State v. McCune , 2013 Ohio 547 ( 2013 )

[Cite as State v. McCune, 2013-Ohio-547.]
IN THE COURT OF APPEALS
ELEVENTH APPELLATE DISTRICT
PORTAGE COUNTY, OHIO
STATE OF OHIO, : OPINION
Plaintiff-Appellant, :
CASE NO. 2012-P-0089
- vs - :
CHRISTINA L. MCCUNE, :
Defendant-Appellee. :
Criminal Appeal from the Portage County Municipal Court, Ravenna Division, Case No.
R 2012 TRC 2377.
Judgment: Reversed and remanded.
Victor V. Vigluicci, Portage County Prosecutor, and Pamela J. Holder, Assistant
Prosecutor, 241 South Chestnut Street, Ravenna, OH 44266 (For Plaintiff-Appellant).
George G. Keith, 135 Portage Trail, P.O. Box 374, Cuyahoga Falls, OH 44223 (For
Defendant-Appellee).
DIANE V. GRENDELL, J.
{¶1} Plaintiff-appellant, the State of Ohio, appeals from the judgment of the
Portage County Municipal Court, Ravenna Division, granting defendant-appellee,
Christina L. McCune’s, Motion to Suppress. The issue to be decided in this case is
whether a trial court, in the performance of its role as gatekeeper, may require the State
to demonstrate the general scientific reliability of a breath testing instrument where the
Ohio director of health has approved such instrument for determining the concentration
of alcohol in a person’s breath. For the following reasons, we reverse and remand the
decision of the court below.
{¶2} On February 24, 2012, McCune was issued a traffic ticket, charging her
with Operating a Vehicle While Under the Influence (OVI), a misdemeanor of the first
degree, in violation of R.C. 4511.19(A)(1)(a); OVI, a misdemeanor of the first degree, in
violation of R.C. 4511.19(A)(1)(d); and Failure to Control a Motor Vehicle, a minor
misdemeanor, in violation of R.C. 4511.202.
{¶3} On April 12, 2012, McCune filed a Motion to Suppress, challenging the
results of “physical performance or coordination tests,” as well as “[a]ny other evidence
obtained as a result of the Defendant’s arrest for operating a motor vehicle under the
influence of alcohol.” It also noted that there was not probable cause to arrest McCune
for OVI or to “form an opinion that [she] was under the influence of alcohol while
operating a motor vehicle.”
{¶4} On June 11, 2012, McCune filed a Motion in Limine, requesting that the
court exclude the results of “any breath tests taken,” since “the breath testing device
currently in use has not been recognized by the Court” and “[t]he Court has not taken
testimony where it can take a judicial notice of the machine’s credibility.”
{¶5} On July 24, 2012, a hearing was set for the Motion to Suppress. No
transcript of such a hearing was filed in this matter. In a Journal Entry issued on the
same date, the trial court granted McCune’s Motion to Suppress, with respect to the
results of the Intoxilyzer 8000.1 The court noted that it had considered arguments of
1. Although the trial court stated that it was granting only the Motion to Suppress, it appears to have been
addressing McCune’s Motion in Limine, which specifically raised issues related to the admissibility of the
breath test results.
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counsel and “the prior case heard before this Court regarding the Intoxilyzer 8000,”
State v. Johnson, Portage Municipal Court Case No. R 2011 TRC 4090. In Johnson,
the trial court held that the State was required to present evidence at a hearing for the
court to determine the general scientific reliability and admissibility of the breath test
results of the Intoxilyzer 8000. In the present matter, the court held that “the
Defendant’s breath test result shall not be admitted during the trial in this matter” and
that “the violation of Ohio Revised Code 4511.19(A)(1)(d) is dismissed.” The Entry also
noted that “[t]he parties agreed to stay the remaining charges” pending the results of the
State’s appeal.
{¶6} A notation by the lower court judge on the file, dated July 24, 2012, states
that the Motion to Suppress was withdrawn. The docket memorializes that, stating
“Journal Entry: Motion to Suppress Withdrawn.”
