State v. Gilbert , 2013 Ohio 238 ( 2013 )

[Cite as State v. Gilbert, 2013-Ohio-238.]
IN THE COURT OF APPEALS
FIRST APPELLATE DISTRICT OF OHIO
HAMILTON COUNTY, OHIO
STATE OF OHIO, : APPEAL NO. C-110382
TRIAL NO. B-091283
Plaintiff-Appellee, :
vs. :
KAREEM GILBERT, : O P I N I O N.
Defendant-Appellant. :
Criminal Appeal From: Hamilton County Court of Common Pleas
Judgment Appealed From Is: Reversed and Cause Remanded with Instructions
Date of Judgment Entry on Appeal: January 30, 2013
Joseph T. Deters, Hamilton County Prosecuting Attorney, and Melynda J. Machol,
Assistant Prosecuting Attorney, for Plaintiff-Appellee,
Ravert J. Clark, for Defendant-Appellant.
Please note: This case has been removed from the accelerated calendar.
OHIO FIRST DISTRICT COURT OF APPEALS
CUNNINGHAM, Presiding Judge.
{¶1} Defendant-appellant Kareem Gilbert appeals from the trial court’s May
2011 judgment of conviction for murder, an accompanying firearm specification, and
having weapons under a disability.
{¶2} Previously appointed counsel for Gilbert filed a no-error brief stating that
no meritorious issues existed to support Gilbert’s appeal. See Anders v. California, 386
U.S. 738, 87 S.Ct. 1396, 18 L.Ed.2d 493 (1967). Contrary to appellate counsel’s position,
this court found that legal points arguable on the merits existed, including the trial court’s
authority to set aside Gilbert’s prior final judgment of conviction upon the state’s motion,
and the subsequent resentencing of the defendant. Thus, we granted counsel’s motion to
withdraw, and we appointed new counsel for additional briefing. State v. Gilbert, 1st Dist.
No. C-110382, 2012-Ohio-1366, ¶ 7-11.
Procedural and Factual Posture
{¶3} This court summarized the procedural and factual posture of the case in
its March 30, 2012, opinion:
In May 2010, after entering into a detailed agreement with the
state, Gilbert entered pleas of guilty to voluntary manslaughter with an
accompanying firearm specification, having a weapon while under a
disability, and witness intimidation. In exchange, the state dismissed other
weapons charges and a count of aggravated murder with an accompanying
firearm specification. The trial court accepted Gilbert’s guilty pleas and
sentenced him to an aggregate sentence of 18 years’ imprisonment.
A year later, in May 2011, the state moved to vacate Gilbert’s pleas,
contending Gilbert had breached his 2010 plea agreement by failing to give
truthful testimony in a criminal case against his father, Reuben Jordan.
Gilbert’s trial counsel informed the court that Gilbert did not object to the
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state’s motion to vacate his pleas. Gilbert admitted he had breached the
plea agreement but maintained he had testified truthfully in the Jordan
case.
The trial court granted the state’s motion to vacate Gilbert’s pleas.
At the same hearing, Gilbert then pleaded guilty to murder with an
accompanying firearm specification and to having a weapon while under a
disability. The trial court accepted Gilbert’s guilty pleas, withdrew the prior
sentence, and imposed a new aggregate sentence of 18 years to life in
prison.
Gilbert at ¶ 2-4.
{¶4} Gilbert now raises three assignments of error, which all concern the trial
court’s authority to set aside the final judgment of conviction and resentence him. First,
he argues that after the May 2010 judgment of conviction had been journalized, the trial
court lacked the authority to grant the state’s 2011 motion to vacate his pleas and then to
reconsider its own valid judgment and resentence him. We agree.
Reconsideration of Final Judgments in Criminal Cases
{¶5} Generally, Ohio trial courts lack the authority to reconsider their own valid
final judgments in criminal cases. See, e.g., State v. Raber, ___ Ohio St.3d ___, 2012-
Ohio-5636, ___ N.E.2d ___, paragraph one of the syllabus; State v. Carlisle, 131 Ohio
St.3d 127, 2011-Ohio-6553, 961 N.E.2d 671, ¶ 9; Brook Park v. Necak, 30 Ohio App.3d
118, 120, 506 N.E.2d 936 (8th Dist.1986).
