State v. Martin , 2018 Ohio 3244 ( 2018 )

[Cite as State v. Martin, 2018-Ohio-3244.]
IN THE COURT OF APPEALS
ELEVENTH APPELLATE DISTRICT
TRUMBULL COUNTY, OHIO
STATE OF OHIO, : OPINION
Plaintiff-Appellee, :
CASE NO. 2017-T-0014
- vs - :
DAVID MARTIN, :
Defendant-Appellant. :
Civil Appeal from the Trumbull County Court of Common Pleas, Case No. 2012 CR
00735.
Judgment: Affirmed.
Dennis Watkins, Trumbull County Prosecutor, Christopher Becker and Ashleigh
Musick, Assistant Prosecutors, Administration Building, Fourth Floor, 160 High Street,
N.W., Warren, OH 44481 (For Plaintiff-Appellee).
John B. Juhasz, and Lynn Maro, Maro and Schoenike Co., 7081 West Boulevard, #4,
Youngstown, OH 44512 (For Defendant-Appellant).
DIANE V. GRENDELL, J.
{¶1} Defendant-appellant, David Martin, appeals the denial of his
postconviction relief petition in the Trumbull County Court of Common Pleas. The
issues before this court are whether res judicata bars a postconviction petitioner from
raising claims that trial counsel was constitutionally ineffective during voir dire and jury
selection when those claims are decided adversely to the petitioner by the state
supreme court; whether trial counsel renders ineffective assistance by choosing to
present some but not all of the information available regarding a petitioner’s childhood
during the mitigation phase of a death penalty trial; and whether a petitioner may be
denied discovery when his postconviction petition fails to set forth sufficient operative
facts establishing substantive grounds for relief. For the following reasons, we affirm
the decision of the court below.
{¶2} On September 11, 2014, Martin was found guilty of the following:
Aggravated Murder with specifications of Aggravating Circumstances and a Firearm
Specification in violation of R.C. 2903.01(A) and (F), R.C. 2941.14(C), R.C.
2929.04(A)(5) and (7), and R.C. 2941.145 (Count Two); Attempted Aggravated Murder
with a Firearm Specification in violation of R.C. 2923.02(A) and (E)(1), R.C. 2903.01(B)
and (F), and R.C. 2941.145 (Count Three); two counts of Aggravated Robbery with
Firearm Specifications in violation of R.C. 2911.01(A)(1), (3), and (C) (Counts Four and
Five); two counts of Kidnapping with Firearm Specifications in violation of R.C.
2905.01(A)(2) and (C)(1) and R.C. 2941.145 (Counts Six and Seven); and Tampering
with Evidence in violation of R.C. 2921.12(A)(1) and (B) (Count Eight).1
{¶3} On September 17, 2014, the jury returned a verdict finding that the
aggravating circumstances outweighed the mitigating factors and recommending the
imposition of the death penalty for Aggravated Murder.
{¶4} On September 24, 2014, the trial court similarly determined that the
aggravating circumstances outweighed the mitigating factors and that the sentence of
1. Martin was additionally convicted of Aggravated Murder with specifications of Aggravating
Circumstances and a Firearm Specification in violation of R.C. 2903.01(B) and (F), R.C. 2941.14(C), R.C.
2929.04(A)(5) and (7), and R.C. 2941.145 (Count One). The State elected to proceed on Count Two.
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death was an appropriate penalty for Aggravated Murder. For the remaining charges,
the court sentenced Martin to an aggregate prison term of 61 years.2
{¶5} On March 22, 2016, Martin filed a Petition to Vacate or Set Aside
Conviction and Sentence, based on the following grounds: “[t]he death sentence
imposed * * * is void or voidable because [Martin] did not receive effective assistance of
counsel during the trial phase of his capital trial, and the result was a less than impartial
jury that returned a death verdict”; Martin “was denied due process of law, and liberties
guaranteed by [the Ohio Constitution] when counsel failed to present mitigation
evidence which had been discovered and by counsel’s failure to discover some
mitigation evidence”; and “[b]ecause [Martin] was denied the effective assistance of
counsel in the selection of a jury and in the presentation of mitigation evidence, [his]
sentence of death is ‘cruel and unusual’ because not reliably determined.”
{¶6} On August 23, 2016, the State filed a Motion for Summary Judgment
pursuant to Section 2953.21(D) of the Revised Code.
{¶7} On October 11, 2016, Martin filed a Response to State’s Motion for
Summary Judgment.
{¶8} On October 31, 2016, the State filed a Renewed Motion for Summary
Judgment and Response to Petitioner’s Response.
