Cleveland v. O'Malley ( 2011 )

[Cite as Cleveland v. O'Malley, 2011-Ohio-2251.]
Court of Appeals of Ohio
EIGHTH APPELLATE DISTRICT
COUNTY OF CUYAHOGA
JOURNAL ENTRY AND OPINION
No. 94071
CITY OF CLEVELAND
PLAINTIFF-APPELLEE
vs.
PATRICK O’MALLEY
DEFENDANT-APPELLANT
JUDGMENT:
AFFIRMED
Criminal Appeal from the
Cleveland Municipal Court
Case No. 2008CRB039867
BEFORE: Cooney, J., Boyle, P.J., and Rocco, J.
RELEASED AND JOURNALIZED: May 12, 2011
ATTORNEY FOR APPELLANT
2
John T. Castele
1310 Rockefeller Building
614 West Superior Avenue
Cleveland, Ohio 44113
ATTORNEYS FOR APPELLEE
Robert J. Triozzi
Director of Law
City of Cleveland
By: Victor R. Perez
Chief City Prosecutor
8th Floor Justice Center
1200 Ontario Street
Cleveland, Ohio 44113
COLLEEN CONWAY COONEY, J.:
{¶ 1} Defendant-appellant, Patrick O’Malley (“O’Malley”), appeals his assault
conviction. Finding no merit to the appeal, we affirm.
{¶ 2} In December 2008, O’Malley was charged with assault, a violation of Cleveland
Codified Ordinances (“CCO”) 621.03, a first degree misdemeanor. O’Malley’s codefendant,
Richard Vega (“Vega”), was also charged with assault. The two cases were consolidated for
a jury trial at which the following evidence was adduced:
3
{¶ 3} On July 21, 2008, Raymond Hulec (“Hulec”) engaged in an argument with two
employees at a gas station near his home. He was subsequently arrested for impersonating a
police officer. Hulec was taken to the Cleveland city jail where he claimed two corrections
officers — O’Malley and Vega — assaulted him.
{¶ 4} Hulec testified regarding seven separate incidents of assault, including being
slapped, pushed, punched, kicked, kneed, and verbally abused by O’Malley and Vega. Hulec
told the jail’s nurse, Jill Loretitsch (“Loretitsch”), about the abuse during one of his visits to
receive medications. Her records indicate that she made note of Hulec’s being hit in the face
with a newspaper by Vega. This incident was the only incident of assault captured on the
jail’s surveillance camera and was admitted into evidence at trial.
{¶ 5} Although Hulec claimed that most of the abuse occurred in front of other
inmates, none of the inmates in custody at the time of Hulec’s stay in jail were available to
testify at trial. Neither O’Malley nor Vega testified at trial. Tony Sanchez, a maintenance
worker, and Officer Dave Stonko, another corrections officer, testified that they did not
witness any abuse to Hulec by O’Malley or Vega. Other officers at the jail during Hulec’s
stay provided reports to the investigating detective in which they denied any knowledge of
incidents involving Hulec on the day in question.
{¶ 6} Photos of Hulec’s injuries and his medical records were admitted into evidence,
as well as his written statements regarding the incidents.
4
{¶ 7} O’Malley was found guilty and sentenced to a $1,000 fine and 180 days in jail,
with $500 of the fine and 170 days of jail time suspended. Vega was also found guilty and
received the same sentence.
{¶ 8} O’Malley now appeals, raising three assignments of error.
Manifest Weight of the Evidence
{¶ 9} In his first assignment of error, O’Malley argues his conviction is against the
manifest weight of the evidence. We disagree.
