State v. Bolton , 2012 Ohio 169 ( 2012 )

[Cite as State v. Bolton, 2012-Ohio-169.]
Court of Appeals of Ohio
EIGHTH APPELLATE DISTRICT
COUNTY OF CUYAHOGA
JOURNAL ENTRY AND OPINION
No. 96385
STATE OF OHIO
PLAINTIFF-APPELLEE
vs.
TREVOR BOLTON
DEFENDANT-APPELLANT
JUDGMENT:
AFFIRMED IN PART, REVERSED
IN PART, AND REMANDED
Criminal Appeal from the
Cuyahoga County Court of Common Pleas
Case No. CR-537424
BEFORE: Celebrezze, J., Stewart, P.J., and Boyle, J.
RELEASED AND JOURNALIZED: January 19, 2012
ATTORNEY FOR APPELLANT
Paul Mancino, Jr.
75 Public Square
Suite 1016
Cleveland, Ohio 44113-2098
ATTORNEYS FOR APPELLEE
William D. Mason
Cuyahoga County Prosecutor
BY: Carrie Heindrichs
Mahmoud Awadallah
Assistant Prosecuting Attorneys
The Justice Center
1200 Ontario Street
Cleveland, Ohio 44113
FRANK D. CELEBREZZE, JR., J.:
{¶ 1} Appellant, Trevor Bolton, appeals from his convictions for
kidnapping, rape, gross sexual imposition, and having a weapon while under
disability. After a thorough review of the record and relevant case law, we
affirm in part and reverse and remand in part.
{¶ 2} On May 19, 2010, appellant was indicted in a seven-count
indictment that charged him with aggravated burglary in violation of R.C.
2911.11(A)(2), with one- and three-year firearm specifications; kidnapping in
violation of R.C. 2905.01(A)(4), with one- and three-year firearm
specifications; three counts of rape in violation of R.C. 2907.02(A)(2), with
one- and three-year firearm specifications; gross sexual imposition in
violation of R.C. 2907.05(A)(1); and having a weapon while under disability in
violation of R.C. 2923.13(A)(3).
{¶ 3} On November 30, 2010, appellant’s jury trial commenced. At
trial, the victim, K.K., 1 testified that in 2002 and 2003, she lived in a
two-story house in East Cleveland, Ohio. K.K. testified that on May 7, 2003,
she was in her upstairs bedroom when she heard noises coming from
downstairs. When she went into the hallway, she saw a man coming up the
stairs. She testified that she did not see the man clearly, but heard him say,
“put your head down, turn around.” At that point, the man grabbed her and
pushed her into her bedroom. K.K. testified that the man pointed a firearm
at her while he pulled off her pants. Subsequently, the man penetrated her
with his mouth, fingers, and penis. K.K. testified that her eyes were closed
when the man was on top of her, however, when she opened her eyes, she saw
the firearm laying near her face on the bed. K.K. testified that she
immediately contacted the police once the man left her house. When the
officers arrived at her residence, K.K. informed them that she had been
raped, and she was taken to the hospital for examination.
{¶ 4} Dr. Daniel Dickriede testified that he was the emergency room
doctor at South Pointe Hospital when K.K. arrived. Dr. Dickriede testified
1 The victim is referred to herein by her initials in accordance with this
court’s established policy.
that K.K. stated that the individual who raped her was armed and pressed
the gun to the back of her head. Dr. Dickriede testified that the completed
rape kit and K.K.’s clothing were given to the Cleveland Police Department
(“CPD”). He testified that the physical examination of K.K. showed that her
memory was intact, although she was suffering from depression.
{¶ 5} Detective Alan Strickler of the CPD, Sex Crimes and Child Abuse
Unit, testified that he met with K.K. on May 21, 2003 and took her written
statement. Det. Strickler testified that he lost contact with K.K. when she
moved out of her Cleveland home. The case became a cold case until 2007,
when Det. Strickler learned that there was a DNA match found in a DNA
profile database. The database identified appellant as a DNA match.
{¶ 6} Det. Strickler testified that he attempted to contact K.K.
immediately, but was unable to locate her until 2010. He testified that once
he was able to locate K.K., she came to his office and was shown a photo
lineup. K.K. indicated that No. 6 in the photo array looked familiar, but she
was unable to say if he was the person who raped her. At that point, Det.
Strickler informed K.K. that “Trevor Bolton is No. 6. Any reaction?” Det.
Strickler testified that K.K. informed him that “she knew him from
somewhere.” Upon showing K.K. a different photograph, K.K. stated, “I
definitely know him.” Subsequently, Det. Strickler made contact with
appellant and obtained his written consent to take a buccal swab.
{¶ 7} Catherine Dennisoff of the CPD Forensic Lab testified that on May
19, 2010, Det. Strickler brought the buccal swab to the forensic lab in a
property envelope. The property envelope was sealed and delivered to the
Ohio Bureau of Criminal Identification and Investigation unit (“BCI”) on May
26, 2010. Dennisoff explained that she complied with CPD forensic lab
polices and procedures for handling evidence.
{¶ 8} Dale Laux, a laboratory technician employed by BCI, testified that
on June 17, 2003, the CPD submitted six items for forensic analysis in this
case, including K.K.’s rape kit, clothing, and bedding. Laux testified that he
tested the items in compliance with the BCI standard procedures. Laux
testified that he discovered body fluids and semen stains on the underwear
submitted by the CPD and preserved the evidence for subsequent DNA
analysis.
{¶ 9} Melissa Zielaskiewicz, a forensic scientist employed by BCI,
testified that the uniqueness of one’s DNA makes it reliable evidence to
identify a party associated with a crime. She testified that BCI took
cautionary measures to ensure the integrity of its testing. Zielaskiewicz
testified that she received evidence relating to K.K.’s case on June 17, 2003.
Zielaskiewicz testified that she was advised in 2007 that there was a hit on
the department’s DNA database informing that an individual had been
potentially identified as the source of the DNA. Zielaskiewicz testified that
the computer match of the DNA was made to appellant. After the computer
match, a second report was generated on June 24, 2010, using the buccal
swabs taken from appellant. Zielaskiewicz testified that after conducting the
DNA analysis, she concluded that appellant could not be excluded as a source
of the semen found on K.K.’s underwear. Zielaskiewicz further stated that
“the chance of finding another random person in the population that would
have the same DNA profile” was “1 in 1,481,000,000,000.”
{¶ 10} At the conclusion of trial, the jury found appellant guilty of
kidnapping, gross sexual imposition, and one count of rape. Additionally,
the trial court found appellant guilty of having a weapon while under
disability. Appellant, however, was found not guilty by the jury on the
aggravated robbery count, two counts of rape, and the firearm specifications.
{¶ 11} On January 6, 2011, the trial court sentenced appellant to ten
years on the kidnapping charge and ten years on the rape charge, to run
concurrently to each other. Additionally, the trial court sentenced appellant
to 18 months on the gross sexual imposition charge and five years on the
charge of having a weapon while under disability, to run consecutively to each
other and consecutively to the rape and kidnapping charges. Accordingly,
appellant was ordered to serve an aggregate term of 16 and one-half years.