{¶9} On January 19, 2017, the trial court ruled as follows: “(1) Martin was
represented by competent trial counsel during both phases of the trial in this matter; (2)
2. Martin was sentenced to the following terms of imprisonment: 11 years for Attempted Aggravated
Murder and 3 years for the Firearm Specification (Count Three); 11 years for each count of Aggravated
Robbery with 3 years for the Firearm Specifications (Counts Four and Five); 11 years for each count of
Kidnapping with 3 years for the Firearm Specifications (Counts Six and Seven); and 36 months for
Tampering with Evidence (Count Eight). The sentences for the Firearm Specifications were merged into
a single three-year sentence to be served consecutively with the remaining sentences.
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Trial counsel for Martin conducted an appropriate voir dire examination of all potential
jurors through either the written jury questionnaire or through verbal voir dire; (3) Martin
has not set forth evidence to demonstrate substantive grounds sufficient to grant a
hearing on his post-conviction request for relief; (4) Martin is not entitled to a hearing on
his post-conviction request for relief; (5) There are no genuine issues of material fact on
which reasonable minds can disagree and therefore, summary judgment in favor of the
State is appropriate.”
{¶10} On February 13, 2017, Martin filed a Notice of Appeal.
{¶11} On September 13, 2017, the Ohio Supreme Court affirmed Martin’s
convictions and sentence. State v. Martin, 151 Ohio St.3d 470, 2017-Ohio-7556, 90
N.E.3d 857.
{¶12} On appeal, Martin raises the following assignments of error:
{¶13} “[1.] The trial court erred in denying the petition without a hearing, for the
petition and the evidentiary material appended to it clearly made out a prima facie case
of a constitutional violation, thus depriving Appellant of the liberty secured by the United
States Constitution, Amendment Six and Fourteen, and Ohio Constitution Article I,
Sections 1, 2, 10 and 16, including meaningful access to the courts of this state.”
{¶14} “[2.] The trial court erred in dismissing the petition for post conviction relief
without permitting discovery to be conducted, thus depriving Appellant of the liberties
secured by U.S. Const. Amend. XIV and Ohio Const. Art. 1 §§ 1, 2, 10, and 16 including
meaningful access to the courts of this state.”
{¶15} Martin’s first assignment of error asserts that trial counsel rendered
constitutionally ineffective assistance.
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{¶16} “[A]ny person who has been convicted of a criminal offense and
sentenced to death and who claims that there was a denial or infringement of the
person’s rights under either [the Ohio or United States] Constitutions that creates a
reasonable probability of an altered verdict, * * * may file a petition in the court that
imposed sentence, stating the grounds for relief relied upon, and asking the court to
vacate or set aside the judgment or sentence or to grant other appropriate relief.” R.C.
2953.21(A)(1)(a).
{¶17} “Before granting a hearing on a petition filed under division (A) of this
section, the court shall determine whether there are substantive grounds for relief. In
making such a determination, the court shall consider, in addition to the petition, the
supporting affidavits, and the documentary evidence, all the files and records pertaining
to the proceedings against the petitioner, including, but not limited to, the indictment, the
court’s journal entries, the journalized records of the clerk of the court, and the court
reporter’s transcript.” R.C. 2953.21(D).
{¶18} “Unless the petition and the files and records of the case show the
petitioner is not entitled to relief, the court shall proceed to a prompt hearing on the
issues even if a direct appeal of the case is pending.” R.C. 2953.21(F). “[E]ither party
may move for summary judgment,” provided that “[t]he right to summary judgment shall
appear on the face of the record.” R.C. 2953.21(E).
{¶19} In the present case, the trial court availed itself of divisions (D) and (E) of
the postconviction relief statute, determining that there were neither substantive
grounds for relief nor genuine issues of material fact. The standards for dismissing a
petition under each division are distinguishable:
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The trial court was entitled to dismiss [the] petition without
hearing if the court found that “the petition, the supporting affidavits,
the documentary evidence, the files, and the records d[id] not
demonstrate that petitioner set forth sufficient operative facts to
establish substantive grounds for relief.” [State v.] Calhoun, 86
Ohio St.3d 279, 714 N.E.2d 905, paragraph two of the syllabus. In
making this analysis, the trial court has a limited ability to weigh the
evidence proffered in support of the petition. “[A] trial court * * *
may, in the sound exercise of discretion, judge the credibility of the
affidavits in determining whether to accept the affidavits as true
statements of fact.” Id. at paragraph one of the syllabus. The
analysis for dismissing a petition without hearing focuses on the
evidence proffered in support of the petition, not the evidence
proffered in the state’s response.
