State v. Williams , 2019 Ohio 5381 ( 2019 )

[Cite as State v. Williams, 2019-Ohio-5381.]
IN THE COURT OF APPEALS OF OHIO
THIRD APPELLATE DISTRICT
ALLEN COUNTY
STATE OF OHIO,
PLAINTIFF-APPELLEE, CASE NO. 1-19-39
v.
KENT WILLIAMS, OPINION
DEFENDANT-APPELLANT.
Appeal from Allen County Common Pleas Court
Trial Court No. CR 2018 0070
Judgment Affirmed
Date of Decision: December 30, 2019
APPEARANCES:
Andrea M. Brown for Appellant
Jana E. Emerick for Appellee
Case No. 1-19-39
ZIMMERMAN, P.J.
{¶1} Defendant-appellant, Kent D. Williams (“Williams”), appeals the May
6, 2019 judgment entry of sentence of the Allen County Common Pleas Court. For
the reasons that follow, we affirm.
{¶2} This case stems from a June 17, 2017 altercation between Williams and
Lindsey McCoy (“McCoy”), nka Lindsey Kramer, and Tyler Dunlap (“Dunlap”) of
the Ohio Department of Rehabilitation and Correction that occurred while Williams
was an inmate at Allen-Oakwood Correctional Institution (“ACI”). As a result of
the altercation, Williams was indicted on two counts of assault in violation of R.C.
2903.13(A), (C)(3), third-degree felonies. (Doc. No. 1.) On February 23, 2018,
Williams appeared for arraignment and entered pleas of not guilty. (Doc. No. 8).
{¶3} After a bench trial on May 6, 2019, the trial court found Williams guilty
of both counts in the indictment. (Doc. Nos. 82, 155); (May 6, 2019 Tr. at 64-65).
On June 17, 2019, the trial court sentenced Williams to 9 months in prison on each
count, respectively, and ordered the terms to be served consecutively, for an
aggregate sentence of 18 months in prison. (Doc. No. 162). The trial court also
ordered the prison terms to be served consecutive to a prison term imposed in
another case. (Id.).
{¶4} Williams filed his notice of appeal on June 21, 2019. (Doc. No. 165).
He raises one assignment of error for our review.
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Assignment of Error
The Trial Court’s Guilty Verdict As To Each Count Of Assault
Was Not Supported By Sufficient Evidence And Was Against The
Manifest Weight Of The Evidence.
{¶5} In his assignment of error, Williams argues that his assault convictions
are based on insufficient evidence and that his convictions are against the manifest
weight of the evidence. In particular, Williams argues that the trial court lost its
way in evaluating the evidence to conclude that he acted in self-defense.
Standard of Review
{¶6} Manifest “weight of the evidence and sufficiency of the evidence are
clearly different legal concepts.” State v. Thompkins, 78 Ohio St.3d 380, 389
(1997). Thus, we address each legal concept individually.
{¶7} “An appellate court’s function when reviewing the sufficiency of the
evidence to support a criminal conviction is to examine the evidence admitted at
trial to determine whether such evidence, if believed, would convince the average
mind of the defendant’s guilt beyond a reasonable doubt.” State v. Jenks, 61 Ohio
St.3d 259 (1981), paragraph two of the syllabus, superseded by state constitutional
amendment on other grounds, State v. Smith, 80 Ohio St.3d 89 (1997). Accordingly,
“[t]he relevant inquiry is whether, after viewing the evidence in a light most
favorable to the prosecution, any rational trier of fact could have found the essential
elements of the crime proven beyond a reasonable doubt.” Id. “In deciding if the
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evidence was sufficient, we neither resolve evidentiary conflicts nor assess the
credibility of witnesses, as both are functions reserved for the trier of fact.” State v.
Jones, 1st Dist. Hamilton Nos. C-120570 and C-120571, 2013-Ohio-4775, ¶ 33,
citing State v. Williams, 197 Ohio App.3d 505, 2011-Ohio-6267, ¶ 25 (1st Dist.).
See also State v. Berry, 3d Dist. Defiance No. 4-12-03, 2013-Ohio-2380, ¶ 19
(“Sufficiency of the evidence is a test of adequacy rather than credibility or weight
of the evidence.”), citing Thompkins at 386.