{¶6} There are both judicially and legislatively created exceptions to this
general rule, none of which apply in this case. The judicially created exceptions, for
example, provide the trial courts with continuing jurisdiction “to correct a void sentence”
and “to correct a clerical error in a judgment.” Raber at ¶ 20, citing State ex rel. Cruzado
v. Zaleski, 111 Ohio St.3d 353, 2006-Ohio-5795, 856 N.E.2d 263, ¶ 19. In addition, under
Crim.R. 32.1, the trial court retains jurisdiction to review and grant a defendant’s
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postsentence motion to withdraw a plea when he has not taken a direct appeal. See State
ex rel. Special Prosecutors v. Judges, Court of Common Pleas, 55 Ohio St.2d 94, 97-98,
378 N.E.2d 162 (1978). Further, the trial court retains jurisdiction to decide a motion for
a new trial based on newly discovered evidence as permitted by Crim.R. 33, when that
“specific issue has not been decided upon direct appeal.” State v. Davis, 131 Ohio St.3d 1,
2011-Ohio-5028, 959 N.E.2d 516, ¶ 37.
{¶7} The legislatively created exceptions include habeas corpus and
postconviction remedies as set forth by statute. See R.C. 2725.01 et seq. and 2953.21 et
seq.
{¶8} The state argues that the general rule relating to the finality of judgments
in criminal cases does not apply in this case. Instead, the state contends that the facts
implicate the distinction between a trial court’s lack of subject-matter jurisdiction and a
trial court’s improper exercise of jurisdiction or authority. See Pratts v. Hurley, 102 Ohio
St.3d 81, 2004-Ohio-1980, 806 N.E.2d 992.
{¶9} In essence, the state argues that the parties were properly before the court
on the state’s motion to vacate the pleas because the common pleas court has subject-
matter jurisdiction over felony cases. According to the state, Gilbert, at best, could have
argued that the trial court improperly exercised its jurisdiction when it granted the state’s
motion to vacate his pleas, but that he “waived” his right to challenge the court’s exercise
of jurisdiction in that instance when he acquiesced in the proceedings below.
{¶10} The state’s argument, however, ignores what we believe to be the crux of
Gilbert’s argument. Gilbert does not merely argue that the trial court lacked subject-
matter jurisdiction to rule on a postconviction motion. He argues, rather, that the trial
court lacked the authority to reconsider its final judgment and to grant the relief sought.
See Raber, ___ Ohio St.3d ___, 2012-Ohio-5636, ___ N.E.2d ___; Carlisle, 131 Ohio
St.3d 127, 2011-Ohio-6553, 961 N.E.2d 671, at ¶ 9. The state’s argument is not responsive
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OHIO FIRST DISTRICT COURT OF APPEALS
to Gilbert’s argument concerning the finality of the judgment. Nor do we find the state’s
argument persuasive.
Continuing Jurisdiction to Enforce a Plea Agreement
{¶11} The state also suggests that the trial court “expressly retained jurisdiction
to continue proceedings against Gilbert in the event that he breached the plea agreement.”
The plea agreement does state that, in the event of a breach, the state may reinstate the
original charges against Gilbert.
{¶12} But the parties’ agreement, even if incorporated into the judgment of
conviction, could not give the trial court the authority to reconsider its final judgment, in
the absence of authority affixed by law. See Ohio Constitution, Article IV, Section 4(B)
(“The courts of common pleas and divisions thereof shall have such original jurisdiction
over all justiciable matters * * * as may be provided by law.”). (Emphasis added.) In this
case, the trial court did not reconsider its final judgment under any statute or under any
judicially recognized source of authority.
Final Judgment
{¶13} It is undisputed that the judgment of conviction entered by the trial court
in May 2010 met the requirements of finality set forth in Crim.R. 32(C). See State v.
