State v. Pollock , 2017 Ohio 91 ( 2017 )

[Cite as State v. Pollock, 2017-Ohio-91.]
Court of Appeals of Ohio
EIGHTH APPELLATE DISTRICT
COUNTY OF CUYAHOGA
JOURNAL ENTRY AND OPINION
No. 104161
STATE OF OHIO
PLAINTIFF-APPELLEE
vs.
WALTER POLLOCK
DEFENDANT-APPELLANT
JUDGMENT:
AFFIRMED
Criminal Appeal from the
Cuyahoga County Court of Common Pleas
Case No. CR-15-597896-A
BEFORE: Jones, P.J., Boyle, J., and Laster Mays, J.
RELEASED AND JOURNALIZED: January 12, 2017
ATTORNEY FOR APPELLANT
Russell S. Bensing
1460 East 9th Street, Suite 600
Cleveland, Ohio 44114
ATTORNEYS FOR APPELLEE
Michael C. O’Malley
Cuyahoga County Prosecutor
BY: Edward D. Brydle
Brett Hammond
Assistant County Prosecutors
The Justice Center, 9th Floor
1200 Ontario Street
Cleveland, Ohio 44113
LARRY A. JONES, SR., P.J.:
{¶1} Defendant-appellant Walter Pollock appeals his convictions on 27 felony
counts of pandering obscenity, which were rendered after a jury trial. We affirm.
{¶2} Pollack was charged in August 2015 with 52 crimes related to three victims:
L.T., P.A., and C.B. The victims, as well as Pollock, worked for the Defense Finance
Accounting Service (“DFAS”), which was located in the federal building in downtown
Cleveland. In addition to pandering obscenity, Pollock was also convicted on numerous
counts of menacing by stalking, telecommunications harassment, and public indecency.1
He was sentenced to six months in jail, two years of community control sanctions, and
was labeled as a tier 1 sex offender.
Trial Testimony
L. T.
{¶3} L.T., a systems analyst for DFAS, never worked directly with Pollock.
Rather, she became acquainted with him on her commute into work. Specifically, she
would drive to a rapid station near her home, take the rapid to Tower City in downtown
Cleveland, and walk from Tower City to the DFAS building. Pollock also rode the same
rapid train as L.T. The two would not communicate on the train, but during her walk to
work, L.T. would also see Pollock walking to work, and one day in the summer of 2011,
the two started walking together and talking. L.T. testified that they mainly talked about
1
Of the 52 indicted counts, two counts were dismissed pursuant to a Crim.R. 29 motion, and
the jury acquitted Pollock on three counts.
church and the bible. In the fall of 2011, Pollack started emailing L.T. daily devotionals
and jokes to her work email address.
{¶4} In February 2012, Pollock’s conversation with L.T. changed, however. He
told her that young girls at the mall aroused him. L.T. changed the conversation, hoping
that it was an anomaly, but Pollock went on to tell her that walking with her also made
him feel aroused. L.T. testified that she was frightened and confused. She told Pollock
that she did not intend to lead him on, she did not have romantic feelings for him, and the
topic of conversation was uncomfortable.
{¶5} But Pollock continued with his behavior toward L.T., and in March 2012, he
sent her an email informing her that he had erectile dysfunction and he was going to the
doctor. L.T. sent Pollock two emails, dated March 16, 2012 and April 2, 2012, telling
him to stop talking to and emailing her. She stopped responding to his emails and
avoided him on the rapid and walk to work.
{¶6} Pollock, however, did not leave L.T. alone. He started parking at the same
rapid station lot as her, which he had previously not done. In December 2012, he sent
her a Christmas card to her home; L.T. testified that she had never given Pollock her
home address and was not listed in the phone book.
{¶7} In December 2013, Pollock sent L.T. a nude photograph of himself with an
email describing sex acts he wanted to do to her. He sent another email with a nude
photograph in April 2014. Shocked and fearful, L.T. reported the emails. Inspector
Christopher Kiah (“Inspector Kiah”) of the Department of Homeland Security’s Federal
Protective Service was assigned to investigate, and placed a block on L.T.’s email to
prevent more emails from Pollock. Pollock continued to email her, however, using other
email addresses.