{¶ 12} Appellant appeals, raising 14 assignments of error for review.2
2 Appellant’s assignments of error are contained in the appendix to this
Law and Analysis
I. Motion to Suppress
{¶ 13} In his first assignment of error, appellant argues that he was
denied due process of law when the trial court denied his motion to suppress
evidence. Appellate review of a suppression decision presents a mixed
question of law and fact. State v. Roberts, 110 Ohio St.3d 71,
2006-Ohio-3665, 850 N.E.2d 1168, ¶ 100. On factual matters, the trial court
occupies the best position to evaluate the credibility of witnesses and weigh
the evidence. Id. at ¶ 100, citing State v. Mills, 62 Ohio St.3d 357, 366, 582
N.E.2d 972 (1992). Thus, factual findings are accorded great deference.
Id., citing State v. Fanning, 1 Ohio St.3d 19, 20, 437 N.E.2d 583 (1982). The
trial court’s legal conclusions are reviewed de novo. Id., citing State v.
Burnside, 100 Ohio St.3d 152, 2003-Ohio-5372, 797 N.E.2d 71, ¶ 8.
{¶ 14} Initially, appellant contends that the DNA collection authorized
by R.C. 2901.07 was unconstitutional. R.C. 2901.07 requires DNA testing of
certain offenders who have been incarcerated, without regard to their consent
or the existence of any reason to believe that they have committed a crime
other than the offense for which they have been incarcerated. See State v.
Cremeans, 160 Ohio App.3d 1, 2005-Ohio-928, 825 N.E.2d 1124 (2d Dist.). In
this matter, a DNA sample was taken from appellant without his consent
opinion.
while he was incarcerated on unrelated charges. The sample was stored in a
DNA database and subsequently linked appellant to the rape of K.K.
{¶ 15} As this court stated in State v. Gaines, 8th Dist. No. 91179,
2009-Ohio-622, 2009 WL 344990, ¶ 58, “All fifty states have enacted DNA
database statutes and courts have almost uniformly held that they do not
violate the Fourth Amendment. The United States Supreme Court has
characterized the drawing of blood as minimally intrusive.” Id. “Blood tests
do not constitute an unduly extensive imposition on an individual’s bodily
integrity.” Winston v. Lee, 470 U.S. 753, 762, 105 S.Ct. 1611, 84 L.Ed.2d 662(1985).
{¶ 16} Furthermore, prisoners and probationers have diminished
expectations of privacy. Griffin v. Wisconsin, 483 U.S. 868, 874, 107 S.Ct.
3164, 97 L.Ed.2d 709 (1987); Hudson v. Palmer, 468 U.S. 517, 524-528, 104
S.Ct. 3194, 82 L.Ed.2d 393 (1984); In re Nicholson, 132 Ohio App.3d 303, 724
N.E.2d 1217 (8th Dist. 1999); Pollock v. Brigano, 130 Ohio App.3d 505, 511,
720 N.E.2d 571 (12th Dist. 1998). A convicted felon’s interest in the
identifying information contained in his or her DNA is particularly weak
when compared with those of other individuals. In the context of law
enforcement, the taking of a DNA sample is akin to the taking of a fingerprint
and does not unduly infringe on an offender’s privacy interests. Nicholson,
supra; see also Davis v. Mississippi, 394 U.S. 721, 89 S.Ct. 1394, 22 L.Ed.2d
676 (1969). Accordingly, the DNA sample taken from appellant while he was
in prison on an unrelated charge was not unconstitutional pursuant to
R.C. 2901.07.
{¶ 17} Next, appellant argues that the DNA sample taken by Det.
Strickler after he was arrested for K.K.’s rape was a violation of his Fourth
Amendment right against search and seizure. The Fourth Amendment to
the United States Constitution requires a police officer to first obtain a
warrant based on probable cause and approved by a judge or magistrate
before conducting a search. Schneckloth v. Bustamonte, 412 U.S. 218, 219,
93 S.Ct. 2041, 36 L.Ed.2d 854 (1973).
{¶ 18} Section 14, Article I of the Ohio Constitution provides protections
that are coextensive with those provided by the Fourth Amendment to the
United States Constitution. State v. Robinette, 80 Ohio St.3d 234, 245,
1997-Ohio-343, 685 N.E.2d 762. Searches and seizures for evidence
conducted outside the judicial process “are per se unreasonable under the
Fourth Amendment — subject only to a few specifically established and
well-delineated exceptions.” Katz v. United States, 389 U.S. 347, 357, 88
S.Ct. 507, 19 L.Ed.2d 576 (1967). Valid exceptions to the warrant
requirement include search of arrestee’s immediate area incident to arrest;
inventory search; voluntary consent; investigatory stop with protective search
incident to arrest or incident to investigatory stop; hot pursuit; exigent
circumstances; and plain view. Id. The state contends that the search of
appellant was constitutional based on appellant’s written consent. We agree.
{¶ 19} “The Fourth Amendment test for a valid consent to search is that
the consent be voluntary, and ‘voluntariness is a question of fact to be
determined from all the circumstances’ [Schneckloth at 248-249].” Ohio v.
Robinette, 519 U.S. 33, 40, 117 S.Ct. 417, 136 L.Ed.2d 347 (1996). Further,
the state must prove by clear and convincing evidence that the consent was
freely and voluntarily given. State v. Jackson, 110 Ohio App.3d 137, 142,
673 N.E.2d 685 (6th Dist. 1996). Clear and convincing evidence is that
evidence “which will produce in the mind of the trier of facts a firm belief or
conviction as to the facts sought to be established.” Cincinnati Bar Assn. v.
Massengale, 58 Ohio St.3d 121, 122, 568 N.E.2d 1222 (1991), quoting Cross v.
Ledford, 161 Ohio St. 469, 120 N.E.2d 118 (1954), paragraph three of the
syllabus. While clear and convincing evidence is “more than a mere
‘preponderance of the evidence,’” it does not rise to the level of “evidence
‘beyond a reasonable doubt.’” Id.{¶ 20} In the case sub judice, the record reflects that appellant was
arrested on May 1, 2010, on a valid arrest warrant. On May 12, 2010, Det.
Strickler went to the prison to speak with appellant. At that time, appellant
consented to the taking of the buccal swab and signed a written waiver. The
consent form advised appellant that he had the right to require that the
police obtain a search warrant and that he had the right to refuse the search.
Thus, we find competent and credible evidence in the record to sustain the
trial court’s conclusion that appellant’s consent to the collection of biological
samples was voluntary.
{¶ 21} Finally, appellant argues that the buccal swab was taken in
violation of his Fifth Amendment right to counsel. Appellant contends that
the search was conducted after he invoked his right to counsel pursuant to
Miranda v. Arizona, 384 U.S. 436, 86 S.Ct. 1602, 16 L.Ed.2d 694 (1966).
{¶ 22} In Miranda, the Supreme Court held that, in order to protect a
defendant’s right under the Fifth Amendment against compelled
self-incrimination, before police initiate custodial interrogation, they must
advise a defendant that, in addition to other rights, he has the right to
remain silent and the right to counsel. Id. at 1624-1627. “The right to
counsel established in Miranda was one of a ‘series of recommended
“procedural safeguards”’ * * * [that] were not themselves rights protected by
the Constitution but were instead measures to insure that the right against
compulsory self-incrimination was protected.” Davis v. United States, 512
U.S. 452, 457, 114 S.Ct. 2350, 129 L.Ed.2d 362 (1994). The court added
another layer to that protection in Edwards v. Arizona, 451 U.S. 477, 101
S.Ct. 1880, 68 L.Ed.2d 378 (1981), and its progeny, by holding that once a
defendant invokes his right to an attorney under Miranda, the defendant
must reinitiate contact in order for the authorities to resume interrogation.