{¶7} The State timely appeals and raises the following assignment of error:2
{¶8} “The Portage County Municipal Court erred in permitting a general attack
on the scientific reliability of the Intoxilyzer 8000 contrary to Ohio statutes and well-
established case law.”
{¶9} The appropriate standard of review where the lower court’s judgment is
challenged on a purported misconstruction of the law is de novo. State v. Morris, 132
Ohio St.3d 337, 2012-Ohio-2407, 972 N.E.2d 528, ¶ 16. “In determining a pure
question of law, an appellate court may properly substitute its judgment for that of the
trial court.” (Citation omitted.) Id.
2. McCune did not file an appellee’s brief.
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{¶10} In its sole assignment of error, the State argues that, pursuant to the
provisions of R.C. 3701.143 and Ohio Adm.Code 3701-53-02(A), a trial court is required
to accept the Intoxilyzer 8000 as an appropriate device for chemically analyzing a
person’s breath to determine the amount of alcohol in the breath. It further argues that,
pursuant to State v. Vega, 12 Ohio St.3d 185, 465 N.E.2d 1303 (1984), a defendant
may not attack the general reliability of a breath testing instrument and the State is not
required to present evidence to support a determination that the test is generally
reliable.
{¶11} The Ohio General Assembly has charged the Ohio director of health to
“determine, or cause to be determined, techniques or methods for chemically analyzing
a person’s * * * breath * * * in order to ascertain the amount of alcohol * * * in the
person’s * * * breath[.]” R.C. 3701.143. The Intoxilyzer 8000 has been approved as an
“evidential breath testing instrument” by the director of health. Ohio Adm.Code 3701-
53-02(A)(3).
{¶12} This court has recently addressed the exact issue raised by the State
regarding the general reliability of the Intoxilyzer 8000 and determined that, pursuant to
Vega, a defendant may not make “a general attack upon the reliability and validity of the
breath testing instrument,” although breath test results are subject to challenge on a
variety of grounds, including specific attacks on the reliability of the test and attacks on
the performance of the test in a specific defendant’s case. State v. Miller, 11th Dist. No.
2012-P-0032, 2012-Ohio-5585, ¶ 30-32; State v. Carter, 11th Dist. No. 2012-P-0027,
2012-Ohio-5583, ¶ 25 and 35; State v. Rouse, 11th Dist. No. 2012-P-0030, 2012-Ohio-
5584, ¶ 24 and 32.
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{¶13} As was discussed in the foregoing cases, the lead Ohio Supreme Court
case on this issue is Vega, in which the court addressed the issue of whether the
general reliability of intoxilyzers could be challenged “in view of the fact that the General
Assembly has legislatively provided for the admission of such tests in R.C. 4511.19 if
analyzed in accordance with methods approved by the Director of Health.” 12 Ohio
St.3d at 186, 465 N.E.2d 1303. In Vega, the Ohio Supreme Court made clear that “an
accused may not make a general attack upon the reliability and validity of the breath
testing instrument,” since the General Assembly “ha[s] legislatively resolved the
questions of the reliability and relevancy of intoxilyzer tests.” Id. at 188, 190.
{¶14} Other appellate districts have consistently rejected the position that the
State is required to provide evidence of the general reliability of a testing instrument in
the same or similar situations. State v. Klintworth, 4th Dist. No. 10CA40, 2011-Ohio-
3553, ¶ 12 (“this court will not allow the defendant to us[e] expert testimony to attack the
general reliability or general accuracy of a legislatively determined test procedure - urine
testing - as a valid scientific means of determining blood alcohol levels”) (citation
omitted); Columbus v. Aleshire, 187 Ohio App.3d 660, 2010-Ohio-2773, 933 N.E.2d
317, ¶ 27 (10th Dist.) (“while [State v.] French[, 72 Ohio St.3d 446, 650 N.E.2d 887(1995),] permits evidentiary objections to the test results challenging issues such as
competency, admissibility, relevancy, authenticity, and credibility, it does not indicate
that a challenge to the ‘general reliability’ is among the permissible challenges”); State
v. Massie, 2nd Dist. No. 2007 CA 24, 2008-Ohio-1312, ¶ 36 (“[the defendant’s] Daubert
challenge * * * is forestalled by the ‘legislative mandate recognized in Vega’”).
