Copley v. Ohio Dept. of Health , 2010 Ohio 5416 ( 2010 )


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  • [Cite as Copley v. Ohio Dept. of Health , 2010-Ohio-5416.]
    IN THE COURT OF APPEALS OF OHIO
    FOURTH APPELLATE DISTRICT
    LAWRENCE COUNTY
    PHYLLIS A. COPLEY,              :
    :
    Plaintiff-Appellant,       : Case No. 09CA31
    :
    vs.                        : Released: November 3, 2010
    :
    OHIO DEPARTMENT OF              : DECISION AND JUDGMENT
    HEALTH,                         : ENTRY
    :
    Defendant-Appellee.        :
    _____________________________________________________________
    APPEARANCES:
    Richard F. Bentley, Wolfe & Bentley, LLP, Ironton, Ohio, for Appellant.
    Richard Cordray, Ohio Attorney General, and Lisa M. Eschbacher, Senior
    Assistant Ohio Attorney General, Health and Human Services Section,
    Columbus, Ohio, for Appellee.
    _____________________________________________________________
    Per Curiam:
    {¶1} Appellant, Phyllis A. Copley, owner of an adult care facility
    known as Home Sweet Home 2, appeals decision of the Lawrence County
    Court of Common Pleas revoking and not renewing the license of Home
    Sweet Home 2 pursuant to R.C. 3722.05, after multiple violations were
    identified. On appeal, Appellant contends that 1) the trial court abused its
    discretion in finding there is sufficient reliable, probative and substantial
    evidence to support upholding revocation and non-renewal of Appellant’s
    Lawrence 09CA31                                                                  2
    license; 2) Appellee failed to comply with all administrative regulations in
    conducting inspections and revocation and non-renewal of Appellant’s
    license; 3) Appellee failed to comply with OAC 3701-20-05(H)(2) and R.C.
    3722.06; and 4) Appellee failed to comply with OAC 3701-20-08 to give
    notice of violation and provide the facility an opportunity to correct.
    {¶2} In our view, the trial court’s decision was supported by reliable,
    probative and substantial evidence, and was in accordance with the law, we
    find the trial court did not abuse its discretion in affirming the director of the
    Ohio Department of Health’s decision. As such, Appellant’s first
    assignment of error is overruled. Further, because OAC 3701-20-05(H)(1),
    OAC 3701-20-08(A), and R.C. 3722.06 all permit the director of the
    Department of Health to revoke an adult care facility license upon
    identifying violations that jeopardize the health and safety of any of the
    residents, which finding was present herein, we cannot conclude that the trial
    court erred or abused its discretion in affirming the revocation and non-
    renewal of Appellant’s license. Thus, Appellant’s second, third and fourth
    assignments of error are overruled.
    {¶3} Accordingly, the decision of the trial court is affirmed.
    Lawrence 09CA31                                                                                         3
    FACTS
    {¶4} Appellant, Phyllis Copley, is the owner/operator of an adult care
    facility known as Home Sweet Home 2, (hereinafter HSH 2), located in
    Chesapeake, Ohio. In order to operate the facility, Appellant obtained a
    license from the Ohio Department of Health, (hereinafter ODH), which
    permitted her to house three to five residents in the facility. The record
    indicates that an ODH surveyor, Pam Gaston1, came to HSH 2 on November
    3, 2008, to conduct a “Bureau of Regulatory Compliance Pre-Hearing
    Inspection,” which was a follow-up visit to an annual inspection that had
    previously been conducted. As a result of the follow-up survey, the
    surveyor issued a report alleging twenty-two rule violations.
    {¶5} On December 2, 2008, the director of ODH sent a letter to
    Appellant notifying her that ODH was proposing to revoke and not renew
    her adult care facility license, based upon the violations identified during the
    survey, which ODH stated “jeopardized the health and safety of the
    residents” at the facility. As a result, Appellant requested a hearing on the
    proposed action, which was held on April 17, 2009. Pam Gaston, registered
    nurse and ODH surveyor, testified on behalf of ODH as to the rule violations
    1
    Pam Gaston testified that she had been a registered nurse for 28 years and had been working as a surveyor
    with ODH for 4 years at the time of the survey. She further testified that she had been to the facility on
    prior occasions to conduct surveys.