{¶8} On the other hand, in determining whether a conviction is against the
manifest weight of the evidence, a reviewing court must examine the entire record,
“‘weigh[ ] the evidence and all reasonable inferences, consider[ ] the credibility of
witnesses and determine[ ] whether in resolving conflicts in the evidence, the [trier
of fact] clearly lost its way and created such a manifest miscarriage of justice that
the conviction must be reversed and a new trial ordered.’” Thompkins at 387,
quoting State v. Martin, 20 Ohio App.3d 172, 175 (1st Dist.1983). A reviewing
court must, however, allow the trier of fact appropriate discretion on matters relating
to the weight of the evidence and the credibility of the witnesses. State v. DeHass,
10 Ohio St.2d 230, 231 (1967). When applying the manifest-weight standard,
“[o]nly in exceptional cases, where the evidence ‘weighs heavily against the
conviction,’ should an appellate court overturn the trial court’s judgment.” State v.
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Haller, 3d Dist. Allen No. 1-11-34, 2012-Ohio-5233, ¶ 9, quoting State v.
Hunter, 131 Ohio St.3d 67, 2011-Ohio-6524, ¶ 119.
Sufficiency of the Evidence
{¶9} We begin by addressing the sufficiency of the evidence supporting
Williams’s assault convictions. Williams does not dispute that the State proved the
elements of assault. Rather, he argues on appeal that his assault convictions are
unsupported by sufficient evidence because he presented sufficient evidence that he
acted in self-defense.
{¶10} Williams’s challenge to the sufficiency of the evidence as to self-
defense is inappropriate. See State v. Vasquez, 10th Dist. Franklin No. 13AP-366,
2014-Ohio-224, ¶ 52. Self-defense is an affirmative defense, and the accused bears
the burden of proving it by a preponderance of the evidence. State v. Belanger, 190
Ohio App.3d 377, 2010-Ohio-5407, ¶ 4 (3d Dist.), citing State v. Williford, 49 Ohio
St.3d 247 (1990). See also R.C. 2901.05(A). “The ‘due process ‘sufficient
evidence’ guarantee does not implicate affirmative defenses, because proof
supportive of an affirmative defense cannot detract from proof beyond a reasonable
doubt that the accused had committed the requisite elements of the crime.’”
Vasquez at ¶ 52, quoting State v. Hancock, 108 Ohio St.3d 57, 2006-Ohio-160, ¶
37. Therefore, we need to address Williams’s self-defense arguments only in our
analysis of the manifest weight of the evidence. Id.-5-
Case No. 1-19-39
Manifest Weight of the Evidence Analysis
{¶11} Williams was convicted of assault in violation of R.C. 2903.13(A);
however, he does not dispute that the State proved the elements of that offense.
Rather, Williams argues that the trial court lost its way in concluding that he did not
act in self-defense. Williams argues that the evidence adduced at trial demonstrated
that he used force on McCoy and Dunlap in self-defense.
{¶12} “‘Self-defense is an affirmative defense, which means that the burden
of going forward is on the defendant who must prove each element by a
preponderance of the evidence.’”1 State v. Oates, 3d Dist. Hardin No. 6-12-19,
2013-Ohio-2609, ¶ 10, quoting State v. Kimmell, 3d Dist. Wyandot No. 16-10-06,
2011-Ohio-660, ¶ 19, citing State v. Densmore, 3d Dist. Henry No. 7-08-04, 2009-
Ohio-6870, ¶ 24 and R.C. 2901.05 (2008) (current version at R.C. 2901.05
(2019)). “Affirmative defenses such as self-defense ‘“do not seek to negate any
elements of the offense which the State is required to prove” but rather they “admit[]
the facts claimed by the prosecution and then rel[y] on independent facts or
circumstances which the defendant claims exempt him from liability.”’” Id. at ¶ 10,
1
Subsequent to the indictment in this case, R.C. 2901.05 was amended to require the “the prosecution [to]
prove beyond a reasonable doubt that the accused person did not use the force in self-defense, defense of
another, or defense of that person’s residence, as the case may be.” R.C. 2901.05(B)(1) (Mar. 28, 2019). We
apply the version of R.C. 2901.05 in effect at the time the defendant committed the offense. See State v.
Koch, 2d Dist. Montgomery No. 28000, 2019-Ohio-4099, ¶ 103 (concluding that the defendant was “not
entitled to retroactive application of the burden shifting changes by the legislature to Ohio’s self-defense
statute, R.C. 2901.05, as a result of H.B. 228”). See also State v. Crowe, 3d Dist. Allen No. 1-19-12, 2019-
Ohio-3986, ¶ 15, fn. 1. Although the trial court applied the amended version of the statute, the result is the
same.
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quoting State v. Smith, 3d Dist. Logan No. 8-12-05, 2013-Ohio-746, ¶ 32, quoting
State v. Martin, 21 Ohio St.3d 91, 94 (1986).