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{¶15} While no general attack on reliability may be made, when duly challenged,
the State must demonstrate that the bodily substance was “analyzed in accordance with
methods approved by the director of health by an individual possessing a valid permit.”
R.C. 4511.19(D)(1)(b). The Ohio Supreme Court has affirmed that “[t]here is no
question that the accused may * * * attack the reliability of the specific testing procedure
and the qualifications of the operator,” as well as present “expert testimony as to testing
procedures at trial going to weight rather than admissibility.” Vega, 12 Ohio St.3d at
189, 465 N.E.2d 1303. Thus, “[t]he defendant may still challenge the accuracy of his
specific test results, although he may not challenge the general accuracy of the
legislatively determined test procedure as a valid scientific means of determining blood
alcohol levels.” State v. Tanner, 15 Ohio St.3d 1, 6, 472 N.E.2d 689 (1984); French, at
451-452.
{¶16} In addition to attacks on the specific performance of a particular breath
test in an individual defendant’s case, a defendant may also make an attack on the
reliability of the Intoxilyzer 8000 based on specific reasons, as opposed to general
assertions that the State failed to prove its reliability, which is prohibited under Vega.
See Vega at 189.
{¶17} We note that, in the present case, McCune did not raise in her Motion to
Suppress any specific challenges to the Intoxilyzer 8000 test performed. Further,
according to the record, her Motion to Suppress was withdrawn on the same date the
trial court entered its judgment suppressing the breath test results. In order to rebut the
Vega presumption, McCune was required to raise specific procedural and substantive
challenges, but there is no indication that she did so.
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{¶18} The sole assignment of error is with merit.
{¶19} For the foregoing reasons, the judgment of the Portage County Municipal
Court, Ravenna Division, granting McCune’s Motion to Suppress, is reversed, and this
cause is remanded for further proceedings consistent with this opinion. Costs to be
taxed against appellee.
TIMOTHY P. CANNON, P.J., concurs,
THOMAS R. WRIGHT, J., dissents with a Dissenting Opinion.
______________________
THOMAS R. WRIGHT, J., dissents with a Dissenting Opinion.
{¶20} R.C. 4511.19(D)(1)(b) does not mandate admissibility of breath test
results derived from the Intoxilyzer 8000. Rather, that statute which, by its plain
language controls the issue in this case, vests the trial court with discretion regarding
admissibility despite approval from the director. I, therefore, respectfully dissent.
{¶21} R.C. 3701.143 empowers the director to approve breath testing devices,
and R.C. 4511.19(D)(1)(b) grants trial courts the discretion to admit the results from
approved devices without further proof of reliability when circumstances warrant.
Although some claim the contrary, nobody is correct all the time. In recognizing human
fallibility, the legislature had the wisdom to vest within the trial court the discretion per
R.C.4511.19(D)(1)(b) to conduct further inquiry when there is an issue as to the
reliability of an approved breath testing device before admitting the results.
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{¶22} R.C. 4511.19(D)(1)(b) states that “[i]n any criminal prosecution or juvenile
court proceeding for a violation of division (A) or (B) of this section or for an equivalent
offense that is vehicle-related, the court may admit evidence on the concentration of
alcohol, drugs of abuse, controlled substances, metabolites of a controlled substance,
or a combination of them in the defendant’s whole blood, blood serum or plasma,
breath, urine, or other bodily substance at the time of the alleged violation as shown by
chemical analysis of the substance withdrawn within three hours of the time of the
alleged violation[,]” and “[t]he bodily substance withdrawn under division (D)(1)(b) of this
section shall be analyzed in accordance with methods approved by the director of
health by an individual possessing a valid permit issued by the director pursuant to
section 3701.143 of the Revised Code.” (Emphasis added.)