    Lawrence 09CA31                                                                  4
    and deficiencies noted during the November 3, 2008, survey. Appellant also
    testified at the hearing, along with two employees of HSH 2.
    {¶6} After hearing evidence presented by both parties, on June 1,
    2009, the hearing examiner issued a forty-five (45) page report and
    recommendation to ODH upholding the surveyor’s findings on all twenty-
    two alleged violations, and stating that the violations “were violations that
    jeopardized the health and safety of residents at this facility.” Further, the
    hearing examiner’s recommendation was as follows:
    “Based on the Findings of Fact and Conclusions of Law presented in this
    report, the hearing examiner recommends to the Director of the Ohio
    Department of Health that the Director’s proposed actions, to revoke the
    adult care facility license held by Home Sweet Home 2, and to not renew the
    adult care facility license of Home Sweet Home 2, be affirmed, under Ohio
    Revised Code section 3722.05(A)(1).”
    {¶7} Although Appellant filed objections to the report and
    recommendation of the hearing examiner, on June 17, 2009, the director of
    ODH issued an adjudication order revoking and not renewing Appellant’s
    adult care facility license. In support of its decision, the director adopted the
    report and recommendation of the hearing examiner, noting the examiner’s
    finding that “[t]he violations have been substantiated by a preponderance of
    the evidence and are sufficiently egregious and of sufficient duration to
    support the Director’s proposed actions to revoke and not renew Home
    Sweet Home 2’s adult care facility license.”
    Lawrence 09CA31                                                                  5
    {¶8} Thereafter, Appellant appealed the decision to the Lawrence
    County Court of Common Pleas. On May 20, 2009, the trial court found
    that
    “[m]any of the citations issued during the on-site inspection this court would
    find superfluous and not warrant the action as taken by the Ohio Department
    of Health. However, this court does find certain citations are supported by
    reliable, probative, and substantive evidence which would support the
    revocation and/or nonrenewal of the license as issued to Home Sweet Home
    2.”
    Of importance, the trial court upheld the following violations: 1) violation 1
    (exceeding the number of allowed residents; 2) violation 2 (failing to
    provide proof of liability insurance); 3) violation 4 (failing to insure non-
    ambulatory individuals reside on the ground floor); 4) violations 12 and 13
    (failing to maintain prescription medications in a locked storage and
    repackaging of medication); 5) violation 20 (requirement that all bedroom
    locks are capable of being opened from the inside without using a key).
    {¶9} It is from this final, appealable order that Appellant now brings
    her timely appeal, assigning the following errors for our review.
    ASSIGNMENTS OF ERROR
    I.     THE TRIAL COURT ABUSED ITS DISCRETION IN FINDING
    THERE IS SUFFICIENT RELIABLE, PROBATIVE AND
    SUBSTANTIAL EVIDENCE TO SUPPORT UPHOLDING
    REVOCATION AND NON-RENEWAL OF APPELLANT’S
    LICENSE.
    Lawrence 09CA31                                                                  6
    II.    APPELLEE FAILED TO COMPLY WITH ALL
    ADMINISTRATIVE REGULATIONS IN CONDUCTING
    INSPECTIONS AND REVOCATION AND NON-RENEWAL OF
    APPELLANT’S LICENSE.
    III.   APPELLEE FAILED TO COMPLY WITH OAC §3701-20-05(H)(2)
    AND ORC §3722.06.
    IV.    APPELLEE FAILED TO COMPLY WITH OAC §3701-20-08 TO
    GIVE NOTICE OF VIOLATION AND PROVIDE THE FACILITY
    AN OPPORTUNITY TO CORRECT.
    STANDARD OF REVIEW
    {¶10} “R.C. 119.12 sets forth a specific standard of review for
    administrative appeals; namely, a court of common pleas must affirm the
    decision of an administrative agency when that decision is supported by
    reliable, probative, and substantial evidence and is in accordance with the
    law.” Ruckstuhl v. Ohio Dept. of Commerce, Geauga App. No. 2008-G-
    2873, 2009-Ohio-3146, at ¶ 19 (citation omitted); see, also Just Like Home 2
    v. Ohio Dept. of Health, Trumbull App. No. No. 2010-T-0007, 2010-Ohio-
    3358, ¶ 17.
