State v. Soria , 2016 Ohio 2782 ( 2016 )

[Cite as State v. Soria , 2016-Ohio-2782.]
IN THE COURT OF APPEALS OF OHIO
FOURTH APPELLATE DISTRICT
SCIOTO COUNTY
STATE OF OHIO, :
: Case No. 14CA3650
Plaintiff-Appellee, :
:
vs. : DECISION AND JUDGMENT
: ENTRY
ANSELMO REYES SORIA, :
:
Defendant-Appellant. : Released: 04/29/16
_____________________________________________________________
APPEARANCES:
Bryan Scott Hicks, Lebanon, Ohio, for Appellant.
Mark E. Kuhn, Scioto County Prosecuting Attorney, Portsmouth, Ohio, for
Appellee.
_____________________________________________________________
McFarland, J.
{¶ 1} Anselmo Reyes Soria appeals two convictions for rape after he
entered a negotiated plea in the Scioto County Common Pleas Court.
Appellant’s counsel has advised this Court that, after reviewing the record,
he cannot find a meritorious claim for appeal. As a result, Appellant’s
counsel has moved to withdraw under Anders v. California, 386 U.S. 738,
87 S. Ct. 1396 (1967). Appellate counsel has filed a brief suggesting that
Appellant’s plea was improperly accepted as a potential assignment of error.
However, we find no merit to the potential assignment of error and, after
Scioto App. No. 14CA3650 2
independently reviewing the record, find no additional error prejudicial to
Appellant’s rights in the trial court proceedings. The motion of counsel for
Appellant requesting to withdraw as counsel is granted, and this appeal is
dismissed for the reason that it is wholly frivolous.
FACTS
{¶ 2} In July 2013, Appellant was indicted for three counts of rape,
R.C. 2907.02. Appellant was found to be indigent and counsel was
appointed. Later, a superseding indictment was filed on September 18,
2013, alleging 10 counts of rape and one count gross sexual imposition, R.C.
2907.05(A)(1)(4). As to the rape counts, Appellant was alleged to be a
sexually violent predator.
{¶ 3} Generally, multiple sexual acts were alleged to have occurred
between Appellant, as a step-grandfather, and his step-grandchildren, in
Scioto County, Ohio, between 1999 and 2012. Specifically, the acts were
performed by Appellant with respect to a step-grandson born in 1990 and a
step-granddaughter born in 1996. Appellant allegedly threatened to kill the
children’s mother and grandmother if they told anyone. He also allegedly
arranged an abortion for the step-granddaughter as a result of his sexual
activity with her in 2012.
Scioto App. No. 14CA3650 3
{¶ 4} Appellant’s arraignment occurred on October 23, 2013, due to
the necessity and earlier unavailability of an interpreter. Appellant, through
counsel, also waived the time provisions of R.C. 2945.71. The parties
engaged in discovery.
{¶ 5} Appellant’s counsel filed a motion to suppress which was heard
on April 16, 2014. Appellant moved the trial court to suppress his statement
given to law enforcement officers on July 8, 2013. At the suppression
hearing, Appellant was afforded the services of an interpreter, Adelina
Schutt. Appellant argued he did not knowingly, voluntarily and intelligently
waive his Miranda rights when he gave a video statement to Detective Jodi
Conkel. Appellant’s motion was overruled on April 21, 2014.
{¶ 6} The matter was scheduled for trial on August 11, 2014.
However, on July 31, 2014, Appellant entered into a plea agreement with the
State of Ohio. Appellant pled guilty to Counts 10 and 11, felonies of the
first degree, and agreed to a ten-year sentence on each, to be served
consecutively. The remaining counts were dismissed. The same Spanish
interpreter certified by the Supreme Court of Ohio was present with
Appellant at the change of plea/sentencing hearing.
{¶ 7} Appellant filed a timely notice of appeal.
Scioto App. No. 14CA3650 4
ANDERS BRIEF
{¶ 8} Under Anders v. California, 386 U.S. 738, 87 S. Ct. 1396
(1967), counsel may ask permission to withdraw from a case when counsel
has conscientiously examined the record, can discern no meritorious claims
for appeal, and has determined the case to be wholly frivolous. Id. at 744;
State v. Adkins, 4th Dist. Gallia No. 03CA27, 2004-Ohio-3627, ¶ 8.
Counsel’s request to withdraw must be accompanied with a brief identifying
anything in the record that could arguably support the client’s appeal.
Anders at 744; Adkins at ¶ 8. Further, counsel must provide the defendant
with a copy of the brief and allow sufficient time for the defendant to raise
any other issues, if the defendant chooses to. Id.