In a summary-judgment exercise, the court must construe
conflicting evidence in petitioner’s favor. Civ.R. 56(C). The state is
entitled to summary judgment if “there is no genuine issue as to any
material fact” and “reasonable minds can come to but one
conclusion and that conclusion is adverse to the party against
whom the motion for summary judgment is made.” Id.State v. Williams, 165 Ohio App.3d 594, 2006-Ohio-617, 847 N.E.2d 495, ¶ 22-23 (11th
Dist.); State v. Hartman, 2d Dist. Montgomery No. 27162, 2017-Ohio-7933, ¶ 16 (cases
cited).
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{¶20} “[A] trial court’s decision regarding a postconviction petition filed pursuant
to R.C. 2953.21 will be upheld absent an abuse of discretion when the trial court’s
finding is supported by competent and credible evidence.” State v. Gondor, 112 Ohio
St.3d 377, 2006-Ohio-6679, 860 N.E.2d 77, ¶ 60; State v. Clark, 11th Dist. Trumbull No.
2017-T-0081, 2018-Ohio-794, ¶ 6 (purely legal issues, however, are reviewed de novo).
{¶21} “In a petition for post-conviction relief, which asserts ineffective assistance
of counsel, the petitioner bears the initial burden to submit evidentiary documents
containing sufficient operative facts to demonstrate the lack of competent counsel and
that the defense was prejudiced by counsel’s ineffectiveness.” State v. Jackson, 64
Ohio St.2d 107, 413 N.E.2d 819 (1980), syllabus. Specifically, a petitioner must show
“(1) deficient performance by counsel, i.e., performance falling below an objective
standard of reasonable representation, and (2) prejudice, i.e., a reasonable probability
that, but for counsel’s errors, the proceeding’s result would have been different.” Martin,
151 Ohio St.3d 470, 2017-Ohio-7556, 90 N.E.3d 857, at ¶ 48.
{¶22} Also, relevant to the disposition of this appeal is the applicability of res
judicata to petitions for postconviction relief. State v. Perry, 10 Ohio St.2d 175, 226
N.E.2d 104 (1967), paragraph seven of the syllabus (“[c]onstitutional issues cannot be
considered in postconviction proceedings under Section 2953.21 et seq., Revised
Code, where they have already been or could have been fully litigated by the prisoner
while represented by counsel, either before his judgment of conviction or on direct
appeal from that judgment, and thus have been adjudicated against him”); State v. Cole,
2 Ohio St.3d 112, 443 N.E.2d 169 (1982), syllabus.
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{¶23} Martin’s claims regarding trial counsel’s ineffectiveness with respect to voir
dire and jury selection have been adjudicated against him by the Ohio Supreme Court in
the direct appeal of his conviction and sentence. See Martin.3 Considering the same
issues raised by Martin in his postconviction petition, the Ohio Supreme Court
concluded: “In no claim has he shown that his trial counsel performed deficiently, nor
has he established prejudice.” Id. at ¶ 74. Thus, there was no error in dismissing
Martin’s petition to the extent it claimed counsel was ineffective as to jury selection.
State v. Steffen, 70 Ohio St.3d 399, 410, 639 N.E.2d 67 (1994) (“[p]ostconviction review
is a narrow remedy, since res judicata bars any claim that was or could have been
raised at trial or on direct appeal”).
{¶24} With respect to the ineffective assistance of counsel claim involving
mitigation, Martin contends that trial counsel “had investigated Martin’s childhood,
upbringing and influences on his life” and that this information “certainly should have
been presented and considered by the jury when deciding life or death.” Appellant’s
brief at 27.
{¶25} At the mitigation hearing, the following testimony was presented on
Martin’s behalf:
3. Specifically, Martin, 2017-Ohio-7556, at ¶ 49 (“defense counsel rendered ineffective assistance by
failing to inquire on voir dire as to prospective jurors’ knowledge of [Martin’s] alleged involvement in the
hostage-taking incident” and “should have asked juror No. 6, whose husband was a Trumbull County
reserve deputy sheriff, whether she had discussed the hostage situation with her husband and whether
he had had contact with Martin”), ¶ 54 (“defense counsel did not question four jurors (Nos. 4, 8, 10, and
12) on pretrial publicity”), ¶ 59 (“defense counsel should have questioned juror Nos. 5 and 7 more deeply
about their attitudes on the death penalty”), ¶ 63 (potential personal bias of Juror No. 9 who “had been a
co-worker of [the victim] for about a month and had seen him at work on the day of the murder”), ¶ 69
(potential personal bias of Juror No. 2 who “lived ‘a couple of streets’ from the murder scene”), and ¶ 71
(“counsel did not exercise any peremptory challenges, even against the four jurors whom they had
unsuccessfully challenged for cause”).