    {¶11} “The evidence required by R.C. 119.12 can be defined as
    follows: (1) ‘Reliable’ evidence is dependable; that is, it can be confidently
    trusted. In order to be reliable, there must be a reasonable probability that the
    evidence is true. (2) ‘Probative’ evidence is evidence that tends to prove the
    Lawrence 09CA31                                                                  7
    issue in question; it must be relevant in determining the issue. (3)
    ‘Substantial’ evidence is evidence with some weight; it must have
    importance and value.” Our Place, Inc. v. Ohio Liquor Control Comm.
    (1992), 
    63 Ohio St. 3d 570
    , 571, 
    589 N.E.2d 1303
    (footnotes omitted); Just
    Like Home 2 v. Ohio Dept. of Health at ¶ 18.
    {¶12} “We review the court of common pleas decision for an abuse of
    discretion. * * * Where issues of law are involved, however, ‘we exercise a
    plenary power of review.’ * * * ‘That is, issues of law require an
    “independent determination of the law to be applied to the facts found by the
    agency and held by the common pleas court to be supported by reliable,
    probative and substantial evidence.” ‘ “ Ruckstuhl at ¶ 22 (citations omitted).
    {¶13} “Appellate review is limited to determining whether the trial
    court abused its discretion in finding the board's decision was supported by
    reliable, probative and substantial evidence.” 
    Id. at ¶
    51 (citation omitted).
    Furthermore, “[u]nder this standard of review, we cannot reverse the
    common pleas court's decision if it contains a mere error in judgment;
    instead, a reversal can only occur when the lower court's ruling was based
    upon a ‘perversity of will, passion, prejudice, partiality, or moral
    delinquency.’ “ 
    Id., quoting Chlysta
    v. Ohio State Dental Bd., 174 Ohio
    App.3d 465, 2007-Ohio-7112, 
    882 N.E.2d 935
    , at ¶ 27 (citation omitted).
    Lawrence 09CA31                                                                  8
    {¶14} These requirements are based on the “long-accepted principle
    that considerable deference should be accorded to an agency's interpretation
    of rules the agency is required to administer.” State ex rel. Celebrezze v.
    Natl. Lime & Stone Co., 
    68 Ohio St. 3d 377
    , 382, 1994-Ohio-486, 
    627 N.E.2d 538
    ; see, also Just Like Home 2 v. Ohio Dept. of Health at ¶ 22.
    ASSIGNMENT OF ERROR I
    {¶15} In her first assignment of error, Appellant contends that the trial
    court abused its discretion in finding there is sufficient reliable, probative
    and substantial evidence to support upholding revocation and non-renewal of
    Appellant’s license. In this assignment of error, Appellant challenges the
    trial court’s findings with respect to the six violations that were upheld.
    Bearing in mind the above standard of review, we will consider each
    violation upheld by the trial court.
    Violation 1: (exceeding the number of allowed residents)
    {¶16} This violation was identified by the surveyor as being in
    violation of OAC 3701-20-02(B) “General prohibitions” which provides that
    “[n]o person shall admit to an adult care facility more residents than the
    number authorized by the facility’s license.” Appellant possessed a license
    for an adult family home, which R.C. 3722.01(A)(7) defines as “a residence
    or facility that provides accommodations and supervision to three to five
    Lawrence 09CA31                                                                     9
    unrelated adults, at least three of whom require personal care services.” On
    appeal, Appellant challenges this violation and also argues that the surveyor
    based this violation on the hearsay statements of resident #5, who did not
    testify at the hearing
    {¶17} With respect to this violation, surveyor Gaston testified that
    while she initially counted only five residents in the facility, resident #5 told
    her that a sixth resident had been sleeping at the facility on Friday and
    Saturday nights. Surveyor Gaston testified that she confirmed this fact with
    Appellant, who admitted a sixth resident had been staying on weekends.
