State v. Harvey , 2010 Ohio 1628 ( 2010 )

[Cite as State v. Harvey, 2010-Ohio-1628.]
IN THE COURT OF APPEALS OF OHIO
THIRD APPELLATE DISTRICT
ALLEN COUNTY
STATE OF OHIO,
PLAINTIFF-APPELLEE, CASE NO. 1-09-47
v.
JAVEN HARVEY, OPINION
DEFENDANT-APPELLANT.
Appeal from Allen County Common Pleas Court
Trial Court No. CR2009-0035
Judgment Affirmed
Date of Decision: April 12, 2010
APPEARANCES:
Kenneth J. Rexford for Appellant
Jana E. Emerick for Appellee
Case No. 1-09-47
WILLAMOWSKI, P.J.,
{¶1} Defendant-Appellant Javen Harvey (“Harvey”) appeals the judgment
of the Allen County Court of Common Pleas sentencing him to seventeen years in
prison after he entered a guilty plea to charges of aggravated burglary with a
firearm specification and abduction. Harvey argues that the trial court made
several sentencing errors and that it made unauthorized changes to the written plea
agreement. For the reasons set forth below, the judgment is affirmed
{¶2} On March 12, 2009, the Allen County Grand Jury indicted Harvey
on the following four counts: Count 1 – aggravated burglary with a firearm
specification; Count 2 – aggravated robbery with a firearm specification; Counts 3
and 4 – two counts of abduction with a firearm specification. The charges arose
out of a January 2009 home invasion when Harvey and two other individuals
broke into an Allen County home around midnight. The husband and wife awoke
to guns being shoved in their face as the intruders forced them out of bed. The
retired couple feared for their lives as they were held captive at gunpoint while the
intruders threatened them and ransacked their home.
{¶3} On May 19, 2009, Harvey entered into a written negotiated plea
agreement with the State and appeared before the trial court at a change of plea
hearing on this case, CR2009 0035. Harvey agreed to plead guilty to Count 1,
aggravated robbery with a firearm specification (R.C. 2911.11(A)(1), Felony 1),
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and Count 3, abduction, but without a firearm specification (R.C. 2905.02(A)(1),
Felony 3). The State agreed it would dismiss Counts 2 and 4, and the sentence in
this case would not exceed seventeen years.
{¶4} On July 1, 2009, Harvey appeared before the trial court for a
combined sentencing hearing at which Harvey was also to be sentenced for
another unrelated crime, case number CR2008 0301.1 Harvey had also entered
into a plea agreement in the 2008 case, and was sentenced to six years in prison
for that offense. Pursuant to the plea agreement, the trial court sentenced Harvey
to seventeen years in prison for the 2009 home invasion. This sentence was
ordered to run consecutively to the six-year sentence for the 2008 case.
{¶5} It is from this sentence that Harvey now appeals, presenting the
following four assignments of error for our review.
First Assignment of Error
The Trial Court violated Criminal Rule 11 in accepting this plea.
Second Assignment of Error
The plea by Mr. Harvey was not knowing, voluntary, and
intelligent because the Trial Court declined to advise Mr.
1
The charges in the second case, Allen County CR2008 0301 (Court of Appeals Case No. 01-09-48), arose
out of a May 2007 offense when Harvey and another man pushed their way into a home at gunpoint, and
demanded cash and cell phones from the two young women in the home. Harvey was seventeen years old
at the time of this crime and was originally charged in juvenile court with two counts of aggravated robbery
with gun specifications and one count of burglary with a gun specification. He was later bound over to the
Allen County Court of Common Pleas and pled guilty to a negotiated plea agreement on October 15, 2008.
Harvey failed to appear for the November 26, 2008 sentencing date in this case. There was an outstanding
warrant for the revocation of his bond and his arrest at the time of the home invasion in the current case
before us. The sentencing for each of the two cases was conducted at the same July 1, 2009 hearing.
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Harvey that the sentence would include mandatory post-release
control.
Third Assignment of Error
Mr. Harvey was denied his right under the United States
Constitution and under the Ohio Constitution to due process of
law when the Trial Court amended a stipulated sentence without
agreement of the accused.
Fourth Assignment of Error
The Trial Court erred in sentencing Mr. Harvey, as a result of
which the sentence is void.
