In re Maynard , 2013 Ohio 2846 ( 2013 )

[Cite as In re Maynard, 2013-Ohio-2846.]
IN THE COURT OF APPEALS OF OHIO
FOURTH APPELLATE DISTRICT
SCIOTO COUNTY
IN THE MATTER OF THE : CASE NO. 12CA3509
GUARDIANSHIP OF SUSAN
MAYNARD. :
: DECISION AND JUDGMENT ENTRY
:
APPEARANCES:
COUNSEL FOR APPELLANT: Shane A. Tieman, 707 Sixth Street, P.O. Box 1365,
Portsmouth, Ohio 45662
COUNSEL FOR APPELLEE: Stephen K. Bennett, 960 Tipton Lane, Stout, Ohio 45684
for Appellee Loretta Thomas, Guardian.1
CIVIL APPEAL FROM COMMON PLEAS COURT, PROBATE DIVISION
DATE JOURNALIZED: 6-12-13
ABELE, J.:
{¶ 1} This is an appeal from a Scioto County Common Pleas Court, Probate Division,
judgment that found by clear and convincing evidence that Susan Maynard, appellant herein, is
incompetent, that a guardianship is necessary, and that a guardianship is the least restrictive
means to protect her.
{¶ 2} Appellant was admitted to Southern Ohio Medical Center (SOMC) on March 23,
2011, after family members revealed that she suffered from severe and debilitating mental and
physical issues. On that date, appellant and her husband were living in a van. Appellant’s
1
Loretta Thomas did not enter an appearance in this appeal.
SCIOTO, 12CA3509 2
sister, Loretta Thomas (appellee), contacted an emergency medical squad. Appellant initially
refused treatment, but after questions from squad members, was transported to SOMC. SOMC
records reveal that on admission, appellant was diagnosed with methicillin resistant
staphylococcus aureus, renal failure, sepsis, diabetes, and gangrenous toes.
{¶ 3} On April 4, 2011, appellee filed an Application for the Appointment of
Emergency Guardian. The court granted the application. On April 5, 2011, appellee filed an
Application for Appointment of Guardian of Alleged Incompetent and requested to be appointed
guardian of appellant's person.
{¶ 4} On May 3, 2011, appellant was discharged from SOMC and admitted to Concord
Healthcare and Rehabilitation Center (Concord). On June 17, 2011, the Scioto County Probate
Court Investigator filed a report concerning appellant's proposed continued guardianship. At the
June 20, 2011 guardianship hearing, all parties agreed that it would be in appellant’s best interest
to continue the hearing for two months to allow appellant to leave Concord and to establish
herself in an apartment.
{¶ 5} Appellant continued to reside at Concord for continued wound care management
of her lower extremities. The established goal was for appellant to continue with therapy and
rehabilitation and to return to independent living. Appellant’s husband also established himself
in an apartment not far from Concord. At Concord, Appellant progressed in therapy as to her
ability to walk and to use her hands.
{¶ 6} At the October 6, 2011 guardianship hearing, both appellant and appellee testified.
Appellee testified that her son found appellant in such bad condition that he did not think she
would live through the night. Appellee then checked on her sister and determined that medical
SCIOTO, 12CA3509 3
intervention was crucial. Appellee described her sister’s physical health condition on the night as
follows:
O.K. Her legs were, she had real sores, they were running on her
legs. She had maggots and all, all over her legs, um, she was
slurred speech. She was, um, sopping wet. She said she was very
thirsty and all and she kept taking water and then she’d try to spit it
out and spit it all over herself.”
{¶ 7} Appellant refused to let anyone call for medical help and, after help did arrive, she
refused to cooperate. Due to appellant’s mental confusion, the medical squad transported her to
SOMC.
{¶ 8} Appellee further testified that appellant’s physical health had improved after her
hospitalization. Since therapy had ended, however, appellant did not walk and had stopped
taking medications (although appellee testified that appellant had taken the medications the week
prior to the hearing.)
{¶ 9} Appellee also testified that appellant is argumentative. Every Sunday appellant
2
and her husband brought back multiple bags that she hoarded in her room at Concord.
Appellee opined that her sister still needed a guardianship.