{¶ 9} Once counsel has satisfied these requirements, the appellate
court must conduct a full examination of the trial court proceedings to
determine if meritorious issues exist. If the appellate court determines that
the appeal is frivolous, it may grant counsel’s request to withdraw and
address the merits of the case without affording the appellant the assistance
of counsel. Id. If, however, the court finds the existence of meritorious
issues, it must afford the appellant assistance of counsel before deciding the
merits of the case. Anders at 744; State v. Duran, 4th Dist. Ross No.
06CA2919, 2007-Ohio-2743, ¶ 7.
Scioto App. No. 14CA3650 5
{¶ 10} In the current action, Appellant’s counsel advises that the
appeal is wholly frivolous and has asked permission to withdraw. Pursuant
to Anders, counsel has filed a brief raising one potential assignment of error
for this Court’s review.
POTENTIAL ASSIGNMENT OF ERROR
I. MR. SORIA’S PLEA WAS IMPROPERLY ACCEPTED.
A. STANDARD OF REVIEW
{¶ 11} “ ‘When a defendant enters a plea in a criminal case, the plea
must be made knowingly, intelligently, and voluntarily. Failure on any of
those points renders enforcement of the plea unconstitutional under both the
United States Constitution and the Ohio Constitution.’ ” State v. Felts, 4th
Dist. Ross No. 13CA3407, 2014-Ohio-2378, ¶ 14, quoting State v. Veney,
120 Ohio St. 3d 176, 2008-Ohio-5200, 897 N.E.2d 621, ¶ 7, quoting State v.
Engle, 74 Ohio St. 3d 525, 527, 660 N.E.2d 450 (1996). In determining
whether a guilty or no contest plea was entered knowingly, intelligently, and
voluntarily, an appellate court examines the totality of the circumstances
through a de novo review of the record to ensure that the trial court
complied with constitutional and procedural safeguards. Felts, supra;
State v. Cooper, 4th Dist. Athens No. 11CA15, 2011-Ohio-6890, ¶ 35.
Scioto App. No. 14CA3650 6
B. LEGAL ANALYSIS
{¶ 12} Appellate counsel’s brief sets forth the only possible issue
presented for review and argument is that the trial court erred in accepting
his plea in light of the circumstances involving a native Spanish speaker.
“[I]n a criminal case the defendant is entitled to hear the proceedings in a
language he can understand.” State v. Razo, 9th Dist. Lorain No.
03CA008263, 2004-Ohio-3405, ¶ 4, quoting State v. Pina, 49 Ohio App. 2d
394, 399, 361 N.E.2d 262(1975). The trial court must determine whether the
defendant completely understands the ramifications of entering a plea of
guilty. Razo, supra, at ¶ 6; State v. Duran-Nina, 8th Dist. Cuyahoga Nos.
71159 and 71160, 1997 WL 675450. Accordingly, to determine his
understanding, the trial court must engage in an oral dialogue with the
defendant who is entering the plea. Id.; State v. Caudill (1976), 48 Ohio
St.2d 342, 2 O.O.3d 467, 358 N.E.2d 601, paragraph two of the syllabus.
The trial court has the discretion to determine whether the defendant requires
an interpreter for assistance. State v. Saah, 67 Ohio App. 3d 86, 95, 585
N.E.2d 999 (1990); State v. Quinones, 8th Dist. Cuyahoga No. 44463, 1982
WL 5957.
{¶ 13} As cited above, in determining whether to accept a guilty plea,
the trial court must determine whether the defendant has knowingly,
Scioto App. No. 14CA3650 7
intelligently, and voluntarily entered the plea. State v. Houston, 4th Dist.
Scioto No. 12CA3472, 2014-Ohio-2827, ¶ 7; State v. Puckett, 4th Dist.
Scioto No. 03CA2920, 2005-Ohio-164, ¶ 9; State v. Johnson, 40 Ohio St. 3d
130, 532 N.E.2d 1295 (1988), syllabus; Crim.R. 11(C). To do so, the trial
court should engage in a dialogue with the defendant as described in Crim.R.
11(C). Houston, supra; Puckett, ¶ 9.
{¶ 14} Crim.R. 11(C) provides:
(2) In felony cases the court may refuse to accept a plea
of guilty or a plea of no contest, and shall not accept a
plea of guilty or no contest without first addressing the
defendant personally and doing all of the following:
(a) Determining that the defendant is making the plea
voluntarily, with understanding of the nature of the
charges and of the maximum penalty involved, and if
applicable, that the defendant is not eligible for probation
or for the imposition of community control sanctions at
the sentencing hearing.
(b) Informing the defendant of and determining that the
defendant understands the effect of the plea of guilty or
no contest, and that the court, upon acceptance of the
plea, may proceed with judgment and sentence.