    Surveyor Gaston testified that she also observed an extra bed in bedroom #4
    where resident #5 resides. Appellant, however, testified that there are only
    five residents at the facility and that at the time of the survey, the additional
    person visited during the day on weekends, but did not spend the night. She
    further testified that she was simply storing the extra bed in the facility. She
    denied admitting to surveyor Gaston that the other person stayed the night
    on weekends.
    {¶18} As stated by the hearing examiner who conducted the hearing:
    “Some of the deficiencies cited in the survey were met with denials by Ms.
    Copley, such as Resident #6 sharing Resident #5’s bedroom on Friday and
    Saturday night * * *. The hearing examiner finds a preponderance of the
    evidence indicating that from July, 2008 through November 3, 2008, Home
    Sweet Home 2 on Friday and Saturday nights had six residents residing
    within the facility in violation of Ohio Administrative Code rule 3701-20-
    Lawrence 09CA31                                                                10
    02(B) * * *. Ms. Copley’s explanation of an unused, surplus bed, stored in
    Resident #5’s bedroom, that had sheets, a blanket and a comforter arranged
    on the bed to look like that bed was slept in, is not credible.”
    {¶19} Regarding Appellant’s argument that the reliance upon hearsay
    statements of resident #5 was in error, we note that “the hearsay rule is
    relaxed in administrative proceedings.” Hayes v. State Medical Board of
    Ohio (2000), 
    138 Ohio App. 3d 762
    , 
    742 N.E.2d 238
    (discretionary appeal to
    the Supreme Court of Ohio was not allowed). Additionally, R.C. 119.09
    “Adjudication hearing” provides that:
    “[t]he agency shall pass upon the admissibility of evidence, but a party may
    at the time make objection to the rulings of the agency thereon, and if the
    agency refuses to admit the evidence, the party offering the same shall make
    a proffer thereof, and such proffer shall be made a part of the record of such
    hearing.”
    A review of the transcript from the evidentiary hearing reveals that
    Appellant failed to object to the testimony relating the hearsay statements of
    resident #5 and in fact, elicited more detailed information regarding resident
    #5 on cross examination. Further, as will be discussed in more detail, infra,
    Appellant admitted to certain other violations that alone were sufficient to
    warrant the revocation of her license.
    {¶20} Thus, based upon the above testimony presented at the hearing
    coupled with the hearing examiner’s careful consideration and rejection of
    Appellant’s testimony, we cannot conclude that the trial court abused its
    Lawrence 09CA31                                                                    11
    discretion in determining that ODH’s decision regarding violation 1 was
    supported by reliable, probative and substantial evidence.
    Violation 2: (failing to provide proof of liability insurance)
    {¶21} This violation was identified by the surveyor as being in
    violation of OAC 3701-20-03(B)(3) “License application and renewal
    procedures” which provides that
    “[a] person seeking a license to operate an adult care facility shall submit to
    the director an application, on a form prescribed and provided by the
    director, which shall include the following items: * * * Proof of liability
    insurance in an amount not less than one hundred thousand dollars. * * *.”
    Appellant concedes this violation but contends that because she cured this
    violation prior to the appeal to the trial court that the trial court abused its
    discretion in upholding the violation. ODH points out that not only did
    Appellant concede this violation during the survey, she had still failed to
    obtain insurance at the time of the hearing.
    {¶22} As stated by the hearing examiner in his report, “[t]here is no
    dispute that Home Sweet Home 2 does not possess proof of insurance as
    required by Ohio Administrative Code rule 3701-20-03(B)(3) and had never
    held such insurance since its opening in 2004.” Further, as reasoned by the
    director of ODH in his adjudication order:
    “several of the Objections state that violations are now ‘cured’ because of
    changes that have been made in the facility. Such changes, however, do not
    alter the fact that violations existed at the time of the survey. As an
    Lawrence 09CA31                                                                                        12
    example, the Objections state that the owner now has liability insurance.
    However, the owner did not have insurance at the time of the November,
    2008, survey and is submitting it in June, 2009, for the first time.”
    {¶23} Thus, in light of the foregoing testimony and Appellant’s
    concession that she was not in compliance with this rule at the time of the
    survey or the hearing, we cannot conclude that the trial court abused its
    discretion in determining that ODH’s decision regarding violation 2 was
    supported by reliable, probative and substantial evidence.
