State v. Wilson , 2019 Ohio 2754 ( 2019 )

[Cite as State v. Wilson, 2019-Ohio-2754.]
IN THE COURT OF APPEALS OF OHIO
FOURTH APPELLATE DISTRICT
LAWRENCE COUNTY
STATE OF OHIO, : Case No. 18CA15
Plaintiff-Appellee, :
v. : DECISION AND
JUDGMENT ENTRY
DICKIE L. WILSON, :
RELEASED: 06/28/2019
Defendant-Appellant. :
APPEARANCES:
B. Luke Styer, Huntington, West Virginia for appellant.
Brigham M. Anderson, Lawrence County Prosecuting Attorney and W. Mack Anderson,
Lawrence County Assistant Prosecuting Attorney, Ironton, Ohio for appellee.
Hess, J.
{¶1} After a jury found Dickie L. Wilson guilty of burglary, the court sentenced
him to a 30-month prison term. Wilson contends that the trial court erred when it granted
the state’s motion to amend the indictment, violating his right to indictment by grand jury.
He also contends that he was denied the right to effective assistance of counsel because
his trial counsel did not call any witnesses in his defense.
{¶2} In our view and after review of the record, we find the trial court did not err
when it granted the state’s motion to amend the indictment. A court may amend an
indictment to cure defects or imperfections provided that no change is made in the name
or identity of the crime charged. The indictment charged Wilson with burglary, which is a
third-degree felony under the relevant statutory provision. Yet the indictment contained a
typographical error that incorrectly identified burglary as a fourth-degree felony offense.
Because the original indictment contained the correct statutory section and language and
Lawrence App. No. 18CA15 2
the amendment made no change in the name or identity of the crime charged, the
amendment was proper. Wilson was aware of the charges against him and was not
prejudiced by the amendment.
{¶3} Wilson also contends that he was deprived of his right to the effective
assistance of counsel because his trial counsel did not call any witnesses in his defense.
However, Wilson has failed to establish that his lawyer’s performance was deficient or
that he was prejudiced. Wilson was caught in the act of burglary with several neighbors
restraining him until the police could arrive to arrest him. Nothing in the record indicates
that there were any witnesses who could have testified in his defense. To the extent his
claim of ineffective assistance relies upon evidence outside the record on appeal, a direct
appeal is not the appropriate vehicle for Wilson to raise this claim.
{¶4} We affirm the trial court judgment.
I. FACTS
{¶5} A Lawrence County Grand Jury indicted Wilson on one count of burglary in
violation of R.C. 2911.12(A)(3).1 The indictment tracked the statutory language and
charged that Wilson “did, by force, stealth or deception, trespass in an occupied structure
or in a separately secured or separately occupied portion of an occupied structure with
purpose to commit any criminal offense, in violation of Section 2911.12(A)(3), Burglary,”
but incorrectly identified the violation as a fourth-degree felony, “F4.” However, under
R.C. 2911.12(D), a burglary violation under division (A)(3) is a third-degree felony, “A
violation of division (A)(3) of this section is a felony of the third degree.”
1The original indictment also included one count of assault, which was dismissed prior to trial.
Lawrence App. No. 18CA15 3
{¶6} The state moved to amend the indictment to correct the error. Wilson
objected, but the trial court allowed the amendment on the ground that it simply clarified
the level of felony.
{¶7} The matter proceeded to a jury trial, which produced the following evidence.
Brian McComas testified that he owns a camper that he parks on his mother’s property.
McComas testified that he had observed suspicious events over the course of several
days that caused him to suspect that someone might be planning to break into his
mother’s home. He decided to stay in his camper overnight and observe her house.
McComas fell asleep but was awoken by the noise of someone inside his camper. The
intruder, who was later identified as Wilson, had a flashlight and was talking loudly on a
cell phone, describing the contents of the camper. McComas confronted Wilson, who
immediately left. McComas’s mother contacted the police and McComas followed Wilson
down the street. McComas lost sight of Wilson until he heard his neighbor, Harrison
Litchford, shouting. McComas saw Litchford and Wilson struggling and McComas went
to help Litchford restrain Wilson until law enforcement arrived.
{¶8} Harrison Litchford testified that he was at his mother’s house and it was a
little after midnight when he noticed that the motion sensor light in the driveway was on.