{¶ 10} On cross-examination, appellee testified that she had not investigated less
restrictive alternatives for her sister’s care, and in particular, home health care. After
cross-examination, the trial court elicited testimony from appellee that indicated that appellant’s
legs were still wrapped, due to old and new wounds.
{¶ 11} Appellant then testified that ten or fifteen years prior, her husband lost his job and
2
The Concord nursing notes reflect the problematic hoarding.
SCIOTO, 12CA3509 4
they began to live in a trailer. When the trailer became uninhabitable, they began to live
between a car and a tent. They also lived in several different tents because the tents rotted from
sun exposure. Eventually, appellant and her husband started to live in a van.
{¶ 12} Appellant testified that during the weekend that led to the emergency
guardianship, her shoes had started to fall off and she used rugs to deal with drainage from her
leg. She also had huge blisters on her feet, a hole in her foot, and when she stood to exit the
van, she collapsed.
{¶ 13} Appellant testified that the night the medical squad arrived, her legs had turned
purplish and she believed that she had cat scratch fever. She did not want to go to the hospital,
however, because of fear that they would “cut her legs off.” She also could not keep water
down, and appellant that admitted that she was “out of it” and that appellee was a “big help to
her.”
{¶ 14} Appellant further testified that she had several doctors while at the hospital. She
also admitted that she refused, and continues to refuse, drugs because the side effects are worse
than the treatments. She also acknowledged she is “conscientious” about germs.
{¶ 15} At the time of the hearing, appellant and her husband had a thirty-five year old son
who lived with his grandparents. Prior to her March 2011 hospitalization, appellant had not seen
a doctor since her son's birth. At the time of the hearing, appellant was 58 years old.
{¶ 16} The parties also stipulated to the admission of the following documents:
1. Statement of Expert Evaluation of Adenike Moore, D.O. dated April 4,
2011;
2. Investigator’s Report dated June 16, 2011;
SCIOTO, 12CA3509 5
3. Medical Records of SOMC following the March 23, 2011 admission;
4. Progress Notes from Concord Health and Rehabilitation
Center dated August 4, 2011 through September 11, 2011;
5. Letter from Dr. Moore dated September 1, 2011;
6. Statement of Expert Evaluation, Dr. David Provaznik, dated September 15,
2011.
SOMC medical records reveal that several physicians initially evaluated appellant for
various symptoms. Emmanuel Chukwunyere, M.D. performed a generalized initial evaluation
and he found:
1. Sepsis, most likely from multiple offensive wounds on both the lower
extremities.
2. Hyperglycemia.
3. Bilateral lower extremity cellulitis.
4. Right foot abscess, confirmed by CT scan.
5. Acute renal failure. This is most likely from volume depletion given
the patients' dehydrated state.
6. Possible bilateral myofascitis as suggested by CT scan of the lower
extremities. Also supported by clinical evidence of maggots crawling out
of both feet suggestive of necrosis.
7. Anion gap metabolic acidosis, ketone negative. This is the most likely
result of widespread muscle necrosis.
8. Thombocytopenia, probably as a result of sepsis.
9. Undiagnosed diabetes mellitus.
10. Gangrenous left foot and fifth toe.
11. Ulcer left heel.
12. Lice infestation.
13. Possible upper gastrointestinal bleed. This is given the fact that
returns from nasogastric intubation were coffee ground material.
[Cite as In re Maynard, 2013-Ohio-2846.]
{¶ 17} Jeffrey Parker, M.D. evaluated appellant’s legs and he concurred with the
diagnosis of bilateral lower extremity cellulitis. Dr. Parker also assessed malnutrition. Dr.
Adenike Moore, D.O., performed a psychiatric evaluation. Her notes indicate that “Patient
presented confused with foul smelling parasites crawling all over her.” Dr. Moore’s evaluation
contained her opinion that a guardianship should be established and continued. She also opined
that appellant’s condition will not improve. The court investigator’s report also recommended the
guardianship. Jennifer Roberts, D.O. also performed a gynecological exam and noted that
appellant had parasitic invasion on multiple areas of her skin. Dr. Reena Samuel-Variath was
also consulted regarding possible problems with Appellant’s renal function.