P. A.
{¶8} P.A., who worked as an information technology specialist for DFAS, also did
not work directly with Pollock; rather, her office was located close to Pollock’s cubicle.
She would engage in casual, brief conversations with him, usually about activities in the
city and the weather.
{¶9} In November 2012, P.A. began receiving emails from Pollock. At that time,
he was no longer at DFAS because he had been fired. In his first email, Pollock
complained that he no longer had a job and did not know why. P.A. did not reply, but
she continued to get emails from Pollock, the topics of which were religion, inspiration,
or his job search; she continued to ignore the emails and did not reply.
{¶10} In May 2014, P.A. began receiving inappropriate emails from Pollock as
well; the emails contained nude pictures of Pollock. P.A. reported the emails and was
put in contact with Inspector Kiah. From that point, P.A. would forward any emails she
received from Pollock to Inspector Kiah without opening the attachments.
C. B.
{¶11} C.B. worked as a technical team leader for the integrated garnishment
system at DFAS, and on the same floor as Pollock, nearby where he worked. She did
not have regular daily contact with Pollock, but any issues she had with the application
she worked on had to be brought to Pollock’s attention because he maintained the server
that the application ran on. Pollock would send C.B. frequent emails relating to current
events and work-related material.
{¶12} After he was fired from DFAS, Pollock eventually got a job at NASA. He
then started sending nude emails of himself to C.B. C.B. told him to leave her alone,
and immediately reported the situation. She was put in touch with Inspector Kiah and
any future emails she received from Pollock she forwarded to Inspector Kiah.
The Photographs
{¶13} Inspector Kiah collected approximately 200 emails sent by Pollock to L.T.,
P.A., and C.B. The photos of Pollock, which were admitted into evidence, showed him
in his home, his NASA cubicle, and public spaces, mostly the Cleveland Metroparks.
The majority of the photos showed Pollock holding his penis and/or testicles with his
hand or palm. Of those photos, one included what appeared to be semen and for one he
described that he was “pumping.” Five other photos showed Pollock ejaculating. And
two other photos showed Pollock masturbating — one with an electric toothbrush and the
other with him wearing a set of headphones with the jack “plugged into” his penis.
Some of the subject lines and/or the text of the emails contained lewd language and/or
sexual innuendo. All three women testified that they were disgusted, shocked, and
even fearful of Pollock because of these incidents.
{¶14} On this evidence, the jury convicted Pollock of 27 felony counts of
pandering obscenity, and numerous counts of menacing by stalking, telecommunications
harassment, and public indecency. He now appeals, solely challenging the pandering
convictions in the following assignment of error:
The trial court erred in entering a conviction for pandering obscenity, in
derogation of defendant’s rights to due process of law, as protected by the
Fifth and Fourteenth Amendments to the United States Constitution, and
Article I, Section 14 of the Ohio Constitution, because such conviction was
supported by insufficient evidence.
Law and Analysis
{¶15} Pollock contends that the evidence was insufficient to support the pandering
obscenity because the subject images were not obscene. For the reasons that follow, we
disagree.
{¶16} Sufficiency is a test of adequacy. Whether the evidence is legally
sufficient to sustain a verdict is a question of law. State v. Thompkins, 78 Ohio St. 3d
380, 386, 678 N.E.2d 541 (1997). When reviewing the sufficiency of the evidence to
support a criminal conviction, an appellate court examines the evidence admitted at trial
to determine whether such evidence, if believed, would convince the average mind of the
defendant’s guilt beyond a reasonable doubt. The relevant inquiry is whether, after
viewing the evidence in a light most favorable to the prosecution, any rational trier of fact
could have found the essential elements of the crime proven beyond a reasonable doubt.
State v. Jenks, 61 Ohio St. 3d 259, 574 N.E.2d 492 (1991), paragraph two of the syllabus.
