Settonni v. Settonni , 2012 Ohio 3084 ( 2012 )

[Cite as Settonni v. Settonni, 2012-Ohio-3084.]
Court of Appeals of Ohio
EIGHTH APPELLATE DISTRICT
COUNTY OF CUYAHOGA
JOURNAL ENTRY AND OPINION
No. 97784
MICHAEL F. SETTONNI
PLAINTIFF-APPELLANT
vs.
NANCY MARIE SETTONNI
DEFENDANT-APPELLEE
JUDGMENT:
AFFIRMED
Civil Appeal from the
Cuyahoga County Court of Common Pleas
Domestic Relations Division
Case No. D-331292
BEFORE: Sweeney, P.J., Rocco, J., and E. Gallagher, J.
RELEASED AND JOURNALIZED: July 5, 2012
ATTORNEYS FOR APPELLANT
Leedaun C. Williams
John D. Zoller
Zoller Biascsi Co., L.P.A.
490 The Caxton Building
812 Huron Road
Cleveland, Ohio 44115
FOR APPELLEE
Nancy M. Settonni, pro se
14905 Hummel Road, #81
Brook Park, Ohio 44142
JAMES J. SWEENEY, P.J.:
{¶1} This cause came to be heard on the accelerated calendar pursuant to App.R.
11.1 and Loc.R. 11.1, the trial court records, and briefs of counsel.
{¶2} Plaintiff-appellant Michael F. Settonni appeals the judgment of the Cuyahoga
County Court of Common Pleas, Domestic Relations Division, denying his motion for
relief from judgment. After careful review of the record and relevant case law, we affirm
the judgment of the trial court.
{¶3} Appellant and defendant-appellee Marie Settonni were married on October
14, 2005. The parties had no children together. On April 22, 2010, appellant filed a
complaint for divorce against appellee. Appellant and appellee represented themselves
pro se throughout the divorce proceedings. After a series of pretrial hearings, trial was
scheduled to take place on December 13, 2010 and December 14, 2010.
{¶4} On the morning of trial, appellee presented appellant with a proposed
Separation Agreement. On the second day of trial, the parties reached an agreement,
which included various alterations to the originally proposed Separation Agreement.
Pertinent to this appeal, the terms of the Separation Agreement were as follows:
SPOUSAL SUPPORT
Husband shall pay to Wife the sum of $500 per month as and for spousal
support for a period of two (2) years commencing June 30, 2011. The
Court retains jurisdiction to modify spousal support.
DEBTS
The Husband shall assume payment of * * * any tax liability accrued during
the marriage. He hereby indemnifies and holds the Wife harmless from
any and all expenses and liabilities arising from said debts.
{¶5} On December 14, 2010, the trial court issued a judgment of divorce, which
incorporated the Separation Agreement. However, with respect to spousal support, the
judgment entry altered the duration of support as agreed to in the Separation Agreement,
stating: “It is further ordered, adjudged and decreed that Plaintiff pay Defendant as and
for spousal support the sum of $500 per month for 48 months commencing June 30,
2011.” (Emphasis added). The handwritten amendment to the spousal support provision
in the judgment entry was acknowledged and initialed by both parties.
{¶6} On July 7, 2011, appellant filed a motion for relief from judgment. In his
motion, appellant alleged that he agreed to the terms of the Separation Agreement under
severe duress and was mentally incapable of comprehending the ramifications of the
inequitable agreement. Further, appellant alleged that the trial court’s modification of
the duration of spousal support in its judgment entry was a mistake, as evidenced by the
duration provision found in the incorporated Separation Agreement. On December 2,
2011, the trial court denied appellant’s motion for relief from judgment without holding
an evidentiary hearing.
{¶7} Appellant now brings this timely appeal, raising two assignments of error for
review:
I. The decision of the trial court to overrule appellant’s motion for relief
from judgment was an abuse of discretion.
II. The trial court’s denial of an evidentiary hearing on appellant’s motion
for relief from judgment was an abuse of discretion and a denial of
appellant’s due process rights.