(c) Informing the defendant and determining that the
defendant understands that by the plea the defendant is
waiving the rights to jury trial, to confront witnesses
against him or her, to have compulsory process for
obtaining witnesses in the defendant’s favor, and to
require the state to prove the defendant’s guilt beyond a
reasonable doubt at a trial at which the defendant cannot
be compelled to testify against himself or herself.
Scioto App. No. 14CA3650 8
{¶ 15} The Supreme Court of Ohio has urged trial courts to literally
comply with Crim.R. 11. State v. Caratachea, 2nd Dist. Greene No.
2009CA54, 2010-Ohio-3338, ¶ 11. However, because Crim.R. 11(C)(2)(a)
and (b) involve non-constitutional rights, the trial court need only
substantially comply with those requirements. Id. State v. Nero, 56 Ohio
St.3d 106, 108 (1990). The trial court must strictly comply with Crim.R.
11(C)(2)(c), as it pertains to the waiver of federal constitutional rights.
Caratachea, supra.
{¶ 16} According to the Supreme Court of Ohio:
“Where the record affirmatively discloses that: (1) defendant's
guilty plea was not the result of coercion, deception or
intimidation; (2) counsel was present at the time of the plea; (3)
counsel's advice was competent in light of the circumstances
surrounding the indictment; (4) the plea was made with the
understanding of the nature of the charges; and, (5) defendant
was motivated either by a desire to seek a lesser penalty or a
fear of the consequences of a jury trial, or both, the guilty plea
has been voluntarily and intelligently made.” State v.
Abualdabat, 8th Dist. Cuyahoga No. 92072, 2009-Ohio-1618,
¶ 10, quoting State v. Piacella, 27 Ohio St. 2d 92, 271 N.E.2d
852 (1971), syllabus.
{¶ 17} In the case sub judice, the trial court, in its discretion,
appointed an Ohio Supreme Court certified Spanish interpreter, Adelina
Schutt, early in the proceedings. The record demonstrates at the change of
plea hearing and sentencing, Appellant was accompanied by his attorney and
Mrs. Schutt. The trial court recited the terms of the plea agreement and
Scioto App. No. 14CA3650 9
specifically asked Appellant if he understood the offer that had been made,
to which Appellant replied “Yes, sir.” The trial court then advised Appellant
of the maximum penalty and that post-release control would be mandatory.
When asked if he understood the maximum penalty, Appellant, replied “Yes,
sir.” At this point, the trial court took a recess to allow Appellant more time
to speak to his attorney.
{¶ 18} When the parties went back on the record the trial court stated:
“* * *Okay, all right. So I misstated. You’re pleading to
counts 10 and 11 which carry maximum sentences of 11 years
and all of the counts that carry a maximum sentence of life in
prison without possibly of parole will be dismissed. The
agreement is that the State is recommending, and I will impose,
a sentence of 10 years on each count of rape and order that they
run consecutive for a total intended sentence of 20 years. Mr.
Soria, is this what you want to do?”
{¶ 19} Appellant answered in the affirmative. The trial court went on
to advise Appellant that a conviction of the offenses to which he was
pleading guilty may have the consequences of deportation, exclusion from
admission to the United States or denial of naturalization pursuant to the
laws of the United States. When asked if he understood, Appellant replied
“Yes, sir.”
{¶ 20} The record further reflects the trial court discussed the
maximum penalty form and waiver forms with Appellant. The trial court
also discussed the possibility of post-release control. Appellant had one
Scioto App. No. 14CA3650 10
question which pertained to the charges and the trial court clarified that he
was pleading to two counts of rape. Appellant indicated at all times he
understood what was being explained and that the trial court had answered
his question clarifying the charges to his satisfaction.
{¶ 21} The trial court then engaged in the colloquy required by
Crim.R. 11(C). The trial court asked Appellant if he understood what the
word “waive” meant. He also asked Appellant if he was satisfied with his
attorney’s representation and Mrs. Schutt’s interpretation services.
Appellant responded affirmatively at all times. When the trial court inquired
as to Appellant’s waiving of his rights to trial by jury, right to confrontation
of witnesses, right to compulsory process, and the rights to require the State
to prove his guilt beyond a reasonable doubt and against self-incrimination,
Appellant responded affirmatively at all times that he understood the rights
he was waiving.
{¶ 22} Appellant further indicated he had not changed his plea due to
promises, threats, or inducements. The trial court then acknowledged
Appellant had already signed the maximum penalty and waiver forms, that
he had discussed them with Appellant in open court and on the record, and
inquired as to whether Appellant wanted his signature to remain on the
documents. Appellant again answered “yes.” The trial court made the
Scioto App. No. 14CA3650 11
finding then that Appellant understood the concepts of maximum penalties,
post-release control and community control. The court further found
Appellant had been advised of his constitutional rights, that he understood
them, and that he had waived them both orally and in writing.
