State v. Potts ( 2016 )

[Cite as State v. Potts, 2016-Ohio-5555.]
IN THE COURT OF APPEALS OF OHIO
THIRD APPELLATE DISTRICT
HANCOCK COUNTY
STATE OF OHIO,
PLAINTIFF-APPELLEE, CASE NO. 5-16-03
v.
KEVIN J. POTTS, OPINION
DEFENDANT-APPELLANT.
Appeal from Hancock County Common Pleas Court
Trial Court No. 2015CR171
Judgment Affirmed
Date of Decision: August 29, 2016
APPEARANCES:
Kristopher K. Kill for Appellant
Elizabeth H. Smith for Appellee
Case No. 5-16-03
PRESTON, J.
{¶1} Defendant-appellant, Kevin J. Potts (“Potts”), appeals the January 21,
2016 judgment entry of sentence of the Hancock County Court of Common Pleas.
For the reasons that follow, we affirm.
{¶2} This case stems from a June 25, 2015 altercation between Potts and the
victim, John Shepard (“John”), in which Potts was alleged to have appeared at
John’s house and attempted to assault John with a gun by entering the house and
pointing the gun at him. Potts was motivated to confront John after Potts’s
girlfriend, Lori Welly (“Welly”), alleged that John, a corrections officer with the
Hancock County Sheriff’s Office, raped her while she was an inmate at the Hancock
County Justice Center in the fall of 2014. Welly was released from the Justice
Center in September 2014 and told Potts that John raped her while she was an
inmate. As a result of Welly’s statement, Potts twice called John, and Potts and
Welly went to John’s house on September 29, 2014 to confront John. Welly later
pled no contest to providing false information during an official investigation
concerning her report about the rape and was sentenced to 90 days in jail, with 85
of those days suspended. As a result of her sentence, Potts decided that he needed
to confront John before Welly was to serve her sentence at the Hancock County
Justice Center.
-2-
Case No. 5-16-03
{¶3} On June 30, 2015, the Hancock County Grand Jury indicted Potts on
two counts, including: Count One of aggravated burglary in violation of R.C.
2911.11(A)(2) and 2903.11(D)(1)(a), a first-degree felony, and Count Two of
felonious assault in violation of R.C. 2903.11(A)(2), a second-degree felony. (Doc.
No. 1). Both counts of the indictment included a specification under R.C. 2941.145
alleging that Potts committed the offenses with a firearm. (Id.).
{¶4} On July 8, 2015, Potts appeared for arraignment and entered pleas of
not guilty. (Doc. No. 4).
{¶5} On September 24, 2015, Potts filed a request for a bill of particulars,
which the State filed on September 29, 2015. (Doc. Nos. 59, 60).
{¶6} The State filed a motion on December 3, 2015 requesting Welly to be
called as the court’s witness. (Doc. No. 94). The next day, the State filed a motion
in limine to exclude Potts from introducing any evidence from John’s personnel file
and a motion for a jury view. (Doc. Nos. 95, 96). At trial, the trial court granted
the State’s motions for a jury view and for Welly to be called as the court’s witness.
(Dec. 7-10, 2015 Tr., Vol. I, at 7, 9). Regarding the State’s motion in limine, the
trial court concluded that Potts could conduct a limited inquiry as to John’s
credibility based on his personnel file. (Dec. 7-10, 2015 Tr., Vol. III, at 549).
{¶7} The State filed amended bills of particulars on December 7 and 9, 2015.
(Doc. Nos. 97, 102).
-3-
Case No. 5-16-03
{¶8} The case proceeded to a jury trial on December 7-10, 2015. On
December 10, 2015, the jury found Potts guilty as to the counts and specifications
in the indictment. (Doc. Nos. 104, 105); (Dec. 7-10, 2015 Tr., Vol. IV, at 811-813).
The trial court filed its judgment entry of conviction on January 21, 2016. (Doc.
No. 114). That same day, the trial court sentenced Potts to seven years in prison on
Count One, seven years in prison on Count Two, and three years in prison on the
specification on Count One, and ordered that Potts serve the terms consecutively for
an aggregate sentence of 17 years. (Doc. No. 116); (Jan. 21, 2016 Tr. at 28-29).
The parties stipulated that the specifications in Counts One and Two of the
indictment merged, and the trial court merged the specifications. (Doc. No. 116).
{¶9} On February 11, 2016, Potts filed his notice of appeal. (Doc. No. 121).
He raises five assignment of error for our review. For ease of our discussion, we
discuss Potts’s third assignment of error first, followed by his first, second, fourth,
and fifth assignments of error.
Assignment of Error No. III
The Trial Court erred in overruling the motion for acquittal
pursuant to Crim.R. 29.
{¶10} In his third assignment of error, Potts argues that the trial court erred
by overruling his Crim.R. 29 motion for acquittal. Specifically, Potts argues that
his felonious-assault conviction is based on insufficient evidence—namely, that
-4-
Case No. 5-16-03
there is insufficient evidence that he knowingly attempted to cause John physical
harm.
{¶11} “Under Crim.R. 29(A), a court shall not order an entry of judgment of
acquittal if the evidence is such that reasonable minds can reach different
conclusions as to whether each material element of a crime has been proved beyond
a reasonable doubt.” State v. Tatum, 3d Dist. Seneca No. 13-10-18, 2011-Ohio-
3005, ¶ 43, citing State v. Bridgeman, 55 Ohio St. 2d 261, 263 (1978). “A motion
for acquittal tests the sufficiency of the evidence.” Id., citing State v. Miley, 114
Ohio App. 3d 738, 742 (4th Dist.1996).
{¶12} “An appellate court’s function when reviewing the sufficiency of the
evidence to support a criminal conviction is to examine the evidence admitted at
trial to determine whether such evidence, if believed, would convince the average
mind of the defendant’s guilt beyond a reasonable doubt.” State v. Jenks, 61 Ohio
St.3d 259 (1981), paragraph two of the syllabus, superseded by state constitutional
amendment on other grounds, State v. Smith, 80 Ohio St. 3d 89 (1997), fn. 4.
Accordingly, “[t]he relevant inquiry is whether, after viewing the evidence in a light
most favorable to the prosecution, any rational trier of fact could have found the
essential elements of the crime proven beyond a reasonable doubt.” Id. “In deciding
if the evidence was sufficient, we neither resolve evidentiary conflicts nor assess the
credibility of witnesses, as both are functions reserved for the trier of fact.” State v.
-5-
Case No. 5-16-03
Jones, 1st Dist. Hamilton Nos. C-120570 and C-120571, 2013-Ohio-4775, ¶ 33,
citing State v. Williams, 197 Ohio App. 3d 505, 2011-Ohio-6267, ¶ 25 (1st Dist.).
See also State v. Berry, 3d Dist. Defiance No. 4-12-03, 2013-Ohio-2380, ¶ 19
(“Sufficiency of the evidence is a test of adequacy rather than credibility or weight
of the evidence.”), citing State v. Thompkins, 78 Ohio St. 3d 380, 386 (1997).
{¶13} The criminal offense of felonious assault is codified in R.C. 2903.11,
which provides, in relevant part: “No person shall knowingly * * * [c]ause or
attempt to cause physical harm to another * * * by means of a deadly weapon * *
*.” R.C. 2903.11(A)(2).
{¶14} At trial, the State offered the testimony of Deputy Terrill Brooks
(“Deputy Brooks”) and Sergeant Michael Cortez (“Sergeant Cortez”) of the
Hancock County Sheriff’s Office regarding the September 29, 2014 incident. (Dec.
7-10, 2015 Tr., Vol. II, at 251-252). First, Deputy Brooks testified that, on that date,
he responded to a trespassing complaint made by John against Potts. (Id. at 253-
254, 257). He testified that he initiated a traffic stop of Potts and Welly in response
to John’s complaint. (Id. at 255-257, 260). According to Deputy Brooks, Potts
admitted to him that he and Welly went to the Shepard residence, and admitted that
he had a gun in his vehicle behind the driver’s seat. (Id. at 262-263).
{¶15} Second, Sergeant Cortez testified that he assisted with the September
29, 2014 traffic stop of Potts. (Id. at 269, 271-275). According to Sergeant Cortez,
-6-
Case No. 5-16-03
Potts admitted that he and Welly were coming from the Shepard residence and that
Potts took the gun “for protection.” (Id. at 278-281). He testified that Potts told
him that he took the gun for protection because Welly told Potts that John sexually
assaulted her while she was an inmate at the Hancock County Justice Center. (Id.
at 282). However, Sergeant Cortez testified that Potts told him that he left the gun
in his car while he was at the Shepard residence. (Id.). According to Sergeant
Cortez, John and John’s wife, Kim Shepard (“Kim”),
were not wanting to do anything, as far as pursue any type of criminal
charges, or anything like that. However, they did want a criminal
trespass warning issued to [Potts and Welly], and that if they had
returned, they would then file charges for said crime.
(Id. at 282-283). Sergeant Cortez testified that he “verbally gave [the criminal
trespass warning] to [Potts],” and testified that trespass warnings do not expire. (Id.
at 283-284).
{¶16} On cross-examination, Sergeant Cortez testified that neither Potts nor
Welly threatened anyone on September 29, 2014. (Id. at 285).