{¶ 18} On January 31, 2012, the magistrate issued his findings and decision. Appellant
timely filed objections and the trial court overruled the objections and issued its finding of
incompetency. The court wrote:
"A review of the exhibits and the testimony at the hearing establishes that Ms.
Maynard is not able to make reasonable and logical connections between the
effects of her previous lifestyle, her near death experience from numerous and
extremely obvious medical conditions, and the need for appropriate health and
personal care.
Based on the reports of the medical professionals, Ms. Maynard’s
prognosis is that her ability to care for herself and make her own decisions will
not improve. Ms. Maynard’s documented physical incapacity combined with her
refusals to cooperate with medical professionals’ advice and her ongoing refusal
to take medications clearly establish that she is incapable of making decisions that
will protect her mental and physical health and safety. Ms. Maynard’s
objections that ‘there was no finding of incompetency by clear and convincing
evidence’ is overruled. Likewise, Ms. Maynard’s objection that the evidence was
not clear and convincing that an ongoing guardianship is necessary for her
protection is overruled.3
3
In appellant’s brief, appellant clarifies the Court’s Finding and Entry of August 9, 2012 was a result of objections
timely made to the Magistrate’s Decision. Appellant points out nowhere in the Magistrate’s Decision does he find by clear
and convincing evidence that Appellant was incompetent. Thus, Appellant submits the first objection should have been
SCIOTO, 12CA3509 7
{¶ 19} The trial court further concluded that a guardianship is the least restrictive means
to protect the ward and her property. This appeal followed.4
{¶ 20} In her first assignment of error, appellant asserts that the trial court's finding of
incompetency is against the manifest weight of the evidence. In her second assignment of error,
appellant asserts that the trial court's finding that a guardianship is necessary constitutes an abuse
of discretion. Because the two assignments of error involve similar and overlapping issues, we
will consider them together.
{¶ 21} The first step in the guardianship process is to determine whether the applicant
has shown, by clear and convincing evidence, that the prospective ward is incompetent (i.e. so
mentally impaired as a result of mental illness or disability that she is incapable of taking proper
care of herself or her property). In re Larkin, 2009-Ohio-5014, 2009 WL 3043190, ¶ 17; R.C.
2111.02(C)(3); see, also, R.C. 2111.01(D). The Ohio Supreme Court held:
"Clear and convincing evidence is the measure or degree of proof
that will produce in the mind of the trier of fact a firm belief or
conviction as to the allegations sought to be established. It is
intermediate, being more than a mere preponderance, but not to the
extent of such certainty as required beyond a reasonable doubt as in
criminal cases. It does not mean clear and unequivocal.” In re
Estate of Haynes 25 Ohio St. 3d 101, 104, 495 N.E. 2d 23 (1986).
sustained and the Court would have then indicted after an independent review it was modifying the Magistrate’s Decision in its
Entry. Appellant cites In re Guardianship of Rudy, 65 Ohio St. 3d 394, 396 (1992), in which the Supreme Court of Ohio
notified “that various terms such as ‘incapacity’ or that ‘the ward had medical problems,’ cannot substitute for a specific finding
of ‘incompetency.’” Appellant summarizes, “Regardless, ultimately, the Appellant is challenging the finding that she is
incompetent.”
4
Due to inadvertence, the trial court did not include in the August 9, 2012 entry a proper notice to the parties. See
Civ. Rule 53(E)(3). To remedy this oversight, the trial court issued a “Nunc Pro Tunc Finding and Order” on September 10,
2012.
SCIOTO, 12CA3509 8
{¶ 22} "The standard of review for weight of the evidence issues, even where the burden
of proof is ‘clear and convincing’ retains its focus upon the existence of ‘some competent,
credible evidence.’” Larkin, supra; In re Jordan, 4th Dist. No. 08CA773, 2008-Ohio-4385, at ¶
9, quoting State v. Schiebel, 55 Ohio St. 3d 71, 74, 564 N.E.2d 54 (1990). Thus, even under the
clear and convincing standard, appellate review is deferential. Larkin, at ¶ 18. An appellate
court should not reverse a trial court’s decision as being against the manifest weight of the
evidence if some competent, credible evidence supports the decision. Id., citing C.E. Morris Co.
v. Foley Constr. Co, 54 Ohio St. 2d 279, 376 N.E. 2d 578, at syllabus, see, also, Schiebel at 75,
564 N.E. 2d 54; Larkin, ¶ 18. “This standard of review is highly deferential and even ‘some’
evidence is sufficient to sustain the judgment and prevent a reversal.” Eddy v. Eddy, 4th Dist.
