Lingenfelter v. Lingenfelter ( 2017 )

[Cite as Lingenfelter v. Lingenfelter, 2017-Ohio-235.]
STATE OF OHIO ) IN THE COURT OF APPEALS
)ss: NINTH JUDICIAL DISTRICT
COUNTY OF WAYNE )
JASON LINGENFELTER C.A. No. 15AP0062
Appellee
v. APPEAL FROM JUDGMENT
ENTERED IN THE
NICHOLE LINGENFELTER COURT OF COMMON PLEAS
COUNTY OF WAYNE, OHIO
Appellant CASE No. 12-DR-0288
DECISION AND JOURNAL ENTRY
Dated: January 23, 2017
WHITMORE, Judge.
{¶1} Defendant-Appellant, Nichole Lingenfelter (“Wife”), appeals from the judgment
of the Wayne County Court of Common Pleas, Domestic Relations Division. This Court
reverses.
I
{¶2} Wife and Plaintiff-Appellee, Jason Lingenfelter (“Husband”), married in April
2000 and had two children during their marriage. In June 2012, Husband filed a complaint for
divorce. The parties were able to stipulate to a number of items, but could not agree on others
such as the amount of equity in their home, if any, the allocation of certain debts, and whether
either party should receive spousal and/or child support. A magistrate presided over the parties’
divorce hearing on two separate days: July 30, 2013, and October 10, 2013.
{¶3} At the conclusion of the first day’s hearing, the magistrate indicated that he
wished to speak strictly to the attorneys. A discussion then took place, during which the
2
magistrate asked the attorneys about their settlement negotiations. Near the end of the
discussion, the magistrate informed the attorneys that he had known Husband’s parents for 35
years and that his former secretary was a member of their family. Shortly thereafter, one of the
attorneys alerted the magistrate that their conversation was still being recorded. The transcribed
conversation then ended.
{¶4} Following the second day of the divorce hearing, the magistrate issued his
decision, and the trial court entered judgment upon it. Wife filed objections to the magistrate’s
decision and, after securing a transcript of the proceedings, also filed a motion to disqualify the
magistrate. She argued that the trial court should disqualify the magistrate and set the matter for
a new hearing because the magistrate had failed to make a timely disclosure on the record of his
relationship with Husband’s family. Husband filed a brief in opposition to Wife’s motion to
disqualify as well as her objections. Without holding a hearing, the trial court overruled Wife’s
objections and denied her motion to disqualify.
{¶5} Wife appealed from the trial court’s judgment against her and, on appeal,
challenged its ruling on her motion to disqualify. See Lingenfelter v. Lingenfelter, 9th Dist.
Wayne No. 14AP0005, 2015-Ohio-4002, ¶ 8-18. We determined that the trial court abused its
discretion by denying Wife’s motion to disqualify without first holding a hearing. Id. at ¶ 17.
Consequently, we remanded the matter for the court to hold a hearing on Wife’s motion. Id.
{¶6} On remand, the court conducted a hearing on Wife’s motion to disqualify. Wife,
Husband, and the magistrate who presided over their divorce hearing all testified before the
court. The court then took the matter under advisement and, subsequently, denied Wife’s motion
to disqualify.
3
{¶7} Wife now appeals from the court’s denial of her motion to disqualify as well as its
underlying judgment of divorce. She raises four assignments of error for our review. For ease of
analysis, we consolidate several of her assignments of error.
II
Assignment of Error Number One
THE TRIAL COURT ABUSED ITS DISCRETION AND ERRED AS A
MATTER OF LAW WHEN THE TRIAL COURT OVERRULED THE
APPELLANT’S MOTION TO DISQUALIFY THE MAGISTRATE.
{¶8} In her first assignment of error, Wife argues that the trial court abused its
discretion by denying her motion to disqualify the magistrate who presided over the parties’
divorce hearing. She argues that disqualification was warranted because, under these particular
facts and circumstances, there was an appearance of impropriety on the part of the magistrate.
We agree.
{¶9} “Magistrates are judges within the meaning of the Judicial Code of Conduct.”
Lingenfelter, 2015-Ohio-4002, at ¶ 9. Although this Court generally cannot review allegations
of judicial misconduct, we “can review properly raised challenges to a magistrate’s impartiality.”