{¶17} As its next witness, the State called Detective Barry Boutwell
(“Detective Boutwell”) of the Hancock County Sheriff’s Office who testified that
he investigated Welly’s complaint that John sexually assaulted her. (Id. at 290-291,
293-295). He testified that he was unable to substantiate Welly’s claims based on
-7-
Case No. 5-16-03
the information that she provided to him. (Id. at 308-310, 314-316). According to
Detective Boutwell, because Welly’s allegations were unfounded, Welly was
charged with “providing false information during an official investigation.” (Id. at
316-317). (See also State’s Exs. 2, 3).
{¶18} The trial court called Welly as its witness. (Id. at 338, 340). On the
State’s examination, Welly testified that she went with Potts to the Shepard
residence on September 29, 2014 “to speak with [John’s] wife.” (Id. at 350-352).
According to Welly, she knew Potts had a gun in his vehicle. (Id. at 352). Welly
testified that Kim answered the door and that Welly “asked her if she was married
to John Shepard,” and Welly testified that is when John came to the door. (Id. at
353, 356). According to Welly, she and Potts then left the Shepard residence. (Id.
at 356).
{¶19} Welly further testified that she later pled no contest to the providing-
false-information-during-an-official-investigation charge, was found guilty, and
was sentenced to 90 days in jail, with 85 of those days suspended. (Id. at 361-362).
(See also State’s Exs. 2, 3). She testified that she was sentenced on June 25, 2015
for that crime, but was not to report to serve her jail sentence until a later date. (Dec.
7-10, 2015 Tr., Vol. II, at 362-363). According to Welly, Potts was upset by her
sentence, “but he wasn’t overly angry. He was concerned that [she] was serving jail
time again.” (Id. at 363).
-8-
Case No. 5-16-03
{¶20} On the defense’s examination, Welly testified that she and Potts left
the Shepard residence on September 29, 2014 when they were asked to leave. (Id.
at 367). According to Welly, neither she nor Potts threatened anyone on September
29, 2014. (Id.). Welly testified that she did not believe that Potts intended to cause
John harm when Potts returned to the Shepard residence on June 25, 2015. (Id.).
{¶21} As its next witness, the State called Lieutenant Christopher Bell
(“Lieutenant Bell”) of the Hancock County Sheriff’s Office. (Id. at 375-376).
Lieutenant Bell identified as State’s Exhibit 4 a true and accurate copy of the 911
emergency call that the Hancock County Sheriff’s Office received from Kim on
June 25, 2015, which was subsequently played for the jury. (Id. at 385-386).
{¶22} Next, the State called Deputy Matthew Brunswick (“Deputy
Brunswick”) of the Hancock County Sheriff’s Office who testified that he
responded to the Shepard residence on June 25, 2015. (Id. at 390, 396-398). When
he arrived at the scene, he saw Potts and John “struggling right at the entrance of
the base of the porch, where it meets the driveway.” (Id. at 401-402). He testified
that he saw both men with both of their hands on the gun struggling for control of
it. (Id. at 418). He testified specifically,
So the suspect had the gun, his hands down, I can’t say exact position,
but somewhat facing downward, and then Mr. Shepard has his hands
both onto [sic] the firearm. So both people were struggling, and as
-9-
Case No. 5-16-03
this is going on, they’re obviously both moving around, and the gun
is, for the most part, seemed like it is pointed downward at that time.
(Id. at 423).
{¶23} According to Deputy Brunswick, when he arrived at the scene, he
immediately exited his patrol vehicle and heard John yelling “he’s got a gun, he’s
got a gun.” (Id. at 403). As a result, Deputy Brunswick tried to find a vantage point,
which would provide him a safe shot, and was yelling “drop the gun, drop the gun.”
(Id.). He testified that he yelled “drop the gun” several times. (Id. at 424). Deputy
Brunswick testified that the scuffle between Potts and John lasted “[s]econds.” (Id.
at 403-404). According to Deputy Brunswick, Potts eventually complied with his
order to drop the gun. (Id. at 426).
{¶24} Deputy Brunswick identified State’s Exhibit 7 as the gun he recovered
from the scene—a GLOCK 19, 9-millimeter handgun. (Id. at 406-407). Deputy
Brunswick testified that, when he recovered the gun, he found a bullet in the
chamber of the gun. (Id. at 408). (See also id. at 434). According to Deputy
Brunswick, Potts admitted that “he chambered one because he didn’t feel safe.” (Id.
at 436).
{¶25} He further testified that the magazine for the gun, which he identified
as State’s Exhibit 8, was located under a bench on the front porch of the Shepard
residence. (Id. at 414). He testified that there were 9 rounds of ammunition found
-10-
Case No. 5-16-03
in the magazine that holds 15 rounds. (Id. at 415). Deputy Brunswick identified as
State’s Exhibit 9 a photograph depicting the magazine as it was discovered on the
Shepard’s front porch. (Id. at 414). (See State’s Ex. 9). (See also State’s Exhibit
10). Deputy Brunswick identified as State’s Exhibit 11 a knife that was discovered
on Potts at the scene. (Dec. 7-10, 2015 Tr., Vol. II, at 429-430). (See also State’s
Ex. 12).
{¶26} He testified that Potts appeared to be intoxicated and that Potts stated
“[n]ot enough” when Deputy Brunswick asked him how much alcohol he had
consumed. (Dec. 7-10, 2015 Tr., Vol. II, at 439). Deputy Brunswick identified
State’s Exhibit 13 as a true and accurate photograph of the location at which Potts
parked his vehicle in relation to the Shepard residence—down the street and several
residences to the west from the Shepard residence. (Id. at 440-441, 443). Deputy
Brunswick identified State’s Exhibits 15, 16, 17, and 18 as true and accurate
photographs depicting the injuries John sustained. (Id. at 446-449).
{¶27} On cross-examination, Deputy Brunswick testified that he saw only
that the gun was pointed downward at John’s legs during the struggle, and he
testified that he did not hear Potts verbally threaten John. (Id. at 458).
{¶28} On re-cross examination, Deputy Brunswick testified that, when he
arrived at the scene, he observed Potts holding the gun in a position that would allow
him to discharge it. (Id. at 462).
-11-
Case No. 5-16-03
{¶29} Detective Sergeant Jason Seem (“Detective Seem”) testified for the
State that he responded to the scene on June 25, 2015 to assist in the investigation.
(Id. at 510). Detective Seem identified State’s Exhibit 20 as a diagram that he
created depicting the scene. (Id. at 510-511).
{¶30} On cross-examination, Detective Seem testified that no one reported
to him that Potts threatened John or that Potts pointed the gun at John. (Id. at 528).
He also testified that the Shepards’ front doors were not inspected for fingerprint
evidence to substantiate whether Potts touched either door. (Id.).
{¶31} As its next witness, the State called John, who testified as to his
interactions with Potts on September 28 and 29, 2014 and June 25, 2015. (Dec. 7-
10, 2015 Tr., Vol. III, at 554, 558, 564, 584). He testified that, on September 28,
2014, he received a phone call from Potts asking him if he was a corrections officer
with the Hancock County Justice Center, and asking him whether he knew Welly.
(Id. at 558-561). He testified that the phone disconnected after Potts asked John
whether he knew Welly but that Potts called again shortly thereafter; however, he
did not answer Potts’s second call. (Id. at 562). As part of the second call, Potts
left a voicemail identifying himself and asking John to return his call. (Id. at 562-
563). As a result of Potts’s phone calls, John reported the phone calls to the Hancock
County Sheriff’s Office. (Id. at 563).
-12-
Case No. 5-16-03
{¶32} John testified that Potts and Welly appeared at his residence the next
day. (Id. at 564). He testified that Potts parked “on the far side of the driveway.”
(Id. at 570). John testified that Kim answered the door and that John later came to
the door and heard Welly ask Kim whether she was married to John. (Id. at 567-
568). John testified that Potts stated to him, “[Y]ou know what you did.” (Id. at
568). At that time, John told Potts and Welly to leave; however, according to John,
they did not initially leave and stayed on the front porch for “[p]robably 6 to 10
minutes.” (Id. at 568-569). Because Potts and Welly did not leave John’s property,
he called the Hancock County Sheriff’s Office. (Id. at 569). John testified that he
applied for an order of protection against Potts the next day. (Id. at 570-571). John
testified that an ex parte order of protection was granted but that he decided to not
pursue the final order because he “was advised Mr. Potts was moving to Colorado.”
(Id. at 571-572). Instead, on November 7, 2014, John and Potts signed a “mutual
agreement to avoid contact.” (Id. at 572, 578).
{¶33} John testified that he learned on September 30, 2014 that Welly filed
a complaint against him alleging that he sexually assaulted her. (Id. at 579-581).
{¶34} John testified that, on June 25, 2015, Potts appeared at his residence
shortly after 10:00 p.m. (Id. at 584). John testified that he and Kim were sleeping
when their barking dogs and the sound of their door bell woke them. (Id. at 590-
591). He testified that he looked out his kitchen window to see who was at the door
-13-
Case No. 5-16-03
and, according to John, he did not recognize that it was Potts because he was “clean-
shaven” and thought that Potts was a friend of his son. (Id. at 592, 594).