No. 01CA20, 2002-Ohio-4345, at ¶ 27.
{¶ 23} If a court finds that a prospective ward is incompetent, the court must still
determine whether to impose the guardianship, (i.e., whether it is “necessary.”). Larkin, supra at
¶ 19; see R.C. 2111.02(A). Appellate courts review decisions of this nature under the abuse of
discretion standard. Larkin at 19; In re Guardianship of P.D., 4th Dist. No. 08CA5,
2009-Ohio-3113, at ¶ 16. Generally, an abuse of discretion connotes more than an error of law
or judgment; rather, it implies that a court’s attitude is unreasonable, arbitrary, or
unconscionable. Larkin, 19; Masters v. Masters, 69 Ohio St. 3d 83, 1994-Ohio-483, 630 N.E.2d
665, citing Miller v. Miller, 37 Ohio St. 3d 71, 73-74, 523 N.E.2d 846 (1988). When applying
this standard, a reviewing court may not merely substitute its judgment for that of the trial court.
Larkin, supra at 19; In re Jane Doe 1, 57 Ohio St. 3d 135, 137-138, 566 N.E. 2d 1181 (1991),
SCIOTO, 12CA3509 9
citing Berk v. Matthews, 53 Ohio St. 3d 161, 559 N.E.2d 1301 (1990).
{¶ 24} Appellant argues that the trial court’s finding of incompetency is against the
manifest weight of the evidence. Appellant points out that a guardianship removes her
decision-making power and is a loss of personal freedom. Appellant does not challenge her
initial need for an emergency guardianship, but argues that although her physical condition in
late March 2011 greatly affected her mental status, she has since stabilized. She also contends
that no testimony of incompetency after her medical conditions had stabilized was adduced at the
guardianship hearing. She contends that the medical records, which focus on the March 2011
events, do not provide competent, credible evidence of incompetency. She further asserts that
her refusal to take medications is not evidence of incompetency, but rather the intelligent
questioning of her doctors and legitimate concern about medication side effects. In her second
assignment of error, appellant asserts that the trial court abused its discretion in its finding that
the guardianship is indeed necessary. Once again, because appellant’s assignments of errors are
interrelated, we will consider them together.
{¶ 25} In the case at bar, the trial court reviewed the court investigator’s report. The
investigator spoke with appellant’s husband, son, and sister. Appellant's husband reported that
her “problems” began shortly after their son's birth. Appellant began to let their home clutter
and would not allow her husband to throw things away or to allow others to clean. Mr. Maynard
stated that “[h]e just didn’t know what to do because it was always an argument and he just tried
to keep the peace.” Appellant also would not go to a doctor and refused any medical care.
{¶ 26} The trial court also reviewed the April 4, 2011 Adenike Moore, D.O. Statement of
Expert Evaluation. Dr. Moore diagnosed “delusional disorder, paranoid-type obsessive
SCIOTO, 12CA3509 10
compulsive disorder.” Dr. Moore opined, to a reasonable degree of medical certainty, that
appellant’s mental capacity would not improve and that a guardianship should be established and
continued. By checking boxes on the evaluation form, Dr. Moore noted impairment as to
orientation, thought process, memory, concentration and comprehension, and judgment.
{¶ 27} Dr. Moore also explained that appellant is not capable of caring for her individual
activities of daily living and making medical decisions. She stated: [Appellant] believes she
can care for herself in a car (as she is homeless) despite having [surgical] care wounds that
require a clean environment.”
{¶ 28} Appellant complains that Dr. Moore’s September 1, 2011 letter contains
perfunctory opinion. Dr. Moore’s brief letter advised a continued guardianship because “[T]his
patient continues to display impaired insight and judgment.” Appellant argues that her severe
physical conditions at the time of her initial hospitalization significantly affected her mental
state. She produced no evidence, however, to support this argument. In fact, at the hearing
appellant’s own testimony indicated that if no guardianship is in place, she would care for herself
“same as before” and did not rule out a return to living in a car. We believe that Dr. Moore’s
opinion, the investigator’s report, and appellant’s own testimony provided to the trial court ample
clear and convincing evidence of incompetence.