{¶ 23} Appellant contends that Det. Strickler’s request for consent to the
search was an interrogation within the meaning of the Fifth Amendment.
However, even after a suspect has invoked his right to counsel after the
Miranda warnings, the police are not prohibited from asking a suspect to
consent to a search. See, e.g., U.S. v. LaGrone, 43 F.3d 332 (7th Cir.1994)
(request for consent to search is not interrogation under Miranda ).
Accordingly, consent given after the invocation of Miranda rights is valid as
long as it is voluntary. Although physical evidence derived from statements
made in violation of Miranda is subject to suppression, State v. Farris, 109
Ohio St.3d 519, 2006-Ohio-3255, 849 N.E.2d 985, physical evidence obtained
pursuant to the voluntary consent of the defendant is not. As previously
stated, appellant voluntarily agreed to sign the consent form and allowed the
police to obtain a buccal swab. Thus, his Fifth Amendment right to counsel
was not violated because the request for consent to search was not an
interrogation under Miranda. See State v. Carver, 2d Dist. No. 21328,
2008-Ohio-4631, 2008 WL 4183982.
{¶ 24} Appellant’s first assignment of error is overruled.
II. Motion to Dismiss
{¶ 25} In his second assignment of error, appellant argues that he was
denied due process of law when the trial court denied his motion to dismiss
based on the unreasonable delay in commencing a prosecution.
{¶ 26} Courts reviewing a decision on a motion to dismiss for
preindictment delay accord deference to the lower court’s findings of fact, but
engage in a de novo review of the lower court’s application of the law to the
facts. State v. Cochenour, 4th Dist. No. 98CA2440, 1999 WL 152127 (Mar. 8,
1999), citing State v. Metz, 4th Dist. No. 96CA48, 1998 WL 199944 (Apr. 21,
1998).
{¶ 27} As recognized by the Ohio Supreme Court: “An unjustifiable
delay between the commission of an offense and a defendant’s indictment
therefor, which results in actual prejudice to the defendant, is a violation of
the right to due process of law under * * * the Fifth and Fourteenth
Amendments to the United States Constitution.” State v. Luck, 15 Ohio
St.3d 150, 472 N.E.2d 1097 (1984), paragraph two of the syllabus; see also
United States v. Lovasco, 431 U.S. 783, 97 S.Ct. 2044, 52 L.Ed.2d 752 (1977).
If defendant establishes actual prejudice, the burden shifts to the state to
establish justifiable delay. Luck at 153.
{¶ 28} To succeed in having a court dismiss an indictment as a result of
preindictment delay, the defendant must demonstrate that the delay caused
actual prejudice to his or her defense. Id. at 157-58. Once the defendant
makes this showing of actual prejudice, the burden then shifts to the state to
prove that the reasons for the delay were justifiable. Id. at 158. Thus,
“proof of actual prejudice, alone, will not automatically validate a due process
claim,” rather, “the prejudice suffered by the defendant must be viewed in
light of the state’s reason for the delay.” Id.
{¶ 29} “To prove actual prejudice, a defendant must show, by concrete
proof, the exculpatory value of any alleged missing evidence.” State v.
Ennist, 8th Dist. No. 90076, 2008-Ohio-5100, 2008 WL 4439105, ¶ 27, citing
State v. Gulley, 12th Dist. No. CA99-02-004, 1999 WL 1238427 (Dec. 20,
1999); see also United States v. Doerr, 886 F.2d 944, 964 (7th Cir.1989). A
defendant must specifically show how lost witnesses and physical evidence
would have proven the defendant’s asserted defense. Id. Mere speculation,
however, is insufficient to demonstrate prejudice. Id.{¶ 30} Here, appellant has failed to demonstrate that he was actually
prejudiced by the preindictment delay. Appellant does not argue that the
delay hindered his ability to defend himself at trial. Rather, he contends
that he could have already served a substantial portion of his sentence had he
been indicted and convicted earlier. Such a claim of prejudice fails to satisfy
appellant’s burden. See State v. Davis, 7th Dist. No. 05 MA 235,
2007-Ohio-7216, 2007 WL 4696960, ¶ 17 (“without proof of prejudice,
meaning something which adversely affects [a defendant’s] ability to defend
himself at trial, there is no due process violation for preindictment delay in
prosecution”).
{¶ 31} Appellant’s second assignment of error is overruled.
III. Expert Witness
{¶ 32} In his third assignment of error, appellant argues that he was
denied due process of law when the trial court refused to appropriate funds
for an expert witness to evaluate the DNA evidence on his behalf.
{¶ 33} Both the United States Supreme Court and the Ohio Supreme
Court have consistently held that an indigent criminal defendant is entitled
to an expert witness at the state’s expense under certain conditions. State v.
Mason, 82 Ohio St.3d 144, 149, 694 N.E.2d 932 (1998). “As a matter of due
process, indigent defendants are entitled to receive the ‘raw materials’ and
the ‘basic tools of an adequate defense,’ which may include provision of expert
* * * assistance.” Id., quoting Ake v. Oklahoma, 470 U.S. 68, 77, 105 S.Ct.
1087, 84 L.Ed.2d 53 (1985).
{¶ 34} The decision to appoint an expert is left to the trial court’s broad
discretion, and its decision will not be reversed absent an abuse of discretion.
State v. Wells, 7th Dist. No. 98-JE-3, 2000 WL 309401 (Mar. 22, 2000). An
abuse of discretion implies that the trial court acted unreasonably,
arbitrarily, or unconscionably. State v. Adams, 62 Ohio St.2d 151, 157, 404
N.E.2d 144 (1980).
{¶ 35} It is well settled that in cases where an indigent defendant
requests state-funded expert assistance, the indigent defendant has the
burden of establishing the reasonableness of the request. State v. Scott, 41
Ohio App.3d 313, 315, 535 N.E.2d 379 (8th Dist. 1987). At a minimum, the
indigent defendant must present the trial court with sufficient facts upon
which the court can base a decision. Id., citing Ake, supra, at 83; State v.
Ulis, 6th Dist. No. L-93-247, 1994 WL 385196 (July 22, 1994).
{¶ 36} In the case sub judice, appellant’s counsel argued that expert
review and interpretation of the DNA testing report from the BCI “may be
useful in his defense.” Generally, an undeveloped assertion that expert
assistance would be useful to the defense is inadequate. Caldwell v.
Mississippi, 472 U.S. 320, 323-324, 105 S.Ct. 2633, 86 L.Ed.2d 231 (1985), fn.
1. Here, appellant has failed to assert a specific reason for his request for
expert assistance. “Without a more substantial showing that the request for
a DNA expert was reasonable, this court cannot now say that the trial court
erred in denying appellant’s request.” State v. Kent, 8th Dist. No. 72435,
1998 WL 323558 (June 18, 1998), citing Ake, supra, at 83.
{¶ 37} Appellant’s third assignment of error is overruled.
IV. Right of Confrontation
{¶ 38} In his fourth assignment of error, appellant argues that he was
denied his constitutional right of confrontation and cross-examination.