    Violation 4: (failing to insure non-ambulatory individuals reside
    on the ground floor)
    {¶24} This violation was identified by the surveyor as being in
    violation of OAC 3701-20-10(C)(6)2 “Fire protection standards for adult
    family homes” which provides that “[e]ach adult family home shall comply
    with the following fire protection standards: * * * (6) Each home shall
    locate non-ambulatory individuals’ bedrooms on a floor that exits to ground
    level. * * *.” Surveyor Gaston testified that on the day of the survey she
    found resident #2, who after observation she determined to be non-
    ambulatory, in bedroom #3 on the second floor. Further, although Appellant
    initially denied that resident #2 was on the second floor, on cross-
    2
    The record indicates that the surveyor mistakenly labeled this a violation of OAC 3701-20-10(C)(5),
    which was an error and should have stated (C)(6).
    Lawrence 09CA31                                                                 13
    examination she admitted that resident #2 lived on the second floor of the
    facility.
    {¶25} As locating a non-ambulatory patient on the second floor
    clearly jeopardized the health and safety of that resident, especially in the
    event of a fire situation, we cannot conclude that the trial court abused its
    discretion in determining that ODH’s decision regarding violation 4 was
    supported by reliable, probative and substantial evidence. The fact that
    Appellant remedied that situation by moving the resident after the survey is
    irrelevant as such precautions should have been taken in the first instance.
    Violations 12 and 13: (failing to maintain prescription
    medications in locked storage and repackaging of medications)
    {¶26} These violations were identified by the surveyor as being in
    violation of OAC 3701-20-17(G)(1) and (2) “Personal care services; resident
    medications; home health care” which provide as follows, respectively:
    “(G) In addition to the requirements of paragraph (C) of this rule, ACFs
    shall handle residents’ medications in accordance with this paragraph.
    (1) The facility shall ensure that residents’ prescription medications are
    kept in locked storage areas, except that medications requiring refrigeration
    shall be refrigerated. All prescribed medications shall be clearly labeled
    with the resident’s name, the name and strength of the medication and the
    prescription number, if any, the date dispensed, the name of the physician,
    and the instructions for use.
    (2) The facility shall not remove and repackage medication from the
    pharmacy-dispensed container.”
    Lawrence 09CA31                                                               14
    {¶27} At the hearing, surveyor Gaston testified with regard to the
    locked storage requirement that Appellant’ practice consisted of utilizing
    color coded medication sets for each resident, whereby each resident had a
    large med set that was kept locked and was properly labeled. However,
    within the larger med sets there were smaller med sets, that although were
    color coded, were not individually labeled. Also, resident #5’s individual
    med sets were delivered to his room for self- administration, where they
    were not kept in any kind of locked storage and were accessible to anyone
    else who may have entered the room. Appellant did not deny these facts, but
    instead testified that she was unaware her practice and procedure violated
    the rules. Bearing in mind the importance of preventing medication
    administration errors and controlling access to medication, and in light of
    Appellant’s outright admission to this rule violation, we cannot conclude
    that the trial court abused its discretion in determining that ODH’s decision
    regarding violation 12 was supported by reliable, probative and substantial
    evidence.
    {¶28} Further, with respect to violation 13, repackaging of
    medications, surveyor Gaston testified that, based upon interviews of
    Appellant, another staff member and one resident, Appellant was
    Lawrence 09CA31                                                                                             15
    repackaging3 medications at the facility. Although Appellant denied
    repackaging of the medications when she testified at the hearing, surveyor
    Gaston testified that during the survey Appellant had admitted she
    repackaged the medications, and that there was no evidence that the
    resident’s family members did the repackaging, which would have been
    permissible.
    {¶29} Based upon surveyor Gaston’s hearing testimony, we cannot
    conclude that the trial court abused its discretion in determining that ODH’s
    decision regarding violation 13 was supported by reliable, probative and
    substantial evidence.
