Ohio Receivables, L.L.C. v. Rivera , 197 Ohio App. 3d 694 ( 2012 )

[Cite as Ohio Receivables, L.L.C. v. Rivera, 196 Ohio App. 3d 694, 2012-Ohio-216.]
STATE OF OHIO ) IN THE COURT OF APPEALS
)ss: NINTH JUDICIAL DISTRICT
COUNTY OF LORAIN )
OHIO RECEIVABLES, L.L.C., C.A. No. 10CA009906
Appellee,
v. APPEAL FROM JUDGMENT
ENTERED IN THE
RIVERA, COURT OF COMMON PLEAS
COUNTY OF LORAIN, OHIO
Appellant. CASE No. 10CV167872
DECISION AND JOURNAL ENTRY
Dated: January 23, 2012
Parri Hockenberry, for appellee.
David Rivera, pro se.
MOORE, Judge.
{¶ 1} Appellant, David Rivera, appeals from the judgment of the Lorain County Court
of Common Pleas. This court reverses and remands for further proceedings.
I
{¶ 2} On June 7, 2010, appellee Ohio Receivables, L.L.C., filed a complaint in the
Lorain County Court of Common Pleas for the collection of an unpaid Chase Bank USA, N.A.,
credit-card account. A copy of the complaint was served upon Rivera by certified mail on June
11, 2010. No responsive pleading was filed. On July 23, 2010, Ohio Receivables filed a motion
for default judgment. On July 28, 2010, counsel for Rivera filed a “Notice of Chapter Seven
Bankruptcy” and requested an automatic stay of the proceedings. A stay was granted by the trial
2
court on July 30, 2010. On August 30, 2010, Ohio Receivables filed a motion to lift the stay.
The motion was served upon Rivera, but it was not served upon his attorney. The motion was
granted on September 1, 2010, and the order pronounced that a nonoral default hearing was
scheduled for September 21, 2010. The court’s entry includes a notation at the bottom that
copies were sent to counsel for Ohio Receivables and Rivera. There is no indication that a copy
of the order was sent to defense counsel of record. At the September 21, 2010 default hearing,
Rivera failed to appear, and default judgment was granted in favor of Ohio Receivables on
September 21, 2010, in the amount of $13,439.04, together with interest at the statutory rate.
{¶ 3} Rivera timely filed a notice of appeal. He raises five assignments of error for our
review.
II
ASSIGNMENT OF ERROR V
[Ohio Receivables’] 8/30/10 motion to lift stay was never served on
[Rivera] and bears no certificate of service per the record and is completely void
of any evidentiary material to support a ruling in [its] favor on relief requested
prejudicing [Rivera.]
{¶ 4} In his fifth assignment of error, Rivera argues that Ohio Receivables’ motion to
lift the stay was not properly served. We agree.
{¶ 5} Under Civ.R. 5(B), “[w]henever under these rules service is required or permitted
to be made upon a party who is represented by an attorney of record in the proceedings, the
service shall be made upon the attorney unless service upon the party is ordered by the court.”
(Emphasis added.)
{¶ 6} The original complaint in this action was filed on June 7, 2010, and was properly
served upon Rivera at 5415 Ashland Avenue, Lorain, Ohio, by certified mail on June 11, 2010.
On July 28, 2010, a “Notice of Chapter Seven Bankruptcy Filing” was filed by counsel on behalf
3
of “the Defendant, David Robert Rivera,” requesting an automatic stay of the proceedings. The
trial court ordered a stay on July 30, 2010. On August 30, 2010, Ohio Receivables filed a motion
to lift the stay, arguing that the “David Rivera” in the bankruptcy proceedings was not the
individual being pursued in this action. The motion to lift the stay was served directly upon
Rivera at 5415 Ashland Avenue but not upon his counsel of record.
{¶ 7} Under Civ.R. 5(B), when a party is represented by an attorney, service must be
made upon the attorney. “An attorney becomes an attorney of record in the particular
proceedings by his subscription of a pleading or paper served and filed in that action.” Citibank
South Dakota, N.A. v. Wood, 169 Ohio App. 3d 269, 2006-Ohio-5755, at ¶ 17 (2d Dist.), citing
Verber v. Wilson, 10th Dist. No. 96APF09-1255, 1997 WL 304403, *5 (June 5, 1997), quoting
McCormac, Ohio Civil Rules Practice (2d Ed.1992) 137, Section 6.07. Here, Rivera’s attorney
filed the notice of bankruptcy proceedings and request for an automatic stay. Under Civ.R. 5(B),
the motion to lift the stay should have been served on the attorney. “When service is required to
be made upon a party who is represented by an attorney of record, service should be made upon
the attorney unless the court expressly orders that it be made upon the party. Swander Ditch
Landowners’ Assn. v. Joint Bd. of Huron & Seneca Cty. Commrs. (1990), 51 Ohio St. 3d 131, 554
N.E.2d 1324. The reasoning behind this requirement is that an attorney of record is in a better
position to understand the legal import of any documents required to be served on his or her
client and the nature of the action to be taken.” Steiner v. Steiner, 85 Ohio App. 3d 513, 520-521
(4th Dist. 1993).