{¶23} The statute does not use the word “shall,” which would mandate
admission regardless of the circumstances. Rather, the statute uses the word “may.”
For purposes of statutory construction, “use of the word ‘may’ is generally construed to
make the provision in which it is contained optional, permissive, or discretionary * * *.”
Dorrian v. Scioto Conservancy Dist., 27 Ohio St.2d 102, 107 (1971); State v. Suchevits,
138 Ohio App.3d 99, 102 (11th Dist. 1999).
{¶24} In this case, the trial court exercised its discretion not to admit the breath
test absent proof from the state that the Intoxilyzer 8000 is generally reliable, a decision
consistent with the discretion it possesses under R.C.4511.19(D)(1)(b). As reliability
presents a threshold admissibility issue, reliability, as opposed to the weight to be
afforded any admitted evidence, is one for the trial court. Knott v Revolution Software
Inc. 181 Ohio App.3d 519, 2009-Ohio-1191, ¶45 (5th Dist.); State v. Riley, 6th Dist. No.
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WD-03-076, 2007-Ohio-879, ¶27 (expert testimony must be deemed reliable before it is
deemed admissible.); Saad v. Shimano American Corp., 2000 U.S. Dist. LEXIS 10974,
*7 (N.D. Ill. 2000)(The Supreme Court has made it clear that the courts must allow into
evidence only expert testimony that meets certain threshold standards of reliability and
usefulness).
{¶25} Moreover, the determination of evidential reliability necessarily implicates
the defendant’s substantive due process rights.
{¶26} “Substantive due process, [although an] ephemeral concept, protects
specific fundamental rights of individual freedom and liberty from deprivation at the
hands of arbitrary and capricious government action. The fundamental rights protected
by substantive due process arise from the Constitution itself and have been defined as
those rights which are ‘implicit in the concept of ordered liberty.’ (* * *) While this is
admittedly a somewhat vague definition, it is generally held that an interest in liberty or
property must be impaired before the protections of substantive due process become
available.” State v. Small, 162 Ohio App.3d. 375, 2005-Ohio-3813, ¶11 (10th Dist.),
quoting Gutzwiller v. Fenik, 860 F. 2d. 1317, 1328 (6th Cir. 1989).
{¶27} However vague the conceptual parameters of one’s substantive due
process guarantees may be, the following principle is clear; “[substantive] * * * due
process is violated by the introduction of seemingly conclusive, but actually unreliable
evidence.” Barefoot v. Estelle, 463 U.S. 880, 931, fn. 10 (1983).
{¶28} The trial court was aware that other courts had deemed the Intoxilyzer
8000 unreliable even though it was approved. Against the backdrop, the court ordered
the state to establish the general reliability of the Intoxilyzer 8000 before admitting the
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results. Given the constitutional gravity of admitting unreliable results, however, and its
statutory authority to act as gatekeeper regarding breath test results, the lower court’s
decision to require the state to produce evidence of the machines reliability was an
eminently reasonable and sound legal decision. “[A]n abuse of discretion is the trial
court’s ‘failure to exercise sound, reasonable, and legal decision-making.’” State v.
Beechler, 2d Dist. No. 09-CA-54, 2010-Ohio-1900, ¶62, quoting Black’s Law Dictionary
(8 Ed.Rev.2004) 11.
{¶29} Rather than present evidence of the general reliability of the Intoxilyzer
8000, the state took the position that the trial court could not require it to do so pursuant
to Vega and its progeny. Vega, 12 Ohio St.3d 185 (1984). I do not read Vega as
holding that under no circumstances can a trial court exercise its discretion to require
evidence of general reliability of an approved breath testing device as a condition to
admissibility.
{¶30} In Vega, the court held “* * * an accused is not denied his constitutional
right to present a defense nor is the state relieved of its burden of proving guilt beyond a
reasonable doubt where a trial judge does not permit expert testimony to attack the
reliability of intoxilyzers in general.” (Emphasis added.) Id. at 186.