{¶35} Because he didn’t recognize Potts, he went to open the door, and as
soon as he turned the deadbolt to the front door, he was hit in the head with the door.
(Id. at 594-595). Potts was attempting to shove the door open, so John tried to shut
the door to keep him from entering his residence while yelling, “No. No.” (Id. at
595). According to John, he shut Potts’s arm in the door at least one time and after
the third time he tried to force open the door, Potts succeeded and entered John’s
residence “[a] foot or two.” (Id. at 596). John testified that Potts was pointing a
gun at him when he entered his house. (Id. at 597). Yet, he testified that Potts did
not make any statement to him while he was pointing the gun at him. (Id. at 598).
{¶36} At that point, John “grabbed the gun [with both of his hands] and
forced [Potts] out the front door.” (Id.). John testified that Potts then grabbed the
gun with both hands to fight back. (Id.). John told Potts to drop the gun, let go of
the gun, and “no, no.” (Id. at 598-599). John testified Potts did not make any
statement in response to John’s declarations to him; however, “[l]ater in the
struggle, he told [John] that [sic] just to let go of the gun.” (Id. at 599). According
to John, Potts was “very calm.” (Id.).
{¶37} Eventually, the struggle led John and Potts from the front porch to the
driveway and Deputy Brunswick arrived at the scene. (Id. at 602-603). John
-14-
Case No. 5-16-03
testified that Potts let go of the gun after being commanded to do so by Deputy
Brunswick “at least three” times. (Id. at 603). John testified that he first learned of
Potts’s identity after asking Potts to reveal his identity while Deputy Brunswick was
handcuffing Potts. (Id. at 604). According to John, Potts did not identify himself;
rather, Potts responded to John by stating that he is “a rapist two times.” (Id.). John
further testified that after Potts called him a rapist, he “thought that must be Mr.
Potts.” (Id.).
{¶38} John testified that he sustained “an injury to [his] head, [he] had an
injury to [his] feet, * * * [his] abdomen, [his] arms, * * * [and] a cut on some fingers
on [his] hand.” (Id. at 605). John identified as State’s Exhibits 15, 16, 17, and 18
as true and accurate photographs depicting the injuries he sustained that night. (Id.
at 605-608). John testified that he sought medical treatment because he “couldn’t
hardly talk” and was also treated for “abrasions to [his] foot, [his] legs, [his] arm,
and [his] stomach,” and he thought “a muscle pulled.” (Id. at 611).
{¶39} John testified that the chain to the front screen door of his house was
damaged and that a pin was broken off of the handle of the front door as a result of
his altercation with Potts. (Id. at 587-588). (See State’s Exs. 22, 23, 24).
{¶40} On cross-examination, John testified that, although he received
training in writing incident reports for his employment as a corrections officer and
was instructed by law enforcement on June 25, 2015 to write everything that
-15-
Case No. 5-16-03
happened during the incident with Potts, he did not write in his written statement
that Potts pointed the gun at him. (Id. at 614-621). (See also Defendant’s Ex. A).
{¶41} As its final witness, the State called Kim to testify. (Dec. 7-10, 2015
Tr., Vol. III, at 626). Kim testified that Potts and Welly came to her residence on
September 29, 2014, and when she answered the door, Welly asked her whether she
was married to John to which she responded, “Yes, can I help you.” (Id. at 629-
631). Kim testified that Welly did not say anything else and that Potts did not say
anything until John came to the door and then said, “You know what you did.” (Id.
at 631). According to Kim, John shut the door and locked it. (Id. at 632). Kim
testified that Potts and Welly remained on their front porch for about five minutes.
(Id.).
{¶42} Kim testified that, on June 25, 2015, she was awakened by her barking
dogs. (Id. at 635-636). According to Kim, John looked out the window to see who
was at the door and he said to her, “I don’t know who it is.” (Id. at 636). Because
the dogs were barking, she took the dogs to a back bedroom to allow John to speak
with whoever was at the door. (Id.). Kim testified that, while she “was putting on
[her] housecoat coming out of the bedroom,” John unlocked the door and she “heard
a noise, as if someone had thrown themselves against the door.” (Id. at 637). When
she came out of the bedroom, she “saw [her] husband trying to keep the door closed,
and a hand coming through the doorway, with what appeared to be a gun in the
-16-
Case No. 5-16-03
hand.” (Id. at 637-638). According to Kim, John was yelling “no, no” and told her
to call 911, which she did. (Id. at 639-640).
{¶43} Kim testified, “John reaches up and grabs the gun. He has two hands
on it. The man comes through the door, he has two hands on it. And then my
husband was able to push him out the front door, and they were struggling on the
front porch.” (Id. at 641). She further testified that when Potts came through the
door, he came “[a] few steps into the entranceway” of the house. (Id. at 642). Kim
testified that she remained on the phone with the 911 dispatcher throughout the
incident. (Id. at 643). She also testified that she reported to the 911 dispatcher that
she saw “a knife, a big, long knife in a sheath hanging from * * * his belt.” (Id. at
644). However, Kim testified that Potts did not take the knife out of the sheath on
his belt. (Id.). Kim testified that she did not hear Potts say anything during the
incident. (Id. at 645).
{¶44} Thereafter, the State moved to admit exhibits and rested. (Id. at 654-
655). State’s Exhibits 1-27 and 29 were admitted without objection, and State’s
Exhibit 28 was excluded. (Id. at 655). Potts moved to admit Defendant’s Exhibit
A, which was admitted without objection. (Id. at 656). Next, Potts made a Crim.R.
29(A) motion, which the trial court denied. (Id. at 656-660). Potts testified in his
defense, and the defense rested. (Id. at 663, 720). The State did not present any
witnesses on rebuttal, and the matter was submitted to the jury, which found Potts
-17-
Case No. 5-16-03
guilty as to the counts and the specifications in the indictment. (Id. at 722, 793, 811-
813).
{¶45} Potts challenges on appeal whether he knowingly attempted to cause
John physical harm. First, in support of his argument that he did not act knowingly,
Potts argues, “There was no evidence of John Shepard having a gun pointed at him
in any witness statement or police report. At Trial, [sic] was the first time that that
was mentioned.” (Appellant’s Brief at 9-10). However, as we noted above, we do
not resolve evidentiary conflicts when assessing sufficiency of the evidence—that
is, we examine only whether there was sufficient evidence to support each element
of the offense. See Jones, 2013-Ohio-4775, at ¶ 33; Berry, 2013-Ohio-2380, at ¶
19. In this case, the State presented sufficient evidence that Potts acted knowingly.
{¶46} “A person acts knowingly, regardless of his purpose, when he is aware
that his conduct will probably cause a certain result or will probably be of a certain
nature. A person has knowledge of circumstances when he is aware that such
circumstances probably exist.” R.C. 2901.22(B). Here, the State presented
sufficient evidence that Potts pointed the gun at John, which satisfies the element of
felonious assault that Potts acted knowingly. Dailey v. Warden, Madison Corr.
Inst., S.D.Ohio No. 1:07CV643, 2008 WL 1844060, *10 (Apr. 22, 2008) (“the State
presented sufficient evidence to establish that [Dailey] in fact pointed the gun at [the
victim], and thus that [Dailey] acted ‘knowingly’ within the meaning of the
-18-
Case No. 5-16-03
felonious assault statute”), citing State v. Brooks, 44 Ohio St. 3d 185, 189 (1989),
quoting State v. Tate, 54 Ohio St. 2d 444, 446 (1978). Indeed, John testified that
Potts pointed a gun at him as he entered John’s house. (See Dec. 7-10, 2015 Tr.,
Vol. III, at 597-598). As such, viewing John’s testimony in a light most favorable
to the prosecution, we conclude that a rational trier of fact could conclude that Potts
acted knowingly. See Dailey at *11.
{¶47} Having concluded that Potts acted knowingly, we turn to the element
of whether Potts attempted to cause John physical harm. In support of his argument
that he did not attempt to cause John physical harm, Potts relies on Brooks, in which
the Supreme Court of Ohio held that “[t]he act of pointing a deadly weapon at
another, without additional evidence of the actor’s intention, is insufficient to
convict a defendant of the offense of ‘felonious assault’ as defined by R.C.
2903.11(A)(2).” 44 Ohio St. 3d 185, at syllabus. Potts also relies on State v. Green,
in which the Supreme Court of Ohio illuminated its holding in Brooks by stating
“that the additional evidence needed to uphold a felonious assault charge could
include verbal threats as perceived by a reasonable person under the circumstances.”
58 Ohio St. 3d 239, 241 (1991). Thus, the crux of Potts’s argument is that because
there is no evidence in the record that he verbally threatened John or any other
evidence indicating his intention to attempt to cause John physical harm by means
-19-
Case No. 5-16-03
of the gun or the knife, there is insufficient evidence that he committed felonious
assault.
{¶48} In defining the attempt element of felonious assault under R.C.
2903.11(A)(2), the Supreme Court of Ohio borrowed from the language of an
attempt crime as defined under R.C. 2323.02. Under that statute, “An attempt to
commit an offense is made when a person purposely or knowingly engages in
conduct that, if successful, would constitute or result in the offense.” State v.
Hoffert, 1st Dist. Hamilton No. C-020168, 2002-Ohio-6343, ¶ 9, citing R.C.
