Scott v. Ohio Dept. of Rehab. & Corr. , 2013 Ohio 4383 ( 2013 )


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  • [Cite as Scott v. Ohio Dept. of Rehab. & Corr., 2013-Ohio-4383.]
    IN THE COURT OF APPEALS OF OHIO
    TENTH APPELLATE DISTRICT
    Aaron Scott,                                         :
    Plaintiff-Appellant,                :
    No. 12AP-755
    v.                                                   :              (Ct. of Cl. No. 2011-11157)
    Ohio Department of Rehabilitation                    :             (REGULAR CALENDAR)
    and Correction,
    :
    Defendant-Appellee.
    :
    Joseph N. Williams,
    :
    Plaintiff-Appellant,
    :                  No. 12AP-756
    v.                                                                  (Ct. of Cl. No. 2012-01554)
    :
    Ohio Department of Rehabilitation                                  (REGULAR CALENDAR)
    and Correction,                                      :
    Defendant-Appellee.                 :
    Thomas Stallings,                                    :
    Plaintiff-Appellant,                :
    No. 12AP-757
    v.                                                   :              (Ct. of Cl. No. 2011-12137)
    Ohio Department of Rehabilitation                    :             (REGULAR CALENDAR)
    and Correction,
    :
    Defendant-Appellee.
    :
    Anthony Moody,
    :
    Plaintiff-Appellant,
    :                  No. 12AP-758
    v.                                                                  (Ct. of Cl. No. 2011-11173)
    :
    Ohio Department of Rehabilitation                                  (REGULAR CALENDAR)
    and Correction,                                      :
    Defendant-Appellee.                 :
    Nos. 12AP-755, 12AP-756, 12AP-757, 12AP-758,
    12AP-760, 12AP-761, 12AP-762, 12AP-763, 12AP-764 and 12AP-765                      2
    Larry Solomon,                         :
    Plaintiff-Appellant,      :
    No. 12AP-760
    v.                                     :             (Ct. of Cl. No. 2011-11165)
    Ohio Department of Rehabilitation      :           (REGULAR CALENDAR)
    and Correction,
    :
    Defendant-Appellee.
    :
    Lavance Turnage,
    :
    Plaintiff-Appellant,
    :                 No. 12AP-761
    v.                                                   (Ct. of Cl. No. 2011-13061)
    :
    Ohio Department of Rehabilitation                  (REGULAR CALENDAR)
    and Correction,                        :
    Defendant-Appellee.       :
    Frank E. Tyson,                        :
    Plaintiff-Appellant,      :
    No. 12AP-762
    v.                                     :             (Ct. of Cl. No. 2011-13249)
    Ohio Department of Rehabilitation      :           (REGULAR CALENDAR)
    and Correction,
    :
    Defendant-Appellee.
    :
    Jameel R. Haamid,
    :
    Plaintiff-Appellant,
    :                 No. 12AP-763
    v.                                                   (Ct. of Cl. No. 2011-11432)
    :
    Ohio Department of Rehabilitation                  (REGULAR CALENDAR)
    and Correction,                        :
    Defendant-Appellee.       :
    Nos. 12AP-755, 12AP-756, 12AP-757, 12AP-758,
    12AP-760, 12AP-761, 12AP-762, 12AP-763, 12AP-764 and 12AP-765                          3
    Michael Evans,                            :
    Plaintiff-Appellant,         :
    No. 12AP-764
    v.                                        :              (Ct. of Cl. No. 2012-02089)
    Ohio Department of Rehabilitation         :             (REGULAR CALENDAR)
    and Correction,
    :
    Defendant-Appellee.
    :
    John W. Forester,
    :
    Plaintiff-Appellant,
    :                  No. 12AP-765
    v.                                                       (Ct. of Cl. No. 2011-12056)
    :
    Ohio Department of Rehabilitation                       (REGULAR CALENDAR)
    and Correction,                           :
    Defendant-Appellee.          :
    D E C I S I O N
    Rendered on October 3, 2013
    Swope and Swope, and Richard F. Swope, for appellants.
    Michael DeWine, Attorney General, and Kristin S. Boggs, for
    appellee.
    APPEALS from the Court of Claims of Ohio
    VUKOVICH, J.