Id. at ¶ 10. The Civil Rules allow a party to file a motion to disqualify a magistrate “for bias or
other cause.” Civ.R. 53(D)(6). The trial court then may exercise its discretion to determine
whether disqualification is warranted. Id. Accord State ex rel. Williams v. Sieve, 130 Ohio St.3d
207, 2011-Ohio-5258, ¶ 1. This Court reviews a trial court’s disqualification decision for an
abuse of discretion. See Lingenfelter at ¶ 10. An abuse of discretion implies that the trial court
was unreasonable, arbitrary, or unconscionable in its ruling. Blakemore v. Blakemore, 5 Ohio
St.3d 217, 219 (1983).
{¶10} As we outlined in the prior appeal in this matter,
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“[a]n independent, fair, and impartial judiciary is indispensable to our system of
justice. The United States legal system is based upon the principle that an
independent, impartial, and competent judiciary, composed of men and women of
integrity, will interpret and apply the law that governs our society. Thus, the
judiciary plays a central role in preserving the principles of justice and the rule of
law.” Preamble of the Code of Judicial Conduct. With respect to judicial
disqualification, the Supreme Court of Ohio has stated that “‘[p]reservation of
public confidence in the integrity of the judicial system is vitally important,’ and
‘[a]n appearance of bias can be just as damaging to public confidence as actual
bias.’” In re Disqualification of Burge, 138 Ohio St.3d 1271, 2014-Ohio-1458, ¶
9, quoting In re Disqualification of Murphy, 110 Ohio St.3d 1206, 2005-Ohio-
7148, ¶ 6. Thus, the Code of Judicial Conduct provides that “[a] judge shall
disqualify himself or herself in any proceeding in which the judge’s impartiality
might reasonably be questioned[.]” Jud.Cond.R. 2.11(A). Magistrates are judges
within the meaning of the Judicial Code of Conduct. See Application of the Code
of Judicial Conduct. The comments to the rule advise that, “[a] judge should
disclose on the record information that the judge believes the parties or their
lawyers might reasonably consider relevant to a possible motion for
disqualification, even if the judge believes there is no basis for disqualification.”
See Jud.Cond.R. 2.11, Comment 5.
Lingenfelter at ¶ 9. “‘The proper test for determining whether a judge’s participation in a case
presents an appearance of impropriety is * * * an objective one. A judge should step aside or be
removed if a reasonable and objective observer would harbor serious doubts about the judge’s
impartiality.’” In re Disqualification of Farmer, 139 Ohio St.3d 1202, 2014-Ohio-2046, ¶ 7,
quoting In re Disqualification of Lewis, 117 Ohio St.3d 1227, 2004-Ohio-7359, ¶ 8.
{¶11} On the first day of the parties’ divorce hearing, Wife testified on cross-
examination, and Husband testified on direct examination. The magistrate then called a recess
for the day and asked to speak strictly with the attorneys. The transcript reflects that the
magistrate asked both attorneys about the status of their negotiations. As the magistrate and the
attorneys discussed various aspects of the case, a question arose as to whether Husband would be
able to secure a refinancing for the marital residence. Husband’s attorney suggested that
Husband’s parents might help him with the refinancing and, shortly thereafter, the following
exchange took place:
5
THE MAGISTRATE: I mean, I know his mom and dad by the way just so you
know that. I know Dave and Alice Lingenfelter. I’ve known them for 35 years.
In fact I know his -- my secretary is the niece of Alice.
[WIFE’S COUNSEL]: [Your current secretary?] Or your former secretary?
THE MAGISTRATE: No. Former secretary.
[WIFE’S COUNSEL]: Okay.
THE MAGISTRATE: My former secretary * * *. [Her] mom is the sister of
Alice Lingenfelter. You know, it’s Holmes County.
The magistrate and the attorneys then briefly continued to discuss other aspects of the case until
the following exchange occurred:
THE MAGISTRATE: * * * Spousal support, I am not impressed with [Wife]. I
really am not. I mean, she should have been out beating the bricks getting a job
for the last year or so. I think you know that.
[HUSBAND’S COUNSEL]: You’re still on the record.