2923.02(A). “A person making a criminal attempt must make a substantial step in
a course of conduct planned to culminate in the commission of the crime.” Id.,
citing State v. Woods, 48 Ohio St. 2d 127 (1976), paragraph one of the syllabus,
overruled on other grounds, State v. Downs, 51 Ohio St. 2d 47 (1977). “The
substantial step must be strongly corroborative of the actor’s criminal purpose.” Id.,
citing Woods at paragraph one of the syllabus. Moreover, the Supreme Court of
Ohio explained the substantial-step standard,
“American courts have generally agreed that intent to commit a crime
does not of itself constitute an attempt, nor does mere preparation.
The difficulty is to formulate a standard that excludes preparations
prior to an actual attempt to commit a crime, while including, as
punishable, those acts which are so dangerously close to resulting in
-20-
Case No. 5-16-03
a crime that intervention and arrest by police are justified, even before
the “last proximate act.” Various tests have been suggested and
followed in other jurisdictions. * * * Ohio’s statutory definitions of
criminal offenses in the Revised Code are based largely upon the
American Law Institute’s Model Penal Code, and the standard
adopted in the latter Code appears to us workable, reasonable, and
consistent with the language of R.C. 2923.02(A). * * * The
application of this standard will of course depend upon both the nature
of the intended crime and the facts of the particular case. A substantial
step in the commission of a robbery may be quite different from that
in arson, rape, or some other crime. But this standard does properly
direct attention to overt acts of the defendant which convincingly
demonstrate a firm purpose to commit a crime, while allowing police
intervention, based upon observation of such incriminating conduct,
in order to prevent the crime when the criminal intent becomes
apparent.”
Brooks at 190-191, quoting Woods at 131-132.
{¶49} “Therefore, to prove the element of attempt to cause physical harm in
this case, the state was required to prove that [Potts] did an overt act that was some
substantial but ineffectual step directed towards accomplishing the physical harm
-21-
Case No. 5-16-03
through the use of a deadly weapon.” Hoffert at ¶ 9, citing State v. Kline, 11 Ohio
App.3d 208, 214 (6th Dist.1983).
{¶50} “[T]here would be little doubt that a reasonable jury could convict
[Potts] of felonious assault if he had pointed his [weapon at the victim] and either
fired or attempted to discharge his weapon in [his] direction” or if Potts verbally
threatened John while pointing the gun at him. Hoffert at ¶ 10, quoting Brooks at
192. See also Green, 58 Ohio St. 3d at 241. However, similar to the facts presented
in Dailey, Potts did not make any verbal threats when he pointed his gun at John;
therefore, we must consider whether Potts’s overt actions “convincingly
demonstrate a firm purpose” to commit felonious assault that would have been
achieved absent intervention to prevent the apparently immediate crime. Dailey at
*12, citing State v. Clark, 8th Dist. Cuyahoga No. 58270, 1991 WL 127271, *3
(June 27, 1991), citing Brooks at 189-190. See also State v. Helms, 7th Dist.
Mahoning No. 08 MA 199, 2012-Ohio-1147, ¶ 34, citing Green at 242. As in
Dailey, “[t]he question is a close one.” Id. at *13.
{¶51} In support of his argument that there is insufficient evidence that he
attempted to cause John physical harm, Potts relies on Nash v. Eberlin, in which the
United States Court of Appeals for the Sixth Circuit granted habeas relief after
concluding that there was insufficient evidence that Nash committed felonious
assault because “it was objectively unreasonable for the Ohio Court of Appeals to
-22-
Case No. 5-16-03
find that a rational trier of fact could be convinced beyond a reasonable doubt that
Nash knowingly attempted to cause physical harm to anyone through the use of a
deadly weapon.” 6th Cir. No. 06-4059, 2007 WL 4438008, *1, 4 (Dec. 14, 2007).
In that case,
Connie Nash (“Connie”) received a call at the nursing home
where she worked from her husband’s, [Darell Nash, Sr. (“Nash”)],
girlfriend. After finishing her shift at work, Connie came home and
found Nash and a friend in the Nashes’ kitchen playing cards. Connie
told Nash’s friend to leave so that she could speak with Nash. As he
was standing up, Nash bumped Connie with his chair, and she “started
swinging on him.” Nash got out of his chair and grabbed Connie, and
they began to fight. She tripped over a highchair and fell down. The
Nashes’ adult son, Darell Nash, Jr. (“Darell Jr.”), and their nephew,
William Jeter, heard the noise and came up from the basement; they
found Connie and Nash screaming at each other.
Nash ran upstairs and then returned with a .9-millimeter
handgun. The handgun was loaded. Upon seeing the gun, Darell Jr.
grabbed Nash, which caused the gun to fire into the ground. Connie
went into the Nashes’ daughter’s room, and Nash followed her. Darell
-23-
Case No. 5-16-03
Jr. again grabbed Nash, and the gun fired into the wall. Nash then put
the gun away upstairs and left the house in his car.
(Parenthetical sic.) Id. at *1. Nash told law enforcement that he retrieved the gun
to scare Connie. Id. at *2. The Sixth Circuit concluded that there was insufficient
evidence that Nash knowingly attempted to cause physical harm to anyone by means
of a deadly weapon because “the evidence in this case establishes nothing more than
that Nash brought out the gun to scare his wife, that he followed his wife into their
daughter’s room on the same floor, and that the gun went off while Nash struggled
with his son.” Id. at *4.
{¶52} In addition, Potts also relies on Kline, in which the Sixth District Court
of Appeals concluded that “there was insufficient evidence to show * * * that [the
defendant] * * * attempted to cause physical harm to [the victim].” (Emphasis sic.)
11 Ohio App. 3d at 214. In that case,
At trial, Kelly Taylor was the only prosecution witness to testify to
anything in the nature of an “attempt” by appellant to shoot [the
victim]. Taylor testified that she saw appellant “pull a gun” on [the
victim]. She further stated that [the victim] “immediately” grabbed
the weapon from appellant, at which point the pair began struggling
or “wrestling.” During the scuffle, Taylor threw a glass of wine on
appellant, apparently trying to divert her attention. On cross-
-24-
Case No. 5-16-03
examination, Taylor further testified that appellant had the gun
pointed at Emmons for approximately “two seconds.” Taylor never
testified that appellant pulled the gun’s trigger, or tried to do so, or
that appellant cocked the hammer backwards or otherwise attempted
to fire the gun at Emmons. Nor was there testimony from Taylor that
appellant tried to strike Emmons with the gun.
Id. at 213-214.
{¶53} Unlike those of Nash and Kline, Potts’s actions—as testified to by the
State’s witnesses—sufficiently demonstrate that he intended to shoot John—that is,
that Potts’s actions portrayed a substantial, but ineffectual, step towards causing
John physical harm with the gun. “While merely pointing a gun at another will not
support a felonious-assault conviction, ‘the Brooks holding is that the trier of fact
may infer the existence of [the attempt to cause physical harm] element from the
circumstances that surround, and indeed prompt, the aiming of the deadly weapon.’”
State v. Dyer, 2d Dist. Montgomery No. 26267, 2015-Ohio-451, ¶ 1, quoting State
v. Mills, 1st Dist. Hamilton No. C-880581, 1990 WL 203563, *5 (Dec. 12, 1990).
{¶54} Here, the circumstances surrounding Potts’s act of pointing a gun,
which had a bullet in the chamber, corroborate that Potts attempted to cause John
physical harm. Even disregarding the events that took place in 2014 between Potts
and John, the facts of what happened at John’s front door on June 25, 2015, when
-25-
Case No. 5-16-03
viewed in a light most favorable to the prosecution, sufficiently demonstrate Potts’s
intention to fire his weapon at John.
{¶55} Notwithstanding his mutual agreement to avoid contact with John,
Potts decided that he needed to confront John on June 25, 2015 before Welly was
to return to the jail in which John, as believed by Potts, allegedly raped her. Thus,
at approximately, 10:00 p.m., Potts parked his vehicle in location that would allow
him a quick escape from the Shepard residence, and knocked on the Shepard’s front
door while armed with a gun and a knife. Accepting the facts in a light most
favorable to the prosecution, when John unlocked the deadbolt to his front door,
Potts rammed the door causing it to strike John in the head. Realizing that the person
on the other side of the door was trying to force entry into his house, John attempted
to shut the door to prevent Potts from entering. To thwart John from closing the
door, Potts stuck his arm with the gun in his hand through the door. After a scuffle
over the door, Potts was able to push his way into John’s house and point the gun at
John—that is, Potts was using forward momentum to force open the door to move
toward John while pointing at John the gun with the bullet in its chamber. Compare
State v. Ross, 2d Dist. Montgomery No. 20031, 2004-Ohio-3093, ¶ 24 (“Ross kept
the gun pointed at [Officer] Copley’s chest while he attempted to close the door to
the building. Officer Copley along with two other officers had to struggle against
the door in order to reopen the door. While pushing against the door, Officer Copley
-26-
Case No. 5-16-03
repeatedly ordered Ross to ‘Drop the gun.’ Upon having opened the door, Ross was
cornered behind the door and again pointed the gun at Officer Copley’s chest.”);
State v. Workman, 84 Ohio App. 3d 534, 535 (9th Dist.1992) (“It may be reasonably
inferred that Workman, by holding the knife in his hand, was ready to use it.