{¶ 8} The record indicates that Ohio Receivables did not send the required notice to the
attorney of record representing Rivera. There is nothing in the record to indicate that the court
expressly ordered that service be made upon Rivera; thus, Civ.R. 5(B) requires that the notice be
4
sent to the attorney of record. Ohio Receivables appears to suggest that it did not need to serve
counsel for the party that filed the motion for stay because it had determined that the individual
identified in the bankruptcy proceeding “had a different social security number and different
address” from those of the David Rivera being pursued in this action. The motion for stay was
filed by counsel on behalf of “the Defendant” in this action. The rules provide that “[a]n
attorney becomes an attorney of record in the particular proceedings by his subscription of a
pleading or paper served and filed in that action.” Citibank South Dakota, N.A. at ¶ 17. The rule
does not allow for the opposing party to unilaterally determine whether the attorney is in fact
representing the party in the action. Because counsel filed the motion for stay on behalf of
Rivera, Ohio Receivables was obligated to serve its motion to lift the stay upon the attorney, who
then in turn could litigate whether his client was the same David Rivera being pursued by Ohio
Receivables. “This Court has recognized that the language of the Civil Rules regarding service
of process is mandatory, and * * * a trial court may not consider a motion if the motion failed to
comply with the rules regarding service of process.” Pla v. Wivell, 9th Dist. No. 25814, 2011-
Ohio-5637, at ¶ 13, citing First Resolution Invest. Corp. v. Salem, 9th Dist. No. 24049, 2008-
Ohio-2527, at ¶ 6-8. Accordingly, the trial court erred by granting the motion to set aside the
stay. This portion of Rivera’s fifth assignment of error is sustained.
{¶ 9} Rivera further argues that the motion lacked evidentiary material to support a
ruling in their favor. We decline to address this portion of the assignment error, because it is
rendered moot. See App.R. 12(A)(1)(c).
ASSIGNMENT OF ERROR I
The trial court erred to the prejudice of [Rivera] when it entered a default
hearing against [him] after the notice of bankruptcy was filed [* * *] in the state
court and per 18 United States Code Section 362 “automatic stay” provisions as a
matter of law all state court proceedings had been “stayed” in [sic] by operation of
5
federal via [sic] the fact that said notice of bankruptcy had been filed in the state
court prejudicing [Rivera] and causing reversible error.
ASSIGNMENT OF ERROR II
The trial court erred to the prejudice of [Rivera] when it entered a default
judgment [* * *] against [him] when the fact of the bankruptcy became known
five (5) days later and said order should have been vacated as a matter of law as
“void ab initio[,”] prejudicing [Rivera] and causing reversible error.
ASSIGNMENT OF ERROR III
The trial court erred to the prejudice of [Rivera] when it entered [* * *]
order for default hearing when per the record all state proceedings had been
“stayed” per 11 USC Sec[.] 362 and [Rivera] had a right to ignor[e] said void as a
matter of law orders depriving [Rivera] of proper notice of the later hearing
prejudicing [him] and causing reversible error.
ASSIGNMENT OF ERROR IV
The trial court erred to the prejudice of [Rivera] when it issued a default
judgment when [he] cannot speak English and that [sic] default judgments are not
favored in law or equity prejudicing [him.]
{¶ 10} Because our resolution of the fifth assignment of error is dispositive of the issues
raised, this court declines to address the first, second, third, and fourth assignments of error
separately, as they are rendered moot. See App.R. 12(A)(1)(c).
III
{¶ 11} Rivera’s fifth assignment of error is sustained in part. His remaining assignments
of error are rendered moot. The judgment of the Lorain County Court of Common Pleas is
reversed, and the matter is remanded for further proceedings consistent with this opinion.
Judgment reversed
and cause remanded.
CARR, P. J., and WHITMORE, J., concur.