Law and Analysis
I. Denial of Motion for Relief From Judgment
{¶8} In his first assignment of error, appellant argues that the trial court abused
its discretion by denying his motion for relief from judgment.
{¶9} We note that the trial court is vested with discretion in determining whether
to grant a motion for relief from judgment under Civ.R. 60(B), and that court’s ruling will
not be disturbed on appeal absent a showing of abuse of discretion. Rose Chevrolet, Inc.
v. Adams, 36 Ohio St.3d 17, 20, 520 N.E.2d 564 (1988). An abuse of discretion implies
that the court’s attitude is unreasonable, arbitrary, or unconscionable. Blakemore v.
Blakemore, 5 Ohio St.3d 217, 219, 450 N.E.2d 1140 (1983).
{¶10} Civ.R. 60(B) provides:
On motion and upon such terms as are just, the court may relieve a party or
his legal representative from a final judgment, order or proceeding for the
following reasons: (1) mistake, inadvertence, surprise or excusable neglect;
(2) newly discovered evidence which by due diligence could not have been
discovered in time to move for a new trial under Rule 59(B); (3) fraud
(whether heretofore denominated intrinsic or extrinsic), misrepresentation
or other misconduct of an adverse party; (4) the judgment has been
satisfied, released or discharged, or a prior judgment upon which it is based
has been reversed or otherwise vacated, or it is no longer equitable that the
judgment should have prospective application; or (5) any other reason
justifying relief from the judgment.
{¶11} To prevail on a motion brought under Civ.R. 60(B), the movant must
demonstrate that
(1) the party has a meritorious defense or claim to present if relief is
granted; (2) the party is entitled to relief under one of the grounds stated in
Civ.R. 60(B)(1) through (5); and (3) the motion is made within a reasonable
time, and, where the grounds of relief are Civ.R. 60(B)(1), (2) or (3), not
more than one year after the judgment, order or proceeding was entered or
taken.
GTE Automatic Elec., Inc. v. ARC Indus., Inc., 47 Ohio St.2d 146, 351 N.E.2d 113(1976), paragraph two of the syllabus.
{¶12} A failure to establish any one of the foregoing circumstances is ordinarily
fatal to a Civ.R. 60(B) motion. See Rose Chevrolet, Inc., 36 Ohio St.3d at 20, 520
N.E.2d 564 (stating that the trial court should overrule a Civ.R. 60(B) motion if the
movant fails to meet any one of the foregoing three requirements); GTE, 47 Ohio St.2d at
151, 351 N.E.2d 113 (stating that the three requirements are “conjunctive”).
{¶13} There is no dispute that appellant’s motion for relief from judgment was
timely. Turning to the second prong of the GTE test, our analysis focuses on whether
appellant has demonstrated that relief is available under one of the grounds stated in
Civ.R. 60(B). Here, appellant contends that he is entitled to relief from the December
14, 2010 judgment of divorce pursuant to Civ.R. 60(B)(1),(2), (3), (4), and (5).
Civ.R. 60(B)(1)
{¶14} As set forth above, under Civ.R. 60(B)(1), the trial court may “relieve a
party or his legal representative from a final judgment, order or proceeding for the
following reasons: (1) mistake, inadvertence, surprise or excusable neglect.” Appellant
contends that he is entitled to relief from judgment based on a mistake pertaining to the
duration of spousal support as stated in the December 14, 2010 judgment of divorce. In
support of said claim, appellant cites the fact that the provision concerning spousal
support in the judgment of divorce conflicts with the spousal support portion of the
parties’ Separation Agreement.
{¶15} On review of the record in its entirety, we are unable to conclude that the
trial court’s inclusion of a 48-month term of spousal support in its judgment of divorce
was a mistake. Although there is a difference in terms, the difference cannot be
classified as a “mistake.” The record reflects that the parties engaged in negotiations
during the December 13, 2010 hearing, and there is nothing to refute the trial court’s
finding that the difference between the spousal support duration in the Separation
Agreement and the judgment of divorce was based on the parties’ decision to alter those
terms during the December 14, 2010 hearing.