{¶ 39} On cross-examination, defense counsel questioned K.K. about her
boyfriend at the time of the incident. Specifically, counsel inquired into her
boyfriend’s whereabouts and acquaintances at the time of K.K.’s rape. The
state objected to the line of questioning, and the trial court sustained the
objection on relevancy grounds. Appellant asserts that the trial court
prevented him from challenging K.K.’s bias and prejudice “because it could be
assumed that if her boyfriend was in jail she may have thought that
defendant was responsible for the boyfriend being in jail or there was some
connection between defendant and her boyfriend.” We disagree with
appellant’s assertion.
{¶ 40} The constitutional right of cross-examination includes the right to
impeach a witness’s credibility. State v. Green, 66 Ohio St.3d 141,
1993-Ohio-26, 609 N.E.2d 1253; State v. Brewer, 2d Dist. No. 13866, 1994 WL
461781 (Aug. 24, 1994); Evid.R. 611(B). Unlike Federal Crim.R. 611, which
generally limits cross-examination to matters raised during direct, Ohio
Crim.R. 611(B) permits cross-examination on all relevant issues and matters
relating to credibility. Weissenberger, Ohio Evidence 2005 Courtroom
Manual, at 245-246. Possible bias, prejudice, pecuniary interest in the
litigation or motive to misrepresent facts, are matters that may affect
credibility. Evid.R. 616(A); State v. Ferguson, 5 Ohio St.3d 160, 450 N.E.2d
265 (1983). The denial of full and effective cross-examination of any witness
who identifies a defendant as the perpetrator of the offense is the denial of
the fundamental constitutional right of confrontation essential to a fair trial.
State v. Hannah, 54 Ohio St.2d 84, 374 N.E.2d 1359 (1978); Brewer, supra.
{¶ 41} In State v. Foust, 2d Dist. No. Civ.A. 20470, 2005-Ohio-440, 2005
WL 281165, ¶ 13-14, the court held:
On the other hand, trial courts have wide latitude in imposing
reasonable limits on the scope of cross-examination based upon
concerns about harassment, prejudice, confusion of the issues, the
witness’s safety, or repetitive, marginally relevant interrogation.
Delaware v. Van Arsdall (1986), 475 U.S. 673, 106 S.Ct. 1431, 89
L.Ed.2d 674. It is within the trial court’s broad discretion to
determine whether testimony is relevant, and to balance its
potential probative value against the danger of unfair prejudice.
In re Fugate ([Sept. 22,] 2000), Darke App. No. 1512. We will not
interfere with the trial court’s decision in those matters absent an
abuse of discretion. Id. An abuse of discretion means more
than a mere error of law or an error in judgment. It implies an
arbitrary, unreasonable, unconscionable attitude on the part of
the trial court. Id.{¶ 42} In this matter, the determination of whether K.K.’s boyfriend was
in prison at the time she was raped was irrelevant to the facts at issue. Any
argument to the contrary would require highly objectionable speculation.
Furthermore, K.K. testified on cross-examination that she did not know
appellant prior to the date of the incident, and there was no evidence
presented that appellant shared a relationship with K.K.’s boyfriend. The
mere fact that K.K.’s testimony did not align with appellant’s theory of
defense does not equate to a violation of the confrontation clause.
{¶ 43} Appellant’s fourth assignment of error is overruled.
V. Jury Instruction — Lesser Included Offense
{¶ 44} In his fifth assignment of error, appellant argues that he was
denied due process of law and his right to present a defense when the trial
court refused to instruct the jury on the lesser included offenses of rape and
kidnapping.
{¶ 45} An offense may be a lesser included offense of another when (1)
the offense carries a lesser penalty than the other; (2) the greater offense
cannot, as statutorily defined, be committed without the lesser offense, as
statutorily defined, also being committed; and (3) some element of the greater
offense is not required to prove the commission of the lesser offense. State v.
Deem, 40 Ohio St.3d 205, 533 N.E.2d 294 (1988), paragraph three of the
syllabus. A charge on a “lesser included offense is required only where the
evidence presented at trial would reasonably support both an acquittal on the
crime charged and a conviction upon the lesser included offense.” State v.
Thomas, 40 Ohio St.3d 213, 533 N.E.2d 286 (1988), paragraph two of the
syllabus; State v. Shane, 63 Ohio St.3d 630, 632-633, 590 N.E.2d 272 (1992).
Conversely, if the jury could not reasonably find against the state on any
element of the crime, then a charge on a lesser included offense is not only not
required, but is also improper. Thomas, supra.
{¶ 46} Initially, appellant complains that the trial court erred in refusing
to instruct on sexual battery as a lesser included offense of rape. The offense
of rape under R.C. 2907.02(A)(2) provides that “[n]o person shall engage in
sexual conduct with another when the offender purposely compels the other
person to submit by force or threat of force.” As used in R.C. 2907.02,
“sexual conduct” means “vaginal intercourse between a male and a female; * *
* [and p]enetration, however slight, is sufficient to complete vaginal * * *
intercourse.” R.C. 2907.01(A). The offense of sexual battery under R.C.
2907.03 provides that “(A) No person shall engage in sexual conduct with
another, not the spouse of the offender, when any of the following apply: (1)
The offender knowingly coerces the other person to submit by any means that
would prevent resistance by a person of ordinary resolution.”
{¶ 47} The Ohio Supreme Court has previously determined that sexual
battery, as statutorily defined, is a lesser included offense of rape. State v.
Johnson, 112 Ohio St.3d 210, 2006-Ohio-6404, 858 N.E.2d 1144; State v.
Chaney, 3d Dist. No. 13-07-30, 2008-Ohio-3507, 2008 WL 2718509.
Accordingly, a trial court’s failure to instruct the jury on sexual battery as a
lesser included offense of rape will be error only if the jury could have
reasonably found that the defendant compelled the victim to submit to sexual
conduct by coercion, but not by force or threat of force. See Chaney at ¶ 44.
{¶ 48} In the case before us, K.K. testified that appellant compelled her
to engage in sexual conduct by force and threat of force. Throughout the
trial, neither party presented any evidence to suggest that appellant
compelled K.K. to submit to sexual conduct by coercion. Consequently, the
trial court did not err in declining to instruct the jury on sexual battery as a
lesser included offense of rape.
{¶ 49} Appellant next complains that the trial court erred in refusing to
instruct on abduction as a lesser included offense of kidnapping. Kidnapping
is defined in R.C. 2905.01 as follows:
(A) No person, by force, threat, or deception * * * shall remove
another from the place where the other person is found or
restrain the liberty of the other person, for any of the following
purposes:
***
(2) To facilitate the commission of any felony or flight thereafter;
(3) To terrorize, or to inflict serious physical harm on the victim
or another[.]
Abduction is defined in R.C. 2905.02 as:
(A) No person, without privilege to do so, shall knowingly do any
of the following:
(1) By force or threat, remove another from the place where the
other person is found;
(2) By force or threat, restrain the liberty of another person,
under circumstances which create a risk of physical harm to the
victim, or place the other person in fear[.]
{¶ 50} This court has held that abduction is a lesser included offense of
kidnapping. State v. Simmons, 8th Dist. No. 96208, 2011-Ohio-6074, 2011
WL 5869794, ¶ 42. Here, we are unable to conclude that the trial court erred
in failing to give an instruction on abduction where the record is devoid of any
evidence that would have caused the jury to find appellant guilty of abduction
but not guilty of kidnapping. The evidence demonstrated that appellant
placed a gun to K.K.’s head and moved her into her bedroom, where he
knowingly restrained her liberty, against her will, with force and threat of
force. Consequently, appellant was not entitled to an instruction on the
lesser included offense of abduction.