Workman’s step with knife in hand toward Officer Price may be reasonably
interpreted to be a step toward execution of the assault.”).
{¶56} Unlike the unique set of facts presented by this case, there is no
evidence in Kline that the defendant engaged in any type of overt act “directed
toward executing or accomplishing the assault through the use of a deadly weapon.”
11 Ohio App. 3d at 214. That is, there are no facts in Kline indicating that Kline
exhibited any type of aggressive forward momentum while pointing the gun at the
victim to execute or accomplish the assault. The facts in Kline reveal that Kline
“pull[ed] the gun from her ‘lap area’ and point[ed] it at [the victim]. [Then, the
victim] * * * quickly seized the gun from [Kline].” Id. at 210.
{¶57} Moreover, the facts of this case are also distinguishable from Nash.
Unlike Potts’s conduct, there is no evidence in Nash that Nash exhibited the same
type of aggressive forward momentum while pointing the gun at Connie to
accomplish the assault. Although the facts of Nash reveal that Nash “followed”
Connie into their daughter’s room with the gun in hand after Darrell Jr. intervened
-27-
Case No. 5-16-03
causing the gun to fire into the ground, those facts do not portray the same overtness
exhibited by Potts to execute the assault.
{¶58} Indeed, “[t]he fundamental distinction between felonious assault and
aggravated menacing is whether the defendant tried to actually harm the victim, or
if he merely knowingly frightened the victim.” State v. Helms, 7th Dist. Mahoning
No. 08 MA 199, 2010-Ohio-4872, ¶ 59, rev’d on other grounds, 128 Ohio St. 3d
352, 2011-Ohio-738, citing State v. Smith, 9th Dist. Lorain No. 98CA007168, 2000
WL 110411, *3 (Jan. 26, 2000), citing Brooks, 44 Ohio St. 3d at 192. In this case,
Potts’s conduct consisted of acts beyond merely displaying the gun. Compare State
v. Wiseman, 12th Dist. Warren No. CA2004-06-072, 2005-Ohio-3225, ¶ 23 (“the
evidence showed [Wiseman’s] conduct consisted of several acts beyond the mere
display of the knife and verbal threats”).
{¶59} After Potts successfully shoved his way into the Shepard residence,
John was able to intervene to prevent Potts from harming him with the gun by
grabbing the gun with both of his hands and struggling with Potts over the gun.
Potts did not let go of the gun until ordered to do so by the intervention of law
enforcement. See Ross, 2004-Ohio-3093, at ¶ 24 (noting that, despite numerous
orders to drop the gun, Ross only dropped the gun after being shot in the arm);
Workman, 84 Ohio App. 3d at 535 (noting that Workman’s attempt to physically
harm Officer Price was foiled when Officer Price tackled Workman). That Potts
-28-
Case No. 5-16-03
continued to struggle for control of the gun corroborates Potts’s intention to cause
John physical harm. Also corroborative of Potts’s intention is the fact that Potts
held the gun in a position to discharge it throughout the altercation.
{¶60} Thus, under the specific facts of this case, a jury could reasonably infer
that Potts attempted to seriously harm John because he forced his way into John’s
house while pointing a gun at John—that is, the act of using his momentum to
aggressively force his way into the Shepard house to point the gun at John, and by
using that momentum to move toward John while pointing the gun at him “may be
reasonably interpreted to be a step toward the execution of the [felonious] assault.”
Workman at 535. Moreover, a jury could reasonably conclude that those acts
demonstrate that Potts intended to harm John, not that he intended to merely frighten
John. Therefore, Potts’s felonious-assault conviction is based on sufficient
evidence.
{¶61} Potts’s third assignment of error is overruled.
Assignment of Error No. I
The Trial Court erred when it refused to instruct the jury on the
lesser related offense of Aggravated Menacing, in violation of
Ohio Revised Code section 2903.21.
{¶62} In his first assignment of error, Potts argues that the trial court erred
by refusing to allow the jury to consider the lesser-related offense of aggravated
menacing under R.C. 2903.21.
-29-
Case No. 5-16-03
{¶63} “In determining whether a particular offense should be submitted to
the jury as a lesser-included offense, the Ohio Supreme Court has set forth a two-
tiered analysis.” State v. Singh, 3d Dist. Logan No. 8-15-04, 2015-Ohio-4130, ¶ 5,
citing State v. Deanda, 136 Ohio St. 3d 18, 2013-Ohio-1722, ¶ 6.
The first tier, also called the “statutory-elements step,” is a purely
legal question, wherein we determine whether one offense is generally
a lesser included offense of the charged offense. * * *
The second tier looks to the evidence in a particular case and
determines whether “a jury could reasonably find the defendant not
guilty of the charged offense, but could convict the defendant of the
lesser included offense.” * * * Only in the second tier of the analysis
do the facts of a particular case become relevant.
Id., quoting Deanda at ¶ 6.
{¶64} “A jury instruction on a lesser-included offense is only required if ‘the
evidence presented at trial would reasonably support both an acquittal on the crime
charged and a conviction on the lesser included offense.’” State v. Wine, 3d Dist.
Auglaize No. 2-12-01, 2012-Ohio-2837, ¶ 16, quoting State v. Douglas, 3d Dist.
Marion No. 9-05-24, 2005-Ohio-6304, ¶ 20, citing State v. Thomas, 40 Ohio St. 3d
213, 216 (1988). “As noted by the Ohio Supreme Court, when conducting this
-30-
Case No. 5-16-03
analysis, the evidence must be viewed in a light most favorable to the defense.”
Singh at ¶ 7, citing State v. Wine, 140 Ohio St. 3d 409, 2014-Ohio-3948, ¶ 21.
{¶65} “The trial court’s decision whether to instruct the jury on a lesser
included offense will not be reversed absent an abuse of its discretion.” Wine, 2012-
Ohio-2837, at ¶ 16, citing Douglas at ¶ 20, citing State v. Mitchell, 53 Ohio App. 3d
117, 119-120 (8th Dist.1988). An abuse of discretion implies that the trial court
acted unreasonably, arbitrarily, or unconscionably. State v. Adams, 62 Ohio St. 2d
151, 157 (1980).
{¶66} As we noted above, the criminal offense of felonious assault is
codified in R.C. 2903.11, which provides, in relevant part: “No person shall
knowingly * * * [c]ause or attempt to cause physical harm to another * * * by means
of a deadly weapon * * *.” R.C. 2903.11(A)(2). R.C. 2903.21 sets forth the offense
of aggravated menacing and provides: “No person shall knowingly cause another
to believe that the offender will cause serious physical harm to the person[.]” R.C.
2903.21(A).
{¶67} As Potts concedes, “‘aggravated menacing is not a lesser-included
offense of felonious assault.’” (Emphasis added.) State v. Taylor, 10th Dist.
Franklin No. 12AP-870, 2013-Ohio-3699, ¶ 38, quoting State v. Easley, 10th Dist.
Franklin No. 07AP-578, 2008-Ohio-468, ¶ 66 and citing State v. Thompson, 10th
Dist. Franklin No. 97APA04-489, 1998 WL 135148, *3 (Mar. 24, 1998). Indeed,
-31-
Case No. 5-16-03
“the entire lesser-included-offense analysis, for purposes of R.C. 2945.74, is as
follows: an offense may be a lesser included offense of another only if (i) the
offense is a crime of lesser degree than the other, (ii) the offense of the greater
degree cannot, as statutorily defined, ever be committed without the offense of the
lesser degree also being committed, and (iii) some element of the greater offense is
not required to prove the commission of the lesser offense.” (Emphasis added.)
State v. Kidder, 32 Ohio St. 3d 279, 282 (1987). “Inherent in the lesser-included-
offense doctrine is the defendant’s constitutional right to receive notice before trial
of all charges against him.” Deanda at ¶ 5, citing Ex parte Bain, 121 U.S. 1, 7 S. Ct.
781 (1887).
{¶68} Felonious assault, as defined by R.C. 2903.11(A)(2), can be
committed without committing aggravated menacing—that is, aggravated menacing
requires an offender to cause the victim to believe that the offender is going to cause
him harm, whereas felonious assault can be committed without any apprehension
by the victim. See Thompson at *3 (finding that aggravated menacing “contains the
additional element of causing apprehension, which is not contained in the crime of
felonious assault. As statutorily defined, felonious assault can be committed
without committing aggravated menacing.”). Compare Kidder at 283 (“Aggravated
menacing, a first-degree misdemeanor, is a crime of lesser degree than attempted
murder, a first-degree felony. However, murder can be committed without the
-32-
Case No. 5-16-03
victim’s being aware of impending serious physical harm.”). Therefore, a charge
of felonious assault does not reasonably put the defendant on notice that he may be
convicted of aggravated menacing—that is, aggravated menacing is not a lesser-
included offense of felonious assault.
{¶69} Nevertheless, Potts argues that “[t]he evidence and testimony elicited
at Trial required the instruction on aggravated menacing.” (Appellant’s Brief at 5).
