State v. Carney ( 2019 )

[Cite as State v. Carney, 2019-Ohio-1934.]
IN THE COURT OF APPEALS
TWELFTH APPELLATE DISTRICT OF OHIO
WARREN COUNTY
STATE OF OHIO, :
Appellee, : CASE NO. CA2018-08-102
: OPINION
- vs - 5/20/2019
:
ASHLEY J. CARNEY, :
Appellant. :
CRIMINAL APPEAL FROM WARREN COUNTY COURT OF COMMON PLEAS
Case No. 17CR33089
David P. Fornshell, Warren County Prosecuting Attorney, Kirsten A. Brandt, 520 Justice
Drive, Lebanon, Ohio 45036, for appellee
William F. Oswall, Jr., 119 E. Court Street, Suite 311, Cincinnati, Ohio 45202, for appellant
RINGLAND, J.
{¶ 1} Appellant, Ashley Carney, appeals from the decision of the Warren County
Court of Common Pleas revoking her intervention in lieu of conviction ("ILC") after she was
found guilty of violating the terms and conditions of her ILC. For the reasons detailed below,
we affirm.
{¶ 2} On July 31, 2017, Carney was indicted on three counts for grand theft, forgery,
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and criminal damaging. The charges arose when she presented fraudulent paperwork to
Kings Honda in order to obtain a vehicle. While in possession of the vehicle, Carney caused
extensive interior damage.
{¶ 3} On March 21, 2018, the trial court granted Carney's request for ILC after she
entered a guilty plea to the charges. Therefore, the trial court stayed all further proceedings
and placed her under the general supervision of the Warren County Probation Department
for three years.
{¶ 4} Shortly thereafter, Carney violated the terms of her ILC by failing to attend
scheduled office visits and drug screens. Carney also tested positive for THC when she did
present for a drug screen. At a hearing held on May 3, 2018, Carney waived counsel and
pled guilty to the violations. The trial court entered a guilty finding, but continued ILC with
more restrictive sanctions.
{¶ 5} Carney violated the terms of her ILC several more times in May, June, and July
by failing to report for drug testing, testing positive for THC, and leaving the state of Ohio
without permission. At a hearing on August 7, 2018, Carney again waived counsel and pled
guilty to the violations. The trial court entered another guilty finding, but this time revoked ILC
and sentenced her to jail for 180 days. Carney now appeals, raising a single assignment of
error for review:
{¶ 6} DEFENDANT-APPELLANT'S CONVICTION MUST BE REVERSED BECAUSE
HER WAIVER OF COUNSEL WAS NOT MADE KNOWINGLY, INTELLIGENTLY, AND
VOLUNTARILY.
{¶ 7} In her sole assignment of error, Carney argues that her waiver of counsel at the
August 7 hearing was not knowing, voluntary, and intelligent. In so doing, Carney asserts
that the trial court did not inform her about the penalties for violating ILC or possible defenses
and mitigation that she could have argued. We find Carney's argument lacks merit.
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{¶ 8} The Sixth and Fourteenth Amendments to the United States Constitution
guarantee a criminal defendant the right to represent himself at trial. Faretta v. California,
422 U.S. 806, 95 S. Ct. 2525 (1975), syllabus; State v. Johnson, 112 Ohio St. 3d 210, 2006-
Ohio-6404, ¶ 89. However, the Constitution requires that any waiver of the right to counsel
be knowing, voluntary, and intelligent. State v. Johnson, 12th Dist. Warren No. CA2015-09-
086, 2016-Ohio-7266, ¶ 48. To establish an effective waiver of the right to counsel, "the trial
court must make sufficient inquiry to determine whether [the] defendant fully understands and
intelligently relinquishes that right." State v. Gibson, 45 Ohio St. 2d 366 (1976), paragraph
two of the syllabus.
{¶ 9} "[W]hen a criminal defendant elects to proceed pro se, the trial court must
demonstrate substantial compliance with Crim.R. 44(A) by making sufficient inquiry to
determine whether the defendant fully understood and intelligently relinquished his * * * right
to counsel." State v. Martin, 103 Ohio St. 3d 385, 2004-Ohio-5471, ¶ 39. As the Ohio
Supreme Court has noted, there is not a "prescribed formula or script to be read to a
defendant who states that he elects to proceed without counsel." Johnson, 2006-Ohio-6404
at ¶ 101. Rather, "[t]he information a defendant must possess in order to make an intelligent
election * * * will depend on a range of case-specific factors, including the defendant's
education or sophistication, the complex or easily grasped nature of the charge, and the
stage of the proceeding." Id. Further, a waiver of the right to counsel should be made "with
an apprehension of the nature of the charges, the statutory offenses included within them,
the range of allowable punishments thereunder, possible defenses of the charges and
circumstances in mitigation thereof, and all other facts essential to a broad understanding of
the whole matter." Johnson, 2016-Ohio-7266 at ¶ 48.
{¶ 10} As this court has previously stated, "the sufficiency of the trial court's inquiry will
depend on the totality of the circumstances." State v. Edmonds, 12th Dist. Warren No.
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CA2014-03-045, 2015-Ohio-2733, ¶ 26. There is no specific list of information a trial court
must convey to a defendant. Id. at ¶ 26. As long as the totality of the circumstances
demonstrates a defendant had sufficient understanding of the case and the consequences of
self-representation, a defendant's waiver of counsel will be found to be knowingly,
intelligently, and voluntarily made. Id. at ¶ 31.