{¶ 51} Appellant’s fifth assignment of error is without merit.
VI. Jury Instruction --- Kidnapping
{¶ 52} In his sixth assignment of error, appellant argues that he was
denied due process of law when the trial court failed to instruct, with
reference to the kidnapping count, that the jury make a determination as to
whether the victim was released in a safe place unharmed.
{¶ 53} “An appellate court is to review a trial court’s decision regarding a
jury instruction to determine whether the trial court abused its discretion.”
State v. Mitchell, 11th Dist. No. 2001-L-042, 2003-Ohio-190, 2003 WL 138475,
at ¶ 10, citing State v. Wolons, 44 Ohio St.3d 64, 68, 541 N.E.2d 443 (1989).
{¶ 54} The applicable statute, which has since been amended, stated,
“[e]xcept as otherwise provided in this division or division (C)(2) or (3) of this
section, if the offender releases the victim in a safe place unharmed,
kidnapping is a felony of the second degree.” Former R.C. 2905.01(C).
{¶ 55} Whether a kidnapper releases his victim unharmed in a safe place
“is not an element of the offense; rather, the accused must plead and prove it
in the fashion of an affirmative defense.” State v. Sanders, 92 Ohio St.3d
245, 265, 2001-Ohio-189, 750 N.E.2d 90; State v. Cornute, 64 Ohio App.2d
199, 412 N.E.2d 416 (10th Dist. 1979) (“The provision in R.C. 2905.01(C),
reducing kidnapping to a felony of the second degree ‘[i]f the offender releases
the victim in a safe place unharmed’ is a mitigating circumstance, rather
than an element of the crime of kidnapping. It is in the nature of an
affirmative defense and is to be treated as such”).
{¶ 56} “The court has no duty to give jury instructions that are neither
supported by the facts nor that assist the jury.” Ogletree, at ¶14, citing State
v. Guster, 66 Ohio St.2d 266, 421 N.E.2d 157 (1981), at the syllabus. In this
case, it is evident that appellant failed to provide any evidence that K.K. was
released unharmed. Instead, ample evidence was provided by the state that
K.K. was harmed — she was raped by appellant prior to being released. As
stated in State v. Arias, 9th Dist. No. 04CA008428, 2004-Ohio-4443, 2004 WL
1882631, ¶ 38, “it is difficult indeed to imagine that one may engage in sexual
activity with another against their will and still argue that such a person is
left ‘unharmed.’” K.K. was not released unharmed, and therefore, the court
did not act improperly in failing to read an instruction regarding this issue to
the jury. See State v. Turner, 11th Dist. No. 2010-A-0060, 2011-Ohio-5098,
2011 WL 4552987.
{¶ 57} Appellant’s sixth assignment of error is overruled.
VII. Cumulative Error
{¶ 58} In his seventh assignment of error, appellant argues that he was
denied a fair trial by reason of cumulative error committed during the course
of the trial.
{¶ 59} In State v. DeMarco, 31 Ohio St.3d 191, 509 N.E.2d 1256 (1987),
the Ohio Supreme Court recognized the doctrine of cumulative error.
Pursuant to this doctrine, a conviction will be reversed where the cumulative
effect of errors in a trial deprives a defendant of the constitutional right to a
fair trial even though each of numerous instances of trial court error does not
individually constitute cause for reversal. State v. Baker, 8th Dist. No.
95300, 2011-Ohio-2784, 2011 WL 2409203, at ¶ 59, citing State v. Garner, 74
Ohio St.3d 49, 656 N.E.2d 623 (1995).
{¶ 60} “In order to find ‘cumulative error’ present, we first must find that
multiple errors were committed at trial. We then must find a reasonable
probability that the outcome of the trial would have been different but for the
combination of the separately harmless errors.” (Citations omitted.) State
v. Djuric, 8th Dist. No. 87745, 2007-Ohio-413, 2007 WL 274373, at ¶ 52.
{¶ 61} To affirm in spite of multiple errors, we would have to determine
that the cumulative effect of the errors is harmless beyond a reasonable
doubt. State v. Williams, 8th Dist. No. 94261, 2011-Ohio-591, 2011 WL
486487, at ¶ 25, citing DeMarco at 195 (the errors can be considered harmless
if there is overwhelming evidence of guilt or other indicia that the errors did
not contribute to the conviction).
1. Declaring witnesses to be experts in the presence of the jury.
{¶ 62} Appellant argues that the trial court erred in declaring forensic
scientist Melissa Zielaskiewicz to be an expert in the presence of the jury. In
our judgment, the trial court properly permitted Zielaskiewicz to testify and
render her opinion in the capacity of an expert. Although we agree with
appellant’s position that Zielaskiewicz should have been qualified as an
expert in DNA outside the presence of the jury, United States v. Johnson, 488
F.3d 690 (6th Cir.2007), we find the error was harmless in this case, given the
correctness of permitting Zielaskiewicz to testify as an expert. State v.
Tilley, 2d Dist. No. 19198, 2002-Ohio-6776, 2002 WL 31761446, ¶ 24.
2. Use of statistical evidence not prepared by the witness.
{¶ 63} Appellant argues that the trial court improperly allowed
Zielaskiewicz to testify about statistical evidence provided by a national
database developed by the Federal Bureau of Investigation (“FBI”).
Appellant claims that he was denied any opportunity to cross-examine the
FBI’s random match probability estimates because Zielaskiewicz did not
prepare the database and had no personal knowledge of the methods and
procedures the FBI used to compute the statistical estimates or the data upon
which the calculations were based. Using the FBI database, Zielaskiewicz
estimated that the mathematical chance that appellant was not the source of
the recovered DNA was 1 in 1,481,000,000,000.
{¶ 64} Many Ohio jurisdictions, including this one, have allowed expert
opinion testimony under Evid.R. 703, even though the expert’s opinion was
based in part on statistics published by other sources. State v. Ervin, 8th
Dist. No. 80473, 2002-Ohio-4093, 2002 WL 1824977; State v. Flowers, 10th
Dist. No. 99AP-530, 2000 WL 552197 (May 4, 2000); State v. Powell, 2d Dist.
No. 18095, 2000 WL 1838716 (Dec. 15, 2000); State v. Stokes, 8th Dist. No.
71654, 1997 WL 764815 (Dec. 11, 1997); State v. Drain, 10th Dist. No.
95APA03-351, 1995 WL 765169 (Dec. 29, 1995). Furthermore, courts have
addressed and rejected appellant’s argument raised herein, holding that the
statistical DNA evidence derived from the FBI database is not “testimonial”
under Crawford v. Washington, 541 U.S. 36, 124 S.Ct. 1354, 158 L.Ed.2d 177(2004). Powell, supra; State v. Bruce, 5th Dist. No. 2006-CA-45,
2008-Ohio-5709, 2008 WL 4801648; State v. Breeze, 10th Dist. No. 92AP-258,
1992 WL 356269 (Nov. 24, 1992). Accordingly, we find no error in the trial
court’s acceptance of Zielaskiewicz’s expert testimony and reliance on the FBI
database.