{¶17} Further, because Pollock has raised a First Amendment challenge, we
must conduct an independent review of the record * * * “to be sure that the
speech in question actually falls within the unprotected category and to
confine the perimeters of any unprotected category within acceptably
narrow limits in an effort to ensure that protected expression will not be
inhibited.”
Urbana ex rel. Newlin v. Downing, 43 Ohio St. 3d 109, 115, 539 N.E.2d 140 (1989),
quoting Bose Corp. v. Consumers Union, 466 U.S. 485, 505, 104 S. Ct. 1949, 80 L. Ed. 2d
502 (1984).
{¶18} Pollock was convicted of pandering obscenity under R.C. 2907.32(A)(2),
which provides as follows:
No person, with knowledge of the character of the material or performance
involved, shall * * * [p]romote or advertise for sale, delivery, or
dissemination; sell, deliver, publicly disseminate, publicly display, exhibit,
present, rent, or provide; or offer or agree to sell, deliver, publicly
disseminate, publicly display, exhibit, present, rent, or provide, any obscene
material.
{¶19} Obscenity is governed by R.C. 2907.01(F) as follows:
(F) When considered as a whole, and judged with reference to ordinary
adults or, if it is designed for sexual deviates or other specially susceptible
group, judged with reference to that group, any material or performance is
“obscene” if any of the following apply:
(1) Its dominant appeal is to prurient interest;
(2) Its dominant tendency is to arouse lust by displaying or depicting
sexual activity, masturbation, sexual excitement, or nudity in a way that
tends to represent human beings as mere objects of sexual appetite;
(3) Its dominant tendency is to arouse lust by displaying or depicting
bestiality or extreme or bizarre violence, cruelty, or brutality;
(4) Its dominant tendency is to appeal to scatological interest by
displaying or depicting human bodily functions of elimination in a way that
inspires disgust or revulsion in persons with ordinary sensibilities, without
serving any genuine scientific, educational, sociological, moral, or artistic
purpose;
(5) It contains a series of displays or descriptions of sexual activity,
masturbation, sexual excitement, nudity, bestiality, extreme or bizarre
violence, cruelty, or brutality, or human bodily functions of elimination, the
cumulative effect of which is a dominant tendency to appeal to prurient or
scatological interest, when the appeal to such an interest is primarily for its
own sake or for commercial exploitation, rather than primarily for a genuine
scientific, educational, sociological, moral, or artistic purpose.
{¶20} However, Pollock contends that we are bound by the requirements for proof
of obscenity set forth by the United States Supreme Court in Miller v. California, 413
U.S. 15, 93 S. Ct. 2697, 37 L. Ed. 2d 419 (1973). The Supreme Court discussed the
requirements as follows:
We acknowledge * * * the inherent dangers of undertaking to regulate any
form of expression. State statutes designed to regulate obscene materials
must be carefully limited. As a result, we now confine the permissible
scope of such regulation to works which depict or describe sexual conduct.
That conduct must be specifically defined by the applicable state law, as
written or authoritatively construed. A state offense must also be limited
to works which, taken as a whole, appeal to the prurient interest in sex,
which portray sexual conduct in a patently offensive way, and which, taken
as a whole, do not have serious literary, artistic, political, or scientific value.
The basic guidelines for the trier of fact must be: (a) whether “the average
person, applying contemporary community standards” would find that the
work, taken as a whole, appeals to the prurient interest; (b) whether the
work depicts or describes, in a patently offensive way, sexual conduct
specifically defined by the applicable state law; and (c) whether the work,
taken as a whole, lacks serious literary, artistic, political, or scientific value.
(Emphasis added. Citations omitted.) Id. at 23-24.
{¶21} Pollock contends that the materials at issue here were not obscene because
they do not meet the definition of “sexual conduct” which is defined under R.C.
2907.01(A) as follows:
Vaginal intercourse between a male and female; anal intercourse, fellatio,
and cunnilingus between persons regardless of sex; and, without privilege
to do so, the insertion, however slight, of any part of the body or any
instrument, apparatus, or other object into the vaginal or anal opening of
another. Penetration, however slight, is sufficient to complete vaginal or
anal intercourse.