    {¶ 1} These ten consolidated appeals are brought from judgments of the Court of
    Claims of Ohio granting summary judgment in favor of defendant-appellee, Ohio
    Department of Rehabilitation and Correction ("ODRC").
    Nos. 12AP-755, 12AP-756, 12AP-757, 12AP-758,
    12AP-760, 12AP-761, 12AP-762, 12AP-763, 12AP-764 and 12AP-765                            4
    {¶ 2} The ten individual plaintiffs-appellants are all inmates at the Mansfield
    Correctional Institution ("MCI") who allege that their confidential medical records were
    negligently released to the general prison population. Their separately-filed complaints
    state claims for invasion of privacy through wrongful dissemination of medical
    information. They also generally claim a violation of the right to privacy under other,
    unspecified, state and federal law.
    {¶ 3} The Court of Claims granted summary judgment for ODRC on the basis that
    the nonspecific invasion-of-privacy claims were constitutional in nature and could not be
    considered by the Court of Claims. With respect to the claims for wrongful dissemination
    of medical information, the court addressed this as a common-law claim for the tort of
    unauthorized disclosure of privileged medical information. The court found that the
    circumstances under which plaintiffs' medical information was disclosed did not meet the
    elements set forth in Biddle v. Warren Gen. Hosp., 
    86 Ohio St. 3d 395
    (1999), for this tort.
    As an alternative ground for ruling in favor of ODRC, the court held that ODRC was
    entitled to the defense of discretionary immunity for the actions and inaction of MCI staff
    that resulted in the disclosure of medical information.
    {¶ 4} Plaintiffs bring the following six assignments of error on appeal:
    ASSIGNMENT OF ERROR NO. 1:
    THE TRIAL COURT ERRED WHEN IT DECIDED
    DISPUTED ISSUES OF FACTS, GRANTED SUMMARY
    JUDGMENT AND FAILED TO GIVE PLAINTIFFS-
    APPELLANTS' EVIDENCE ITS MOST FAVORABLE
    INTERPRETATION, SUPPORTING OPPOSITION TO
    DEFENDANT-APPELLEE'S MOTION FOR SUMMARY
    JUDGMENT.
    ASSIGNMENT OF ERROR NO. 2:
    THE TRIAL COURT ERRED IN RULING DOCUMENTS
    SEVERAL INMATES RELY ON AS BEING PART OF
    DOCUMENTS DISSEMINATED TO THE PRISON
    POPULATION WERE NOT ATTACHED TO THE
    PLEADINGS OR MADE EXHIBITS, SINCE THIS WAS NOT
    AT ISSUE, BRIEFED OR DISCUSSED, EXCEPT BY THE
    COURT, AND IN FACT WERE IN THE RECORD.
    ASSIGNMENT OF ERROR NO. 3:
    Nos. 12AP-755, 12AP-756, 12AP-757, 12AP-758,
    12AP-760, 12AP-761, 12AP-762, 12AP-763, 12AP-764 and 12AP-765                            5
    THE TRIAL COURT ERRED IN RULING THE TRASH
    DISPOSAL UTILIZED IN DISPOSING OF OUTDATED
    MEDICAL RECORDS WAS AUTHORIZED BASED ON
    DISCRETION WHEN PLAINTIFFS-APPELLANTS' EVID-
    ENCE ESTABLISHED THERE WAS NO POLICY AND
    ACCESS WAS OPEN TO ALL EMPLOYEES AND INMATES
    UPON TRASH LEAVING THE PHARMACY, SUCH
    RECORDS   BEING   LEGALLY   PRIVILEGED  AND
    CONFIDENTIAL.
    ASSIGNMENT OF ERROR NO. 4:
    THE TRIAL COURT ERRED IN GRANTING SUMMARY
    JUDGMENT,    RULING     DEFENDANT-APPELLEE'S
    ACTIONS DID NOT CONSTITUTE AN UNAUTHORIZED
    DISCLOSURE OF PLAINTIFFS-APPELLANTS' MEDICAL
    RECORDS.