3. Unsupported claims by prosecutor concerning DNA evidence.
{¶ 65} Appellant contends that the prosecutor’s statement in closing
arguments that “DNA evidence has exonerated people” subjected him to an
unfair trial. Additionally, appellant contends that the state denigrated
defense counsel during closing arguments.
{¶ 66} Courts afford prosecutors wide latitude in making closing
arguments. State v. Benge, 75 Ohio St.3d 136, 141, 1996-Ohio-227, 661
N.E.2d 1019. Moreover, “it is well settled that a party cannot complain of
[an] opponent’s argument to the jury, where it amounts only to a reply in kind
to matters argued by [a] complaining party.” State v. Hopkins, 10th Dist. No.
05AP-338, 2006-Ohio-232, 2006 WL 163995, ¶ 31, quoting State v. Roland,
8th Dist. No. 38393, 1979 WL 209968 (Mar. 15, 1979).
{¶ 67} Upon review of the record, we find that the prosecutor’s
statements were made in response to appellant’s unfounded comments during
closing arguments that there was only a 60 percent probability that appellant
was a match to the DNA test. Furthermore, we find that the prosecutor’s
statement that defense counsel “pulled the information out of his hat” did not
denigrate defense counsel. While the comments may have been improper,
they were not prejudicial. State v. Bauldwin, 8th Dist. No. 94876,
2011-Ohio-1066, 2011 WL 827414. Therefore, we find no error in the state’s
closing argument.
4. Improper testimony from Det. Alan Strickler.
{¶ 68} Finally, appellant contends that the testimony of Det. Strickler
was improper because it relied primarily on the police report. However,
appellant has failed to cite any case law or rules of evidence to support his
position. Additionally, the record reflects that Det. Strickler actively
participated in the investigation of this matter, and his testimony at trial was
limited to his personal observations. Accordingly, we find no error.
{¶ 69} Because appellant has failed to establish the existence of multiple
errors, his seventh assignment of error is overruled.
VIII. Closing Statement
{¶ 70} In his eighth assignment of error, appellant argues that he was
denied due process of law and assistance of counsel when the trial court
rendered its verdict without allowing defendant or his counsel to make a
closing statement in regard to the charges tried to the bench.
{¶ 71} In Jackson v. Jackson, 8th Dist. Nos. 64284 and 64873, 1993 WL
526704 (Dec. 16, 1993), this court stated:
While a trial judge may not refuse to permit final argument in a
jury or non-jury case, without violating the defendant’s right to
assistance of counsel, error in the matter of opening and closing of
argument must appear affirmatively from the record in order to
be reviewed. The record does not indicate that appellant
requested a closing argument which was denied by the trial court.
(Citations omitted.) Id.Similarly, in this matter, the record is devoid of any attempt by the trial court
to deny appellant’s counsel the opportunity to present a closing argument.
{¶ 72} Appellant’s eighth assignment of error is not reviewable and is,
therefore, overruled.
IX. Consistency Between Verdicts
{¶ 73} In his ninth assignment of error, appellant argues that he was
denied due process of law when the trial court found him guilty of having a
weapon while under disability when the jury previously found that he did not
possess a firearm.
{¶ 74} However, “in criminal cases, consistency between verdicts on
several counts of an indictment is unnecessary where the defendant is
convicted on one or some counts, and acquitted on others, and the conviction
will generally be upheld, irrespective of its rational incompatibility with the
acquittal.” State v. Sailor, 8th Dist. No. 83552, 2004-Ohio-5207, 2004 WL
2340113, ¶ 88, citing State v. Woodson, 24 Ohio App.3d 143, 493 N.E.2d 1018(10th Dist. 1985). Accordingly, any inconsistency between verdicts on a
count in an indictment charging defendant with having a weapon while under
disability and a firearm specification count will not be grounds for reversal.
Id.{¶ 75} Appellant’s ninth assignment of error is overruled.
X. Sentencing
{¶ 76} In his tenth assignment of error, appellant argues that he was
denied due process of law when he was sentenced on one count of rape after
the jury found him not guilty on two counts of rape. Appellant specifically
contends that the indictment violated his constitutional right to notice by
charging him with three identical counts of rape without differentiating the
counts in any way.
{¶ 77} Appellant did not object to the form of the indictment before trial,
as required by Crim.R. 12(C)(2), nor did he move to dismiss the indictment or
request a more specific bill of particulars. He has therefore waived all but
plain error. State v. Bogan, 8th Dist. No. 84468, 2005-Ohio-3412, 2005 WL
1541014. To prevail on a claim of plain error, appellant must demonstrate
that, but for the error, the outcome of the trial clearly would have been
otherwise. State v. Long, 53 Ohio St.2d 91, 372 N.E.2d 804 (1978),
paragraph two of the syllabus.
{¶ 78} The United States Supreme Court described the criteria by which
the sufficiency of an indictment is to be evaluated:
These criteria are, first, whether the indictment “contains the
elements of the offense intended to be charged, and sufficiently
apprises the defendant of what he must be prepared to meet,”
and, secondly, “in case any other proceedings are taken against
him for a similar offense whether the record shows with accuracy
to what extent he may plead a former acquittal or conviction.”
Russell v. U.S., 369 U.S. 749, 764, 82 S.Ct. 1038, 8 L.Ed.2d 240(1962), quoting Cochran v. United States, 157 U.S. 286, 290, 15
S.Ct. 628, 39 L.Ed. 704 (1895).
{¶ 79} Our review of the indictment fails to show that plain error
occurred. The indictment recited the language for the definition of rape as
defined in R.C. 2907.02(A)(2); therefore, the indictment properly apprised
appellant of the charged offenses. Moreover, the state presented sufficient
factual evidence to differentiate the three counts of rape. State v. Wilson,
8th Dist. No. 93772, 2010-Ohio-6015, 2010 WL 5072012, ¶ 18, citing State v.
Salahuddin, 8th Dist. No. 90874, 2009-Ohio-466, 2009 WL 270498; State v.
Cunningham, 8th Dist. No. 89043, 2008-Ohio-803, 2008 WL 519324.
{¶ 80} At trial, K.K. testified that she was orally penetrated, digitally
penetrated, and vaginally penetrated. See also State v. Hilton, 8th Dist. No.
89220, 2008-Ohio-3010, 2008 WL 2477431. Such testimony cured any due
process problems associated with appellant’s indictment. See Cunningham
at ¶ 39 (finding the state cured any due process problems in the indictment
before and during trial by delineating the factual bases for the separate
counts); State v. Rice, 8th Dist. No. 82547, 2005-Ohio-3393, 2005 WL 1541007(“the cure for such identical indictments would be for the prosecution to
delineate the factual bases for each count either before or during the trial, so
that the judge, defendant and the jury could be able to tell one count from
another”); State v. Hardy, 8th Dist. No. 86722, 2007-Ohio-1159, 2007 WL
766128 (stating same).
{¶ 81} Appellant’s tenth assignment of error is overruled.
XI. Sufficiency of the Evidence
{¶ 82} In his eleventh assignment of error, appellant argues that the
state failed to present sufficient evidence to sustain his convictions, and
therefore, the trial court should have granted his motion for acquittal.