THE MAGISTRATE: I think you know how I feel about that.
[WIFE’S COUNSEL]: Yeah.
[HUSBAND’S COUNSEL]: Do you know you’re still on the record?
THE MAGISTRATE: Oh.
[WIFE’S COUNSEL]: Scratch all that. Yeah.
[HUSBAND’S COUNSEL]: I just noticed this was running.
The last statement made by Husband’s attorney is the last one in the transcript for the first day’s
hearing. The transcript then resumes on the second day of the hearing, 72 days later. On the
second day of the hearing, there was no discussion regarding the magistrate’s familiarity with
Husband’s family.
{¶12} At the hearing on her motion to disqualify, Wife testified that she left the
courtroom on the first day of the divorce hearing after the magistrate asked to speak strictly to
the attorneys. She testified that she waited outside for her attorney and that, when her attorney
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came out of the courtroom, she told Wife that the magistrate knew Husband’s parents.
According to Wife, her attorney did not tell her how long the magistrate had known Husband’s
parents and did not disclose that another member of Husband’s family had been the magistrate’s
secretary. Wife testified that she only learned about those facts when her new counsel secured a
transcript of the proceedings for purposes of filing her objections to the magistrate’s decision.
She testified that, had she known those additional facts earlier in the proceedings, she would
have requested a new magistrate. She further testified that she felt the magistrate had demeaned
her and made statements that made it appear that he “was more on the other person’s side.”
According to Wife, when she learned more about the nature of the magistrate’s relationship with
Husband’s family, she then felt that it “[made] sense * * * why [the magistrate] would make
those comments [towards her].”
{¶13} Husband also testified at the hearing on Wife’s motion to disqualify. He verified
that he left the courtroom when the magistrate asked to speak strictly to the attorneys at the end
of the first day’s hearing. Additionally, he testified that, before trial, he was not aware that the
magistrate knew his parents. He stated that, had the magistrate and his parents been close with
one another, he believed he would have had knowledge of their affiliation.
{¶14} Finally, the magistrate who presided over the parties’ divorce hearing testified at
the hearing on Wife’s motion. The magistrate testified that he did not have an ongoing or close
relationship with Husband’s parents; he was simply acquainted with them. He also testified that
his former secretary, Husband’s cousin, had not worked for him in over 17 years. The magistrate
denied that his familiarity with Husband’s parents had affected his ability to reach a fair decision
in the divorce proceedings. He stated that he disclosed the relationship because, at some point,
7
someone brought up Husband’s parents and it occurred to him that “those [were] the folks that
[he] met way back when.”
{¶15} The magistrate testified that he did not “have any knowledge or memory of the
tape recorder [in the courtroom] being on or off or [him] turning it off or anything like that”
when he was speaking to the parties’ attorneys. In any event, the magistrate testified that he felt
it was “[n]ot necessarily” the best practice or even his normal practice to make disclosures of the
kind he made here in a setting where both the parties and their attorneys are present. He testified
that he assumes attorneys will accurately relay information of that kind to their clients and that,
in this case, there was “a really strong inference” that he intended for the attorneys to tell their
clients about his acquaintance with Husband’s family. He further testified that, in this case, he
“assumed that [he had] assured counsel that * * * [his acquaintance with Husband’s family]
would not affect [his] decision whatsoever.” He admitted, however, that the transcript did not
show that he ever asked the attorneys whether they believed that his relationship with Husband’s
family posed a problem to his continuing to hear the case. The magistrate stated that it was
“implied” that he made his disclosure for the purpose of giving the attorneys that opportunity.
{¶16} The trial court denied Wife’s motion to disqualify because there was no evidence
that the magistrate had a close relationship with Husband’s family. The court noted that the
magistrate had described simply meeting Husband’s parents some 35 years’ earlier and not
having any type of relationship with them. The court found that the magistrate had testified that
he only realized he knew Husband’s parents when they were mentioned during the trial.
Moreover, the court noted that the magistrate only saw his former secretary, Husband’s cousin,
occasionally at social events. According to the trial court, the magistrate testified that he had: (1)
informed counsel of his acquaintance so that they could tell their clients about it, and (2)
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“assured counsel (on July 30, 2013) that knowing these individuals would not affect his decision
on the case.” The court concluded that disqualification was unnecessary because no objective
observer “would harbor serious doubts about the magistrate’s impartiality.”