{¶ 10} A challenge to the manifest weight of the evidence attacks the verdict in light of
the State’s burden of proof beyond a reasonable doubt. State v. Thompkins, 78 Ohio St.3d
380, 386-387, 1997-Ohio-52, 678 N.E.2d 541. When inquiring into the manifest weight of
the evidence, the reviewing court sits as the “thirteenth juror and makes an independent review
of the record.” Id. at 387; Tibbs v. Florida (1982), 457 U.S. 31, 42, 102 S.Ct. 2211, 72
L.Ed.2d 652. The appellate court reviews the entire record, weighs the evidence and all
reasonable inferences, considers the credibility of all witnesses, and determines whether in
resolving conflicts in the evidence, the trier of fact clearly lost its way and created such a
manifest miscarriage of justice that the judgment must be reversed and a new proceeding
ordered. State v. Martin (1983), 20 Ohio App.3d 172, 175, 485 N.E.2d 717.
{¶ 11} The Ohio Supreme Court has explained that when reviewing challenges to the
manifest weight of the evidence, a court of appeals must be guided by the presumption that the
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findings of the trier of fact were indeed correct. Seasons Coal Co. v. Cleveland (1984), 10
Ohio St.3d 77, 79-80, 461 N.E.2d 1273. The underlying rationale for giving deference to the
trial court’s findings “rests with the knowledge that the trial judge is best able to view the
witnesses and observe their demeanor, gestures and voice inflections, and use these
observations in weighing the credibility of the proffered testimony.” Id. A reversal on
manifest weight grounds is reserved for “the exceptional case in which the evidence weighs
heavily against the conviction.” Martin at 175.
{¶ 12} In the instant case, O’Malley was convicted of assault under CCO 621.03,
which provides that “[n]o person shall knowingly cause or attempt to cause physical harm to
another.”
{¶ 13} O’Malley argues that the jury clearly lost its way due to the lack of
corroborating evidence to support Hulec’s claims. O’Malley points to the testimony and
statements that support his claim that no assault occurred.
{¶ 14} In addition to the lack of corroborating evidence, O’Malley argues that Hulec
was not a credible witness in light of his conflicting testimony and written statements. In one
of Hulec’s statements, he claimed that he had been assaulted by the gas station attendants and
“roughed up” by the arresting police officers. During his trial testimony, Hulec denied being
assaulted by the attendants or by the arresting officers, and alleged that he was only assaulted
by O’Malley and Vega inside the jail.
6
{¶ 15} Although Hulec arguably may lack credibility in that one of his prior written
statements conflicted with his testimony at trial, the jury as the trier of fact weighed all the
evidence and reasonable inferences and found him to be a credible witness. When assessing
witness credibility, “the choice between credible witnesses and their conflicting testimony rests
solely with the finder of fact and an appellate court may not substitute its own judgment for
that of the finder of fact.” State v. Awan (1986), 22 Ohio St.3d 120, 123, 489 N.E.2d 277.
Moreover, the factfinder is free to believe all, part, or none of the testimony of each witness
appearing before it. Hill v. Briggs (1996), 111 Ohio App.3d 405, 412, 676 N.E.2d 547.
The court below is in a much better position than an appellate court “to view the witnesses, to
observe their demeanor, gestures and voice inflections, and to weigh their credibility.”
Briggs, citing Seasons Coal Co. v. Cleveland (1984), 10 Ohio St.3d 77, 80, 461 N.E.2d 1273.
{¶ 16} The surveillance video from the gas station clearly shows that Hulec was not
assaulted by the gas station attendants. The photo taken of Hulec by the Central Processing
Unit prior to his release from jail clearly shows visible injuries to his face. The record of his
arrival at the jail indicates that he entered with no visible injuries. The record of his first visit
to the nurse also does not indicate that she observed any visible injuries. However, the
record of his second visit to the nurse contains a note that she noticed ecchymotic of his eyes,
meaning bruising consistent with a “black eye,” and a bruised upper right arm.
7
{¶ 17} This evidence supports the jury’s conclusion that Hulec sustained injuries to his
face some time during his incarceration at the City jail. The jury clearly found Hulec’s
testimony regarding the ways in which he sustained these injuries to be credible. Based on
the evidence before the jury, we cannot say that the conviction is against the manifest weight
of the evidence. Nor can we say that the jury lost its way and created a manifest injustice in
convicting O’Malley.
{¶ 18} Accordingly, the first assignment of error is overruled.