    Violation 20: (requirement that all bedroom locks are capable of
    being opened from the inside without using a key)
    {¶30} This violation was identified by the surveyor as being in
    violation of OAC 3701-20-22(I)(12)(a) “Space, equipment, safety, and
    sanitation” which provides as follows:
    “I.   Each facility shall meet the following safety and maintenance
    requirements:
    ***
    (12) Any locks on bedroom doors shall meet both of the following
    requirements:
    3
    At this particular facility the “repackaging” essentially consisted of Appellant taking the prescription
    medications out of the pharmacy dispensed containers and filling the residents’ daily and/or weekly med
    sets.
    Lawrence 09CA31                                                                16
    (a) All locks to residents’ bedroom doors shall be capable of being
    opened from the inside without the use of a key, such as by pushing a panic
    bar, releasing a deadbolt, or using similar means. The locks also shall be
    capable of being opened by a key from the outside. * * *.”
    {¶31} Surveyor Gaston testified that during the survey, she found that
    the door lock on bedroom #1 would not release from the inside. On cross
    examination, Appellant admitted that this surveyor had made her aware of a
    problem with that particular door lock during a previous survey as well, but
    that she had forgotten to replace it. Appellant also testified that she had
    replaced the lock since the last survey. On appeal, ODH contends that
    Appellant had been in violation of this rule for over two years and the fact
    that this violation has been cured is irrelevant and does not alter the fact that
    the violation existed at the time of the survey.
    {¶32} The trial court apparently agreed with ODH, as do we. As
    such, we cannot conclude that the trial court abused its discretion in
    determining that ODH’s decision regarding violation 20 was supported by
    reliable, probative and substantial evidence.
    {¶33} Accordingly, because we have concluded, based upon our
    review of the record, that ODH’s revocation of Appellant’s license was
    supported by reliable, probative and substantial evidence, we cannot
    conclude that the trial court abused its discretion in upholding ODH’s
    Lawrence 09CA31                                                                  17
    findings with respect to violations, 1, 2, 4, 12, 13 and 20. Thus, Appellant
    first assignment of error is overruled in its entirety.
    ASSIGNMENT OF ERROR II
    {¶34} In her second assignment of error, Appellant contends that
    Appellee failed to comply with all administrative regulations in conducting
    inspections and revocation and non-renewal of Appellant’s license.
    Specifically, Appellant argues that because she had cured most of the
    violations at the time of the hearing, with the exception of the liability
    insurance requirement, ODH should have considered a lesser penalty before
    it revoked her facility license. Appellant further argues that the trial court
    abused its discretion in not finding that OAC 3701-20-05(H)(2) required
    ODH to give her an opportunity to correct the violations before revoking her
    license.
    {¶35} OAC 3701-20-05(H)(1)-(5) “Issuance, renewal and denial of
    licenses” provides as follows:
    “(H) If any adult care facility fails to comply with any requirement of
    Chapter 3722. of the Revised Code or with any rule of this chapter or
    Chapter 3701-13 of the Administrative Code, the director may do any one or
    all of the following:
    (1) In accordance with Chapter 119. of the Revised Code, deny, revoke, or
    refuse to renew the license of the facility;
    (2) Give the facility an opportunity to correct the violation, in accordance
    with section 3722.06 of the Revised Code;
    Lawrence 09CA31                                                                 18
    (3) Issue an order suspending the admission of residents to the facility, in
    accordance with section 3722.07 of the Revised Code;
    (4) Impose a civil penalty in accordance with section 3722.08 of the Revised
    Code; or
    (5) Petition the court of common pleas for injunctive relief in accordance
    with section 3722.09 of the Revised Code.” (Emphasis added).
    {¶36} According to the plain language of the statute, the director of
    ODH had authority to revoke Appellant’s license based upon the identified
    rule violations. See, also Harris Group Home v. Ohio Dept. of Health,
    Summit App. No. 21033, 2002-Ohio-5034 (noting that R.C. 3722.05 also
    “provides that the director of health may deny, revoke, or refuse to renew the
    license of an adult care facility if the facility fails to comply with any
    requirement of R.C. Chapter 3722 or any rule adopted under that Chapter.”).
    There is no mandatory requirement that Appellant be given an opportunity to
    correct the violations before having her license revoked. Importantly, the
    specific code section relied upon by Appellant in support of her argument,
    OAC 3701-20-05(H)(2) references R.C. 3722.06, which contains an
    important exception, providing, in pertinent part, as follows:
    “except in cases of violations that jeopardize the health and safety of any of
    the residents, if the director determines that a licensed adult care facility is in
    violation of this chapter or of rules adopted pursuant to this chapter, the
    director shall give the facility an opportunity to correct the violation.”