{¶13} “The elements of self-defense differ depending on whether the
defendant used deadly or non-deadly force to defend himself.” State v. Bagley, 3d
Dist. Allen No. 1-13-31, 2014-Ohio-1787, ¶ 15, citing State v. Densmore, 3d Dist.
Henry No. 7-08-04, 2009-Ohio-6870, ¶ 25.
{¶14} To establish self-defense through the use of non-deadly force, an
accused must prove: (1) the accused was not at fault in creating the situation giving
rise to the affray, (2) the accused (even if mistaken) had a bona fide belief that he
was in imminent danger of any bodily harm; and (3) the only means to protect
himself from such danger was the use of force not likely to cause death or great
bodily harm. Accord State v. Vu, 10th Dist. Franklin No. 09AP-606, 2010-Ohio-
4019, ¶ 10; State v. Juntunen, 10th Dist. Franklin No. 09AP-1108, 2010-Ohio-5625,
¶ 21; Ohio Jury Instructions, CR Section 421.21 (Rev. Aug. 16, 2006). See In re
J.J., 5th Dist. Licking No. 16 CA 44, 2016-Ohio-8567, ¶ 14; State v. Koch, 2d Dist.
Montgomery No. 28000, 2019-Ohio-4099, ¶ 62; State. v. Jeffers, 11th Dist. Lake
No. 2007-L-011, 2008-Ohio-1894, ¶ 81. See also State v. Wagner, 3d Dist. Seneca
No. 13-15-18, 2015-Ohio-5183, ¶ 10. “In instances where less than deadly force is
used, the defendant need only show a fear of bodily harm, not of death or great
bodily harm.” State v. Brown, 2d Dist. Montgomery No. 27312, 2017-Ohio-7424,
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¶ 24, citing State v. Gee, 2d Dist. Miami No. 87-CA-22, 1987 WL 20260, *2 (Nov.
17, 1987) and State v. Perez, 72 Ohio App.3d 468, 472 (10th Dist.1991).
Both versions of self-defense, however, use the term “great bodily
harm”: self-defense involving deadly force uses the term to describe
the level of harm the defendant must perceive before he or she is
justified in using deadly force, while self-defense with non-deadly
force uses the term to describe the level of force a defendant may not
apply.
Juntunen at ¶ 23. See Jeffers at ¶ 68. Likewise, there is no duty to retreat in cases
involving non-deadly force. Brown at ¶ 25, citing State v. Kucharski, 2d Dist.
Montgomery No. 20815, 2005-Ohio-6541, ¶ 21, citing Perez at 472. “‘[I]f there is
sufficient evidence on the issue of self-defense involving non-deadly force * * * the
trial court must instruct the jury on that defense.’” Jeffers at ¶ 76, quoting State v.
Griffin, 2d Dist. Montgomery No. 20681, 2005-Ohio-3698, ¶ 16, citing State v.
Ervin, 75 Ohio App.3d 275, 279 (8th Dist.1991). “If a defendant fails to prove any
one of the elements of self-defense by a preponderance of the evidence, he has failed
to demonstrate that he acted in self-defense.” (Italics added.) State v. Kimmel, 3d
Dist. Wyandot No. 16-10-06, 2011-Ohio-660, ¶ 21, citing State v. Jackson, 22 Ohio
St.3d 281, 284 (1986).
When the situation involves the use of force against law enforcement
officers, a private citizen may not—in the absence of excessive or
unnecessary force by an arresting officer—use force to resist arrest by
one he knows, or has good reason to believe, is an authorized police
officer engaged in the performance of his duties, whether or not the
arrest is illegal under the circumstances.
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State v. Fritz, 2d Dist. Montgomery No. 20796, 2005-Ohio-4736, ¶ 21, citing State
v. Scimemi, 2d Dist. Clark No. 94-CA-58, 1995 WL 329031, ¶ 24 (June 2, 1995),
Columbus v. Fraley, 41 Ohio St.2d 173, (1975), paragraph three of syllabus, and
State v. Wenger, 58 Ohio St.2d 336 (1979). The standard for establishing self-
defense is heightened when a police officer is the victim. State v. Shepard, 11th
Dist. Ashtabula No. 2003-A-0028, 2006-Ohio-4315, ¶ 31, citing State v. Grace, 9th
Dist. Summit No. 16950, 1995 WL 598502, *15 (Oct. 11, 1995).
{¶15} At trial, McCoy identified State’s exhibit “1,” a video recording
depicting the altercation. (Id. at 9-10). McCoy testified that Williams was
segregated in a restrictive-housing unit receiving limited privileges for rule
infractions within the institution or awaiting transport to a higher security facility.