{¶17} Contrary to the trial court’s opinion, the magistrate did not testify that he “assured
counsel (on July 30, 2013) that knowing these individuals would not affect his decision on the
case.” The magistrate testified that he assumed he had made that assurance, and the record
reflects that, in fact, he did not. Moreover, the magistrate never instructed the attorneys to
inform their clients about his relationship with Husband’s family. The magistrate testified that
he believed the record contained “a really strong inference” that he intended for the attorneys to
tell their clients about his acquaintance with Husband’s family. Nevertheless, Wife testified that
her attorney only gave her limited information about the magistrate’s relationship with
Husband’s family. She stated that her attorney failed to describe the length of that relationship
or mention that Husband’s cousin had been employed as the magistrate’s secretary. Wife
testified that she only learned about those additional details after her new attorney secured a copy
of the transcript.
{¶18} As previously set forth, “[a] judge should disclose on the record information that
the judge believes the parties or their lawyers might reasonably consider relevant to a possible
motion for disqualification, even if the judge believes there is no basis for disqualification.”
(Emphasis added.) Jud.Cond.R. 2.11, Comment 5. Here, it is questionable whether the
magistrate’s disclosure occurred “on the record.” Compare State v. Lomax, 166 Ohio App.3d 55,
2006-Ohio-1373, ¶ 13 (1st Dist.) (describing “on the record” as “made in court and taken down
in the transcript”) with State v. Gaddis, 8th Dist. Cuyahoga No. 77835, 2002-Ohio-1830, ¶ 8 (“In
its ordinary and historical usage, the term ‘on the record’ means recorded proceedings occurring
9
in open court in the presence of the judge and the parties.”). The transcript of the divorce
hearing reflects that both the magistrate and the attorneys were unaware that their post-hearing
conversation was being recorded. Moreover, at that point, the matter was in recess, and the
magistrate had specifically asked to speak privately with the attorneys. At no point, on the
record, were the parties informed of the magistrate’s relationship with Husband’s family.
Moreover, there was no conversation on the record regarding the parties’ willingness to waive
any potential issues with regard to that relationship. Indeed, no one explored the magistrate’s
relationship with Husband’s family. Although the magistrate later testified that he only met
Husband’s parents and did not have any relationship with them, we would note that he was able
to recall both of their first names without difficulty. At no point in the divorce proceedings did
anyone mention Husband’s parents by name.
{¶19} As we discussed in the previous appeal in this matter,
it is apparent from even a cursory review of the magistrate’s decision that
credibility played an important role in the magistrate’s factual findings. The
decision is notable for the number of negative references to Wife’s attempts at
securing employment and for the magistrate’s propensity for siding with Husband
on issues of credibility. While this could point to a reality that Husband’s
testimony was in fact more credible than Wife’s, there was very little in the way
of concrete documentary or physical evidence to support one party’s testimony
over the other. So, the crediting of Husband’s testimony could also evidence bias
on the part of the magistrate based upon a lengthy and close relationship with
Husband’s family.
Lingenfelter, 2015-Ohio-4002, at ¶ 14. We note that, at the time the magistrate made a number
of negative references towards Wife, he had yet to hear Wife’s evidence. At that point, only
Husband had presented his evidence.
{¶20} Having reviewed the record, we must conclude that the trial court abused its
discretion when it denied Wife’s motion to disqualify. Importantly, “‘[a]n appearance of bias
can be just as damaging to public confidence as actual bias.’” In re Disqualification of Burge,
10
138 Ohio St.3d 1271, 2014-Ohio-1458, ¶ 9, quoting In re Disqualification of Murphy, 110 Ohio
St.3d 1206, 2005-Ohio-7148, ¶ 6. Disqualification is warranted if a reasonable person would
conclude that the appearance of impropriety exists. See In re Disqualification of Farmer, 139
Ohio St.3d 1202, 2014-Ohio-2046, at ¶ 7, quoting In re Disqualification of Lewis, 117 Ohio
St.3d 1227, 2004-Ohio-7359, at ¶ 8. Accordingly, whether the magistrate here possessed any
actual bias in favor of Husband or against Wife is not at issue. The record reflects that the
magistrate had a private conversation with the attorneys, only disclosed his relationship with
Husband’s family at that time, never inquired of the attorneys or the parties whether that
relationship raised any concern for them, never assured the attorneys that the relationship would
not affect his decision-making, and, before hearing all the evidence, made a number of negative
references toward Wife. It further reflects that the conversation between the magistrate and the
attorneys ended abruptly when one of the attorneys pointed out that the conversation was being
recorded. The magistrate never took the opportunity to address his disclosure with both the
parties and their attorneys on the record. He never ensured that, given his disclosure, both
parties were comfortable going forward with the proceeding.
