State v. Roberts , 2020 Ohio 3391 ( 2020 )

[Cite as State v. Roberts, 2020-Ohio-3391.]
IN THE COURT OF APPEALS OF OHIO
SECOND APPELLATE DISTRICT
CLARK COUNTY
STATE OF OHIO :
:
Plaintiff-Appellee : Appellate Case No. 2018-CA-8
:
v. : Trial Court Case No. 2017-CR-495A
:
ANDRE J. ROBERTS : (Criminal Appeal from
: Common Pleas Court)
Defendant-Appellant :
:
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OPINION
Rendered on the 19th day of June, 2020.
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JOHN M. LINTZ, Atty. Reg. No. 0097715, Assistant Prosecuting Attorney, Clark County
Prosecutor’s Office, 50 East Columbia Street, Suite 449, Springfield, Ohio 45502
Attorney for Plaintiff-Appellee
BEN M. SWIFT, Atty. Reg. No. 0065745, P.O. Box 49637, Dayton, Ohio 45449
Attorney for Defendant-Appellant
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DONOVAN, J.
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{¶ 1} Andre J. Roberts appeals from his conviction, following his guilty pleas, on
six counts of trafficking in heroin. We hereby affirm the judgment of the trial court.
{¶ 2} Roberts was indicted on August 21, 2017 on 34 counts 1 of drug-related
offenses. The indictment also included a forfeiture specification related to a sum of
currency. Roberts initially pled not guilty. On November 13, 2017, Roberts entered
pleas of guilty to six counts of trafficking in heroin (Counts 1, 3, 9, 15, 21, and 28 in the
indictment), in violation of R.C. 2925.03(A)(1). Counts 1, 3, and 28 were felonies of the
fourth degree, and Counts 9, 15, and 21 were felonies of the fifth degree. He also agreed
to forfeit the currency. On December 7, 2017, the court sentenced Roberts to 12 months
each on Counts 1, 3, and 28, and to 10 months each on Counts 9, 15, and 21. The court
ordered that the sentences be served consecutively, for a total term of 66 months.
{¶ 3} A prior attorney retained by Roberts filed a notice of appeal on his behalf on
January 11, 2018, as well as a motion for leave to file a delayed appeal, because the
notice of appeal was untimely; this Court sustained the motion for delayed appeal. On
July 30, 2018, this Court issued a notice of intent to remove counsel, noting that appellate
counsel had failed to file an appellate brief. Appellate counsel subsequently filed a brief
pursuant to Anders v. California, 386 U.S. 738, 87 S. Ct. 1396, 18 L. Ed. 2d 493 (1967), as
well as a motion to withdraw as counsel. This Court notified Roberts of the Anders filing
and gave him 60 days to file a pro se brief assigning any errors for our review. Roberts’s
pro se brief was received on January 9, 2019, and the State responded on March 5, 2019.
{¶ 4} On March 25, 2019, this Court filed a Decision and Entry which noted that a
1
The indictment contained 35 counts, but Count 27 indicted a different person for a drug
offense.
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“retained attorney is not required to comply with the process set forth in Anders in order
to withdraw,” and we sustained retained counsel’s motion to withdraw. This Court
ordered Roberts to advise it in writing whether he wished to proceed with the appeal on
the pro se brief he had filed on January 9, 2019 or to seek the appointment of new counsel
to represent him in this appeal. By written correspondence, Roberts requested the
appointment of new counsel to represent him on appeal. (Decision and Entry, April 26,
2019.)
{¶ 5} We appointed an attorney to represent Roberts on April 29, 2019, and that
attorney filed an Anders brief on Roberts’s behalf on July 29, 2019. Counsel raised three
potential assignments of error. On August 12, 2019, we gave Roberts 60 days to file a
pro se brief assigning any errors for our review; no brief was received.
{¶ 6} In a Decision and Entry filed on November 6, 2019, this Court observed that,
although the record reflected that a full transcript of the proceedings had been ordered,
the record before us did not contain a transcript of Roberts’s December 4, 2017 plea
hearing. Because a determination that there are no meritorious issues for appeal
pursuant to Anders cannot be made unless the record contains transcripts of all on-the-
record proceedings in the trial court, this Court rejected the Anders brief, appointed new
counsel, and ordered new counsel to supplement the record, review the entire record,
and raise any issues found have arguable merit.
