State v. Leitwein ( 2020 )

[Cite as State v. Leitwein, 2020-Ohio-3698.]
COURT OF APPEALS
FAIRFIELD COUNTY, OHIO
FIFTH APPELLATE DISTRICT
JUDGES:
STATE OF OHIO : Hon. W. Scott Gwin, P.J.
: Hon. Patricia A. Delaney, J.
Plaintiff-Appellee : Hon. Craig R. Baldwin, J.
:
-vs- :
: Case No. 2019CA00054
JACOB B. LEITWEIN :
:
Defendant-Appellant : OPINION
CHARACTER OF PROCEEDING: Criminal appeal from the Fairfield County
Municipal Court, Case No. 19-TRC-11271
JUDGMENT: Affirmed
DATE OF JUDGMENT ENTRY: July 13, 2020
APPEARANCES:
For Plaintiff-Appellee For Defendant-Appellant
MITCHELL R. HARDEN JAMES L. DYE
Assistant City Prosecutor P.O.Box 161
136 West Main Street Pickerington, OH 43147
Lancaster, OH 43130
[Cite as State v. Leitwein, 2020-Ohio-3698.]
Gwin, P.J.
{¶1} Defendant-appellant Joseph B. Leitwein [“Leitwein”] appeals the November
20, 2019 Judgment Entry of the Fairfield County Municipal Court that denied his
Administrative License Suspension Appeal [“ALS”].
Facts and Procedural History
{¶2} On Sunday October 27, 2019, at approximately 3:22 a.m. Leitwein was
arrested and charged with OVI, in violation of R.C. 4511.19(A)(1)(a), Driving in marked
lanes, in violation of R.C. 4511.33, and Left of center, in violation of R.C. 4511.25. The
state trooper requested that Leitwein submit to a chemical test. Leitwein refused to
submit to the chemical test. Therefore, Leitwein's driver license was placed under an
ALS for one-year with the ability to receive driving privileges after thirty days. The trooper
served Leitwein with a copy of the citation which summoned Leitwein to appear in the
Fairfield County Municipal Court for his initial appearance on November 5, 2019 at 8:00
a.m. A sworn copy of the BMV2255 was filed in the Fairfield County Municipal Court on
October 28, 2020. Additionally, Leitwein signed a copy of the BMV2255 acknowledging
that the trooper provided him a copy of the form.
{¶3} Leitwein orally appealed the ALS at his initial appearance on November 5,
2019. The trial court took the matter under advisement. Leitwein filed a written appeal
of the ALS on November 6, 2019.
{¶4} The trial court conducted a hearing on Leitwein’s ALS appeal on November
8, 2019. At the conclusion of the hearing, the trial court orally overruled the appeal and
upheld the ALS. (T. at 8). The trial court filed a Judgment Entry overruling the Leitwein’s
ALS appeal and upholding the ALS on November 20, 2019.
Fairfield County, Case No. 2019CA00054 3
Assignment of Error
{¶5} Leitwein raises one Assignment of Error,
{¶6} “I. THE TRIAL COURT ERRED BY FAILING TO VACATE THE
ADMINISTRATIVE LICENSE SUSPENSION WHEN THE COURT FAILED TO COMPLY
WITH THE MANDATORY REQUIREMENT CONTAINED IN R.C. § 4511.192 THEREBY
VIOLATING APPELLANT'S DUE PROCESS RIGHTS.
Law and Analysis
{¶7} Leitwein submits that failure to provide an accused charged with a violation
of R.C. 4511.19 and placed under an ALS an initial appearance within five days of the
date that he was charged as required by R.C. 4511.192(D)(1)(a), mandates the
termination of that Administrative License Suspension.