{¶16} The terms of the judgment of divorce were explained to the parties in great
detail, and alteration of the duration of spousal support was done with the consent and
acknowledgment of the parties, as evidenced by their initials on the revision.
{¶17} Appellant further claims that he was “surprised” by the presentation of the
proposed Separation Agreement on the day of trial. However, under the circumstances of
this case, we cannot say that appellee’s presentation of the proposed Separation
Agreement at trial equated to a “surprise” as contemplated by Civ.R. 60(B)(4). The
record reflects that appellant was presented with the proposed Separation Agreement no
later than the first day of trial. Negotiations occurred throughout December 13, 2010,
and the final agreement was not entered into until sometime during the second day of
trial, December 14, 2010.
{¶18} Appellant was provided with ample time to review the terms of the
agreement and, if necessary, seek legal counsel. Therefore, appellant has failed to
demonstrate that he was entitled to relief pursuant to Civ.R. 60(B)(1).
Civ.R. 60(B)(2)
{¶19} Civ.R. (B)(2) grants authority to vacate a judgment based on “newly
discovered evidence which by due diligence could not have been discovered in time to
move for a new trial under Civ.R. 59(B).”
{¶20} As stated in the Separation Agreement, appellant indemnified appellee of all
debts arising from the parties’ jointly-filed tax returns. During the parties’ marriage, they
incurred a federal tax liability of approximately $172,000, for which they were jointly and
severally liable. Appellant contends that the judgment of divorce should be vacated
because at the time of trial, he was unaware that appellee had been found by the Internal
Revenue Service (“IRS”) to be responsible for $44,556.21 of the total $172,000 tax
liability.
{¶21} To warrant the granting of a new trial on the grounds of newly discovered
evidence,
“it must be shown that the new evidence (1) discloses a strong probability
that it will change the result if a new trial is granted, (2) has been
discovered since the trial, (3) is such as could not in the exercise of due
diligence have been discovered before the trial, (4) is material to the issues,
(5) is not merely cumulative to former evidence, and (6) does not merely
impeach or contradict the former evidence.”
State v. Barnes, 8th Dist. No. 95557, 2011-Ohio-2917, ¶ 23, quoting State v. Petro, 148
Ohio St. 505, 76 N.E.2d 370 (1947), syllabus.
{¶22} On review of the record, we find that appellant has failed to establish that
the decision of the IRS was “newly discovered” or that it could not have been earlier
discovered with due diligence during the pendency of the proceedings. The undisputed
facts in the record indicate that appellee filed a petition for innocent spouse relief with the
IRS prior to the parties’ divorce. Subsequently, the IRS issued its notice of intent to deny
appellee’s innocent spouse claim on March 12, 2010. Thus, the IRS’s decision occurred
approximately one month prior to appellant’s filing of the complaint for divorce and
approximately eight months before the judgment of divorce.
{¶23} This does not constitute evidence that is “newly discovered” as anticipated
by the rule. “Relief from judgment may be granted based on newly discovered evidence,
but similar to Civ.R. 59, evidence that could have been discovered prior to trial by the
exercise of due diligence does not qualify as newly discovered evidence.” Riesbeck v.
Indus. Paint and Strip, 7th Dist. No. 08 MO 11, 2009-Ohio-6250, ¶ 18.
{¶24} Through the exercise of due diligence, appellant would have discovered this
information prior to the December 14, 2010 judgment of divorce. Appropriately,
appellant was not entitled to relief pursuant to Civ.R. 60(B)(2).
Civ.R. 60(B)(3)
{¶25} Civ.R. 60(B)(3) provides for relief from a judgment if there is “a fraud,
misrepresentation or other misconduct of an adverse party.” Generally, the party seeking
relief bears the burden of proving such fraud, misrepresentation, or misconduct by clear
and convincing evidence. Noble v. Noble, 10th Dist. No. 07AP-1045, 2008-Ohio-4685,
at ¶ 19.