{¶ 7} On August 12, 2019, Roberts’s current attorney was appointed to represent
him. Roberts now asserts three assignments of error on appeal.
{¶ 8} The first assignment of error states:
THE RECORD IN THIS CASE DOES NOT SUPPORT
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FORFEITURE AND THE STATUTORY REQUIREMENTS FOR
FORFEITURE WERE NOT MET.
{¶ 9} Roberts’s indictment included the following specification after the 35th count:
Specification of Forfeiture for Proceeds and/or Instrumentalities: The Grand
Jurors further find and specify that the substance, devise, instrument, or
article involved in the offense, to-wit: $4,150 in U.S. Currency, constitutes
proceeds derived from or acquired through the commission of a felony
offense and/or was used in or intended for use in the commission of a
felony, and therefore is subject to forfeiture pursuant to Chapter 2981 of the
Ohio Revised Code.
{¶ 10} At Roberts’s plea hearing, after the court delineated the offenses set forth
in counts 1, 3, 9, 15, 21, and 28, and their maximum penalties, the court stated:
The plea form indicates that in return for the plea of guilty to these
six charges and an agreement to forfeit $4,150 in U.S. currency, which is
set forth in the specification of forfeiture as constituting proceeds derived
from or acquired through the commission of a felony offense or used or
intended for use in commission of a felony, in return for the plea of guilty to
those six charges and the forfeiture agreement, the State will move to
dismiss the remaining counts of the indictment and a presentence
investigation will be conducted prior to disposition.
{¶ 11} Defense counsel indicated that these were the terms of the agreement.
The court then informed Roberts that, before he could be required to forfeit the $4,150,
the State would be required to prove by clear and convincing evidence that the currency
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constituted proceeds “derived from or acquired through the commission of a felony
offense and/or was used or intended to be used in the commission of a felony and was a
substance, device, instrument, or article involved in the offense.” Roberts indicated his
understanding of this requirement, reiterated his intention to waive the rights that had
previously been discussed with him, and indicated his desire to enter the plea agreement
and “admit” to the forfeiture of the $4,150.
{¶ 12} Roberts’s plea from set forth that he pled guilty to counts 1, 3, 9, 15, 21, 28
and forfeited the $4,150 in currency, in exchange for dismissal of the remaining counts in
indictment and the preparation of a presentence investigation report.
{¶ 13} With respect to forfeiture, this Court has stated:
R.C. Chapter 2981 permits “[a] law enforcement officer [to] seize
property that the officer has probable cause to believe is property subject to
forfeiture.” R.C. 2981.03(A)(2). Such property includes “contraband,”
“proceeds” from the commission of an offense, and “instrumentalities”
involved in the commission of felonies and certain other offenses. See R.C.
2981.01(B)(13) (defining “property subject to forfeiture”). A State or
political subdivision acquires provisional title to property subject to
forfeiture, upon commission of an offense giving rise to forfeiture. R.C.
2981.03(A)(1). This provisional title is subject to claims of third parties and
a final forfeiture adjudication. R.C. 2981.03(A)(1); State v. Jamison, 2d Dist.
Montgomery No. 23211, 2010-Ohio-965, ¶ 21.
(Footnote omitted.) State v. Bolton, 2017-Ohio-7263, 97 N.E.3d 37, ¶ 11 (2d Dist.).
{¶ 14} R.C. 2941.1417 governs specifications concerning the forfeiture of property;
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it provides:
(A) Property is not subject to forfeiture in a criminal case unless the
indictment, count in the indictment, or information charging the offense
specifies, to the extent it is reasonably known at the time of filing, the nature
and extent of the alleged offender's interest in the property, a description of
the property, and, if the property is alleged to be an instrumentality, the
alleged use or intended use of the property in the commission or facilitation
of the offense. The specification shall be stated at the end of the body of the
indictment, count, or information and shall be in substantially the following
form:
“SPECIFICATION (or SPECIFICATION TO THE FIRST COUNT).
The grand jurors (or insert the person's or prosecuting attorney's name
when appropriate) further find and specify that (set forth the alleged
offender's interest in the property, a description of the property subject to
forfeiture, and any alleged use or intended use of the property in the
commission or facilitation of the offense).”
(B) The trier of fact shall determine whether the property is subject
to forfeiture.