    ASSIGNMENT OF ERROR NO. 5:
    THE TRIAL COURT ERRED IN GRANTING DEFENDANT-
    APPELLEE'S MOTION FOR SUMMARY JUDGMENT AND
    OVERRULING PLAINTIFFS-APPELLANTS' MOTION FOR
    SUMMARY JUDGMENT.
    ASSIGNMENT OF ERROR NO. 6:
    THE TRIAL COURT ERRED IN RULING THE AFFIDAVIT
    OF PLAINTIFF-APPELLANT JAMEEL HAAMID WAS
    TOTAL HEARSAY AND WAS DISREGARDED IN RULING
    ON THE MOTIONS FOR SUMMARY JUDGMENT OF
    PLAINTIFFS-APPELLANTS AND DEFENDANT-APPELLEE.
    {¶ 5} Plaintiffs' assignments of error one, three, four and five all address
    interwoven issues regarding the general propriety of a grant of summary judgment in this
    case and will be addressed together after disposal of the remaining two assignments of
    error. These raise specific issues regarding evidentiary rulings by the trial court.
    {¶ 6} Plaintiffs' second assignment of error asserts that the trial court erred in
    finding that four of the plaintiffs cannot state meritorious claims because their names, in
    fact, do not appear on the misappropriated documents that underlie this case. The Court
    of Claims concluded that the document containing the names of these four plaintiffs was
    Nos. 12AP-755, 12AP-756, 12AP-757, 12AP-758,
    12AP-760, 12AP-761, 12AP-762, 12AP-763, 12AP-764 and 12AP-765                              6
    not admitted under the case numbers for their individual complaints.              The court
    concluded that, as a result of this omission, there was no evidence in the record that
    private medical information about these plaintiffs was released. On this basis, the court
    granted summary judgment in favor of ODRC on the complaints underlying our appeal
    Nos. 12AP-761, 12AP-762, 12AP-764 and 12AP-765.
    {¶ 7} We find error because the record of proceedings supports plaintiffs'
    contention on appeal that these four plaintiffs' names do appear on a relevant document
    filed in the case.
    {¶ 8} Six of the ten plaintiffs in these cases are HIV-positive inmates receiving a
    course of ongoing healthcare for that condition and appearing on a list maintained and
    periodically updated by the institution's medical staff. The other four plaintiffs appear on
    a separate "chronic care list" for other ailments requiring ongoing care, but are not HIV-
    positive. These documents constitute two of the documents that made their way into the
    hands of inmates and then were posted or circulated among the general inmate
    population to the detriment of those appearing on the list. The trial court apparently
    considered that the chronic care list containing the names of the non-HIV-positive
    plaintiffs was not before it for purposes of deciding summary judgment because it was not
    attached to those four plaintiffs' complaints. Plaintiffs respond that, by agreement of
    counsel in consolidating these ten cases, the matters went forward on a single record
    which does in fact contain the purportedly omitted list as an exhibit to a deposition.
    {¶ 9} On appeal, ODRC's response to this assignment of error is, in fact, not
    responsive. More specifically, counsel for ODRC does not dispute the general assertion
    that an agreement to go forward on a single record was made early in proceedings for
    these ten cases, or that the second chronic care list was, in fact, filed with the deposition
    for one of the ten cases, albeit not in one of the four cases brought by the non-HIV-
    positive inmates. The refusal to consider the chronic care list containing these four
    plaintiffs appears to constitute a mere oversight by the Court of Claims, and on appeal we
    will, when conducting our de novo review of the grant of summary judgment, consider
    this document as properly found in the record for the pertinent cases. Plaintiffs' second
    assignment of error accordingly has merit and is sustained.
    Nos. 12AP-755, 12AP-756, 12AP-757, 12AP-758,
    12AP-760, 12AP-761, 12AP-762, 12AP-763, 12AP-764 and 12AP-765                              7
    {¶ 10} Plaintiffs' sixth assignment of error asserts that the trial court erred in
    finding that the affidavit of plaintiff Jameel Haamid was hearsay in its entirety and would
    not be considered for summary judgment purposes. The brief of counsel for ODRC
    contains no response to this assignment of error. Independently examining the affidavit
    in question, we find that the bulk of the affidavit concerns hearsay assertions regarding
    matters for which the affiant had no personal knowledge.          These matters include a
    description of the manner in which the confidential medical information was mishandled
    by prison personnel, obtained by inmates, and distributed. One aspect of the affidavit,
    however, is admissible. The averment that the affiant inmate's medical records were
    circulated throughout the compound and clearly identified him is based upon his personal
    knowledge, as is his averment that this was done without his consent. Plaintiffs' sixth
    assignment of error is accordingly overruled in part and sustained in part, and we will
    consider the non-hearsay aspect of inmate Haamid's affidavit.