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Martin made an unsworn statement and called three witnesses:
Alegra Martin, Lucretia Norton, and Landon Nicholson. Alegra
Martin and Norton, Martin’s cousins, remembered him as a child
and testified briefly about his family, but neither witness had seen
much of him in recent years. Nicholson testified about Martin’s
youth from approximately 1996 to 2000. Martin also introduced a
586-page Cuyahoga County Division of Children and Family
Services (“CFS”) file on his family covering the period 1986 through
1998.
Martin, 2017-Ohio-7556, at ¶ 148. The substance of this testimony is described at ¶
149-162 of the Supreme Court’s opinion.
{¶26} In his postconviction petition, Martin asserted that trial counsel was aware
of “multiple family members who could have testified that * * * Martin was present when
his mother was killed,” or, “whether he was actually present or not, [to his] lack of grief
or other counseling.” Moreover, “evidence from a number of family members of the
anger and frustration which [Martin] felt, which often caused him to act out, [was]
discovered by * * * trial counsel, but * * * not presented to the jury.” Also “not presented
to the jury was evidence that [Martin] may have had gang involvement,” which is
significant because “research shows that gangs serve as psychological surrogate
families.” Finally, there was evidence “discovered but undeveloped and not presented
to the trial jury * * * that both of [Martin’s] parents were substance abusers who, like
most substance abusers, focused only on their own physical, physiological, and
psychological needs for the substance for which they are addicted.”
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{¶27} Martin’s characterization of the mitigation evidence actually presented is
misleading. That his parents abused drugs was well attested in the testimony
presented to the jury. Martin at ¶ 150 (“both parents had drug habits”). Allegra Martin
testified that her father would use drugs with Martin’s father and that many of her
cousins abused drugs. Norton testified that she had seen Martin’s father high. Of
Martin’s father, Nicholson testified that, “besides staying high all the time,” he “was
[always] at a crack house somewhere.” When asked if he was a positive influence on
Martin, Nicholson replied “hell no.”
{¶28} Martin’s exposure to gang culture, if not his actual participation therein,
was before the jury. Martin at ¶ 158 (“[t]he CFS file speaks of ‘gang violence,’ ‘peer
pressure,’ and a community with ‘areas * * * undesirable for [the] youth’s well being’”).
Nicholson gave explicit testimony regarding gang activity involving Donald Ray and “one
of Cleveland’s biggest gangs, [the] Dynamite Devils, [or] the DDs.” Ray operated a
boxing gym where Martin trained, “but all the activities that we [Nicholson and Ray] was
[sic] in, it wasn’t like we was hiding it or it wasn’t like they couldn’t see what we was
doing.” Nicholson also asserted that he was trying to serve as a role model for Martin,
as it appeared that no one in particular looked out for Martin and that “he belonged to
the streets.”
{¶29} While Martin’s trial counsel did not expressly state that his parents’
substance abuse issues compromised their ability to parent him or that gang culture
filled the void left by parental incompetence, such is the impression created by the
evidence presented. Martin at ¶ 165 (“Martin lost his mother at an early age and
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received little or no help dealing with that issue” and “at some point in Martin’s teenage
years, his father virtually gave up and consigned him to the influence of the streets”).
{¶30} With respect to whether Martin witnessed his mother’s murder at age four,
both Alegra and Norton stated before the jury that he did witness the murder. On both
occasions the State raised objections which were sustained. The trial court did not
instruct the jury to disregard the testimony, but defense counsel clarified through
subsequent questioning that neither witness knew this through firsthand knowledge.
During a subsequent sidebar, the State proffered the detective who investigated the
mother’s murder as a rebuttal witness. Counsel for Martin offered to stipulate that
Martin did not witness the murder, but wished to consult with his client before doing so.
Ultimately, neither rebuttal testimony nor a stipulation was introduced into the record.