{¶22} The Ohio Supreme Court has addressed how R.C. 2907.01(A) and the
Miller test interact in Newlin, 43 Ohio St. 3d 115, 539 N.E.2d 140 (1989), and State v.
Burgun, 56 Ohio St. 2d 354, 384 N.E.2d 255 (1978). Specifically, the court directed that
we must first examine whether the material depicts or describes sexual conduct, as
defined by state law, in a patently offensive way. Newlin at id. Second, we must
determine whether the average person, applying contemporary community standards,
would find the material, taken as a whole, to appeal to the prurient interest. Id.
Finally, we examine whether a reasonable person would find that the material, taken as a
whole, lacks serious literary, artistic, political, or scientific value. Id. We consider
each in turn.
Whether the Photos Constituted Sexual Conduct in a Patently Offensive Manner
{¶23} In Newlin, the Ohio Supreme Court noted that the Miller court gave the
following two examples of what could constitute sexual conduct:
(a) Patently offensive representations or descriptions of ultimate sexual acts,
normal or perverted, actual or simulated.
(b) Patently offensive representations or descriptions of masturbation,
excretory functions and lewd exhibition of the genitals.
Newlin at 115-116, citing Miller at 25.
{¶24} Thus, in a prosecution for pandering obscenity, with the Miller test
incorporated, the state must prove the following:
(a) The material depicts conduct which is sexual; that is, it depicts vaginal
intercourse or any of the other explicit examples expressly set forth in the
definition of sexual conduct in section 2907.01(A), or any of the two
examples of such conduct described in Miller;
(b) the sexual conduct depicted is obscene, as that term is expressly defined
in section 2907.01(F)(1)-(5); and
(c) the material meets the three guidelines of Miller, in that (1) when taken
as a whole and applying contemporary community standards, it appeals to
the prurient interests of the average person; (2) it depicts or describes, in a
patently offensive way, the sexual conduct specifically defined in section
2907.01(A) or the examples of Miller; and (3) taken as a whole, it lacks
serious literary, artistic, political, or scientific value.
(Emphasis added.) Burgun at 361.
{¶25} We agree with Pollock that the photos at issue here do not fall into the
definition of “sexual conduct” under R.C. 2907.01(A). But, as the above demonstrates,
the two examples mentioned in Miller also constitute sexual conduct.
{¶26} The second example could apply here; that is, that the photos Pollock sent to
the three women depicted “representations or descriptions of masturbation, * * * and
lewd exhibition of the genitals.” But we have to consider whether they were “patently
offensive.” What is “patently offensive” is generally a question of fact. Miller at 30.
Pollock contends that to be “patently offensive” the photos must have depicted “hard
core” sexual conduct, which they did not. It has been held, however, that even if the
depiction of the sexual conduct is of a “passive nature,” as opposed to a “hard core
nature” that “does not mean that these [materials] cannot be characterized as obscene
under the proper factual circumstances.” State v. Brooks, 21 Ohio App. 3d 47, 51, 486
N.E.2d 135 (11th Dist. 1984).
{¶27} For example, it has been held that the “lewd display of the genitals in the
state of sexual excitement or in the state of nudity could be considered obviously
offensive to adults with ordinary sensibilities.” Columbus v. Shover, 10th Dist. Franklin
No. 78AP-58, 1978 Ohio App. LEXIS 10288, *8 (Dec. 28, 1978).
{¶28} We find this case to be a circumstance where the photos were obscene.
The women testified that they were “shocked” and “disgusted” by them, and even before
Pollock started sending the photos to the women, L.T. told him that she was
uncomfortable with his conversations about sex and rebuked him. Further, the photos
were sent in emails, either as attachments or in the body of the emails, and contained lewd
language and/or sexual innuendo either in the subject lines or the texts of the emails.
Moreover, all the emails were sent to the women’s work emails at the federal
government, a circumstance that makes the photos even more offensive.