Hearsay
{¶ 19} In his second assignment of error, O’Malley argues that the trial court erred
when it excluded permissible hearsay evidence. We disagree.
{¶ 20} A trial court possesses broad discretion with respect to the admission of
evidence, including the discretion to determine whether evidence constitutes hearsay, and
whether it is admissible hearsay. State v. Graves, Lorain App. No. 08CA009397,
2009-Ohio-1133, ¶4. We review a trial court’s decision regarding admissibility of evidence
under an abuse of discretion standard. State v. Maurer (1984), 15 Ohio St.3d 239, 473
N.E.2d 768, certiorari denied, 472 U.S. 1012, 105 S.Ct. 2714, 86 L.Ed.2d 728. An abuse of
discretion is a decision that is unreasonable, arbitrary, or unconscionable, rather than a mere
error in judgment. Blakemore v. Blakemore (1983), 5 Ohio St.2d 217, 215 N.E.2d 384.
8
{¶ 21} At trial, the prosecutor asked the jail nurse, Loretitsch, if she remembered
anything else about Hulec since she spoke to the detective investigating the incident. She
stated “yes” and attempted to answer but was quickly cut off.
{¶ 22} O’Malley contends that had she been allowed to continue she would have
testified that one of the prisoners she treated after Hulec told her that Hulec told him that he
“had a plan,” and was making up the alleged assaults in order to frame the corrections officers.
{¶ 23} When the City concluded its direct examination of Loretitsch, it requested that
the court grant a motion in limine to prevent defense counsel from questioning Loretitsch
regarding the statement Hulec allegedly made to another inmate that was then repeated to
Loretitsch. The City argued that it constituted inadmissible hearsay within hearsay.
Defense counsel requested that the trial court deny the motion, arguing that when the
prosecutor asked Loretitsch whether she remembered anything else he opened the door for the
defense to cross-examine her regarding this statement.
{¶ 24} The trial court granted the motion and instructed defense counsel to call the
other inmate to testify about what Hulec told him, and then Loretitsch could be
cross-examined regarding what the other inmate told her. Defense counsel failed to produce
this other inmate prior to the conclusion of the trial, and therefore, Loretitsch was not
re-examined and no evidence of this alleged statement was admitted.
9
{¶ 25} O’Malley concedes that the statement Loretitsch would have testified to would
have been hearsay within hearsay. However, O’Malley argues that Loretitsch’s testimony
should have been allowed because it falls within two hearsay exceptions. Evid.R. 805 states
that “[h]earsay included within hearsay is not excluded under the hearsay rule if each part of
the combined statements conforms with an exception to the hearsay rule provided in these
rules.”
{¶ 26} O’Malley argues that Hulec’s initial statement “I have a plan” is an exception to
the hearsay rule because it falls under Evid.R. 803(3). The “then existing, mental, emotional,
or physical condition” exception allows for the admission of:
{¶ 27} “A statement of the declarant’s then existing state of mind, emotion, sensation,
or physical condition (such as intent, plan, motive, design, mental feeling, pain, and bodily
health), but not including a statement of memory or belief to prove the fact remembered or
believed unless it relates to the execution, revocation, identification, or terms of declarant’s
will.”
{¶ 28} The City concedes this point, and we agree that Hulec’s statement constitutes an
exception to the hearsay rule under Evid.R. 803(3) as a statement of Hulec’s then existing state
of mind.
{¶ 29} We proceed then to the next step of the analysis, whether the inmate’s statement
to Loretitsch constitutes an exception to the hearsay rule. O’Malley argues that the inmate’s
10
statement to Loretitsch, repeating Hulec’s statement, is an exception to the hearsay rule
because it constitutes a “present sense impression” under Evid.R. 803(1). The “present sense
impression” exception allows for the admission of:
{¶ 30} “A statement describing or explaining an event or condition made while the
declarant was perceiving the event or condition, or immediately thereafter unless
circumstances indicate lack of trustworthiness.”