{¶ 83} Under Crim.R. 29(A), a court “shall order the entry of a judgment
of acquittal of one or more offenses * * * if the evidence is insufficient to
sustain a conviction of such offense or offenses.” A challenge to the
sufficiency of the evidence supporting a conviction requires a court to
determine whether the state has met its burden of production at trial. State
v. Thompkins, 78 Ohio St.3d 380, 390, 1997-Ohio-52, 678 N.E.2d 541. On
review for sufficiency, courts are to assess not whether the state’s evidence is
to be believed, but whether, if believed, the evidence against a defendant
would support a conviction. Id. The relevant inquiry is whether, after
viewing the evidence in a light most favorable to the prosecution, any rational
trier of fact could have found the essential elements of the crime proven
beyond a reasonable doubt. State v. Jenks, 61 Ohio St.3d 259, 574 N.E.2d
492 (1991), paragraph two of the syllabus.
{¶ 84} Initially, appellant challenges the sufficiency of the evidence
supporting his conviction for having a weapon while under disability.
Appellant was found guilty of violating R.C. 2923.13(A)(3). Under that
subsection, “no person shall knowingly acquire, have, carry, or use any
firearm or dangerous ordnance, if * * * [t]he person * * * has been convicted of
any offense involving the illegal possession, use, sale, administration,
distribution, or trafficking in any drug of abuse[.]”
{¶ 85} Appellant specifically argues that the evidence presented at trial
was insufficient to support a finding that the “gun” identified by K.K. was a
“firearm” as defined by R.C. 2923.11. The definition of “firearm,” as used in
R.C. 2923.13, requires the firearm to be operable or readily capable of being
rendered operable. See R.C. 2923.11(B)(1); State v. Stubblefield, 8th Dist.
No. 90687, 2008-Ohio-5348, 2008 WL 4599656, ¶ 8.
{¶ 86} Concerning operability, “the trier of fact may rely upon
circumstantial evidence, including, but not limited to, the representations
and actions of the individual exercising control over the firearm.” R.C.
2923.11(B)(2). The Ohio Supreme Court has held that “proof of operability
can be established beyond a reasonable doubt by testimony of lay witnesses
who were in a position to observe the instrument and the circumstances
surrounding the crime.” State v. Murphy, 49 Ohio St.3d 206, 551 N.E.2d 932(1990), syllabus. Moreover, whether a firearm was operable or capable of
being readily rendered operable at the time of the offense is determined
within the context of “all relevant facts and circumstances surrounding the
crime, which include any implicit threat made by the individual in control of
the firearm.” Thompkins, supra, at paragraph one of the syllabus; State v.
Crawford, 8th Dist. No. 82833, 2004-Ohio-500, 2004 WL 229532.
{¶ 87} In this case, K.K. testified that appellant forced her into her
bedroom and placed a gun to the back of her head while he sexually assaulted
her. Clearly, a reasonable juror could construe the action of placing a gun to
K.K.’s head as an implicit threat to discharge the weapon if appellant’s
demands were not met. Accordingly, we find that the testimony constituted
sufficient proof that appellant possessed a “firearm” as defined in R.C.
2923.11. Viewing the evidence in the light most favorable to the prosecution,
we find the evidence is sufficient to convict appellant of having a weapon
while under disability. See State v. Lowe, 8th Dist. No. 82997,
2004-Ohio-4622, 2004 WL 1944785; State v. Stubblefield, 8th Dist. No. 90687,
2008-Ohio-5348, 2008 WL 4599656; State v. Webb, 10th Dist. No. 10AP-289,
2010-Ohio-6122, 2010 WL 5141710; State v. Jones, 4th Dist. No. 09CA1,
2010-Ohio-865, 2010 WL 769215; State v. Pride, 10th Dist. No. 11AP-55,
2011-Ohio-6055, 2011 WL 5873378.
{¶ 88} Appellant next claims that the evidence presented at trial was
insufficient to convict him of rape, kidnapping, and gross sexual imposition
where the only link to appellant was the DNA found in K.K.’s underwear.
{¶ 89} Rather than challenging the state’s failure to establish the
elements of rape, kidnapping, and gross sexual imposition, appellant asserts
that the state failed to present sufficient evidence that linked him to the
crimes. Specifically, appellant argues that his convictions could not be
beyond all reasonable doubt where only nine of the possible 15 genetic
markers on the DNA sample matched him. Appellant’s assertion is
misplaced.
{¶ 90} At trial, Melissa Zielaskiewicz testified that, in comparing the
DNA sample from appellant to the DNA profile found in K.K.’s underwear,
she could not exclude appellant as the source of the DNA. Zielaskiewicz
explained that the expected frequency of occurrence of the partial DNA profile
from the sperm cutting from K.K.’s underwear is 1 in 1,481,000,000,000
unrelated individuals. Furthermore, Zielaskiewicz testified that the world’s
population is approximately 6.5 billion. In our view, the DNA evidence,
coupled with K.K.’s detailed testimony, is sufficient evidence to convict
appellant of rape, kidnapping, and gross sexual imposition.
{¶ 91} Appellant’s eleventh assignment of error is overruled.
XII. Allied Offenses
{¶ 92} In his twelfth assignment of error, appellant contends that his
convictions for rape, kidnapping, and gross sexual imposition were allied
offenses of similar import, committed neither separately nor with a separate
animus.
{¶ 93} In State v. Johnson, 128 Ohio St.3d 153, 2010-Ohio-6314, 942
N.E.2d 1061, the Ohio Supreme Court established the proper analysis for
determining whether offenses qualify as allied offenses subject to merger
pursuant to R.C. 2941.25:
In determining whether offenses are allied offenses of similar
import under R.C. 2941.25(A), the question is whether it is
possible to commit one offense and commit the other with the
same conduct, not whether it is possible to commit one without
committing the other. * * * If the offenses correspond to such a
degree that the conduct of the defendant constituting commission
of one offense constitutes commission of the other, then the
offenses are of similar import.
If the multiple offenses can be committed by the same conduct,
then the court must determine whether the offenses were
committed by the same conduct, i.e., “a single act, committed with
a single state of mind.” [State v. ]Brown, 119 Ohio St.3d 447,
2008-Ohio-4569, 895 N.E.2d 149, at ¶ 50 (Lanzinger, J.,
dissenting).
If the answer to both questions is yes, then the offenses are allied
offenses of similar import and will be merged.
Conversely, if the court determines that the commission of one
offense will never result in the commission of the other, or if the
offenses are committed separately, or if the defendant has
separate animus for each offense, then, according to R.C.
2941.25(B), the offenses will not merge. (Emphasis sic.) Id. at ¶
48-51.
{¶ 94} The state concedes that the convictions for gross sexual
imposition and kidnapping should merge because the movement of K.K. from
the hallway to her bedroom was incidental to the crime of gross sexual
imposition. However, the state argues that because the gross sexual
imposition offense involved a separate animus than the rape, these
convictions should not merge. We agree.
{¶ 95} In the instant case, appellant was convicted of gross sexual
imposition based on conduct that involved rubbing and kissing K.K.’s
buttocks. Separate from that, but following that course of events, the rape
conviction was based on conduct whereby appellant penetrated K.K.’s vagina
with his penis. Here, the conduct constituting the gross sexual imposition
was not incidental to the conduct constituting the rape, but constituted a
separate act. State v. Knight, 8th Dist. No. 89534, 2008-Ohio-579, 2008 WL
384240; State v. Reid, 8th Dist. No. 83206, 2004-Ohio-2018, 2004 WL 859172;
State v. Mason, 10th Dist. Nos. 10AP-337 and 10AP-342, 2011-Ohio-3301,
2011 WL 2586685. Thus, the merger of the rape and gross sexual imposition
offenses was not required because the offenses were separate acts committed
with a separate animus and different criminal conduct.