    {¶ 11} Plaintiffs' four remaining assignments of error all assert that the trial court
    erred in granting summary judgment on either of the alternative bases cited:
    (1) discretionary immunity, or (2) a lack of evidence supporting each of the elements of
    the tort of unauthorized disclosure of medical information. Summary judgment under
    Civ.R. 56(C) may be granted only when there remains no genuine issue of material fact,
    the moving party is entitled to judgment as a matter of law, and reasonable minds can
    come to but one conclusion, that conclusion being adverse to the party opposing the
    motion. Tokles & Son, Inc. v. Midwestern Indemn. Co., 
    65 Ohio St. 3d 621
    , 629 (1992),
    citing Harless v. Willis Day Warehousing Co., 
    54 Ohio St. 2d 64
    (1978). Additionally, a
    moving party cannot discharge its burden under Civ.R. 56 simply by making conclusory
    assertions that the nonmoving party has no evidence to prove its case. Dresher v. Burt, 
    75 Ohio St. 3d 280
    , 293 (1996). Rather, the moving party must point to some evidence that
    affirmatively demonstrates that the nonmoving party has no evidence to support each
    element of the stated claims. 
    Id. {¶ 12}
    An appellate court's review of summary judgment is de novo. Koos v. Cent.
    Ohio Cellular, Inc., 
    94 Ohio App. 3d 579
    , 588 (8th Dist.1994); Bard v. Soc. Natl. Bank,
    10th Dist. No. 97APE11-1497 (Sept. 10, 1998). Thus, we conduct an independent review of
    the record and stand in the shoes of the trial court. Jones v. Shelly Co., 106 Ohio App.3d
    Nos. 12AP-755, 12AP-756, 12AP-757, 12AP-758,
    12AP-760, 12AP-761, 12AP-762, 12AP-763, 12AP-764 and 12AP-765                              8
    440, 445 (5th Dist.1995). As such, we have the authority to overrule a trial court's
    judgment if the record does not support any of the grounds raised by the movant, even if
    the trial court failed to consider those grounds. Bard.
    {¶ 13} Most of the facts in this case are not in dispute. Sharon K. Welch testified in
    her deposition that she was a pharmacy technician at MCI filling prescriptions for inmates
    in June 2011. As part of the healthcare center routine, medical staff would generate HIV-
    positive and chronic care lists covering inmates receiving ongoing regular treatment for
    HIV or other chronic conditions. Outdated lists, Welch testified, were customarily placed
    in the pharmacy trash without being shredded.         At this time, there was no explicit
    institutional policy concerning disposal of inmate medical records, such as a requirement
    to burn or shred such documents. Despite this, Welch stated that she understood that
    such documents were confidential and should not be shared with unauthorized
    individuals.
    {¶ 14} Welch testified that pharmacy trash would be bagged and placed outside the
    back door of the pharmacy in a secure hallway. An inmate worker would then collect this
    trash and take it to the dumpster located in another controlled-access area. Welch was
    aware that the documents underlying the present cases had been circulated among the
    inmates, but was unaware of any other incidents regarding inmate medical records in her
    prior 16 years of employment at MCI.
    {¶ 15} Welch also stated that once trash left the pharmacy, it was accessible by any
    inmate. On this last point, ODRC later filed a clarifying or supplemental affidavit by
    Welch contradicting this statement in her deposition and averring that Welch had no
    personal knowledge of trash disposal procedures at the institution beyond her personal
    experience in collecting pharmacy trash and placing it outside the pharmacy door.