{¶ 29} Appellant also takes issue with the trial court’s reliance on the nursing home notes
from Concord (August 4, 2011 through September 11, 2011). Appellant argues that her refusal to
take medication is overstated and her questioning of the doctors’ orders is reasonable and
intelligent. The Concord notes reflect an entry, as late as August 13, 2011, in which appellant
refused medications and the following dialogue ensued:
SCIOTO, 12CA3509 11
"...I asked her if she would please take them so she could get better. She
said there is nothing wrong with her. I advised her there was a reason these type
meds were prescribed. She said because I was living in a car. There is nothing
wrong with that there are all kinds of people that do it. I said yes, I understand
that, but also advised her that it wasn’t the norm. She started crying and cursed
Shawnee Mental Health, cursed her whole family. I explained that they loved her
and just wanted to see her get better. She did agree to take one of the Risperdals,
but still refused the Depakote. Contacted guardian and advised of medication
refusal, notified MD as well.”
{¶ 30} Appellant also challenges the weight given Dr. David Provaznik's Statement of
Expert Evaluation. She argues that no basis exists for Dr. Provaznik’s comments or explanation
of his credentials, and that he simply checked boxes on the evaluation form. Our review of the
form, however, reveals that Dr. Provaznik certified that he evaluated appellant on September 19,
2011 and that she had been his patient for three months. Although he did “check boxes,” he also
added handwritten comments to indicate that appellant suffered physically from leg ulcers and
mentally from delusion disorder, depression, and “obsessive compulsive.” Dr. Provaznik also
opined that a guardianship should be established and continued, and that appellant’s conditions
were not stabilized or reversible.
{¶ 31} We recognize that the standard of review in factual issues is deferential because
the trial court is best able to view the witnesses and observe their demeanor, gestures, and voice
inflections and to use those observations to weigh the credibility of the testimony. Larkin, supra
at ¶ 18; In re Jordan, 4th Dist. No. 08CA773, 2008-Ohio-4385, at ¶ 9, citing Seasons Coal Co. v.
Cleveland, 10 Ohio St. 3d 77, 80, 461 N.E.2d 1273 (1984) and Jones v. Jones, 4th Dist. No.
07CA25, 2008-Ohio-2476, at ¶ 18. Here, the trial court is in the best position to determine
whether appellant’s “rambling” testimony is simply that, or whether its substance is more
indicative of her perceptions and impairment. Although appellant's physical condition may have
SCIOTO, 12CA3509 12
improved, her own testimony belies any improvement with regard to her mental impairments.
{¶ 32} Therefore, based on our review of the documentary and testimonial evidence in
the record, we conclude that clear and convincing evidence exists to support the trial court's
incompetence determination. The record is replete with evidence of appellant’s mental
impairment and her inability to take proper care of herself. As such, we overrule appellant’s first
assignment of error.
{¶ 33} In her second assignment of error, appellant contends that the trial court’s finding
that a guardianship is necessary constitutes an abuse of discretion. She submits that she has
dramatically improved and has access to a new apartment that her husband has secured.
Appellant believes that she can take care of herself in an apartment setting.
{¶ 34} As we discussed above, however, the investigator’s report referenced appellant’s
longstanding mental health issues, which were manifested by appellant’s “hoarding,”
uncleanliness, fear of germs, and her refusal to seek medical advice or treatment. The
investigator concluded “It appears clear that Mrs. Maynard has not been responsible for her own
health and well-being. Her husband has not been able to intervene in the past.” The
investigator’s report stated that appellant’s husband reported appellant’s intention upon release
from Concord to cease taking her medication. The investigator also emphasized that appellant’s
improvement correlated with the fact of the emergency guardianship and supervised care. The
investigator recognized that appellant’s mental and physical conditions warrant a continuing
sense of structure. The investigator wrote: “Even though she appears to be and is doing well at
the present time, she is doing so under 24-hour supervised care and decisions being made by
others.” The investigator opined: “Mrs. Maynard has demonstrated years of inability to
SCIOTO, 12CA3509 13
properly care for herself or others health, safety and wellbeing and based on her history it is most
likely she will relapse once she is released from the nursing facility if she does not maintain the
structure that has been set up for her.”