1. STANDARD OF APPELLATE REVIEW.
{¶8} Leitwein’s argument centers on an issue of law, not the discretion of the trial
court. “‘When a court’s judgment is based on an erroneous interpretation of the law, an
abuse-of-discretion standard is not appropriate. See Swartzentruber v. Orrville Grace
Brethren Church, 163 Ohio App. 3d 96, 2005-Ohio-4264, 836 N.E.2d 619, ¶ 6; Huntsman
v. Aultman Hosp., 5th Dist. No. 2006 CA 00331, 2008-Ohio-2554, 2008 WL 2572598, ¶
50.’ Med. Mut. of Ohio v. Schlotterer, 122 Ohio St. 3d 181, 2009-Ohio-2496, 909 N.E.2d
1237, ¶ 13.” State v. Fugate, 117 Ohio St. 3d 261, 2008-Ohio-856, 883 N.E.2d 440, ¶6.
Because the assignment of error involves the interpretation of a statute, which is a
question of law, we review the trial court’s decision de novo. Med. Mut. of Ohio v.
Schlotterer, 122 Ohio St. 3d 181, 2009-Ohio-2496, 909 N.E.2d 1237, ¶ 13; Accord, State
v. Pariag, 137 Ohio St. 3d 81, 2013-Ohio-4010, 998 N.E.2d 401, ¶ 9; Hurt v. Liberty
Fairfield County, Case No. 2019CA00054 4
Township, Delaware County, OH, 5th Dist. Delaware No. 17 CAI 05 0031, 2017-Ohio-
7820, ¶ 31.
2. Issue for Appeal: Whether the failure to provide an accused charged with a
violation of R.C. 4511.19 and placed under an ALS an initial appearance within five days
of the date that he was charged as required by R.C. 4511.192(D)(1)(a), mandates the
termination of that Administrative License Suspension.
2.1. The Administrative License Suspension - Background.
{¶9} A person who is arrested for OVI or physical control is deemed to have
given consent for chemical tests to determine alcohol content. R.C. 4511.191(A)(2). R.C.
4511.191 authorizes immediate “on-the-spot” suspensions of driving privileges at the time
of an OVI arrest. R.C. 4511.191(D). Acting “[o]n behalf of the registrar” of the bureau of
motor vehicles (“BMV”), an arresting officer is required to implement an administrative
license suspension as to a motorist who either (1) refuses, upon the officer’s request, to
submit to a chemical test to determine blood, breath or urine alcohol content, or (2) takes
the test, but “fails” it, i.e., registers a blood-,breath-or urine-alcohol content exceeding
statutory limits. Id. Duration of the ALS is established by R.C. 4511.191(E) and (F), and
ranges from ninety days (imposed upon a first offender who “fails” a chemical test) to five
years (imposed upon an arrestee who refuses testing, and has refused chemical testing
on three or more prior occasions in the preceding five years). See, State v. Gustafson, 76
Ohio St. 3d 425, 440-441, 1996-Ohio-299, 668 N.E.2d 435.
{¶10} An ALS is civil in nature and remedial in purpose. Gustafson, 76 Ohio St. 3d
425, 440, 1996-Ohio-299, 668 N.E.2d 435.
Fairfield County, Case No. 2019CA00054 5
2.2. Appeal of the ALS.
{¶11} “It is well settled that the Due Process Clause applies to the suspension or
revocation of a driver’s license” State v. Hochhausler, 76 Ohio St. 3d 455, 459, 668 N.E.2d
457(1996)(citations mitted). Since “the Due Process Clause applies to the suspension...of
a driver’s license,” procedural safeguards are necessary to prevent an erroneous
deprivation of an individual’s property interest in a driver’s license. Hochhausler, 76 Ohio
St.3d at 459, 668 N.E.2d 457 (1996). R.C. 4511.197(A) subjects an ALS to judicial
oversight and provides a licensee with a process to appeal an ALS. The initial
appearance upon the underlying OVI charge will be held within five days after the date of
the person’s arrest or the issuance of a citation to the person that led to the ALS. R.C.