In support of his argument, Potts relies on State v. Rohdes. 23 Ohio St. 3d 225
(1986). However, Potts’s reliance on Rohdes is misplaced because the holding in
that case has since been modified by Supreme Court of Ohio. See Kidder at 283
(“Any language in Rohdes which is contrary to this two-step analysis is hereby
disapproved.”); Deanda at ¶ 15, 18 (explaining that “in the aftermath of Rohdes” “it
is essential to divorce the facts of a particular case from the statutory-elements
analysis” because “the specific facts of a particular case are still irrelevant to the
first step of the lesser-included-offense analysis”). See also State v. Turks, 3d Dist.
Allen Nos. 1-10-02 and 1-10-26, 2010-Ohio-5944, ¶ 22-26 (explaining the
evolution of the lesser-included-offense test).
{¶70} Accordingly, because aggravated menacing is not a lesser-included
offense of felonious assault, we need not address the second tier of the lesser-
included-offense analysis. See State v. Johnson, 3d Dist. Marion No. 9-10-47, 2011-
-33-
Case No. 5-16-03
Ohio-994, ¶ 56. Thus, the trial court did not abuse its discretion by not instructing
the jury on aggravated menacing.
{¶71} Potts’s first assignment of error is overruled.
Assignment of Error No. II
The Trial Court abused its discretion when it would not allow
further cross-examination on specific instances, pursuant to
Evid.R. 608(B) and Evid.R. 404, of John Shepard’s personnel file
when it was clearly relevant and probative of truthfulness or
untruthfulness.
{¶72} In Potts’s second assignment of error, he argues that the trial court
abused its discretion by not permitting cross-examination of John’s truthfulness
based on information contained in his personnel file. Specifically, Potts argues that
this evidence would have undermined John’s testimony regarding his version of the
events on June 25, 2015.
{¶73} “The Ohio Rules of Evidence clearly delineate the methods by which
a party may impeach a witness’ credibility.” State v. Myricks, 2d Dist. Montgomery
No. 22846, 2009-Ohio-5304, ¶ 25. “A witness’ credibility may be attacked, * * *
under Evid.R. 608, by evidence of the witness’ character for untruthfulness.” Id.
See also State v. Jones, 8th Dist. Cuyahoga No. 101514, 2015-Ohio-2151, ¶ 37 (“a
defendant may question a witness on cross-examination regarding prior instances of
misconduct when the questioning is ‘clearly probative’ of the witness’s character
for truthfulness”), citing State v. Moshos, 12th Dist. Clinton No. CA2009-06-008,
-34-
Case No. 5-16-03
2010-Ohio-735, ¶ 18 and State v. Widmer, 12th Dist. Warren No. CA2011-03-027,
2012-Ohio-4342, ¶ 134. Evid.R. 608 provides, in relevant part:
Specific instances of the conduct of a witness, for the purpose of
attacking or supporting the witness’s character for truthfulness, other
than conviction of crime as provided in Evid.R. 609, may not be
proved by extrinsic evidence. They may, however, in the discretion
of the court, if clearly probative of truthfulness or untruthfulness, be
inquired into on cross-examination of the witness (1) concerning the
witness’s character for truthfulness or untruthfulness * * *.
Evid.R. 608(B). Further, Evid.R. 611(B) provides, “Cross-examination shall be
permitted on all relevant matters and matters affecting credibility.”
{¶74} “Therefore, Evid.R. 608(B) permits cross-examination of a witness
regarding specific instances of conduct that may have ‘a clear bearing’ upon the
witness’s truthful character and requires a ‘high degree of probative value’ of the
prior conduct ‘as to the truthfulness of the witness’ before the court will allow cross-
examination as to the prior conduct for purposes of attacking the credibility of the
witness.” Jones at ¶ 38, citing 1980 Staff Note, Evid.R. 608(B). “The conduct must
therefore be ‘clearly probative of truthfulness or untruthfulness’ in order to avoid
unfair prejudice, confusion of the issues, and misleading of the jury.” Id., citing
Widmer at ¶ 134, citing State v. Williams, 1 Ohio App. 3d 156, 157 (10th Dist.1981).
-35-
Case No. 5-16-03
{¶75} “The ability of trial counsel under Evid.R. 608(B), to discredit a
witness through cross examination concerning particular conduct of the witness is
not absolute, it is limited in its exercise to the court’s sound discretion in
determining if the inquiry will lead to particular instances of conduct which are
clearly probative of untruthfulness.” State v. Irizarry-Romero, 5th Dist. Licking No.
95-CA-121, 1996 WL 488542, *2 (July 12, 1996). See also State v. Boggs, 63 Ohio
St.3d 418 (1992), paragraph one of the syllabus; State v. Cumpian, 3d Dist. Henry
No. 7-98-10, 1999 WL 156039, *5 (Feb. 22, 1999). As such, a reviewing court
should not reverse a trial court’s determination absent an abuse of discretion and
material prejudice. See State v. Conway, 109 Ohio St. 3d 412, 2006-Ohio-2815, ¶
62; State v. Ferguson, 5 Ohio St. 3d 160, 166 (1983). As we noted above, “an abuse
of discretion implies that the court’s attitude was unreasonable, arbitrary, or
unconscionable.” Adams, 62 Ohio St. 2d at 157.
{¶76} Further, “‘[a] trial court retains “wide latitude insofar as the
Confrontation Clause is concerned to impose reasonable limits on such cross-
examination based on concerns about, among other things, harassment, prejudice,
confusion of the issues, * * * or interrogation that is repetitive or only marginally
relevant.”’” State v. Evans, 11th Dist. Lake No. 2014-L-070, 2015-Ohio-2298, ¶
31, quoting State v. Minier, 11th Dist. Portage No. 2000-P-0025, 2001 WL 1149461,
*2 (Sept. 28, 2001), quoting Delaware v. Van Arsdall, 475 U.S. 673, 679, 106 S.Ct.
-36-
Case No. 5-16-03
1431 (1986). “‘Thus, “the Confrontation Clause guarantees an opportunity for
effective cross-examination, not cross-examination that is effective in whatever
way, and to whatever extent the defense might wish.”’” Id., quoting Minier at *2,
quoting Delaware v. Fensterer, 474 U.S. 15, 20, 106 S. Ct. 292 (1985).
{¶77} In this case, the State filed a motion in limine requesting that the trial
court prevent Potts from cross-examining John regarding two disciplinary actions
contained in John’s personnel file from his work as a corrections officer with the
Hancock County Sherriff’s Office. In response to the State’s motion, Potts argued
that the incidents contained in John’s personnel file
speak[] to [John’s] credibility under [Evid.R.] 608 * * *; it speaks to
his truthfulness, to him telling the truth. We have an incident where
he’s accused of doing an illegal strip search in the jail. Says he didn’t
do it, is caught red-handed in the act in camera. We have an incident
where there is illegal contraband and drugs going into the jail[.]
(Dec. 7-10, 2015 Tr., Vol. I, at 11-12).
{¶78} We do not know the substance of either of the incidents that Potts
argues that are clearly probative of John’s character for truthfulness because neither
is in the record.1 Because those records are not in the record for us to review, we
1
From our review of the record, it appears as though only one of the disciplinary actions about which Potts
intended to cross-examine John was provided to the trial court for it to review whether the underlying
incidents were clearly probative of John’s truthfulness. (See Dec. 7-10, 2015 Tr., Vol. I, at 12-13).
-37-
Case No. 5-16-03
cannot say that the trial court abused its discretion by prohibiting Potts’s inquiry.
See Evans at ¶ 35 (concluding that “there is nothing for us to review, and no
evidence before us on which to conclude that the trial court abused its discretion”
in limiting Evans’s cross-examination of a law enforcement officer based on his
disciplinary record because Evans “did not proffer the [disciplinary] reports”).
Without having the substance of the disciplinary actions before us, we cannot
presume that they are clearly probative of John’s character for truthfulness—that is,
we cannot rely on Potts’s unsubstantiated assertions of what the underlying conduct
is that led to John’s discipline. See Myricks, 2009-Ohio-5304, at ¶ 26 (“Moreover,
there is absolutely nothing on the record as to the details of the charges against [the
witness], when they happened, or how this charge, per se, is ‘clearly probative of
truthfulness or untruthfulness’ or of the witness’s ‘character for untruthfulness.’”),
citing Evid.R. 608(B).
{¶79} Notwithstanding, the trial court permitted Potts latitude in questioning
John concerning the disciplinary actions taken against him in his work as a
corrections officer.2 See Williams, 1 Ohio App. 3d at 157-158. Indeed, the following
exchange took place during Potts’s cross-examination of John:
2
By permitting this line of questioning, the trial court appears to have concluded that it was admissible after
reasoning that the testimony is relevant to Potts’s theory of the case. In particular, the trial court reasoned
that John’s personnel record is relevant to the case because “[t]he defense theory relates to his employment.
The defense theory relates to claims, or lack of claims * * * of things that occurred at his employment.” (Dec.
7-10, 2015 Tr., Vol. III, at 550).
-38-
Case No. 5-16-03
[Potts’s Counsel]: You’re employed as a corrections officer at the
Hancock County Jail, right?
[John]: Yes, sir.
[Potts’s Counsel]: Okay. And you’ve worked there for some time, correct?
[John]: Yes, sir.
[Potts’s Counsel]: Okay. And you have been disciplined at work before,
right? You’ve been demoted, right?
[John]: Yes, sir.
[Potts’s Counsel]: In 2012, you were placed on administrative leave, right?