{¶6} In his first assignment of error, Harvey claims that the trial court
should not have accepted the plea because Harvey did not actually enter the guilty
plea himself. Instead, his defense counsel tendered the plea on his behalf.
{¶7} This Court has previously held that "Crim.R. 11 does not require that
the defendant himself must orally give his plea to the trial court, thereby not
prohibiting the defendant's counsel from orally entering the plea, as long as the
remainder of Crim.R. 11 is complied with." State v. Nathan (1995), 99 Ohio
App.3d 722, 725-726, 651 N.E.2d 1044. We have also stated that "a manifest
injustice does not occur by counsel vocalizing his client's plea." State v. Graham,
3d Dist. No. 1-04-27, 2004-Ohio-4397, ¶16, quoting State v. Nathan, 99 Ohio
App.3d., at 726. When an accused is present in the court; when the record shows
clearly that he knew and understood what was being done; and when it is clear that
he acquiesced in a guilty plea entered for him by his attorney; then the plea has the
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exact same force and effect as though he had personally spoken the words of the
attorney. State v. Keaton, 2d Dist. No. 98 CA 99, 2000 WL 20850, *5, citing U.S.
v. Denniston (C.A.2, 1937), 89 F.2d 696, 698.
{¶8} In this case, Harvey was present when his attorney informed the trial
court of Harvey’s change of plea and the details of the plea agreement. The trial
court questioned Harvey directly and in detail as to his understanding of the plea
and its consequences and Harvey vocalized his acquiescence in every respect.
There is no merit to Harvey’s first assignment of error and it is overruled.2
{¶9} In the second assignment of error, Harvey complains that the trial
court failed to inform Harvey at the change of plea hearing that a period of post-
release control was mandatory. Harvey maintains that his rights were violated
pursuant to a recent Ohio Supreme Court decision holding that a trial court must
advise a defendant during the plea colloquy that a sentence will include mandatory
term of post-release control. State v. Sarkozy, 117 Ohio St.3d 86, 2008-Ohio-509,
881 N.E.2d 1224, syllabus. We find that the record clearly refutes this contention.
{¶10} First, the written plea agreement signed by Harvey and his attorney
on May 19, 2009, stated that he was subject to a five year period of post-release
control and the document stated the consequences of a violation of this post-
2
In this first assignment of error, Harvey also claimed that the trial court erred in accepting his plea
because of the alleged errors that Harvey raised in his second and third assignments of error. Rather than
duplicate our analysis, we shall address those assignments of error separately.
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release control. Furthermore, at the change of plea hearing, the trial court clearly
stated:
The Court: And do you understand that likewise, upon
your release from prison, you will be subject to what they call
post-release control, which used to be called parole, for a period
of five (5) years. Do you understand?
Mr. Harvey: Yes, sir.
(Emphasis added.) May 19, 2009 Change of Plea Hearing Tr., p. 5. The trial
court further informed Harvey of the consequences of violating this post-release
control:
The Court: And do you understand that if you violate
post-release control you could go back to prison for up to one-
half of your sentence in increments not to exceed nine (9) months
at a time. Do you understand?
Mr. Harvey: Yes, sir.
The Court: Further, if you were out in the public on
post-release control, Mr. Harvey, and you committed another
offense and was found guilty and sentenced on the new offense,
you could go back to prison on this case for a balance of the five
(5) years that you had on post-release control or one year,
whichever is greater. You understand?
Mr. Harvey: Yes, sir.
Id. at pp. 5-6.
{¶11} Unlike Sarkozy, where the court failed to mention post-release
control at all during the plea colloquy, the trial court in this case clearly informed
Harvey that he would be subject to post-release control and thoroughly explained
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its implications prior to accepting his change of plea. Harvey’s constitutional
rights were not violated. The second assignment of error is overruled.
{¶12} The third assignment of error maintains that the written plea
agreement was changed by the court without the knowledge of Harvey or his
attorney. Harvey claims that he negotiated for a stipulated sentence not to exceed
seventeen years for the 2009 case, to be served concurrently with the sentence for
the 2008 case, not consecutively as the trial court ordered.
{¶13} The written plea agreement contains a handwritten portion stating
“Dismiss Cts. 2 & 4; Order PSI; Sentence not to exceed 17 years on this case,”
followed by several unreadable words that were completely crossed out and
initialed. There is no evidence in the record as to what the obliterated portion of
the writing stated, nor as to when or under what circumstances the modification
was made.