{¶ 35} We also find troubling appellant’s reasoning and response when questioned
regarding “if there wasn’t a guardianship.” The trial court heard the following:
Q. O.k. you were out of the, if you were allowed to leave, if you didn’t
have a guardianship, where would you live?
A. At my apartment.
***
Q. Do you think you could take care of yourself if you didn’t have a
guardianship?
A. Oh yeah.
Q. How would you do that?
A. Just the same way I’ve always taken care of myself.
***
Q. O.k. Well let me, let’s focus on what I’m going to ask you here. If
you’re in an apartment with your husband, is that where you plan to live if
you don’t have to be in the nursing home?
A. (Response inaudible)
Q. Is that a yes?
A. If my husband and I get along.
Q. O.k. Are you going back to the car?
A. Not if I can help it in any way, shape, or form.
Based upon the history of longstanding issues and appellant’s husband’s inability to assist
SCIOTO, 12CA3509 14
her, and, possibly, enabling her unhealthy lifestyle choices, we readily conclude that the record
contains ample evidence as to the guardianship's necessity.
{¶ 36} Finally, appellant contends that no evidence was adduced regarding whether a less
restrictive alternative exists. Appellee testified that she did not check into the home health care
option for her sister as “the doctor” told her he would not discharge appellant because she would
not take her medications. Appellee stated that her sister had been “anti-medsfor thirty years.”
When asked if home care, where someone dressed her wounds and gave her the medications,
would be “workable,” Thomas responded:
“Because I don’t think she’ll stick, with it. She’s o, over and over
repeatedly says that she doesn’t want to take meds and she’s told me that she
doesn’t want to mess with any doctors after she got out and I didn’t think that
she”
Thomas further explained:
“I don’t think she’s unintelligent. I don’t, she always, let’s put it this way, I don’t
think she’ll ask advice of someone in authority like a doctor, to find out the
angles. For example, when she quit taking her blood thinner, she didn’t ask, she
just decided she didn’t want to do it and she just quit taking it. But then, when
were at the Wound Center and I mentioned to Dr. Parker that she had quit taking
that, she listened and all but she does not think to ask a doctor prior to making
those decisions.”
The investigator recommended that a guardianship is necessary because appellant would need
home care and possible mental health counseling. Her report stated “It is questionable whether
Mrs. Maynard will accept these services without a guardianship.” The investigator concluded:
“A guardianship will provide for the structure that has been established and monitoring and
necessary steps should she begin to relapse.”
{¶ 37} Based on our review of the evidence, we agree with the trial court’s finding that a
guardianship is necessary and that less restrictive alternatives would not sufficiently protect
SCIOTO, 12CA3509 15
appellant's interests.
{¶ 38} We recognize, however, that appellant vehemently opposes this action.
Nevertheless, the evidence adduced at the hearing results in the conclusion that at the present
time, a guardianship is indeed necessary. Although this situation may improve in the future, we
believe that at the present time ample evidence supports the trial court's decision.
{¶ 39} Accordingly, based upon the foregoing reasons we hereby overrule appellant's
assignments of error and affirm the trial court's judgment.
JUDGMENT AFFIRMED.
SCIOTO, 12CA3509 16
JUDGMENT ENTRY
It is ordered the judgment be affirmed and appellee to recover of appellant the costs
herein taxed.
The Court finds there were reasonable grounds for this appeal.
It is ordered that a special mandate issue out of this Court directing the Scioto County
Common Pleas Court, Probate Division, to carry this judgment into execution.
A certified copy of this entry shall constitute that mandate pursuant to Rule 27 of the
Rules of Appellate Procedure.
Harsha, J. & Hoover, J.: Concur in Judgment & Opinion
For the Court
BY:
Peter B. Abele, Judge
NOTICE TO COUNSEL
Pursuant to Local Rule No. 14, this document constitutes a final judgment entry and the
time period for further appeal commences from the date of filing with the clerk.