Lester, 130 Ohio St.3d 303, 2011-Ohio-5204, 958 N.E.2d 142, paragraph one of the
syllabus, modifying State v. Baker, 119 Ohio St.3d 197, 2008-Ohio-3330, 893 N.E.2d 163(holding that a judgment of conviction is final, when the order sets forth “(1) the fact of the
conviction, (2) the sentence, (3) the judge’s signature, and (4) the time stamp indicating
the entry upon the journal by the clerk [of courts].”). For this reason, the state’s reliance
on the Ninth Appellate District’s decision in State v. Taylor, 9th Dist. No. 92CA005469,
1993 Ohio App. LEXIS 2585 (May 19, 1983), is misplaced.
{¶14} Taylor was based on the Ninth District’s earlier decision in State v. Curry,
49 Ohio App.2d 180, 359 N.E.2d 1379 (9th Dist.1976). In Curry, the court initially
considered whether it was the duty of the trial court or the prosecutor to determine
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OHIO FIRST DISTRICT COURT OF APPEALS
whether the defendant had complied with his plea agreement. The court decided that it
was the duty of the trial court to make that determination, after a hearing on the issue.
The Curry court then stated that if, on remand, the trial court found that the state had
proven that the defendant had failed to perform under his plea bargain, then the trial
court should either proceed to sentencing—which had not yet occurred—or vacate Curry’s
pleas. Id. at 183. See also State ex rel. White v. Junkin, 80 Ohio St.3d 335, 686 N.E.2d
267 (1997) (holding that, in the absence of formal journalization of a decision, the
municipal court possessed authority to review and reverse its previous decision.).
{¶15} In contrast, in this case, the trial court granted the state’s motion to vacate
Gilbert’s pleas after the court had already sentenced Gilbert and after the judgment of
conviction including that sentence had been journalized in accordance with the criminal
rules, resulting in a final judgment of conviction. Because the court below, unlike the trial
court in Curry, reconsidered a final judgment, Curry does not support the state’s position.
{¶16} The Ninth Appellate District in Taylor cited Curry to support its
determination that the trial court had jurisdiction to grant the state’s motion to vacate
Taylor’s plea and sentence after the sentence had become final. But the Taylor court did
not reconcile its decision with the general rule that an Ohio trial court lacks the authority
to reconsider its own valid final judgment in a criminal case. And the Taylor court failed
to acknowledge the distinction between Curry’s case and Taylor’s case in that regard.
{¶17} Moreover, in Taylor, the state actually reindicted Taylor after the trial
court found that she had breached the plea agreement by feigning amnesia in an attempt
to avoid testifying at her husband’s trial. The defendant again entered a plea and was
again convicted upon the new indictment. Taylor’s reindictment might well have
influenced the Taylor court’s disposition of the jurisdictional issue in the case. In this
case, the state did not reindict Gilbert.
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OHIO FIRST DISTRICT COURT OF APPEALS
{¶18} We, therefore, hold that the trial court lacked the authority to reconsider
its own valid final judgment in this case. Accordingly, we sustain the first assignment of
error.
{¶19} In his second assignment of error, Gilbert argues that the trial court
violated his Double Jeopardy rights under the United States and Ohio Constitutions, when
it reconsidered its final judgment. In his third assignment of error, Gilbert argues that he
was denied his constitutional right to the effective assistance of trial counsel, when counsel
failed to object to the trial court’s exercise of jurisdiction to reconsider the May 2010 final
judgment.
{¶20} We have already determined that the trial court lacked the authority to
reconsider Gilbert’s May 201o judgment of conviction. Thus, our resolution of Gilbert’s
first assignment of error renders his second and third assignments of error moot, and we
decline to address them. See App.R. 12 (A)(1)(c).
Conclusion
{¶21} The trial court lacked the authority to reconsider the May 2010 valid final
judgment. Accordingly, we reverse the trial court’s May 2011 judgment, and we remand
this cause to the trial court with instructions to vacate its May 2011 order granting the
state’s motion to vacate the pleas and its May 2011 judgment of conviction and to reinstate
its May 2010 judgment of conviction.
Judgment reversed and cause remanded with instructions.
FISCHER, J., concurs separately.
DINKELACKER, J., dissents.
FISCHER, J., concurring separately.
{¶22} Given the current state of the law, I am compelled to join the lead
opinion in this case. Regrettably, Kareem Gilbert may escape a conviction because
he was sentenced before he fulfilled a material obligation of his plea agreement. This
case exposes an obvious deficiency in the power of Ohio’s courts to enforce plea
agreements, a central element of our criminal justice system. See, e.g, Missouri v.