    Normally, a party moving for or opposing summary judgment may not create or eliminate
    a genuine issue of material fact by introducing new materials that contradict prior
    deposition testimony. Byrd v. Smith, 
    110 Ohio St. 3d 24
    , 2006-Ohio-3455. As such, we
    would typically consider the contradictory materials in the light most favorable to the
    nonsubmitting party and apply the version of Welch's testimony that least favors ODRC
    when deciding the propriety of summary judgment. However, we find in this case that the
    purported clarification is without impact on our decision because it is already apparent
    Nos. 12AP-755, 12AP-756, 12AP-757, 12AP-758,
    12AP-760, 12AP-761, 12AP-762, 12AP-763, 12AP-764 and 12AP-765                           9
    from the balance of her testimony that Welch had no personal knowledge of the fate of
    pharmacy trash once it left her control. Any deposition comments on her part regarding
    that process would have been disregarded as hearsay even without the benefit of the
    subsequent affidavit.
    {¶ 16} ODRC also submitted in support of summary judgment the affidavit of Alice
    Cain, employed at the time in question as a healthcare administrator at MCI. Cain's
    affidavit avers that pharmacy trash would be disposed of with trash generated elsewhere
    in the healthcare center. This was initially kept in a back hallway to which inmates did
    not have general access. Prison staff would unlock the door accessing this hallway and
    another door leading to an outside dumpster, pursuant to which either prison staff or a
    supervised inmate on janitorial duty (a "porter") would place the bagged trash in a locked
    dumpster.
    {¶ 17} Corrections Officer E. Hermann executed an affidavit averring that, as part
    of his regular duties, he supervised porters taking trash carts to the trash compactor for
    disposal. This affidavit, however, only attests to procedures in place currently, and not
    those in place during June 2011.      The trial court properly disregarded Hermann's
    affidavit.
    {¶ 18} Testimony by two inmates gave conflicting accounts of how the HIV-
    positive and chronic care lists came into the possession of inmates for subsequent
    distribution in the general inmate population. Inmate Kenneth Kirks testified that he was
    an inmate at MCI from 2006 and incarcerated there in June 2011. At that time, Kirks was
    employed as an inmate kitchen worker. His duties included cleaning up an area by the
    loading dock and dumpsters. As he was sweeping up this area one day, he saw some
    papers under the dumpsters and blew them out with a leaf blower. These were the
    pharmacy documents, and he showed them to a fellow inmate, Phillip Kukla, who also
    worked in the kitchen. Kirks made copies of the documents in the kitchen and in some
    indeterminate or unspecified manner made those copies accessible to the general inmate
    population.
    {¶ 19} Inmate Kukla gave a differing account of how Kirks obtained the lists.
    Kukla testified that, despite Kirks' assertions, Kukla had never possessed the treatment
    lists. Kukla's version was that he and Kirks were not cleaning the dumpster area when
    Nos. 12AP-755, 12AP-756, 12AP-757, 12AP-758,
    12AP-760, 12AP-761, 12AP-762, 12AP-763, 12AP-764 and 12AP-765                              10
    Kirks found the lists, but were loading food into a freezer truck because the kitchen
    freezers were inoperative. In Kukla's experience, Kirks would take any opportunity he
    could to go through dumpster trash looking for contraband. On this occasion, after
    finding the healthcare lists, Kirks had stated he thought the documents would be a
    valuable source of information with which to blackmail or extort other inmates.
    {¶ 20} Viewing the evidence, where conflicting, in the light most favorable to
    plaintiffs, the question is whether these facts support their claims for unauthorized release
    of medical information or invasion of privacy.          We first consider plaintiffs' non-
    particularized claims for invasion of privacy under unspecified state or federal law.
    {¶ 21} Plaintiffs do not argue any specific federal entitlement applicable to a state
    institution other than a general constitutional claim, over which the Court of Claims
    would not have jurisdiction. Bleicher v. Univ. of Cincinnati College of Medicine, 78 Ohio
    App.3d 302, 307 (10th Dist.1992). The Court of Claims properly concluded that it lacked
    jurisdiction over these claims. Having so concluded, however, the court then improperly
    went on to exercise de facto jurisdiction over the claims by granting summary judgment
    thereon.
    {¶ 22} Because a grant of summary judgment is a disposition on the merits, it is
    inconsistent with a lack of jurisdiction in the court issuing such a judgment. Kinney v.
