did not appeal any of these dismissals. Easterling has also filed eight separate actions against some of the magistrates, trial court
judges, and a former judge of this Court who have ruled against him. Easterling has also filed two actions against a Montgomery County
Common Pleas Court bailiff.
8
way.” Id. at ¶ 48. Therefore we held that the two claims in the second action are indeed barred
by res judicata. Easterling did not appeal our judgment. Instead, a couple of months later in
December 2010, he filed the third action against the Bank (Case No. 2010 CV 1267). Again
Easterling asserted the same two employment claims for unlawful termination and fraudulent
hiring. The trial court entered summary judgment for the Bank on res judicata grounds.
Easterling filed the fourth action in June 2011 (Case No. 2011 CV 0593) and asserted yet
again the same two claims.
{¶ 14} The trial court noted that, at the hearing, Easterling acknowledged that the
actions he has filed against the Bank are all the same.6 The court concluded that there are no
issues of material fact. The court found that Easterling “habitually, persistently, and without
reasonable grounds engaged in vexatious conduct in a civil action or actions.” Easterling’s
conduct in filing the cases, found the court, “obviously serves merely to harass or maliciously
injure another party to the civil action.” And the court found that his conduct “is not warranted
under existing law and cannot be supported by a good faith argument for an extension,
modification, or reversal of existing law.”
{¶ 15} In reviewing a vexatious-litigator declaration, we must consider the
vexatious-litigator statute’s purpose:
6
Accord Tr. 19 (“Now I then go and I say well they didn’t really hear what I was saying, okay. So I went and I filed the exact same
case again. If there’s no valid judgment on the merits you can file the exact same case again.”); Tr. 20 (“So now here’s what the Court does, I
plead yes Your Honor I filed the exact same case again because my argument–I’m still saying fraud.”); Tr. 29 (“Do you know why I filed case
1267? Because my related issues never got heard, okay.”).
Easterling also explained why he kept filing the same action: “If I get a judgment from any court, as an American citizen, I have the
right to appeal. I have the right to skip the appeal and re-file the case again and address res judicata to prove that there was no valid judgment
on the merits so that I can seek justice. And I never, ever have to quit. If the Court would like to know it; I filed the first case on Croswell; I
appealed it; I filed the second case; I filed a third case. * * * I finally–I filed a case on them [the judges] twice in May.” (Tr. 25-26).
9
“‘The purpose of the vexatious litigator statute is clear. It seeks to prevent
abuse of the system by those persons who persistently and habitually file
lawsuits without reasonable grounds and/or otherwise engage in frivolous
conduct in the trial courts of this state. Such conduct clogs the court dockets,
results in increased costs, and oftentimes is a waste of judicial
resources-resources that are supported by the taxpayers of this state. The
unreasonable burden placed upon courts by such baseless litigation prevents the
speedy consideration of proper litigation.’”
Lasson, 2008-Ohio-4140, at ¶ 31, quoting Mayer, 91 Ohio St.3d 3, 13, 740 N.E.2d 656,
quoting Cent. Ohio Transit Auth. v. Timson, 132 Ohio App.3d 41, 50, 724 N.E.2d 458 (10th
Dist.1998). We note too that the statute was designed to curb “the untoward effects of
vexatious litigation in depleting judicial resources and unnecessarily encroaching upon the
judicial machinery needed by others for the vindication of legitimate rights.” Mayer at 13. To
this end, the vexatious-litigator statute “‘[a]t its core * * * establishes a screening mechanism
that serves to protect the courts and other would-be victims against frivolous and ill-conceived
lawsuits filed by those who have historically engaged in prolific and vexatious conduct in civil
proceedings.’” Lasson at ¶ 35, quoting Mayer at 13.
{¶ 16} Given the purpose and design of the vexatious-litigator statute, it makes sense
that “the consistent repetition of arguments and legal theories that have been rejected by the
trial court numerous times can constitute vexatious litigation.” Id. at ¶ 36, citing Farley v.
Farley, 10th Dist. Franklin No. 02AP-1046, 2003-Ohio-3185, ¶ 46. Easterling’s multiple
actions constitute vexatious litigation. That his conduct serves merely to harass may not be
10
obvious to Easterling, but it is obvious to others–objectively so. Easterling’s history as a pro se
litigator demonstrates the conduct to which the vexatious-litigator statute should apply.
{¶ 17} The Bank met its burden to show that no genuine issue of material fact exists
by filing affidavits to which are attached various documents that support the trial court’s
declaration. Easterling did not present any evidence other than documents that he says support
his two oft-asserted employment claims. Because Easterling did not meet his reciprocal
burden to show that some issue of material fact remains for trial, summary judgment for the
Bank is proper.
{¶ 18} In addition to the eighth assignment of error, the first, second, third, fourth,
fifth, six, seventh, ninth, tenth, and eleventh assignments of error are also overruled.
{¶ 19} The trial court’s judgment is affirmed.
.............
DONOVAN, FROELICH, and HALL, JJ., concur.
Copies mailed to:
Warren Easterling
Anthony M. Verticchio
Hon. Dale A. Crawford
(sitting for Judge Michael A. Buckwalter)