4511.192(D) (1) (a); R.C. 4511.196(A). The person charged with an OVI “may appeal the
suspension at the person’s initial appearance on the charge resulting from the arrest or
within the period ending thirty days after the...initial appearance.” R.C. 4511.197(A).
{¶12} The scope of that appeal is limited to certain statutory questions. When a
person appeals an ALS pursuant to R.C. 4511.197, the scope of that appeal is limited to,
1) Whether the arresting law enforcement officer had reasonable
ground to believe the arrested person was operating a vehicle, streetcar, or
trackless trolley in violation of division (A) or (B) of section 4511.19 of the
Revised Code or a municipal OVI ordinance or was in physical control of a
vehicle, streetcar, or trackless trolley in violation of section 4511.194 of the
Revised Code or a substantially equivalent municipal ordinance and
whether the arrested person was in fact placed under arrest;
Fairfield County, Case No. 2019CA00054 6
2) Whether the law enforcement officer requested the arrested
person to submit to the chemical test or tests designated pursuant to
division (A) of section 4511.191 of the Revised Code;
3) If the person was under arrest as described in division (A)(5) of
section 4511.191 of the Revised Code, whether the arresting officer advised
the person at the time of the arrest that if the person refused to take a
chemical test, the officer could employ whatever reasonable means were
necessary to ensure that the person submitted to a chemical test of the
person’s whole blood or blood serum or plasma; or if the person was under
arrest other than as described in division (A)(5) of section 4511.191 of the
Revised Code, whether the arresting officer informed the arrested person
of the consequences of refusing to be tested or of submitting to the test or
tests;
4) Whichever of the following is applicable:
(a) If the suspension was imposed under division (B) of section
4511.191 and section 4511.192 of the Revised Code, whether the arrested
person refused to submit to the chemical test or tests requested by the
officer;
(b) If the suspension was imposed under division (C) of section
4511.191 and section 4511.192 of the Revised Code, whether the arrest
was for a violation of division (A) or (B) of section 4511.19 of the Revised
Code or a municipal OVI ordinance and, if it was, whether the chemical test
results indicate that at the time of the alleged offense the arrested person’s
Fairfield County, Case No. 2019CA00054 7
whole blood, blood serum or plasma, breath, or urine contained at least the
concentration of alcohol specified in division (A)(1)(b), (c), (d), or (e) of
section 4511.19 of the Revised Code or at least the concentration of a listed
controlled substance or a listed metabolite of a controlled substance
specified in division (A)(1)(j) of section 4511.19 of the Revised Code.
{¶13} Implicit in the statue is the right to an evidentiary hearing. State v. Katz, 5th
Dist. Delaware No. 09CA030028, 2009-Ohio-5803, ¶25. The burden of proof by a
preponderance of evidence is upon the accused to demonstrate that one or more of the
conditions set forth in R.C. 4511.197 has not been met. If the judge or magistrate
determines the absence of a required condition, the suspension shall be terminated. R.C.
4511.197(D), (H).
{¶14} In the period between the arrest and the trial, the ALS continues for the
length of time specified in R.C. 4510.02(B) absent judicial intervention. If the court
terminates the ALS at any time prior to the adjudication on the merits of the underlying
OVI charge, the court may impose a new suspension of the person’s license
notwithstanding the termination of the ALS suspension if the trier of fact determines that
the person’s continued driving will be a threat to public safety. R.C. 4511.196(B)(1). See
also, R.C. 4511.197(D).
{¶15} If the accused refused the chemical test and is subsequently found not guilty
of the OVI offense while the ALS is in effect, the verdict does not affect the ALS. R.C.
4511.191(D)(1). In the case at bar, Leitwein refused the chemical test and was charged
with OVI pursuant to R.C. 4511.19(A)(1)(a).
2.3. Initial Appearance and the ALS Appeal.
Fairfield County, Case No. 2019CA00054 8
{¶16} Leitwein’s argument in the case at bar is that his ALS must be dismissed
because his initial appearance on the OVI, Marked Lanes and Left of Center offenses did
not occur within five days of his citation. R.C. 4511.196(A).