    Ohio Dept. of Adm. Servs., 
    30 Ohio App. 3d 123
    (10th Dist.1986). This principle prevents
    a court lacking subject-matter jurisdiction from entering a judgment on the merits that
    would stand as res judicata. Once it decided that it lacked jurisdiction over this aspect of
    the inmates' complaints, the only course open to the Court of Claims was to dismiss these
    claims without prejudice. The trial court's judgments will be reversed on this point, and
    remanded for the Court of Claims to modify its judgments accordingly.
    {¶ 23} We next turn to plaintiffs' claims for unauthorized release of medical
    information under Biddle. The first defense raised by ODRC is an assertion of
    discretionary immunity.
    {¶ 24} Under the judicially-created doctrine of discretionary immunity, ODRC is
    generally immune from tort liability for decisions related to policies and procedures.
    Hughes v. Ohio Dept. of Rehab. & Corr., 10th Dist. No. 09AP-1052, 2010-Ohio-4736. The
    state cannot be sued for its legislative or judicial functions or the exercise of an executive
    Nos. 12AP-755, 12AP-756, 12AP-757, 12AP-758,
    12AP-760, 12AP-761, 12AP-762, 12AP-763, 12AP-764 and 12AP-765                                11
    or planning function involving "the making of a basic policy decision which is
    characterized by the exercise of a high degree of official judgment or discretion."
    Reynolds v. State, Div. of Parole & Community Servs., 
    14 Ohio St. 3d 68
    , 70 (1984). The
    doctrine of discretionary immunity has been applied where appropriate to policies and
    procedures that preserve internal order and maintain institutional security in the penal
    system. Hughes at ¶ 17, citing Bell v. Wolfish, 
    441 U.S. 520
    , 547-48 (1979).
    {¶ 25} This court has clearly rejected instances in which the claimed discretionary
    immunity applies to mere execution or implementation of policy decisions. See, e.g.,
    Franks v. Ohio Dept. of Rehab. & Corr., 
    195 Ohio App. 3d 114
    , 2011-Ohio-2048, ¶ 14 (10th
    Dist.).    The present case, however, does, in fact, fall under discretionary immunity
    because the institution's fundamental choice at an executive level to implement, or as the
    case may be not implement, a more comprehensive medical trash disposal policy
    constitutes a basic planning function and characterized by the exercise of a high degree of
    official judgment or discretion. It is uncontroverted in the present case that Welch was
    following established prison custom, even in the absence of an explicit written procedure,
    when she disposed of trash as she did. Similarly, institutional policy regarding inmate
    participation in disposal of trash, and as a result some supervised access to the dumpster
    area, represented a discretionary planning function. There is no assertion of specific
    negligence on Welch's part, or any other specific institutional staff member.
    Comprehensively stated, in this instance institutional policy was strictly followed, albeit
    with bad results. We therefore find that plaintiffs' claims are barred by the doctrine of
    discretionary immunity.
    {¶ 26} Alternatively, we find that plaintiffs have failed to present evidence on each
    and every element of their tort claim.           Ohio recognizes the independent tort of
    unauthorized disclosure of confidential medical information: "In Ohio, an independent
    tort exists for the unauthorized, unprivileged disclosure to a third party of nonpublic
    medical information that a physician or hospital has learned within a physician-patient
    relationship."     Biddle at paragraph one of the syllabus; compare Roe v. Planned
    Parenthood Southwest Ohio Region, 
    122 Ohio St. 3d 399
    , 2009-Ohio-2973; OhioHealth
    Corp. v. Ryan, 10th Dist. No. 10AP-937, 2012-Ohio-60. The issue in the present case is
    whether an imperfect method for disposal of MCI medical facility trash is enough to fulfill
    Nos. 12AP-755, 12AP-756, 12AP-757, 12AP-758,
    12AP-760, 12AP-761, 12AP-762, 12AP-763, 12AP-764 and 12AP-765                             12
    the "unauthorized" element of this tort, or whether, to the contrary, the disclosure of
    confidential medical information must be intentional, as ODRC alleges.