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OHIO FIRST DISTRICT COURT OF APPEALS
Frye, __ U.S. __, 132 S.Ct. 1399, 1407, 182 L.Ed.2d 379 (2012) (noting that 97
percent of federal convictions and 94 percent of state convictions are the result of
guilty pleas). Even in civil cases, there is at least some law indicating that a civil
judgment induced by fraud may be void. See generally Ohio Pyro, Inc. v. Ohio Dept.
of Commerce, 115 Ohio St.3d 375, 2007-Ohio-5024, 875 N.E.2d 550, ¶ 23.
Unfortunately, the legislature so far has not provided Ohio courts with the statutory
authority in criminal matters for the state to enforce plea agreements when a breach
by the defendant occurs postconviction. Compare Crim.R. 32.1. Absent such
specific legal authority, with any attendant constitutional process therein, Ohio law,
as it now stands, commands that I concur.
DINKELACKER, J., dissenting.
{¶23} Kareem Gilbert’s scheme of dishonesty and disrespect for the justice
system should not be rewarded. This court should hold Gilbert to the series of
agreements he made with the state and the trial court. To do otherwise undermines the
entire plea arrangement system.
{¶24} In this case, Gilbert entered into a detailed agreement with the state to
provide honest testimony. He did not. Instead, he has gamed the system in the worst
possible way. He clearly lied to the trial court at some point in order to garner his initial
conviction for voluntary manslaughter, as opposed to the indicted offense of aggravated
murder.
{¶25} The Ohio Supreme Court has held that the reasons for disfavoring
collateral attacks do not apply in two principle circumstances: (1) when the issuing court
lacked jurisdiction or (2) when the order was the product of fraud. Ohio Pyro, Inc. v.
Ohio Dept. of Commerce, 115 Ohio St.3d 375, 2007-Ohio-5024, 875 N.E.2d 550, ¶ 23.
Gilbert perpetrated a fraud of the highest order. I believe that his conduct places this
case within this narrow line of exceptions to judgment finality that allows courts to
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OHIO FIRST DISTRICT COURT OF APPEALS
correct grave injustices like the one that has occurred here. The trial court acted within
its jurisdiction in reconsidering the May 2010 judgment of conviction.
{¶26} Since the trial court acted within its jurisdiction, I believe that the
reasoning of the court in State v. Taylor, 9th Dist. No. 92CA005469, 1993 Ohio App.
LEXIS 2585 (May 19, 1993), applies. The facts in that case are similar to the facts in
the present case. The court in Taylor held that “where a plea is accepted
conditionally and the defendant fails to comply with the condition, the court is
justified in vacating the plea.” Id. at *4. This is exactly the case here. This would
effectuate justice in this case.
{¶27} Further, in Taylor, the defendant had objected in the trial court to the
state’s motion to vacate her plea. Here, Gilbert not only did not object to the state’s
motion to vacate the plea, but acquiesced to it. He did not appeal the state’s motion.
Consequently, he has waived any error, and we can reverse only upon a finding of
plain error. See State v. Underwood, 3 Ohio St.3d 12, 13, 444 N.E.2d 1332 (1983);
State v. Tibbs, 1st Dist. No. C-100378, 2011-Ohio-6716, ¶ 40.
{¶28} “[T]he plain error rule is to be applied with the utmost caution and
invoked only under exceptional circumstances, in order to prevent a manifest
miscarriage of justice.” State v. Cooperrider, 4 Ohio St.3d 226, 227, 448 N.E.2d 452(1983); State v. Salaam, 1st Dist. Nos. C-070385 and C-070413, 2008-Ohio-4982, ¶
25. In this case, the manifest miscarriage of justice would be to allow Gilbert to
avoid his conviction for murder through his own lies. Therefore, I cannot join in the
majority opinion.
{¶29} My interpretation of the law surrounding the circumstances of this
case does not allow me to join the majority. Gilbert did not seek justice, he thwarted
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OHIO FIRST DISTRICT COURT OF APPEALS
it. Left to stand, the decision of this court allows an injustice against the citizens of
Ohio. The state committed no unfair act and broke no rule.
{¶30} Therefore, I dissent.
Please note:
The court has recorded its own entry on the date of the release of this opinion.
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