(May 6, 2019 Tr. at 8). According to McCoy, inmates in that unit receive two
mandatory one-hour recreation periods. (Id. at 10). She testified that Williams was
confrontational over a disagreement with her and Dunlap regarding the allotted-
recreational time—refusing to return to his cell after a recreational period. (Id. at
12). McCoy further testified that because Williams refused to comply with the order
to return to his cell, Dunlap placed his hand on Williams’s left elbow and said,
“Come on, man, it doesn’t have to be like that.” (Id. at 14). As a result, according
to McCoy, Williams “took an aggressive stance,” and stated, “Well, if this is how
it’s going to be then I’m not locking down.” (Id.). Thereafter, according to McCoy,
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Williams and Dunlap exchanged punches. (Id. at 15). McCoy testified that she
attempted to alert the control center through her “man down” device; however, it
was inoperable. (Id. at 15). The altercation escalated and McCoy chose to assist
Dunlap, rather than seek assistance. (Id.). McCoy testified that Williams struck her
twice in the left eye, and struck Dunlap so many times that she “couldn’t even
count.” (Id. at 16). On cross-examination, McCoy testified that Dunlap did not
attack Williams unjustifiably. (Id. at 19). She also testified that the video does not
show Williams’s aggressive stance. (Id. at 25)
{¶16} Williams testified in his defense that he was “upset and told [McCoy
and Dunlap he was] not locking down.” (Id. at 34, 36, 39). However, he refuted
McCoy’s claim that he took an aggressive stance. (Id. at 36). Rather, he testified
that he was tackled by all the correctional officers with Dunlap placing him in a
choke hold.2 (Id. at 37). Williams testified that he began hitting Dunlap with his
(Dunlap’s) radio in self-defense. (Id. at 37-38).
{¶17} Williams also presented the testimony of Kenneth Hill (“Hill”) who
testified that Williams refused to comply with their orders because McCoy and
Dunlap ended the recreational period early. (Id. at 43-44). According to Hill,
Williams refused to comply with their order, “Dunlap grabbed him and spun him
2
Williams does not identify which correctional officers or how many correctional officers were involved in
the altercation.
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around and rabbit punched him about ten times.” (Id. at 44). As a result, Williams
said, “he didn’t have no choice but to defend himself.” (Id. at 45).
{¶18} Williams also presented the testimony of Richard Mort (“Mort”) who
testified that he “didn’t really watch” the altercation between Williams and Dunlap.
(Id. at 48). He testified that after hearing the commotion, he exited his cell, which
was on the top tier of the segregation unit, and saw “a couple of fists thrown and a
walkie-talkie go sliding and mace being sprayed.” (Id. at 49). Because Mort
smelled mace and “didn’t want [to be] maced,” he returned to his cell. (Id. at 48-
49).
{¶19} We conclude that the trial court did not lose its way as to Williams’s
self-defense assertion. First, Williams must show that he was not at fault for
creating the situation giving rise to the affray. Here, there is no dispute that
Williams was non-compliant with the orders of McCoy and Dunlap, because
Williams refused the order to return to his cell. As such, Dunlap was permitted to
use “less-than-deadly force” against Williams to control the situation. See Ohio
Adm.Code 5120-9-01(2)(a)-(d) (2004) (current version at Ohio Adm.Code 5120-9-
01(2)(a)-(d) (2019)). See also Shepard, 2006-Ohio-4315, at ¶ 31 (concluding that
the heightened standard for non-deadly force self-defense applies to correctional
staff performing their duties in an institution when attempting to control an inmate).
In other words, Dunlap was not the initial aggressor, and Williams was not
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privileged under the circumstances to resist the correctional officers’ orders.
Ultimately, McCoy and Dunlap’s use of less-than-deadly force was required in
order to return Williams to his cell.
{¶20} Upon our review, we conclude that the weight of the evidence supports
that Williams was at fault for creating the situation. Because the elements of self-
defense are cumulative and Williams cannot establish he was not at fault for creating
the situation, Williams failed to demonstrate that he acted self-defense. Kimmel,
2011-Ohio-660, at ¶ 21, citing Jackson, 22 Ohio St.3d at 284.
{¶21} For these reasons, we cannot conclude that that the trial court lost its
way by concluding that Williams did not act in self-defense and created such a
manifest miscarriage of justice that Williams’s assault convictions must be reversed
and a new trial ordered. Accordingly, Williams’s assignment of error is overruled.
{¶22} Having found no error prejudicial to the appellant herein in the
particulars assigned and argued, we affirm the judgment of the trial court.
Judgment Affirmed
SHAW and WILLAMOWSKI, J.J., concur.
/jlr
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