{¶ 15} The forfeiture specification in Roberts’s indictment was consistent with the
requirements of R.C. 2941.1417(A) in terms of its wording and location. Significantly,
Roberts agreed -- orally at his plea hearing and in writing on his plea form -- to forfeit the
$4,150 pursuant to his plea agreement, whereby multiple charges were dismissed in
exchange for his pleas of guilty to six counts. In other words, the forfeiture was
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effectuated by the plea agreement, not the statutory provisions governing forfeiture. See
State v. Davis, 175 Ohio App. 3d 318, 2008-Ohio-753, 886 N.E.2d 916, ¶ 47.
Accordingly, we conclude that Roberts’s first assigned error lacks merit, and it is
overruled.
{¶ 16} We will consider Roberts’s second and third assignments of error together.
They are as follows:
THE RECORD DOES NOT SUPPORT THE TRIAL COURT’S
EXCESS SENTENCE.
THE RECORD DOES NOT SUPPORT CONSECUTIVE
SENTENCES.
{¶ 17} With respect to the review of sentencing on appeal, this Court has noted:
Under R.C. 2953.08(G)(2), an appellate court may increase, reduce,
or modify a sentence, or it may vacate the sentence and remand for
resentencing, only if it “clearly and convincingly” finds either (1) that the
record does not support certain specified findings or (2) that the sentence
imposed is contrary to law. State v. Marcum, 146 Ohio St. 3d 516, 2016-
Ohio-1002, 59 N.E.3d 1231, ¶ 9. In general, a sentence is not contrary to
law when it is within the authorized statutory range and the trial court states
that it has considered the principles and purposes of sentencing and the
seriousness and recidivism factors. State v. Smith, 2d Dist. Montgomery
No. 26307, 2016-Ohio-1269, ¶ 25.
State v. Lumford, 2d Dist. Clark Nos. 2017-CA-71, 2017-CA-72, 2018-Ohio-1949,
¶ 6.
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{¶ 18} This Court has further specifically noted:
A trial court, under R.C. 2929.14(C)(4), may impose consecutive
sentences if the following findings are made:
If multiple prison terms are imposed on an offender for convictions of
multiple offenses, the court may require the offender to serve the prison
terms consecutively if the court finds that the consecutive service is
necessary to protect the public from future crime or to punish the offender
and that consecutive sentences are not disproportionate to the seriousness
of the offender's conduct and to the danger the offender poses to the public,
and if the court also finds any of the following:
(a) The offender committed one or more of the multiple offenses
while the offender was awaiting trial or sentencing, was under a sanction
imposed pursuant to section 2929.16, 2929.17, or 2929.18 of the Revised Code,
or was under post-release control for a prior offense.
(b) At least two of the multiple offenses were committed as part of
one or more courses of conduct, and the harm caused by two or more of
the multiple offenses so committed was so great or unusual that no single
prison term for any of the offenses committed as part of any of the courses
of conduct adequately reflects the seriousness of the offender's conduct.
(c) The offender's history of criminal conduct demonstrates that
consecutive sentences are necessary to protect the public from future crime
by the offender.
Where * * * the R.C. 2929.14(C)(4) findings are made, “an appellate
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court may not reverse the trial court's imposition of consecutive sentences
unless it first clearly and convincingly finds that the record does not support
the trial court's findings.” State v. Barnett, 2d Dist. Montgomery No. 27660,
2018-Ohio-4133, ¶ 92, quoting State v. Withrow, 2d Dist. Clark No. 2015-
CA-24, 2016-Ohio-2884, ¶ 38. “This is a very deferential standard of
review, as the question is not whether the trial court had clear and
convincing evidence to support its findings, but rather, whether we clearly
and convincingly find the record fails to support the trial court's findings.”
(Citations omitted.) State v. Cochran, 2d Dist. Clark No. 2016-CA-33,
2017-Ohio-217, ¶ 7.
State v. Crim, 2d Dist. Clark No. 2018-CA-38, 2018-Ohio-4996, ¶ 8-9.
{¶ 19} At Roberts’s sentencing hearing, he acknowledged that he failed to appear
for his presentence investigation interview, and that he was in Columbus, Ohio, at the
time “trying to do tree work.” Roberts testified that he was unable to arrange
transportation to the interview. He further acknowledged that he had previously served
six years in prison for robbery, and that he was subsequently placed on mandatory post-
release control for three years on December 10, 2015. According to Roberts, he was
released from post-release control on March 14, 2017, for “good behavior.” The court
indicated, “September, October, and November of 2016,2 you were still on post-release
control. You had been on post-release control about nine months, ten months tops when
you started selling, but you were let off early for good behavior.” Roberts acknowledged
that he began selling drugs that were “given” to him and that he paid for the drugs after
2
The six counts to which Roberts pled guilty provide occurred in this time period.