There is no indication that the statements from Martin’s father, brother, and aunt that
Martin witnessed his mother’s murder were of different quality than the testimony of
Alegra and Norton, i.e., their knowledge was based on what they had “heard.”4
{¶31} We agree with the trial court that the facts presented in Martin’s
postconviction petition fail to establish substantive grounds for relief and that summary
dismissal of the petition was warranted for that reason as well as for the absence of
material facts regarding trial counsel’s constitutional effectiveness. Martin essentially
asserts that counsel’s presentation of mitigation evidence was deficient in light of the
evidence that was available to counsel. The Ohio Supreme Court has recognized that
4. The unpresented statements regarding the mother’s murder, as with the statements regarding Martin’s
gang activity, are not entirely consistent. For example, an aunt heard that Martin witnessed his mother’s
murder and walked home afterwards. His father heard that someone dropped Martin off at home after the
murder. His father stated that Martin told him that the mother was murdered by a boyfriend but Martin’s
brother does not think so. Martin’s girlfriend stated that Martin was a member of the Crips since
childhood but his brother did not think he was in a gang.
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“the mere failure to present mitigating evidence at the penalty phase of a capital trial
does not itself constitute proof of ineffective assistance of counsel” and that “the
omission of such evidence in an appropriate case could be in response to the demands
of the accused or the result of a tactical, informed decision by counsel, completely
consonant with his duties to represent the accused effectively.” State v. Johnson, 24
Ohio St.3d 87, 91, 494 N.E.2d 1061 (1986); State v. Keith, 79 Ohio St.3d 514, 530, 684
N.E.2d 47 (1997) (“the presentation of mitigating evidence is a matter of trial strategy”).
{¶32} In the present case, the additional information Martin claims should have
been presented was wholly cumulative to information that was actually presented. It
was certainly within trial counsel’s prerogative to decide which witnesses would be most
effective in presenting the circumstances of Martin’s upbringing. State v. Jackson, 8th
Dist. Cuyahoga No. 104132, 2017-Ohio-2651, ¶ 42 (“out-of-record evidence that is
merely cumulative of, or alternative to, other mitigation evidence defense counsel
presented does not provide substantive grounds for a claim of ineffective assistance of
counsel at mitigation”).
{¶33} Nor is there any indication that the failure to present additional cumulative
information on Martin’s childhood prejudiced Martin. The Ohio Supreme Court has
acknowledged on more than one occasion that, in the estimation of mitigating factors, it
has “seldom accorded strong weight to a defendant’s childhood.” Martin at ¶ 165, citing
State v. Murphy, 91 Ohio St.3d 516, 547, 747 N.E.2d 765 (2001).
{¶34} In sum, our conclusion must be that of the Ohio Supreme Court in a case
decided this year:
12
It is unclear why defense counsel did not present additional
testimony about appellant’s background. But nothing in the record
suggests that the absence of additional testimony was the result of
inadequate investigation. Moreover, it is highly speculative whether
additional testimony from these witnesses would have added
anything to appellant’s mitigation case or made any difference in
the outcome of the penalty phase. See State v. Elmore, 111 Ohio
St.3d 515, 2006-Ohio-6207, 857 N.E.2d 547, ¶ 124.
State v. Wilks, __ Ohio St.3d __, 2018-Ohio-1562, __ N.E.3d __, ¶ 209.
{¶35} The first assignment of error is without merit.
{¶36} In his second assignment of error, Martin argues “the trial court erred in
dismissing the petition without permitting Appellant to conduct discovery.” Appellant’s
brief at 39.
{¶37} The Ohio Supreme Court “has never held that there is a right to discovery
in postconviction proceedings,” “[a]nd because R.C. 2953.215 is silent about discovery,
the decision to grant or deny a request for discovery rests with a trial court’s sound
discretion.” State v. Broom, 146 Ohio St.3d 60, 2016-Ohio-1028, 51 N.E.3d 620, ¶ 28.
{¶38} Martin’s postconviction petition states that “Petitioner must be afforded the
opportunity to conduct discovery to further substantiate the allegations and claims
asserted in this petition.” Martin does not, however, make specific discovery requests
or otherwise describe what discovery is necessary to support his claims. To the
contrary, he claims elsewhere in the petition that it is supported “with evidence de hors
5. Effective April 6, 2017, R.C. 2953.21 was amended to expressly provide for discovery in conjunction
with the filing of postconviction petitions.
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the record that contains sufficient operative facts to demonstrate the lack of competent
counsel and the prejudice resulting from counsel’s ineffectiveness.” Rather, further
discovery is sought so that, in the event an evidentiary hearing is granted, “the hearing
is meaningful.” As we affirm the dismissal of Martin’s petition without a hearing, the
claim that he was entitled to discovery in anticipation of such a hearing is without merit.
{¶39} The second assignment of error is without merit.
{¶40} For the foregoing reasons, the dismissal of Martin’s petition for
postconviction relief without a hearing is affirmed. Costs to be taxed against the
appellant.
TIMOTHY P. CANNON, J., concurs,
THOMAS R. WRIGHT, P.J., concurs in judgment only.
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