Litchford looked out and saw a man with a flashlight rifling through the contents of his
mother’s car. Litchford went outside and confronted the man, who turned out to be
Wilson. Litchford testified that Wilson got out of the car and struck him in the head. A fight
ensued. Litchford testified that McComas arrived and identified Wilson as the man who
had broken into his camper. The two men overtook and restrained Wilson until law
enforcement arrived. Litchford’s mother identified Wilson as the man who had broken
Lawrence App. No. 18CA15 4
into her car that evening and a Lawrence County Deputy Sheriff identified Wilson as the
man restrained by Litchford and McComas and whom he later arrested.
{¶9} The jury returned a guilty verdict and the trial court sentenced Wilson to 30
months in prison.
II. ASSIGNMENTS OF ERROR
{¶10} Wilson assigns the following errors for our review:
1. THE TRIAL COURT COMMITTED AN ABUSE OF DISCRETION AND
OTHERWISE COMMITTED REVERSIBLE ERROR IN GRANTING
THE STATE’S MOTION TO AMEND THE INDICTMENT, AS THE
AMENDMENT CHANGED THE IDENTITY OF THE CRIME CHARGED,
THUS VIOLATING THE APPELLANT’S RIGHT TO AN INDICTMENT
BY GRAND JURY.
2. TRIAL COUNSEL’S REFUSAL TO CALL EXPERT WITNESSES,
REBUTTAL WITNESSES, FACT WITNESSES, CHARACTER
WITNESSES OR ANY WITNESSES AT ALL IN APPELLANT’S
DEFENSE AMOUNTED TO INEFFECTIVE ASSISTANCE OF
COUNSEL TO SUCH EXTENT THAT THE APPELLANT WAS
DEPRIVED OF A FAIR TRIAL AND, BUT FOR THE INEFFECTIVE
ASSISTANCE OF COUNSEL, THE RESULT OF THE PROCEEDING
BELOW WOULD HAVE BEEN DIFFERENT.
III. LAW AND ANALYSIS
A. Amendment of the Indictment
1. Standard of Review
{¶11} Section 10, Article I of the Ohio Constitution states: “[N]o person shall be
held to answer for a capital, or otherwise infamous crime, unless on presentment
or indictment of a grand jury.” This provision “guarantees the accused that the essential
facts constituting the offense for which he is tried will be found in the indictment of the
grand jury. Where one of the vital elements identifying the crime is omitted from
the indictment, it is defective and cannot be cured by the court as such a procedure would
Lawrence App. No. 18CA15 5
permit the court to convict the accused on a charge essentially different from that found
by the grand jury.” State v. Headley, 6 Ohio St. 3d 475, 478-79, 453 N.E.2d 716 (1983).
{¶12} Crim.R. 7(D) specifies when a court may permit an amendment to
an indictment:
The court may at any time before, during, or after a trial amend the
indictment, information, complaint, or bill of particulars, in respect to any
defect, imperfection, or omission in form or substance, or of any variance
with the evidence, provided no change is made in the name or identity of
the crime charged. If any amendment is made to the substance of the
indictment, information, or complaint, or to cure a variance between the
indictment, information, or complaint and the proof, the defendant is
entitled to a discharge of the jury on the defendant's motion, if a jury has
been impaneled, and to a reasonable continuance, unless it clearly
appears from the whole proceedings that the defendant has not been
misled or prejudiced by the defect or variance in respect to which the
amendment is made, or that the defendant's rights will be fully protected
by proceeding with the trial, or by a postponement thereof to a later day
with the same or another jury. * * * .
{¶13} Crim.R. 7(D) permits most amendments but prohibits amendments that
change the name or identity of the crime charged. State v. Pepka, 125 Ohio St. 3d 124,
2010-Ohio-1045, 926 N.E.2d 611, ¶ 15. A trial court commits reversible error when it
permits an amendment that changes the name or identity of the offense charged,
regardless of whether the defendant suffered prejudice. State v. Kittle, 4th Dist. Athens
No. 04CA41, 2005-Ohio-3198, ¶ 10-13, citing State v. Smith, 10th Dist. Franklin App. No.
03AP1157, 2004-Ohio-4786, at ¶ 10. “Whether an amendment changes the name or
identity of the crime charged is a matter of law.” State v. Cooper, 4th Dist. Ross No.
97CA2326 (June 25, 1998), citing State v. Jackson, 78 Ohio App. 3d 479, 605 N.E.2d 426
(2d Dist. 1992). Hence, we review this question de novo. Kittle at ¶ 12.