{¶26} Appellant contends that appellee’s conduct throughout the divorce
proceedings constituted “gross misconduct in the form of duress.” In his affidavit
attached to his motion for relief from judgment, appellant maintained that he suffered
from bipolar disorder and depression throughout the divorce proceedings. Further,
appellant stated in his affidavit that appellee knowingly made threats of physical and
emotional harm to exploit appellant’s mental illness and compel him to acquiesce to the
unfair and unconscionable terms of the Separation Agreement.
{¶27} After a thorough review of the record, we conclude that appellant did not
present to the trial court, either in his motion or in his self-serving affidavit, sufficient
operative facts to warrant relief under Civ.R. 60(B)(3). Appellant’s assertion in support of
his allegations, that appellee induced him to sign the Separation Agreement while he was
under duress and the influence of medication, even if corroborated and true, does not
constitute sufficient operative facts to warrant relief under Civ.R. 60(B). Such an
assertion rises only to the level of a mere general allegation that these events occurred.
See Hagaman v. Hagaman, 9th Dist. No. 16861, 1995 Ohio App. LEXIS 1286, *6 (Mar.
29, 1995) (stating that “[w]hile a party is certainly permitted to allege fraud, misconduct,
or other grounds justifying relief under Civ.R. 60(B), [appellant’s] blanket assertion that
such conduct occurred rose only to the level of a ‘mere general allegation’ that such
conduct did occur”).
{¶28} Without more, we are unable to find the requisite fraud, misrepresentation,
or misconduct by an adverse party to reverse the judgment of the trial court pursuant to
Civ.R. 60(B)(3).
Civ.R. 60(B)(4)
{¶29} Civ.R. 60(B)(4) grants authority to grant relief from judgment “when it is no
longer equitable that the judgment should have prospective application.”
{¶30} Appellant does not claim that anything has happened since the judgment of
divorce to render that judgment inequitable. Instead, appellant contends that the
judgment of divorce was never equitable and thus, pursuant to Civ.R. 60(B)(4), should be
vacated. Relief from judgment pursuant to Civ.R. 60(B)(4) is not appropriate is such
scenarios. Melkerson v. Melkerson, 11th Dist. No. 2009-G-2887, 2009-Ohio-6381, ¶ 50.
Rather, “relief under Civ.R. 60(B)(4) is only afforded to those individuals who are
subjected to circumstances which could not be foreseen or controlled.” Yearwood v.
Yearwood, 2d District No. 16352, 1997 Ohio App. LEXIS 5965 (Dec. 31, 1997).
{¶31} In Knapp v. Knapp, 24 Ohio St.3d 141, 493 N.E.2d 1353 (1986), the Ohio
Supreme Court held that the “it is no longer equitable” clause of Civ.R. 60(B)(4) “will not
relieve a litigant from the consequences of his voluntary, deliberate choice to enter into a
separation agreement in a dissolution of marriage proceeding.” Id. at syllabus. The
Ohio Supreme Court reasoned, “[i]t is abundantly clear from the record that [the former
husband] made a voluntary, deliberate choice to enter into the settlement agreement. * *
* It would be unfair to relieve either party from the consequences of these choices
simply because hindsight indicates they may not have been wise choices.” Id. at 145.
{¶32} In Lefevre v. Lefevre, 8th Dist. No. 56470, 1990 LEXIS 163 (Jan. 25, 1990),
this court found that the holding in Knapp curtailing the use of Civ.R. 60(B)(4) to relieve
a party from the consequences of his voluntary, deliberate choice to enter into a
separation agreement, extended to divorces as well as dissolutions. We stated that “[t]he
fact that the case herein involves a divorce proceeding as opposed to a dissolution as in
Knapp is immaterial since the separation agreement incorporated into the divorce decree
was voluntarily entered into between the parties as was the separation agreement in
Knapp.” LeFevre at *10; see also Williams v. Williams, 8th Dist. No. 60118, 1991 Ohio
App. LEXIS 833 (Feb. 28, 1991) (entitlement to relief pursuant to Civ.R. 60(B)(4) cannot
be established where the movant seeks to be relieved of the consequences of his
voluntary, deliberate choice to enter into a separation agreement).