[John]: Yes, sir.
[The Prosecutor]: I’m going to object * * *.
***
[The Trial Court]: I’m going to sustain the objection at this point. He’s
admitted that - - answered your question in the
affirmative. That stops the inquiry.
[Potts’s Counsel]: Thank you, Your Honor.
You lost your position as a sergeant, right?
[The Prosecutor]: I’m going to object, Your Honor.
[The Trial Court]: Sustained.
-39-
Case No. 5-16-03
(Id. at 616-617). Accordingly, Potts was not materially prejudiced by the trial
court’s decision to limit Potts’s inquiry into John’s prior conduct.
{¶80} For these reasons, Potts’s second assignment of error is overruled.
Assignment of Error No. IV
The Trial Court erred when the Prosecutor, during closing
arguments, indicated his opinion as to the credibility of witnesses
during the trial. The Trial Court erred by not intervening sua
sponte, due to the abuse of privilege.
{¶81} In his fourth assignment of error, Potts argues that the prosecutor
engaged in misconduct during closing argument, which denied him a fair trial. Potts
further alleges in this assignment of error that the trial court erred by failing to
“intervene sua sponte” when the prosecutor made the improper remarks during
closing argument. (Appellant’s Brief at 10).
{¶82} “The test for prosecutorial misconduct during opening statements and
closing arguments is whether the remarks made by the prosecutor were improper
and, if so, whether they prejudicially affected a substantial right of the accused.”
State v. Siefer, 3d Dist. Hancock No. 5-09-24, 2011-Ohio-1868, ¶ 46, citing State v.
White, 82 Ohio St. 3d 16, 22 (1998). “In closing arguments, prosecutors are entitled
to some latitude regarding what the evidence has shown and the inferences that can
be drawn.” State v. McGuire, 3d Dist. Allen No. 1-13-47, 2015-Ohio-1887, ¶ 81,
citing State v. Ballew, 76 Ohio St. 3d 244, 255 (1996). “‘“A prosecutor may
comment upon the testimony and suggest the conclusion to be drawn by it, but a
-40-
Case No. 5-16-03
prosecutor cannot express his personal belief or opinion as to the credibility of a
witness or as to the guilt of an accused, or go beyond the evidence which is before
the jury when arguing for conviction.”’” State v. Johnson, 3d Dist. Allen No. 1-13-
45, 2014-Ohio-4750, ¶ 89, quoting State v. Manns, 5th Dist. Richland No. 08 CA
101, 2009-Ohio-3262, ¶ 20, quoting State v. Smith, 12th Dist. Butler No. CA2007-
05-133, 2008-Ohio-2499, ¶ 7. See also State v. Stober, 3d Dist. Putnam No. 12-13-
09, 2014-Ohio-1568, ¶ 133, citing State v. Hand, 107 Ohio St. 3d 378, 2006-Ohio-
18, ¶ 16.
{¶83} “‘Additionally, we review a prosecutor’s opening statement and
closing argument in its entirety.’” Siefer at ¶ 46, quoting State v. Watson, 61 Ohio
St.3d 1, 10 (1991), abrogated on other grounds, State v. McGuire, 80 Ohio St. 3d
390, 686 (1997). “If, in the context of the entire trial, it appears clear beyond a
reasonable doubt that the jury would have found the defendant guilty, even without
the improper remarks, then the trial will not be deemed unfair.” Id., citing State v.
Tenace, 109 Ohio St. 3d 255, 2006-Ohio-2417, ¶ 45, citing State v. Treesh, 90 Ohio
St.3d 460, 464 (2001). See also State v. Liles, 3d Dist. Allen No. 1-14-61, 2015-
Ohio-3093, ¶ 31 (“‘To establish prejudice, a defendant must show that a reasonable
probability exists that, but for the prosecutor’s improper remarks, the result of the
proceeding would have been different. Thus, “[n]ot every intemperate remark by
counsel can be a basis for reversal.”’”), quoting State v. Porter, 4th Dist. Meigs No.
-41-
Case No. 5-16-03
10CA15, 2012-Ohio-1526, ¶ 20, quoting State v. Landrum, 53 Ohio St. 3d 107, 112
(1990). “Again, the touchstone of this analysis ‘“is the fairness of the trial, not the
culpability of the prosecutor.”’” Siefer at ¶ 46, quoting State v. Myers, 97 Ohio
St.3d 335, 2002-Ohio-6658, ¶ 140, quoting Smith v. Phillips, 455 U.S. 209, 219,
102 S. Ct. 940 (1982).
{¶84} In determining whether a prosecutor’s remarks were improper and if
they prejudicially affected the defendant’s substantial rights, “an appellate court
should consider several factors: (1) the nature of the remarks, (2) whether an
objection was made by counsel, (3) whether corrective instructions were given by
the court, and (4) the strength of the evidence against the defendant.” Johnson at ¶
87, quoting State v. Braxton, 102 Ohio App. 3d 28, 41 (8th Dist.1995).
{¶85} Potts alleges that the prosecutor impermissibly implied during closing
argument that the credibility of the law enforcement officers is greater than Potts’s
credibility. In particular, Potts objects to the prosecutor’s statement,
[Y]ou heard the testimony of Kevin Potts. He said Detective Boutwell
was wrong about that. Also now he said, also said, Deputy Brooks
was wrong, Sergeant Cortez was wrong, Detective Brunswick was
wrong. I think just about every investigator here got it all wrong. So
consider that as well. Use your reason and common sense in
considering that.
-42-
Case No. 5-16-03
(Dec. 7-10, 2015 Tr., Vol. III, at 741-742). Potts’s trial counsel did not object to
the prosecutor’s statements. As such, the alleged improprieties are waived, absent
plain error. State v. Smith, 3d Dist. Hardin No. 6-14-14, 2015-Ohio-2977, ¶ 63,
citing State v. Diar, 120 Ohio St. 3d 460, 2008-Ohio-6266, ¶ 139 and State v. Saleh,
10th Dist. Franklin No. 07AP-431, 2009-Ohio-1542, ¶ 68.
{¶86} “Crim.R. 52(B) governs plain-error review in criminal cases.” State
v. Bagley, 3d Dist. Allen No. 1-13-31, 2014-Ohio-1787, ¶ 55, citing State v. Risner,
73 Ohio App. 3d 19, 24 (3d Dist.1991). “A court recognizes plain error with the
utmost caution, under exceptional circumstances, and only to prevent a miscarriage
of justice.” Smith at ¶ 63, citing Saleh at ¶ 68. “We may reverse only when the
record is clear that defendant would not have been convicted in the absence of the
improper conduct.” Id., citing State v. Williams, 79 Ohio St. 3d 1, 12 (1997).
Accordingly, Potts must show that, absent the prosecutors’ statement, the outcome
of his trial would be different.
{¶87} The State argues that the prosecutor was summarizing Potts’s
testimony and not expressing his opinion as to Potts’s credibility. Indeed, Potts
testified that Detective Boutwell’s testimony was wrong that Potts indicated to
Detective Boutwell, while Detective Boutwell was interviewing Welly about the
rape, that he “needed to grab a shotgun and fire off a couple rounds in the backyard”
because Potts “was upset.” (Dec. 7-10, 2015 Tr., Vol. III, at 699). Furthermore,
-43-
Case No. 5-16-03
Potts testified that he did not tell Deputy Brooks that he and Welly went to the wrong
house on September 29, 2014; rather, Potts testified that he told Deputy Brooks that
Welly told Potts that she was not sure if the person who came to the door was John
because she “couldn’t see him very well.” (Id. at 702-703). Likewise, Potts testified
that Detective Cortez was “mistaken as to what was said” in response to Detective
Cortez’s testimony that Potts told him that John was not the person who assaulted
Welly. (Id. at 703). Potts further testified that Deputy Brunswick’s testimony that
Potts told him on June 25, 2015 that Potts chambered a round because he did not
feel safe was wrong because, according to Potts, he did not say that to Deputy
Brunswick. (Id. at 711-712). Moreover, the following exchange took place during
the State’s cross-examination of Potts:
[The Prosecutor]: Okay. Just so we’re clear, we now have Detective
Boutwell you said has been wrong, Deputy Cortez has
been wrong, Deputy Brooks has been wrong, Deputy
Brunswick has been wrong; is that fair?
[Potts]: Deputy Brooks has been wrong?
[The Prosecutor]: Well, the deputy - -
[Potts]: I would say there is elements of truth to what they say,
but their exact quotes of what they say that I said is not
entirely accurate.
-44-
Case No. 5-16-03
[The Prosecutor]: So everyone is wrong?
[Potts]: I didn’t say they were wrong. You’re the one that keeps
saying that.
(Id. at 712).