{¶14} If the amendment does not change the name or identity of the crime
charged, then we apply an abuse of discretion standard to review the trial court’s decision
Lawrence App. No. 18CA15 6
to allow a Crim.R. 7(D) amendment. Id. at ¶ 13, citing Smith at ¶ 10; State v. Craft, 181
Ohio App. 3d 150, 2009-Ohio-675, 908 N.E.2d 476, ¶ 27 (12th Dist.). An abuse of
discretion connotes more than an error of law or judgment; it implies a decision that is
unreasonable, arbitrary or unconscionable. See, e.g., Blakemore v. Blakemore, 5 Ohio
St.3d 217, 219, 450 N.E.2d 1140 (1983).
2. Legal Analysis
{¶15} The original indictment charged Wilson with one count of burglary and
tracked the statutory language of R.C. 2911.12(A)(3):
Dickie L. Wilson, on or about September 5, 2017, in Lawrence County,
Ohio, did, by force, stealth or deception, trespass in an occupied structure
or in a separately secured or separately occupied portion of an occupied
structure with purpose to commit any criminal offense, in violation of Section
2911.12(A)(3) of the Revised Code.
Said act occurred in Lawrence County, Ohio and is contrary to Ohio
Revised Code Section 2911.12(A)(3), Burglary, F4. (OR #3)
R.C. 2911.12(A)(3) states:
(A) No person, by force, stealth, or deception, shall do any of the
following:
* * *
(3) Trespass in an occupied structure or in a separately secured or
separately occupied portion of an occupied structure, with purpose to
commit in the structure or separately secured or separately occupied portion
of the structure any criminal offense.
A violation of R.C. 2911.12(A)(3) is a third-degree felony. See R.C. 2911.12(D) (“A
violation of division (A)(3) of this section is a felony of the third degree.” ).
{¶16} In contrast, burglaries under subsection 2911.12(A)(1) and (2) govern
circumstances where a person is present or likely to be present in the occupied structure
and are second-degree felonies. This distinction is made because the definition of
“occupied structure” does not require that a person be physically present at the time of
Lawrence App. No. 18CA15 7
the crime. See R.C. 2911.12(C) and R.C. 2909.01(C) (an occupied structure is defined
as “any house, building, outbuilding, watercraft, aircraft, railroad car, truck, trailer, tent, or
other structure, vehicle, or shelter, or any portion thereof, to which any of the following
applies: (1) It is maintained as a permanent or temporary dwelling, even though it is
temporarily unoccupied and whether or not any person is actually present. (2) At the time,
it is occupied as the permanent or temporary habitation of any person, whether or not any
person is actually present. (3) At the time, it is specially adapted for the overnight
accommodation of any person, whether or not any person is actually present.”).
{¶17} The state moved to amend the indictment to correct the mistake in the
felony level. At the hearing, Wilson’s counsel objected on the ground that his “client
disputes that the alleged victim even occupied the camper on that particular evening.
Therefore, we would object to the amendment that is proposed by the State.” Wilson’s
objection was baseless. The state’s proposed amendment did not change that element
of the crime. Neither the original indictment nor the amendment specified that a person
was present or likely to be present in the occupied structure at the time of the crime. See
R.C. 2911.12(A)(1) and (2). Rather it alleged a violation of R.C. 2911.12(A)(3). The
amendment did not change the burglary from a violation of R.C. 2911.12(A)(3) to a
violation of R.C. 2911.12 (A)(1) or (2).
{¶18} The original indictment set forth the elements of burglary under R.C.
2911.12(A)(3) and the amendment did not alter that. Under R.C. 2911.12(D), a violation
of R.C. 2911.12(A)(3) is always a third-degree felony. Both the original indictment and the
amended indictment charge Wilson with the exact same crime.