{¶33} In the present case, appellant was in the best position to evaluate and
negotiate the terms of the Separation Agreement. Appellant cannot now rely on Civ.R.
60(B)(4) to vacate his voluntary, deliberate choice to enter into an agreement merely
because hindsight reveals he may not have made a wise choice. Under the present
circumstances, the trial court did not abuse its discretion in refusing to vacate the
judgment of divorce under Civ.R. 60(B)(4).
Civ.R. 60(B)(5)
{¶34} Finally, appellant argues that he is entitled to relief under the “‘catch-all’
provision” of 60(B)(5), which “reflects the inherent power of a court to relieve a person
from the unjust operation of a judgment.” Caruso-Ciresi, Inc. v. Lohman, 5 Ohio St.3d
64, 448 N.E.2d 1365 (1983), paragraph one of the syllabus.
{¶35} Appellant’s motion for Civ.R. 60(B)(5) relief merely reiterates the
arguments raised above. Accordingly, we are unable to conclude that this was an
“extraordinary and unusual case” where the “interests of justice” warranted relief under
Civ.R. 60(B)(5). Harrison v. Doerner, 8th Dist. No. 94270, 2010-Ohio-4682, ¶ 18.
{¶36} Based on the foregoing, we find that appellant has failed to satisfy the
second prong of the GTE test. Therefore, the trial court did not abuse its discretion in
denying appellant’s motion for relief from judgment.
{¶37} Appellant’s first assignment of error is overruled.
II. Failure to Hold Evidentiary Hearing
{¶38} In his second assignment of error, appellant argues that the trial court abused
its discretion by failing to hold an evidentiary hearing to effectively rule on the motion for
relief from judgment.
{¶39} A party who files a Civ.R. 60(B) motion for relief from judgment is not
automatically entitled to a hearing on the motion. Instead, the movant bears the burden
of demonstrating that he or she is entitled to a hearing on the motion. To warrant a
hearing on a Civ.R. 60(B) motion, the movant must allege operative facts that would
warrant relief under Civ.R. 60(B). Kay v. Marc Glassman, Inc., 76 Ohio St.3d 18, 19,
665 N.E.2d 1102 (1996). Although a movant is not required to submit evidentiary
material in support of the motion, a movant must do more than make bare allegations of
entitlement to relief. French v. Taylor, 4th Dist. No. 01CA15, 2002-Ohio-114; see also
Your Fin. Community of Ohio, Inc. v. Emerick, 123 Ohio App.3d 601, 607, 704 N.E.2d
1265 (10th Dist.1997).
{¶40} In the case subjudice, appellant presented a brief, his affidavit, and five
exhibits to support his motion for relief from judgment. On review of those materials,
the trial court concluded that appellant failed to present evidence sufficient to warrant a
hearing on the motion for relief. We agree. Appellant failed to satisfy his burden of
showing operative facts that would entitle him to relief under Civ.R. 60(B). The trial
court, therefore, was not required to hold a hearing on the motion.
{¶41} Appellant’s second assignment of error is overruled.
{¶42} Judgment affirmed.
It is ordered that appellee recover from appellant costs herein taxed.
The court finds there were reasonable grounds for this appeal.
It is ordered that a special mandate be sent to said court to carry this judgment into
execution.
A certified copy of this entry shall constitute the mandate pursuant to Rule 27 of
the Rules of Appellate Procedure.
JAMES J. SWEENEY, PRESIDING JUDGE
KENNETH A. ROCCO, J., and
EILEEN A. GALLAGHER, J., CONCUR