{¶88} Because “[i]solated comments by a prosecutor are not to be taken out
of context and given their most damaging meaning,” we conclude that the
prosecutor’s remarks are not improper. State v. Osie, 140 Ohio St. 3d 131, 2014-
Ohio-2966, ¶ 170. Read in context of the entirety of his closing argument, the
prosecutor was summarizing the testimony regarding the timeline of events, and
reminding the jury to evaluate the testimony of the investigators and Potts to decide
for themselves the way in which the events unfolded. See id. at ¶ 172 (concluding
that the prosecutor’s statements, in a trial by a three-judge panel, were not improper
when read in context because the statements urged the court to weigh the evidence);
State v. Coben, 2d Dist. Greene No. 2001 CA 8, 2002 WL 313133, * 2 (Mar. 1,
2002) (concluding that the prosecutor’s remarks were not improper, in part, because
the remarks were “made in the context of contrasting the defense and prosecutor
witnesses, and was made prior to the prosecutor’s analysis of the inconsistencies in
Coben’s witnesses’ testimonies”). Likewise, “[t]he prosecutor did not claim to have
personal knowledge of any witness’ truthfulness.” Coben at *2.
-45-
Case No. 5-16-03
{¶89} Further, even if the prosecutor’s comments were improper, Potts failed
to show that a reasonable probability exists that, but for the prosecutor’s improper
remark, the result of his trial would have been different. That is, while the
prosecutor was pointing out inconsistencies between the investigators’ and Potts’s
testimony and asking the jury to asses that evidence, there remained the testimony
of John and Kim relating to the charges to which Potts faced. Stated differently, the
prosecutor’s comments related to evidence other than the evidence necessary to
prove the elements of felonious assault and aggravated burglary. See State v.
Williams, 1st Dist. Hamilton No. C-040747, 2005-Ohio-6772, ¶ 28 (concluding that,
even if the prosecutor misstated the evidence presented during trial during his
closing argument, there was an “array of evidence presented” of Williams’s guilt);
State v. Bell, 12th Dist. Clermont No. CA2008-05-044, 2009-Ohio-2335, ¶ 92
(“while the prosecutor’s comments were arguably improper, the record contains
ample evidence in support of appellant’s conviction”). Moreover, the trial court
instructed the jury that closing arguments are not evidence, and “we must presume
that the jury followed the trial court’s instructions.” State v. Vanlon, 12th Dist.
Butler No. CA2008-10-259, 2009-Ohio-4461, ¶ 38, citing State v. Woodard, 68
Ohio St. 3d 70, 76 (1993) and Bell at ¶ 85. (See Dec. 7-10, 2015 Tr., Vol. III, at
728). As such, the prosecutor’s comments do not amount to plain error.
-46-
Case No. 5-16-03
{¶90} Potts further argues that the trial court erred by failing to sua sponte
intervene in response to the prosecutor’s comments. However, because we
determined that the prosecutor’s comments do not rise to the level of prosecutorial
misconduct that deprived Potts of a fair trial, we need not address this argument.
{¶91} Potts’s fourth assignment of error is overruled.
Assignment of Error No. V
The Trial Court erred by failing to merge the Aggravated
Burglary and Felonious Assault convictions, at sentencing, as they
occurred as part of the same transaction and both were borne of
the same animus.
{¶92} In his fifth assignment of error, Potts argues that the trial court erred
by failing to merge his aggravated burglary and felonious assault convictions.
{¶93} Whether offenses are allied offenses of similar import is a question of
law that this court reviews de novo. State v. Stall, 3d Dist. Crawford No. 3-10-12,
2011-Ohio-5733, ¶ 15, citing State v. Brown, 3d Dist. Allen No. 1-10-31,
2011-Ohio-1461, ¶ 36.
{¶94} R.C. 2941.25, Ohio’s multiple-count statute, states:
(A) Where the same conduct by defendant can be construed to
constitute two or more allied offenses of similar import, the
indictment or information may contain counts for all such offenses,
but the defendant may be convicted of only one.
-47-
Case No. 5-16-03
(B) Where the defendant’s conduct constitutes two or more offenses
of dissimilar import, or where his conduct results in two or more
offenses of the same or similar kind committed separately or with a
separate animus as to each, the indictment or information may contain
counts for all such offenses, and the defendant may be convicted of
all of them.
{¶95} In State v. Bailey, the First District Court of Appeals succinctly
addressed the evolving standard applied by the Supreme Court of Ohio to determine
whether allied offenses are subject to merger. 1st Dist. Hamilton No. C-140129,
2015-Ohio-2997, ¶ 75-77. The First District espoused:
In State v. Johnson, 128 Ohio St. 3d 153, 2010-Ohio-6314, the Ohio
Supreme Court changed the standard for evaluating when allied
offenses are subject to merger under the statute by overruling, in part,
State v. Rance, 85 Ohio St. 3d 632 (1999). The test in Rance to
determine merger called for the court to first compare the statutory
elements “solely in the abstract.” Johnson at ¶ 44. Under Johnson,
in determining whether allied offenses are subject to merger for
purposes of R.C. 2941.25, courts must “consider the offenses at issue
in light of the defendant’s conduct,” but are no longer to undertake
-48-
Case No. 5-16-03
“any hypothetical or abstract comparison of the offenses at issue.” Id.
at ¶ 46, 47.
Id. at ¶ 75.
{¶96} More recently, the Supreme Court of Ohio “clarified the Johnson test
by stating that R.C. 2941.25 contemplates an evaluation of ‘three separate factors—
the conduct, the animus, and the import.’” Id. at ¶ 76, quoting State v. Ruff, 143
Ohio St. 3d 114, 2015-Ohio-995, paragraph one of the syllabus. See also State v.
Earley, 145 Ohio St. 3d 281, 2015-Ohio-4615, ¶ 12. “Separate convictions are
permitted under R.C. 2941.25 for allied offenses if we answer affirmatively to just
one of the following three questions: (1) Were the offenses dissimilar in import or
significance? (2) Were they committed separate? And (3) Were they committed
with a separate animus or motivation.” Bailey at ¶ 76, citing Ruff at paragraph three
of the syllabus.
{¶97} Because it is dispositive, we will first address the dissimilar-import
question of the tripart test. “As explained in Ruff, offenses are of dissimilar import
‘when the defendant’s conduct constitutes offenses involving separate victims or if
the harm that results from each offense is separate and identifiable.’” Id. at ¶ 77,
quoting Ruff at paragraph two of the syllabus.
At its heart, the allied-offense analysis is dependent upon the facts of
a case because R.C. 2941.25 focuses on the defendant’s conduct. The
-49-
Case No. 5-16-03
evidence at trial * * * will reveal whether the offenses have similar
import. When a defendant’s conduct victimizes more than one
person, the harm for each person is separate and distinct, and
therefore, the defendant can be convicted of multiple counts.
Ruff at ¶ 26.
{¶98} Based on the evidence adduced at trial, we conclude that the offenses
are of dissimilar import—that is, Potts’s conduct victimized more than one person.
Compare State v. Nguyen, 4th Dist. Athens No. 14CA42, 2015-Ohio-4414, ¶ 3
(concluding that “[t]he evidence of Nguyen’s conduct supports the trial court’s
imposition of convictions for the aggravated burglary, rape, and kidnapping
offenses because the record indicates that the offenses had separate victims”) and
State v. Wells, 12th Dist. Brown No. CA2015-10-026, 2016-Ohio-4589, ¶ 16 (“After
reviewing the entire record, which includes transcripts from [Wells’] plea,
sentencing, and a motion to suppress hearing, we find no merit to [Wells’] argument
that the offenses * * * are allied offenses of similar import.”). As we addressed
above, the State presented evidence that Potts feloniously assaulted John.
Moreover, the State also presented evidence at trial that Potts trespassed by force in
205 Wilch Street, Arlington, Ohio, a structure occupied by John and Kimberly, with
the purpose to commit felonious assault on John by means of a deadly weapon. See
State v. Burton, 7th Dist. Jefferson No. 13 JE 39, 2015-Ohio-2247, ¶ 56. See also
-50-
Case No. 5-16-03
R.C. 2911.11(A)(2). Therefore, Potts’s conduct constitutes offenses involving
separate victims—John alone as to the felonious-assault offense and John and
Kimberly as to the aggravated-burglary offense. See State v. Howard-Ross, 7th
Dist. Mahoning No. 13 MA 0168, 2016-Ohio-1438, ¶ 15-17 (concluding that
Howard-Ross’s discharging-a-firearm-into-a-habitation and felonious-assault
offenses were crimes of dissimilar import because Howard-Ross’s “conduct
impacted multiple victims”—the “act of felonious assault had one victim, the male
victim, while the improper discharge offense had separate victims, the female victim
and her daughter”). Accordingly, under the facts of this case, felonious assault and
aggravated burglary are offenses of dissimilar import and Potts can be convicted of
both offenses. See State v. Giles, 9th Dist. Summit No. 27339, 2015-Ohio-2132, ¶
12 (concluding that Giles could be convicted of aggravated burglary and aggravated
robbery because they were crimes of dissimilar import since Giles killed
Cunningham after he entered the house, and since Giles stole “money from
Patterson and Cunningham by the use of his firearm and by inflicting serious
physical harm on Patterson”). Because “we may end our analysis upon an
affirmative response to any of the three [Ruff] questions[,]” we need not address
whether Potts committed the offenses separately or with separate animus. Bailey,
2015-Ohio-2997, at ¶ 83.
{¶99} Potts’s fifth assignment of error is overruled.
-51-
Case No. 5-16-03
{¶100} Having found no error prejudicial to the appellant herein in the
particulars assigned and argued, we affirm the judgment of the trial court.
Judgment Affirmed
WILLAMOWSKI and ROGERS, J.J., concur.
/jlr
-52-