{¶14} However, the record does affirmatively show that Harvey was
informed at the plea hearing that the trial court could order the two sentences to be
served consecutively. Harvey confirmed that he understood this fact before he
signed the plea agreement.
The Court: Do you understand that there’s another case
that is pending on sentencing and that has nothing to do with
this case? Do you understand?
Mr. Harvey: Yes, sir.
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The Court: And I could run those concurrent, meaning
together, or I could run them consecutive, meaning after this –
you serve this sentence, you’d have to serve the sentence on the
other case. Do you understand that?
Mr. Harvey: Yes, sir.
The Court: Very well. If this is your understanding, the
Court will have you sign the plea negotiation.
May 19, 2009 Change of Plea Hearing Tr., pp. 10-11.
{¶15} Harvey’s claim is completely refuted by the record. The third
assignment of error is overruled.
{¶16} In his final assignment of error, Harvey asserts that the trial court
failed to advise him at the time of sentencing that he would be subject to a
3
mandatory term of post-release control. He maintains that this renders the
sentence void pursuant to State v. Simpkins, 117 Ohio St.3d 420, 2008-Ohio-1197,
884 N.E.2d 568, ¶6 (holding that “in cases in which a defendant is convicted of, or
pleads guilty to, an offense for which postrelease control is required but not
properly included in the sentence, the sentence is void, and the state is entitled to a
new sentencing hearing to have postrelease control imposed on the defendant
unless the defendant has completed his sentence.”)
{¶17} Harvey’s fourth assignment of error ignores the fact that the decision
in State v. Simpkins, which involved a sentence imposed in 1998, is not applicable
3
This assignment of error involves the trial court’s actions at the sentencing hearing, whereas the second
assignment of error referred to the plea colloquy concerning post-release controls at the change of plea
hearing.
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to cases in which the defendant has been sentenced after the July 11, 2006
effective date of R.C. 2929.191. See State v. Singleton, 124 Ohio St.3d 173, 2009-
Ohio-6434, paragraph two of the syllabus. R.C. 2929.191, enacted as part of H.B.
137, establishes a procedure to remedy a sentence that fails to properly impose a
term of postrelease control. Id. at ¶23.
{¶18} More importantly, however, and contrary to Harvey’s assertion, the
trial court did advise Harvey that his sentence included a mandatory period of
post-release control at the sentencing hearing. The trial court stated:
The defendant is subject to post-release control of five (5) years
upon his release and if he violates post-release control he can go
back to prison for up to one-half of his sentence in increments
not to exceed nine (9) months at a time.
Further, if you are out on post-release control and you commit
another offense and are found guilty and sentenced, you could
go back to prison on this case for the balance of the five (5) years
that you had on post-release control or one year, whichever is
greater.
July 1, 2009 Sentencing Tr., p. 26. Therefore, Harvey’s fourth assignment of error
is overruled.
{¶19} Finally, unrelated to the above assignments of error, in the
“Conclusion” section of his appellate brief Harvey questioned whether the trial
court’s judgment was a final appealable order and whether this Court’s jurisdiction
over the appeal might be premature. Harvey did not specify this issue as an
assignment of error and Appellate Rule 16 requires an appellant's brief to contain a
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statement of the assignments of error set forth for review along with the issues
pertinent to each assignment of error. See App.R. 16(A)(3) and (4); Becket v.
Wisniewski, 3d Dist. No. 5-09-17, 2009-Ohio-6158, ¶16. Accordingly, as Harvey
did not set forth this argument in an assignment of error in his appellate brief, we
are not required to address it. App.R. 12(A)(2); Bellefontaine v. Miller, 3d Dist.
No. 8-08-32, 2009-Ohio-2818, ¶34. However, since the issue involves this
Court’s jurisdiction, which an appellate court may raise sua sponte, we will briefly
review the matter.
{¶20} The trial court filed its judgment entry of sentencing on July 1, 2009.