{¶ 23} As our de novo review and the above illustrate, Appellant
indicated he understood the nature of the charges against him, the effect of
his pleas, and the waiver of his constitutional rights. The record clearly
demonstrates Appellant’s guilty pleas were made knowingly, intelligently,
and voluntarily. However, we find the trial court’s remarks in denying
Appellant’s motion to suppress shed further light on Appellant’s argument
that the trial court erred by accepting his plea in light of the fact he was a
native Spanish speaker. At the suppression hearing, Appellant took the
stand on his behalf. The trial court’s entry dated April 21, 2014 stated:
“From the evidence and this Court’s review of the video
statement, the defendant understood his rights when read to him
by Detective Conkel and that he knowingly, voluntarily and
intelligently waived his rights prior to giving his statement to
the law enforcement officer. It is quite clear from the video the
defendant was read his Miranda warnings and was asked
whether he understood them. The defendant has lived in this
country for over 15 years and the defendant stated he
understood his rights. It should be noted the defendant even
elaborated on the issue of an attorney being appointed should
he not be able to afford to hire a lawyer. It should be noted this
Court was quite surprised that it was able to understand 80 to
90% of everything the defendant said during his video
statement. This Court, prior to arraignment, appointed a
Scioto App. No. 14CA3650 12
Supreme Court certified interpreter to assist Mr. Soria in his
defense. The state had objected to the appointment of the
interpreter and it is evident from the statement that the
defendant can comprehend and speak English. There were
times during the statement that either the detective or Mr. Soria
had to re-word their questions or answers but it seems apparent
that both individuals understood what the other was saying.
The defendant could easily and quickly respond to the questions
of the detective and it should be noted that at one point in the
interview the defendant wanted to go back to correct one of the
answers that he had previously given. Although not
controlling, this Court noticed during the defendant’s testimony
that he began to answer questions on cross-examination before
the interpreter had an opportunity to finish her Spanish
translation.”
{¶ 24} We note a trial court is in the best position to evaluate witness
credibility. State v. Hambrick, 4th Dist. Ross No. 11CA3294, 2012-Ohio-
5139, ¶ 5. See State v. Dunlap, 73 Ohio St. 3d 308, 314, 652 N.E.2d 988
(1995); State v. Fanning, 1 Ohio St. 3d 19, 20, 437 N.E.2d 583 (1982).
CONCLUSION
{¶ 25} In the case sub judice, the trial court’s findings are supported
by the record and the trial court did not err by accepting Appellant’s plea.
As such, we also conclude that the potential assignment of error advanced by
appellate counsel is wholly without merit. The motion of counsel for
Appellant requesting to withdraw as counsel is granted. This appeal is
dismissed for the reason that it is wholly frivolous.
APPEAL DISMISSED.
Scioto App. No. 14CA3650 13
JUDGMENT ENTRY
It is ordered that the APPEAL BE DISMISSED. Costs are assessed to
Appellant.
The Court finds there were reasonable grounds for this appeal.
It is ordered that a special mandate issue out of this Court directing
the Scioto County Common Pleas Court to carry this judgment into
execution.
IF A STAY OF EXECUTION OF SENTENCE AND RELEASE
UPON BAIL HAS BEEN PREVIOUSLY GRANTED BY THE TRIAL
COURT OR THIS COURT, it is temporarily continued for a period not to
exceed sixty days upon the bail previously posted. The purpose of a
continued stay is to allow Appellant to file with the Supreme Court of Ohio
an application for a stay during the pendency of proceedings in that court. If
a stay is continued by this entry, it will terminate at the earlier of the
expiration of the sixty day period, or the failure of the Appellant to file a
notice of appeal with the Supreme Court of Ohio in the forty-five day appeal
period pursuant to Rule II, Sec. 2 of the Rules of Practice of the Supreme
Court of Ohio. Additionally, if the Supreme Court of Ohio dismisses the
appeal prior to expiration of sixty days, the stay will terminate as of the date
of such dismissal.
A certified copy of this entry shall constitute the mandate pursuant to
Rule 27 of the Rules of Appellate Procedure.
Abele, J.: Concurs in Judgment and Opinion.
Harsha, J.: Concurs in Judgment Only.
For the Court,
BY: ______________________________
Matthew W. McFarland, Judge
NOTICE TO COUNSEL: Pursuant to Local Rule No. 14, this
document constitutes a final judgment entry and the time period for
further appeal commences from the date of filing with the clerk.