{¶ 31} The rationale for allowing such statements is based on the lack of time available
for reflection, and immediacy is strictly required. Neal v. Johnson, Cuyahoga App. No.
83124, 2004-Ohio-743; United States v. Lentz (E.D.Va.2002), 282 F.Supp.2d 399, 410.
{¶ 32} “The key to the statement’s trustworthiness is the spontaneity of the statement,
either contemporaneous with the event or immediately thereafter. By making the statement
at the time of the event or shortly thereafter, the minimal lapse of time between the event and
statement reflects an insufficient period to reflect on the event perceived-a fact [sic] which
obviously detracts from the statement’s trustworthiness.” Cox v. Oliver Mach. Co. (1987), 41
Ohio App.3d 28, 35, 534 N.E.2d 855.
{¶ 33} Here, it is apparent from the record that the inmate did not make the statement
to Loretitsch “while the declarant was perceiving the event or condition, or immediately
thereafter.” The inmate arrived in the nurse’s office some time after he heard the alleged
admission. The record contains no evidence showing how much time elapsed between when
11
Hulec said “I have a plan” and when the inmate relayed this to Loretitsch. Clearly, it was not
said to Loretitsch while the inmate heard Hulec say it, nor immediately thereafter. The
indefinite lapse of time between when the inmate heard the statement and when he relayed the
statement to Loretitsch indicates a level of untrustworthiness that prevents this statement from
conforming to Evid.R. 803(1). Therefore, the inmate’s statement to Loretitsch does not
constitute an exception to the hearsay rule.
{¶ 34} Thus, the trial court did not abuse its discretion by excluding this inadmissible
hearsay evidence. Accordingly, the second assignment of error is overruled.
Ineffective Assistance of Counsel
{¶ 35} In his third assignment of error, O’Malley contends that he received ineffective
assistance of counsel.
{¶ 36} To reverse a conviction for ineffective assistance of counsel, the defendant must
prove “(1) that counsel’s performance fell below an objective standard of reasonableness, and
(2) that counsel’s deficient performance prejudiced the defendant resulting in an unreliable or
fundamentally unfair outcome of the proceeding.” State v. Madrigal, 87 Ohio St.3d 378,
388-389, 2000-Ohio-448, 721 N.E.2d 52, citing Strickland v. Washington (1984), 466 U.S.
668, 687-688, 104 S.Ct. 2052, 80 L.Ed.2d 674.
{¶ 37} As to the second element of the test, the defendant must establish “that there
exists a reasonable probability that, were it not for counsel’s errors, the result of the trial
12
would have been different.” State v. Bradley (1989), 42 Ohio St.3d 136, 538 N.E.2d 373,
paragraph three of the syllabus; Strickland at 686. In evaluating whether a petitioner has
been denied effective assistance of counsel, the Ohio Supreme Court held that the test is
“whether the accused, under all the circumstances, had a fair trial and substantial justice was
done.” State v. Hester (1976), 45 Ohio St.2d 71, 341 N.E.2d 304, paragraph four of the
syllabus.
{¶ 38} This court must presume that a licensed attorney is competent and that the
challenged action is the product of sound trial strategy and falls within the wide range of
professional assistance. Strickland at 689. Courts must generally refrain from
second-guessing trial counsel’s strategy, even where that strategy is questionable, and
appellate counsel claims that a different strategy would have been more effective. State v.
Jalowiec, 91 Ohio St.3d 220, 237, 2001-Ohio-26, 744 N.E.2d 163.
{¶ 39} O’Malley argues that he received ineffective assistance of counsel because 1)
defense counsel failed to cross-examine Loretitsch regarding Hulec’s alleged “I have a plan”
statement, and 2) defense counsel failed to request a mistrial when jurors notified the court of
spectators staring at them during the trial.
{¶ 40} Having found that the trial court properly excluded the “I have a plan”
testimony, we cannot find that defense counsel erred in failing to cross-examine Loretitsch on
that subject. Counsel was simply complying with the trial court’s instruction not to
13
cross-examine her until after the inmate who heard the statement testified. Defense counsel
cannot be found to be ineffective for complying with a court order.