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selling them.
{¶ 20} In response to questions from the court, Roberts stated that he completed
the 10th grade in Columbus, Ohio, and that he did not obtain his GED while in prison,
although he attended GED classes. However, the presentence investigation report
stated that he had obtained his GED. The court noted, “[m]aybe that could have been
cleared up if you had shown up for your interview.”
{¶ 21} In imposing sentence, the court indicated that it had considered the
purposes and principles of sentencing under R.C. 2929.11 and the seriousness and
recidivism factors under R.C. 2929.12. The court further indicated:
Under [R.C.] 2929.12(B), it does appear that the offenses were
committed for higher [sic] or part of organized criminal activity. As to
factors under [R.C.] 2929.12(C), one factor that seems to be evident that do
[sic] not apply, but it says that in committing the offense, the offender did
not cause or expect to cause physical harm to persons or property. With
the opioid epidemic, as its being called, being a factor in this community
and others around the State and in the country, I don’t know how anybody
could sell heroin and not expect that there was going to be physical harm
to someone as a result of that.
***
As to recidivism factors under [R.C.] 2929.12(D), the Defendant was
a previously adjudicated delinquent, was not rehabilitated to a satisfactory
degree after prior adjudication of delinquency, has a history of criminal
conviction and did not respond favorably to sanctions previously imposed.
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Further, at the time that he committed these offenses, he was on post-
release control with the Ohio Department of Rehabilitation and Corrections
Adult Parole Authority.
I don’t find genuine remorse. No military service record to consider,
and the Defendant scored high on the Ohio Risk Assessment survey.
Under [R.C.] 2929.13(A), mandatory community control is not applicable
because of the prior felony conviction. In 2008 in juvenile court, the
Defendant was adjudicated delinquent for a burglary charge that was
amended to a breaking and entering. That was transferred to Franklin
County for a disposition, which would indicate that was his county of
residence. In 2009, back in Springfield, the Defendant was charged as a
juvenile of aggravated robbery that was transferred to the general division
adult section.
As has been discussed earlier, he was convicted of robbery, two
counts of robbery as originally charged with two counts of aggravated
robbery, and that resulted in the prison term we spoke about earlier. Based
upon the factors present in this case, the Court finds that a prison term is
consistent with the purposes and principles of the sentencing under Revised
Code 2929.11. The Defendant is not amenable to available community
control sanctions, further finds that a combination of community control
sanctions would demean the seriousness of his conduct and the impact
upon the community, that a sentence of imprisonment is commensurate
with the seriousness of his conduct and impact upon the community and
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does not place an unnecessary burden on the State governmental
resources.
[The court imposed sentence for all counts.]
* * * The Court finds at this time the consecutive sentence is
necessary to protect the public from future crime and punish the Defendant,
and consecutive sentences are not disproportionate to the seriousness of
his conduct and the danger he poses to the public.
The Court also finds the Defendant’s history of criminal conduct
demonstrates consecutive sentences are necessary to protect the public
from future crime by the Defendant. Therefore, the six sentences are
ordered to be served consecutively to each other for a total of 66 months.
***
{¶ 22} Roberts’s sentence is within the statutory range. R.C. 2929.14(A)(4) and
(5). As reflected above, the trial court considered the relevant factors and made the
necessary consecutive sentencing findings as set forth in R.C. 2929.14(C)(4); those
specific findings are also reflected in Roberts’s judgment entry of conviction. Roberts’s
presentence investigation report reflected a history of criminal conduct dating back to a
young age.3 We do not find that the record clearly and convincingly fails to support the
trial court’s consecutive sentencing findings. Accordingly, Roberts’s second and third
assignments of error are overruled.
{¶ 23} The judgment of the trial court is affirmed.
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At his plea hearing, Roberts indicated that he was 25 years old.
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TUCKER, P.J. and HALL, J., concur.
Copies sent to:
John M. Lintz
Ben M. Swift
Andre J. Roberts
Hon. Richard J. O’Neill