Lawrence App. No. 18CA15 8
{¶19} Wilson argues that the amendment changed “the degree of the offense” and
this was unallowable under State v. Davis, 121 Ohio St. 3d 239, 2008-Ohio-4537, 903
N.E.2d 609. However, we find Davis distinguishable. In Davis, Davis was initially indicted
on aggravating drug trafficking in an amount less than bulk, which was a fourth-degree
felony. The amended indictment increased the amount of controlled substance involved
to an amount greater than five times the bulk amount but less than fifty times the bulk. As
amended, the charge was a second-degree felony. The Supreme Court of Ohio held that
the amendment violated Crim.R. 7(D) because it “significantly increased the quantity of
drugs alleged to have been sold. The amendment thereby changed the degree of the
offense to a second-degree felony from a fourth-degree felony and altered the potential
penalties as well.” Id. at ¶ 9. Here the amendment did not significantly change the crime
charged or the potential penalties – a violation of R.C. 2911.12(A)(3) is always a third-
degree felony. The amendment corrected a typographical error.
{¶20} In State v Hensley, 12th Dist. Warren No. CA2009-11-156, 2010-Ohio-
3822, ¶ 7-19, the court rejected the same argument Wilson makes here under similar
circumstances. The indictment charged Hensley with gross sexual imposition in violation
of R.C. 2907.05(A)(4), which is a third-degree felony offense. However, the indictment
incorrectly identified it as a fourth-degree felony. Id. at ¶ 7, fn. 1 & 2. The trial court
permitted the amendment on the ground that “there is no change in the name or identity,
that there is simply a typographical error in the body of the indictment, indicating that this
is a felony of the 4th degree when it is not.” Id. at ¶ 7, fn. 2.
{¶21} The appellate court agreed. It distinguished Davis and found that the
amendment changed neither the name nor the identity of the crime:
Lawrence App. No. 18CA15 9
We find that the general rule espoused in Davis has no application to the
case at bar. Here, the amendment did not alter the substantive activities or
the potential penalties associated with appellant's charge. Rather, both the
original and amended indictments charged appellant with the exact same
crime, a violation of R.C. 2907.05(A)(4). Under R.C. 2907.05(B), a
violation of R.C. 2907.05(A)(4) is always a third-degree felony. Thus, the
trial court was merely correcting the state's unfortunate, yet harmless,
typographical error. Because the penalty of this particular offense remains
a third-degree felony in all circumstances, we do not find that the
amendment changed the identity of the offense in this case. (Emphasis
sic.).
Id. at ¶ 16. Because the amendment did not change the name or identity of the offense
charged, the court reviewed the trial court’s decision to allow the amendment under an
abuse of discretion standard, found no prejudice to the defendant, and affirmed the
judgment. Id. at ¶ 18; see also State v. Louis, 9th Summit Dist. No. 20073, 2001 WL
222961, *7-8 (March 7, 2001) (pre-Davis case that found that amendment was proper
that corrected a typographical error in the indictment that changed the felony from a
fourth-degree to a third-degree felony).
{¶22} Here, because the amendment did not change the name or identity of the
offense charged, we review the trial court’s decision under an abuse of discretion
standard. To constitute reversible error, appellant must show not only that the trial court
abused its discretion, but that the amendment prejudiced appellant’s defense. Kittle at ¶
16; State v. Beach, 148 Ohio App. 3d 181, 2002 -Ohio- 2759, 772 N.E.2d 677, ¶ 23 (1st
Dist.). First, the original indictment put Wilson on notice that he was charged under R.C.
2911.12(A)(3), which is always a third-degree felony. Second, the amendment did not
prejudice his defense in any way because it did not change the crime charged in any way.
And, Wilson’s trial counsel stated that the amendment had no effect on Wilson’s view of
the plea bargain offered by the state because Wilson “still rejects that offer.
Lawrence App. No. 18CA15 10
Notwithstanding the amendment to an F-3.” Because the original indictment contained
the correct statutory section and language, Wilson was not prejudiced by the amendment.
{¶23} We overrule Wilson’s first assignment of error.
B. Ineffective Assistance of Counsel
{¶24} The second assignment of error contends that Wilson received ineffective
assistance of counsel because his attorney failed to call any witnesses in his defense.
{¶25} To prevail on a claim of ineffective assistance of counsel, a criminal
defendant must establish (1) deficient performance by counsel, i.e., performance falling
below an objective standard of reasonable representation, and (2) prejudice, i.e., a
reasonable probability that, but for counsel's errors, the result of the proceeding would
have been different. State v. Short, 129 Ohio St. 3d 360, 2011-Ohio-3641, 952 N.E.2d
1121, ¶ 113; Strickland v. Washington, 466 U.S. 668, 687, 104 S. Ct. 2052, 80 L. Ed. 2d
674 (1984). In Ohio a properly licensed attorney is presumed competent. State v. Gondor,
112 Ohio St. 3d 377, 2006-Ohio-6679, 860 N.E.2d 77, ¶ 62. Thus, in reviewing
the claim of ineffective assistance of counsel, we must indulge in “a strong presumption
that counsel's conduct falls within the wide range of reasonable professional assistance;
that is, the defendant must overcome the presumption that, under the circumstances, the
challenged action ‘might be considered sound trial strategy.’ ” Strickland at 697, 104 S. Ct.