{¶29} There therefore was sufficient evidence that the photos constituted sexual
conduct in a patently offensive way.
Whether the Average Person Applying Contemporary Community Standards
Would Find the Photos, Taken as a Whole to Appeal to the Prurient Interest
{¶30} For purposes of the Miller test, the average person is “one with average sex
instincts.” Newlin at 112, citing Volanski v. United States, 246 F.2d 842, 844 (6th
Cir.1957). We are not free to impose our own personal standards regarding obscenity
and, therefore, it is the role of the jury to “gauge the reaction of the community * * * as if
the ‘average person’ viewed the material.” State v. Jenkins, 1st Dist. Hamilton No.
C-040111, 2004-Ohio-713, ¶ 46, citing Newlin at 113.
{¶31} In regard to “prurient interest,” it has been held that a prurient interest is not
the same as a candid, normal, or healthy interest in sex, rather it is a “‘shameful or morbid
interest in nudity, sex, or excretion [which] goes substantially beyond customary limits of
candor in description or representation of such matters.’” Newlin at 116, citing Roth v.
United States, 354 U.S. 476, 487, 77 S. Ct. 1304, 1 L. Ed. 2d 1498 (1957), fn. 20.
{¶32} In reviewing the materials here as a whole, we find that there was sufficient
evidence that the average person applying contemporary community standards would find
the photos appealed to the prurient interest. In his commentary included with the
photos, Pollock often made crude remarks, and referenced the risk he was taking of
shooting himself nude at work and in the park.
Whether a reasonable person would find that the photos, taken as a whole, lacked
serious literary, artistic, political, or scientific value
{¶33} Pollock does not contend that the photos had serious literary, artistic,
political, or scientific value, and our review shows that they did not. There was
sufficient evidence to support the finding that there was no value, as outlined above, in
the photos.
Obscene under R.C. 2907.01(F)(1)-(5)
{¶34} Having found that subsection (a) as set forth in Burgun, 56 Ohio St. 2d 354,
361, 384 N.E.2d 255 (1978) applies, that is that the photos depict conduct that is sexual,
and that subsection (c) applies, that is that the photos meet the three guidelines set forth in
Miller, we finally consider subsection (b): whether the sexual conduct depicted is obscene
as set forth under R.C. 2907.01(F)(1)-(5). We find that subsections (1), (2), and (5)
apply. Those subsections provide that material is obscene if:
(1) Its dominant appeal is to prurient interest;
(2) Its dominant tendency is to arouse lust by displaying or depicting
sexual activity, masturbation, sexual excitement, or nudity in a way that
tends to represent human beings as mere objects of sexual appetite; [or]
***
(5) It contains a series of displays or descriptions of sexual activity,
masturbation, sexual excitement, nudity, bestiality, extreme or bizarre
violence, cruelty, or brutality, or human bodily functions of elimination, the
cumulative effect of which is a dominant tendency to appeal to prurient or
scatological interest, when the appeal to such an interest is primarily for its
own sake or for commercial exploitation, rather than primarily for a genuine
scientific, educational, sociological, moral, or artistic purpose.
{¶35} In light of the above, there was sufficient evidence to support the finding
that the photos were obscene, both under Miller and R.C. 2907.05(F). The pandering
obscencity convictions were therefore supported by sufficient evidence and Pollock’s sole
assignment of error is overruled.
{¶36} Judgment affirmed.
It is ordered that appellee recover of appellant costs herein taxed.
The court finds there were reasonable grounds for this appeal.
It is ordered that a special mandate issue out of this court directing the common
pleas court to carry this judgment into execution. The defendant’s conviction having
been affirmed, any bail pending appeal is terminated. Case remanded to the trial court
for execution of sentence.
A certified copy of this entry shall constitute the mandate pursuant to Rule 27 of
the Rules of Appellate Procedure.
LARRY A. JONES, SR., PRESIDING JUDGE
MARY J. BOYLE, J., and
ANITA LASTER MAYS, J., CONCUR