    {¶ 27} Ohio cases do not further develop what would constitute "unauthorized
    disclosure" pursuant to Biddle. Plaintiffs rely on a federal case discussing privacy rights
    created pursuant to statute. Beaven v. U.S. Dept. of Justice, 
    622 F.3d 540
    (6th Cir.2010)
    (discussing and applying 5 U.S.C. 552a(g)(4) of the Federal Privacy Act). The act in
    question prohibits disclosure of, inter alia, medical information, and provides heightened
    penalties when the disclosure is "intentional or willful." 5 U.S.C. 552a(b) and 552a(g)(4).
    In Beaven, a staff member inadvertently left a file folder containing sensitive staff
    information on a civilian employee's desk. The information then fell into the hands of
    inmates. The issue was whether an inadvertent disclosure could be "intentional or willful"
    within the meaning of the statute. The court found that it could.
    {¶ 28} While we do not disagree with the proposition that Beaven can provide
    useful guidance by analogy, the statutorily-defined right to privacy examined therein does
    not extend rights that are co-extensive with those granted by the common-law tort
    definition in Ohio.
    {¶ 29} Biddle itself is certainly premised on facts that involved a deliberate and
    intentional disclosure, but in creating this new tort under Ohio law, the Supreme Court
    relied on some authorities involving negligence fact patterns. 
    Id. at 397;
    see, e.g., Prince
    v. St. Francis-St. George Hosp., Inc., 
    20 Ohio App. 3d 4
    , 6-7 (1985) ("We believe that in
    given factual situations there could well be mixed negligence and intention. We do not
    elaborate on this point, nor is it necessary for us to do so. * * * It seems to us that a
    negligent invasion of the right of privacy, which is a distinct possibility in the factual
    scenario sub judice, can just as effectively invade one's right of privacy as an intention to
    do so."). We are therefore unwilling to accept ODRC's proposal that "unauthorized"
    disclosure under Biddle equates to "intentional" disclosure.          Ultimately, however,
    considering the matter as one of first impression, we find that under the circumstances
    outlined in the facts given above, supervised inmate access to trash containing
    unshredded medical documents does not constitute "disclosure" for purposes of the tort
    of unauthorized disclosure of medical information as defined by Biddle.
    Nos. 12AP-755, 12AP-756, 12AP-757, 12AP-758,
    12AP-760, 12AP-761, 12AP-762, 12AP-763, 12AP-764 and 12AP-765                              13
    {¶ 30} In so holding, we acknowledge counsel for plaintiffs' expressed concern that
    the prison environment presents special problems with respect to safeguarding medical
    information. Given the known propensity of some inmates to ingeniously and maliciously
    exploit any opportunity for leverage over staff or fellow inmates, this is undeniable. We do
    not accept, however, counsel's outcome-based proposition that any institutional failure to
    fully anticipate and forestall this sort of inmate conduct represents actionable conduct
    under Biddle. Without precluding that an inadvertent disclosure might, under different
    facts, fulfill the elements of Biddle, the present case does not.
    {¶ 31} Plaintiffs' first, third, fourth, and fifth assignments of error are accordingly
    sustained in part and overruled in part.
    {¶ 32} In summary, plaintiffs' second assignment of error is sustained. Plaintiffs'
    first, third, fourth, fifth, and sixth assignments of error are sustained in part and
    overruled in part. The judgments of the Court of Claims of Ohio granting summary
    judgment in favor of ODRC on plaintiffs' claims for unauthorized disclosure of medical
    information are affirmed. The court of claims' grant of summary judgment on plaintiffs'
    remaining claims is reversed, and the matter remanded to modify its judgments to reflect
    a dismissal of these claims for lack of jurisdiction.
    Judgments affirmed in part,
    reversed in part, and cause remanded.
    KLATT, P.J., and SADLER, J., concur.
    VUKOVICH, J., of the Seventh Appellate District, sitting by
    assignment in the Tenth Appellate District.
    

Document Info

Docket Number: 12AP-755, 12AP-756, 12AP-757, 12AP-758, 12AP-760, 12AP-761, 12AP-762, 12AP-763, 12AP-764, 12AP-765

Citation Numbers: 2013 Ohio 4383

Judges: Vukovich

Filed Date: 10/3/2013

Precedential Status: Precedential

Modified Date: 10/30/2014