2052. Failure to satisfy either part of the test is fatal to the claim. Id.; State v. Bradley, 42
Ohio St. 3d 136, 143, 538 N.E.2d 373 (1989); State v. Ruble, 2017-Ohio-7259, 96 N.E.3d
792, ¶ 47 (4th Dist.).
{¶26} Wilson claims that his trial counsel was ineffective because counsel did not
call any witnesses in his defense. “Generally, counsel's decision whether to call a witness
Lawrence App. No. 18CA15 11
falls within the rubric of trial strategy and will not be second-guessed by a reviewing court.”
State v. Treesh, 90 Ohio St. 3d 460, 490, 739 N.E.2d 749 (2001). Moreover, “ ‘[a]ttorneys
need not pursue every conceivable avenue; they are entitled to be selective.’ ” State v.
Were, 118 Ohio St. 3d 448, 2008-Ohio-2762, 890 N.E.2d 263, ¶ 222.
{¶27} The record shows that Wilson was “caught red-handed” – eye-witnesses to
his criminal behavior had wrestled him to the ground and were restraining him until law
enforcement arrived. Wilson fails to name or cite to any person in the record that his trial
counsel could have called who would have provided favorable testimony in his defense.
To the extent Wilson is relying on evidence that is outside the record to support his claim,
postconviction relief—not direct appeal—is the appropriate method to seek relief based
on a claim of ineffective assistance. See State v. Williams, 4th Dist. Jackson No. 15CA3,
2016-Ohio-733, ¶ 37, citing State v. Hampton, 4th Dist. Lawrence No. 15CA1, 2015-Ohio-
4171, ¶ 28 (petition for postconviction relief is the proper vehicle to raise a claim of
ineffective assistance of counsel that relies upon evidence outside the record).
{¶28} We overrule Wilson’s second assignment of error.
IV. CONCLUSION
{¶29} The trial court did not error in granting the state’s motion to amend the
indictment where the amendment did not change the name or identity of the crime
charged and the defendant was not prejudiced. Trial counsel was not deficient in
exercising sound trial strategy when deciding not to call defense witnesses. Accordingly,
we find no merit to either assignments of error and affirm the judgment of the trial court.
JUDGMENT AFFIRMED.
Lawrence App. No. 18CA15 12
JUDGMENT ENTRY
It is ordered that the JUDGMENT IS AFFIRMED. Appellant shall pay the costs
herein taxed.
The Court finds there were reasonable grounds for this appeal.
It is ordered that a special mandate issue out of this Court directing the Lawrence
County Court of Common Pleas to carry this judgment into execution.
IF A STAY OF EXECUTION OF SENTENCE AND RELEASE UPON BAIL HAS
BEEN PREVIOUSLY GRANTED BY THE TRIAL COURT OR THIS COURT, it is
temporarily continued for a period not to exceed sixty days upon the bail previously
posted. The purpose of a continued stay is to allow Appellant to file with the Supreme
Court of Ohio an application for a stay during the pendency of proceedings in that court.
If a stay is continued by this entry, it will terminate at the earlier of the expiration of the
sixty day period, or the failure of the Appellant to file a notice of appeal with the Supreme
Court of Ohio in the forty-five day appeal period pursuant to Rule II, Sec. 2 of the Rules
of Practice of the Supreme Court of Ohio. Additionally, if the Supreme Court of Ohio
dismisses the appeal prior to expiration of sixty days, the stay will terminate as of the date
of such dismissal.
A certified copy of this entry shall constitute the mandate pursuant to Rule 27 of
the Rules of Appellate Procedure.
Abele, J. & McFarland, J.: Concur in Judgment and Opinion.
For the Court
BY: ________________________________
Michael D. Hess, Judge
NOTICE TO COUNSEL
Pursuant to Local Rule No. 14, this document constitutes a final judgment
entry and the time period for further appeal commences from the date of filing
with the clerk.