{¶31} Threshold admissibility was not at issue in Vega. That is, the defendant
made no challenge to the trial court’s admission of his breath test result. Instead, after
the state presented its case and rested, the defendant attempted to present a
“reliability” defense by attacking intoxilyzers in general. See also State v. Vega, 5th
Dist. No. CA-1766, 1993 Ohio App LEXIS 14350, *16 (Nov.22, 1983)(Hoffman, J.,
dissenting). Unlike Vega, 12 Ohio St.3d 185, threshold admissibility is the issue in the
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case before us. Moreover, unlike Vega, our case is not about the reliability of
intoxilyzers in general. Our case is limited to whether the Intoxilyzer 8000 is reliable. In
short, the circumstances at issue in Vega were fundamentally distinguishable from
those in our case.
{¶32} Additionally, the rule in Vega does not contemplate a situation where, as
here, an approved device’s general reliability has been assessed by other courts for
both use in and out of this state and the device’s reliability has been found suspect.
See State v. Johnson, Portage County Municipal Court, January 6, 2012. Vega
expressly states that its holding does not involve a situation where there was an
assertion that there was an abuse of discretion by the director in approving the breath
testing device at issue. Vega at 187, fn. 2. Obviously, in our case if the Intoxilyzer
8000 is unreliable, approval would amount to an abuse of discretion and admission of
the test results a violation of substantive due process.
{¶33} Breath tests are “‘* * * generally recognized as being reasonably reliable
on the issue of intoxication when conducted with proper equipment and by competent
operators.’” (Emphasis added.) Vega at 186, quoting Westerville v. Cunningham, 15
Ohio St.2d 121, 128(1968). Thus, the central issue as presented in the case before us,
does the Intoxilyzer 8000 qualify as “proper equipment”? The answer is “yes” if it is
generally reliable and “no” if it is not. This is a query, however, that, under Ohio law, a
trial court is entitled to resolve pursuant to R.C. 4511.19(D)(1)(b).
{¶34} In this case, the trial court exercised its discretion to safeguard the
defendant’s right to substantive due process by merely requiring the state to show the
Intoxilyzer 8000 is generally reliable. Under the circumstances, this decision was sound
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and reasonable. This is particularly true in light of the fact that a trial court is vested
with broad discretion in the admission or exclusion of evidence and in recognition that it
has inherent power to exclude or strike evidence on its own motion. Caroll v Caroll, 7th
Dist. No. 89-C-1, 1990 Ohio App. LEXIS 1339, *8 (April 5, 1990); Neil v. Hamilton
County, 87 Ohio App.3d 670; Oakbrook Realty Corp. v. Blout, 48 Ohio App.3d 69, 70
(10th Dist. 1988).
{¶35} Given the foregoing point, there is no reason to remand this case to the
trial court based upon perceived inadequacies in the motion to suppress. The trial court
made it abundantly clear that it would not admit the test results absent proof of reliability
of the Intoxilyzer 8000. Requiring the proponent to establish the reliability of scientific
evidence is something that a trial court may require as previously discussed. The state
was well aware of what the trial court required when it ordered it to produce evidence of
the Intoxilyzer 8000’s reliability, independent and irrespective of the contents of the
motion to suppress. Accordingly, there is no procedural due process violation of the
state’s right to notice and an opportunity to be heard. The trial court’s order was
unambiguous and an exercise of the sound discretion as the gatekeeper of breath test
result admissibility.
{¶36} When an appellate court [**14] is reviewing a pure issue of law, “the mere
fact that the reviewing court would decide the issue differently is enough to find error (of
course, not all errors are reversible. Some are harmless; others are not preserved for
appellate review). By contrast, where the issue on review has been confined to the
discretion of the trial court, the mere fact that the reviewing court would have reached a
12
different result is not enough, without more, to find error.” Sertz v. Sertz, 11th Dist. No.
2011-L-063, quoting Beechler, 2010-Ohio-1900 at ¶67.
{¶37} This appeal is centered around a discretionary decision made by the trial
court. As I find the court’s decision not only reasonable, but constitutionally astute, I
would affirm the trial court’s exclusion of the breath test in light of the state’s refusal to
present evidence on the issue.
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