    (Emphasis added).
    Lawrence 09CA31                                                               19
    {¶37} As previously mentioned, the director of ODH specifically
    determined that the violations found at Appellant’s adult care facility
    jeopardized the health and safety of the residents. By making this argument,
    Appellant implicitly argues that the violations upheld by the trial court must
    not have jeopardized the health and safety of the residents. However, we
    find that violations relating to medication storage, labeling and
    administration, failing to locate non-ambulatory residents on the ground
    level and failing to ensure residents can release their door lock from the
    inside of their room, all directly jeopardized the health and safety of the
    residents.
    {¶38} Thus, we cannot conclude that Appellee, ODH, failed to
    comply with administrative regulations in revoking Appellant’s adult care
    facility license, rather than allowing her an opportunity to correct the
    violations first. It is important to note that several of these violations,
    specifically the door lock problem and the medication labeling problem had
    been identified in prior surveys but had failed to be corrected when given the
    opportunity to do so. Accordingly, Appellant’s second assignment of error
    is overruled.
    Lawrence 09CA31                                                                20
    ASSIGNMENT OF ERROR III
    {¶39} In her third assignment of error, Appellant contends that
    Appellee failed to comply with OAC 3701-20-05(H)(2) and R.C. 3722.06.
    As set forth above, we have already determined that ODH did not fail to
    comply with OAC 3701-20-05(H)(2) and R.C. 3722.06 in revoking
    Appellant’s adult care facility license. Thus, for the same reasons already
    discussed under Appellant’s first and second assignments of error,
    Appellant’s third assignment is overruled.
    ASSIGNMENT OF ERROR IV
    {¶40} In her fourth assignment of error, Appellant contends that
    Appellee failed to comply with OAC 3701-20-08 to give notice of violation
    and provide the facility an opportunity to correct. OAC 3701-20-08
    provides in pertinent part as follows:
    “(A) * * * except in cases of violations that jeopardize the health and
    safety of any of the residents, if the director determines that a licensed
    facility is in violation of Chapter 3722. of the Revised Code, Chapter 3701-
    13 of the Administrative Code, or this chapter, he or she shall give the
    facility an opportunity to correct the violation.” (Emphasis added).
    The language contained in this rule mirrors the language contained in R.C.
    3722.06, which we have already determined to contain an exception for
    situations where residents’ health and safety are in jeopardy as a result of
    rule violations. Thus, for the same reasons expressed in our analysis of
    Lawrence 09CA31                                                                21
    Appellant’s first, second and third assignments of error, Appellant’s fourth
    assignment of error overruled.
    JUDGMENT AFFIRMED.
    Lawrence 09CA31                                                                22
    JUDGMENT ENTRY
    It is ordered that the JUDGMENT BE AFFIRMED and that the
    Appellee recover of Appellant costs herein taxed.
    The Court finds there were reasonable grounds for this appeal.
    It is ordered that a special mandate issue out of this Court directing
    the Lawrence County Common Pleas Court to carry this judgment into
    execution.
    Any stay previously granted by this Court is hereby terminated as of
    the date of this entry.
    A certified copy of this entry shall constitute the mandate pursuant to
    Rule 27 of the Rules of Appellate Procedure.
    Exceptions.
    McFarland, P.J., Harsha, J. and Abele, J.: Concur in Judgment and Opinion.
    For the Court,
    BY: _________________________
    Matthew W. McFarland
    Presiding Judge
    BY: _________________________
    William H. Harsha, Judge
    BY: _________________________
    Peter B. Abele, Judge
    NOTICE TO COUNSEL
    Pursuant to Local Rule No. 14, this document constitutes a final
    judgment entry and the time period for further appeal commences from
    the date of filing with the clerk.
    

Document Info

Docket Number: 09CA31

Citation Numbers: 2010 Ohio 5416

Judges: Per Curiam

Filed Date: 11/3/2010

Precedential Status: Precedential

Modified Date: 10/30/2014