{¶ 41} O’Malley’s second claim of ineffective assistance of counsel pertains to defense
counsel’s alleged failure to request a mistrial after it was discovered that two men had been
staring at the jurors during the trial.
{¶ 42} Prior to the last day of testimony, it was brought to the trial court’s attention
that some of the jurors observed two men staring at them during the trial. It was unclear
whether the jurors felt that they had been harassed or intimidated by these two men. In
response to this information, the trial court conducted an in camera interview of each juror
separately.
{¶ 43} The record shows that the trial court thoroughly examined each juror in great
detail about the alleged intimidation and the potential effect it had on them. Both defense
counsel and the prosecutor participated in questioning the jurors as well. The jurors were
asked whether the incident had altered their ability to be fair and impartial toward the
defendant. Each juror responded that they were confident that they could continue to act in a
fair and impartial manner. A juror’s belief in his or her own impartiality is not inherently
suspect and may be relied upon by the trial court. State v. Phillips (1995), 74 Ohio St.3d 72,
89, 656 N.E.2d 643. At the conclusion of all of the interviews, the court, the prosecutor, and
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defense counsel were confident that the intimidation had not risen to a level of misconduct and
that all of the jurors could continue.
{¶ 44} Although defense counsel failed to object to the court’s decision to proceed
with the trial, we find no plain error in the court’s resuming the trial. “Plain error or defects
affecting substantial rights may be noticed although they were not brought to the attention of
the court.” Crim.R. 52(B). Plain error exists when it can be said that, but for the error, the
outcome of the trial would clearly have been otherwise. State v. Barnes, 94 Ohio St.3d 21,
27, 2002-Ohio-68, 759 N.E.2d 1240; State v. Nicholas (1993), 66 Ohio St.3d 431, 613 N.E.2d
225; State v. Watson (1991), 61 Ohio St.3d 1, 572 N.E.2d 97; State v. Moreland (1990), 50
Ohio St.3d 58, 62, 552 N.E.2d 894. We invoke the plain error rule only if we find that the
circumstances in the instant case are exceptional, and that reversal of the judgment is
necessary to prevent a manifest miscarriage of justice. State v. Landrum (1990), 53 Ohio
St.3d 107, 559 N.E.2d 710.
{¶ 45} A mistrial should not be ordered in a criminal case merely because some error
or irregularity has occurred, unless the substantial rights of the accused or the prosecution are
adversely affected, and this determination is made at the discretion of the trial court. State v.
Reynolds (1988), 49 Ohio App.3d 27, 33, 550 N.E.2d 490. The granting of a mistrial is only
necessary when a fair trial is no longer possible. State v. Franklin (1991), 62 Ohio St.3d 118,
15
127, 580 N.E.2d 1, Illinois v. Somerville (1973), 410 U.S. 458, 462-463, 93 S.Ct. 1066, 35
L.Ed.2d 425.
{¶ 46} The record clearly reflects that the court concluded that the alleged intimidation
did not adversely affect the substantial rights of the accused and therefore, a fair trial was still
possible. Thus, we do not find that defense counsel was ineffective for failing to request a
mistrial in response to this incident.
{¶ 47} Accordingly, we find that O’Malley has not established ineffective assistance of
counsel. The record does not indicate that defense counsel failed in his essential duties or
that his performance fell below an objective standard of reasonableness.
{¶ 48} Accordingly, the third assignment of error is overruled.
Judgment affirmed.
It is ordered that appellee recover of appellant costs herein taxed.
The court finds there were reasonable grounds for this appeal.
It is ordered that a special mandate issue out of this court directing the
municipal court to carry this judgment into execution.
16
A certified copy of this entry shall constitute the mandate pursuant to
Rule 27 of the Rules of Appellate Procedure.
______________________________________________
COLLEEN CONWAY COONEY, JUDGE
MARY J. BOYLE, P.J., and
KENNETH A. ROCCO, J., CONCUR