Although the transcript of the change of plea hearing clearly indicated that the
conviction and sentencing were pursuant to Harvey entering a plea of guilty, the
written judgment entry failed to state this fact as required by Crim.R. 32(C) and
State v. Baker, 119 Ohio St.3d 197, 2008-Ohio-3330, 893 N.E.2d 163, at the
syllabus. To correct this clerical oversight, on August 25, 2009, the trial court
entered a “Nunc Pro Tunc Entry to Correct Omission in Judgment Entry of
Sentencing,” clarifying that Harvey “was convicted upon his plea of guilty after
withdrawing his initial plea of not guilty.”
{¶21} Harvey argues that a nunc pro tunc entry is not the proper remedy
for correcting a judgment entry of sentencing that fails to comply with Crim.R. 32.
In support, he relies upon State v. Breedlove (1988), 46 Ohio App.3d 78, 546
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N.E.2d 420, for the proposition that such an entry “cannot validly correct an error
in the judgment itself, modify the judgment, or render a judgment when none was
made in the first instance.” Id. at 81; Appellant Brief. p. 9. We find that the facts
in Breedlove are completely distinguishable from the circumstances in the case
before us and that the trial court properly corrected the original judgment entry by
issuing a nunc pro tunc entry.
{¶22} The full context of the statement Harvey extracted from the
Breedlove case explains the purpose of a nunc pro tunc order:
For more than sixty years, Ohio law has been clear that the
function of a nunc pro tunc order is, essentially, clerical: it is to
record officially an action or actions of a court actually taken
but not duly recorded. Helle v. Pub. Util. Comm. (1928), 118
Ohio St. 434, 161 N.E. 282 [citations omitted]. As stated in
National Life Ins. Co. v. Hohn (1937), 133 Ohio St.111, 113, 10
O.O. 122, 123, 11 N.E.2d 1020, 1021:
“* * * [T]he power to make nunc pro tunc entries is restricted
ordinarily to the subsequent recording of judicial action
previously and actually taken. It is a simple device by which a
court may make its journal speak the truth.”
It “speaks the truth” by correcting a judicial record that fails to
show an order or a judgment of the court because the order or
judgment was not recorded at all in the first instance. The
purpose of a nunc pro tunc order is not to correct an error in the
judgment itself, or to modify the judgment, or to render a
judgment when none was made in the first instance. Caprita v.
Caprita (1945), 145 Ohio St. 5, 30 O.O. 238, 60 N.E.2d 483, 158
A.L.R. 1201, paragraph two of the syllabus [citations omitted].
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Breedlove, 46 Ohio App.3d at 81. See, also, Crim.R. 36; State v. Moore, 3d Dist.
Nos. 5-07-18, 20, and 21, 2008-Ohio-1152, ¶¶28-29. A nunc pro tunc entry
applies retrospectively to the judgment which it corrects. Gold Touch, Inc. v. TJS
Lab, Inc. (1998), 130 Ohio App.3d 106, 109, 719 N.E.2d 629.
{¶23} In Breedlove, the court of appeals found that the nunc pro tunc order
was inappropriate and invalid because the great majority of the remarks in the
four-page nunc pro tunc entry recited numerous matters that were not found on the
record and went far beyond merely correcting the record to reflect what actually
occurred. Breedlove, at 81. A nunc pro tunc entry is not made to show what the
court might or should have decided, or intended to decide, but what it actually did
decide. State v. Cunningham, 3d Dist. Nos. 1-07-69, 1-07-81, 2008-Ohio-1345,
¶9, quoting McKay v. McKay (1985), 24 Ohio App.3d 74, 75, 493 N.E.2d 317. In
fact, the court of appeals in Breedlove noted that “the recital that the court found
the defendant guilty” could have been the cognizable content of a valid nunc pro
tunc entry; however, the problem was that the entry contained numerous other
invalid statements and rulings. Id. at 81-82.
{¶24} In the instant case, this Court finds that the trial court issued a nunc
pro tunc entry for the sole purpose of retrospectively correcting a clerical omission
in the prior sentencing judgment. No new or substantial right was affected under
R.C. 2505.02(A)(1) by correcting the sentencing judgment to reflect what had
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actually occurred and what was clearly evident throughout the record. Therefore,
we find that the trial court’s nunc pro tunc entry was a valid correction of the
judgment entry of sentencing rendering it to be a final appealable order.
{¶25} Having found no error prejudicial to the appellant herein in the
particulars assigned and argued, we affirm the judgment of the trial court.
Judgment Affirmed
ROGERS and PRESTON, J.J., concur.
/jlr
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