{¶ 96} While we acknowledge that there may be circumstances under
which gross sexual imposition and rape could be allied offenses of similar
import, the Johnson court has recognized that this analysis may produce
varying results in different cases involving the same set of offenses.
Johnson, 128 Ohio St.3d 153, at ¶ 52. “But different results are permissible,
given that the statute instructs courts to examine a defendant’s conduct — an
inherently subjective determination.” Id.{¶ 97} Accordingly, appellant’s twelfth assignment of error is sustained
only as to the kidnapping and gross sexual imposition convictions. We
reverse appellant’s sentence as to the kidnapping and gross sexual imposition
convictions and remand for merger and resentencing, at which the state must
elect which allied offense it will pursue against appellant.
XIII. Sex Offender Registration
{¶ 98} In his thirteenth assignment of error, appellant argues that he
was denied due process of law when the court applied the newly enacted
Adam Walsh Act registration requirements to his offenses. Appellant
contends that because the offenses occurred on May 7, 2003, he should be
classified under Megans’s Law and should not be subject to the reporting
requirements under the Adam Walsh Act.3
3 The Adam Walsh Act went into effect on January 1, 2008.
{¶ 99} In 1996, the General Assembly enacted Am.Sub.H.B. 180
(“Megan’s Law”), which amended the state’s sex offender registration process.
State v. Cook, 83 Ohio St.3d 404, 406, 1998-Ohio-291, 700 N.E.2d 570.
Portions of Megan’s Law became effective January 1, 1997, and other portions
of the law became effective July 1, 1997. Id.{¶ 100} In 2007, the General Assembly enacted Am.Sub.S.B. 10, which
repealed Megan’s Law and replaced it with Ohio’s version of the Adam Walsh
Act (“S.B.10”). State v. Bodyke, 126 Ohio St.3d 266, 2010-Ohio-2424, 933
N.E.2d 753, ¶ 20. S.B. 10 eliminated the categories of “sexually oriented
offender,” “habitual sex offender,” and “sexual predator” under Megan’s Law
and replaced them with a three-tier classification system. Id. at ¶ 21.
{¶ 101} Under the new classification system adopted by S.B. 10, a trial
court must designate the offender as either a Tier I, II, or III sex offender.
R.C. 2950.01. “The new classification system places a much greater limit on
the discretion of the trial court to categorize the offender, as S.B. 10 requires
the trial court to simply place the offender into one of the three tiers based on
their offense.” In re Copeland, 3d Dist. No. 1-08-40, 2009-Ohio-190, 2009 WL
118078, ¶ 10.
{¶ 102} Recently, in State v. Williams, 129 Ohio St.3d 344,
2011-Ohio-3374, 952 N.E.2d 1108, defendant Williams pleaded guilty to
engaging in unlawful sexual conduct with a minor. The offense occurred
prior to the enactment of S.B. 10. The Ohio Supreme Court held that
applying S.B. 10 to Williams or “[other] defendants who committed sex
offenses prior to its enactment, violates Section 28, Article II of the Ohio
Constitution, which prohibits the General Assembly from passing retroactive
laws.” Id. at ¶20. As such, the court reversed and remanded for
resentencing under the law in effect at the time defendant committed the
offense, i.e., Megan’s Law. Id. at ¶ 22.
{¶ 103} In the case at bar, appellant committed the offense in 2003, and
therefore he must be sentenced under Megan’s Law, not S.B. 10.
Accordingly, appellant’s thirteenth assignment of error is sustained, and the
matter is remanded to reclassify appellant in accordance with Megan’s Law.
XIV. Court Costs
{¶ 104} In his fourteenth assignment of error, appellant argues that he
was denied due process of law when the trial court failed to assess court costs
in open court, and yet costs were assessed in the judgment entry. In support
of his argument, appellant cites to the Ohio Supreme Court’s decision in State
v. Joseph, 125 Ohio St.3d 76, 2010-Ohio-954, 926 N.E.2d 278.
{¶ 105} In Joseph, the court held that it is reversible error under Crim.R.
43(A) for the trial court to impose costs in its sentencing entry when it did not
impose those costs in open court at the sentencing hearing. Id. at ¶ 22. The
court reasoned that the defendant was denied the opportunity to claim
indigency and to seek a waiver of the payment of court costs before the trial
court because the trial court did not mention costs at the sentencing hearing.
Id. The state concedes that the trial court failed to assess costs in open
court.
{¶ 106} Appellant’s fourteenth assignment of error is sustained. The
matter is remanded to the trial court to have costs properly assessed.
{¶ 107} This cause is affirmed in part, reversed in part, and remanded to
the trial court for further proceedings consistent with this opinion.
It is ordered that appellant and appellee share the costs herein taxed.
The court finds there were reasonable grounds for this appeal.
It is ordered that a special mandate issue out of this court directing the
common pleas court to carry this judgment into execution. The defendant’s
convictions having been affirmed, any bail pending appeal is terminated.
Case remanded to the trial court for execution of sentence.
A certified copy of this entry shall constitute the mandate pursuant to
Rule 27 of the Rules of Appellate Procedure.
FRANK D. CELEBREZZE, JR., JUDGE
MARY J. BOYLE, J., CONCURS;
MELODY J. STEWART, P.J., CONCURS IN JUDGMENT ONLY
APPENDIX
Appellant’s 14 assignments of error:
“I. Defendant was denied due process of law when the court overruled his
motion to suppress.”
“II. Defendant was denied due process of law when the court overruled his
motion to dismiss by reason of the unreasonable delay in commencing a
prosecution.”
“III. Defendant was denied due process of law when the court refused to
appropriate funds for an expert opinion to evaluate DNA evidence.”
“IV. Defendant was denied his constitutional right of confrontation and
cross-examination.”
“V. Defendant was denied due process of law and his right to present a
defense when the court refused to instruct on the lesser offense of sexual
battery and abduction.”
“VI. Defendant was denied due process of law when the court refused to
instruct, with reference to the kidnapping count, that a jury make a
determination as to whether the victim was released in a safe place
unharmed.”
“VII. Defendant was denied a fair trial by reason of cumulative errors
committed during the course of the trial.”
“VIII. Defendant was denied due process of law and assistance of counsel
when the court rendered its verdict without allowing defendant or his counsel
to make a closing statement.”
“IX. Defendant was denied due process of law when the court found
defendant possessed a firearm when the jury specifically found that
defendant did not possess a firearm.”
“X. Defendant was denied due process of law when he was sentenced on one
count of rape after the jury found him not guilty on two identical counts of
rape.”
“XI. Defendant was denied due process of law when the court overruled a
motion for judgment of acquittal.”
“XII. Defendant was subjected to unconstitutional multiple punishments
when the court separately sentenced defendant for rape, kidnapping and
gross sexual imposition.”
“XIII. Defendant was denied due process of law when the court applied the
newly enacted Adam Walsh Act’s registration requirements to defendant’s
offenses which occurred prior to the enactment of the Act.”
“XIV. Defendant was denied due process of law when the court did not assess
costs in open court and costs were assessed in the judgment entry.”