{¶ 11} In the present case, Carney advised the trial court that she did not want to be
represented by counsel at the August 7 hearing and that she wished to waive her right to
counsel. The trial court explained to her the violations that were charged and that she had
the right to counsel and counsel would be appointed if she could not afford to hire an
attorney. Before accepting Carney's waiver of counsel, the trial court ensured that she was
making the choice to represent herself knowingly, voluntarily, and intelligently. The trial court
also confirmed that Carney had read, understood, and signed the written waiver, which
stated:
I hereby acknowledge that I have been advised, in open court, of
my right to be represented by a lawyer. I understand that if I am
unable to afford an attorney, one will be assigned by the Court at
no cost to me.
I have further been advised that by representing myself, I may be
hurting my case. I understand the State of Ohio will be
represented by an experienced attorney, and I will be held to the
same standards as an attorney. I acknowledge I will be required
to follow the rules regarding evidence and procedure. My lack of
knowledge of evidentiary and procedural matters will not prevent
the Court from enforcing those rules and may result in certain
issues being waived on appeal. The Court cannot and will not
assist me if I have difficulty in presenting my case.
I also understand that the right of self-representation is not a
license to abuse the dignity of the courtroom, and if there is a
disruption of the trial, my right to represent myself may be
vacated. I acknowledge that I will not be able to appeal on the
grounds that my self-representation was not effective.
No promises or threats have been made to force me to waive my
right to counsel against my will.
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I understand the nature of the charges against me, the possible
defenses and the possible penalties that accompany the charges
against me.
I acknowledge that I do not suffer from any physical or mental
disease or disability that interferes with my ability to represent
myself. I am not under the influence of any drugs or alcohol.
By signing this waiver, I knowingly, intelligently and voluntarily
waive the right to be represented by an attorney, or to have one
assigned to me by the Court.
I wish to go forward in this proceeding without the assistance of
an attorney.
{¶ 12} Carney argues on appeal that her waiver was not valid because the trial court
"did not specifically tell her that a guilty finding had the potential of a felony conviction; did not
tell her that sufficient mitigation could cause the trial court to continue her on intervention
status, as opposed to terminating it and entering a finding of guilty; and did not advise her of
the potential sentence upon a finding of guilty of the violation, termination of intervention
status, and imposition of sentence." However, as noted above, there is not a list of
information or a proscribed formula or script that must be provided to a defendant. Edmonds,
2015-Ohio-2733 at ¶ 26. Rather, a defendant must be "made aware of the dangers and
disadvantages of self-representation, so that the record will establish that 'he knows what he
is doing and his choice is made with eyes open.'" Faretta, 422 U.S. at 835, quoting Adams v.
United States ex rel. McCann, 317 U.S. 269, 279, 63 S. Ct. 236 (1942).
{¶ 13} The record further establishes that Carney knew of the issues she now
complains of on appeal. Carney was a 30-year-old with a college education who had
previously represented herself in the same type of proceeding. On May 3, 2018, Carney
waived counsel and represented herself. Just as in the subsequent August 7 hearing, the
trial court informed Carney of her right to counsel and she read and signed a written waiver of
counsel. Furthermore, when the trial court granted ILC, it specifically informed her of the ILC
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program and the consequences for violating the conditions of ILC. The trial court stated:
I will accept your plea, but I won't make any finding of guilt on
your plea. Instead, I'm going to place you into our ILC program
where you're going to be ordered to comply with rules and
undergo treatment. And so long as you do everything that you're
required to do, then the disposition of this case is going to end
with no finding of guilt and the case - - and the charges against
you would be dismissed. However, if you break the rules, if you
start using illegal drugs or you don't comply with the treatment
program that's outlined for you in the assessment, then I will be
free to make a finding of guilty, based upon your plea, and
sentence you accordingly.
The trial court then explained to her the charges she faced, specifying the charge and degree
of offense, along with the maximum penalties for those offenses.
{¶ 14} The trial court also repeatedly advised Carney of the consequences of violating
ILC throughout the pendency of this matter. At a March 27 hearing, the trial court stated "I
want you to be successful in this. I want you to get off ILC, okay? * * * I don't want you to
have a felony conviction on your record." At a July 18 hearing, the trial court stated, "I've
been very, very patient with you. I have revoked ILC for less than what you have done. I
don't want to do that to you. I want you to walk away from this with no felony conviction. I
think that would be better for you at your age not to have a felony conviction." The trial court
also advised "[t]he alternative is that I revoke your ILC and I sentence you to prison * * *.
Either you follow the rules * * * or you will be convicted and you will be punished. I will
sentence you." Carney's awareness of the situation was further evidenced during the final
August 7 hearing where she acknowledged, "I need this ILC program so that I can make
better of myself, make something of myself. With a felony on my record, I'm definitely - - I'm
going to be held back."
{¶ 15} Following review of the record, we find that the trial court reasonably
determined Carney had sufficient understanding of the case and the consequences of self-
representation to make her waiver of counsel voluntary, knowing, and intelligent. As a result,
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Carney's sole assignment of error is overruled.
{¶ 16} Judgment affirmed.
HENDRICKSON, P.J., and PIPER, J., concur.
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