{¶21} Based on all of the foregoing, a reasonable person could conclude that there was
at least an appearance of impropriety on the part of the magistrate. See In re Disqualification of
Farmer at ¶ 7, quoting In re Disqualification of Lewis at ¶ 8. See also James v. James, 101 Ohio
App.3d 668, 677 (2d Dist.1995) (appearance of partiality warranted disqualification of the
referee who presided over the parties’ divorce hearing). While we are mindful of the deferential
standard of review that applies in this matter, we are likewise mindful that the “‘[p]reservation of
public confidence in the integrity of the judicial system is vitally important[.]’” In re
Disqualification of Burge, 138 Ohio St.3d 1271, 2014-Ohio-1458, at ¶ 9, quoting In re
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Disqualification of Murphy, 110 Ohio St.3d 1206, 2005-Ohio-7148, at ¶ 6. Consequently, we
must conclude that the trial court abused its discretion when it denied Wife’s motion to
disqualify. Wife’s first assignment of error is sustained.
Assignment of Error Number Two
THE TRIAL COURT ABUSED ITS DISCRETION AND ERRED AS A
MATTER OF LAW WHEN THE TRIAL COURT USED THE DATE OF
SEPARATION AS OPPOSED TO THE STIPULATED TERMINATION DATE
OF THE MARRIAGE WHEN CALCULATING THE EQUITY IN THE
MARITAL HOME.
Assignment of Error Number Three
THE TRIAL COURT ABUSED ITS DISCRETION AND ERRED AS A
MATTER OF LAW WHEN IT DETERMINED LENGTH AND AMOUNT OF
SPOUSAL SUPPORT AWARDED TO THE APPELLANT.
Assignment of Error Number Four
THE TRIAL COURT ABUSED ITS DISCRETION WHEN IT CALCULATED
CHILD SUPPORT, FAILED TO MAKE A CHILD SUPPORT AWARD TO
THE APPELLANT AND NAMING THE APPELLANT THE CHILD SUPPORT
OBLIGOR.
{¶22} In her remaining assignments of error, Wife challenges various aspects of the trial
court’s judgment decree of divorce. Based on our resolution of Wife’s first assignment of error,
her remaining assignments of error are moot, and we decline to address them. See App.R.
12(A)(1)(c).
III
{¶23} Wife’s first assignment of error is sustained. Her remaining assignments of error
are moot. The judgment of the Wayne County Court of Common Pleas, Domestic Relations
Division, is reversed, and the cause is remanded for further proceedings consistent with the
foregoing opinion.
Judgment reversed,
and cause remanded.
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There were reasonable grounds for this appeal.
We order that a special mandate issue out of this Court, directing the Court of Common
Pleas, County of Wayne, State of Ohio, to carry this judgment into execution. A certified copy
of this journal entry shall constitute the mandate, pursuant to App.R. 27.
Immediately upon the filing hereof, this document shall constitute the journal entry of
judgment, and it shall be file stamped by the Clerk of the Court of Appeals at which time the
period for review shall begin to run. App.R. 22(C). The Clerk of the Court of Appeals is
instructed to mail a notice of entry of this judgment to the parties and to make a notation of the
mailing in the docket, pursuant to App.R. 30.
Costs taxed to Appellee.
BETH WHITMORE
FOR THE COURT
CARR, P. J.
SCHAFER, J.
CONCUR.
APPEARANCES:
NORMAN R. “BING” MILLER, JR., Attorney at Law, for Appellant.
ROSANNE K. SHRINER, Attorney at Law, for Appellee.