{¶17} The five-day requirement of R.C. 4511.196(A) is directed to the initial
appearance on the underlying OVI charges. It does not mandate a hearing on the ALS
within five days. In fact, the court is not required to conduct the evidentiary hearing on the
ALS appeal at the initial appearance, even if an appeal is requested or filed at the time of
the initial appearance. Either party may request a continuance, or the court may continue
the hearing upon its own motion. R.C. 4511.197(A).
{¶18} As it relates to the ALS, the initial appearance begins the thirty-day time
period within which the ALS appeal must be filed. Therefore, an accused will always have
the initial appearance and thirty days after the initial appearance to file an ALS appeal
regardless of when the initial appearance takes place.
2.4. Due Process and the ALS.
{¶19} The procedure employed for the immediate suspension of a driver’s license
provided in R.C. 4511.191 and subsequent judicial review of the suspension does not
violate the right to procedural due process. State v. Hochhausler, 76 Ohio St. 3d 455,
1996-Ohio0374, 668 N.E.2d 457(1996), paragraph one of the syllabus. The Ohio
Supreme Court has recognized the importance of prompt post-suspension review to
minimize the burden on a driver’s private interest in “the continued possession and use
of his driver’s license pending the outcome of the ALS appeal.” Hochhausler, 76 Ohio
St.3d at 460-461, 668 N.E.2d 457(1996).
Fairfield County, Case No. 2019CA00054 9
{¶20} Interestingly, the five-day time requirement for holding an initial appearance
found in R.C. 4511.196(A) is not included in Chapter 29 of the Ohio Revised Code or
within Crim.R. 10 that governs arraignments. Rather, Crim. R. 4 only requires that if the
accused is not released after arrest or was arrested without a warrant, the accused shall
be brought before the court “without unnecessary delay.” Crim. R. 4(E)(1)(c)(iii); Crim. R.
4(E)(1)((d); Crim.R. 4(E)(2). The Ohio Supreme Court has noted,
Far from a mere formalism, arraignment is a stage important enough
to entitle the accused to the presence of counsel. Kirby v. Illinois (1972),
406 U.S. 682, 688–689, 92 S. Ct. 1877, 1882, 32 L. Ed. 2d 411, 416.
Nevertheless, arraignment is not a procedure required by the Due Process
Clause of the Fifth Amendment. Garland v. Washington (1914), 232 U.S.
642, 645, 34 S. Ct. 456, 457, 58 L. Ed. 772, 775; see United States v.
Coffman (C.A.10, 1977), 567 F.2d 960.
State v. Phillips, 74 Ohio St. 3d 72, 93, 1995-Ohio-171, 656 N.E.2d 643 (emphasis added).
{¶21} R.C. 4511.196(A) does not provide a remedy for failure to conduct the initial
appearance on the underlying OVI charges within five days of arrest or summons.
{¶22} In Gerstein v. Pugh, 420 U.S. 103, 105, 95 S. Ct. 854, 43 L. Ed. 2d 54 (1975),
the United States Supreme Court addressed whether a person arrested without a warrant
is constitutionally entitled to a judicial determination of probable cause. The United States
Supreme Court held that “[w]hatever procedure a [s]tate may adopt, it must provide a fair
and reliable determination of probable cause as a condition for any significant pretrial
restraint of liberty, and this determination must be made by a judicial officer either before
or promptly after arrest.” (Footnote omitted.) Id., at 124–25, 95 S. Ct. 854.
Fairfield County, Case No. 2019CA00054 10
{¶23} In Riverside v. McLaughlin, 500 U.S. 44, 111 S. Ct. 1661, 114 L. Ed. 2d 49
(1991), the Supreme Court explored what Gerstein meant by “promptly.” 500 U.S. 44,
111 S. Ct. 1661, 114 L. Ed. 2d 49. Attempting to “articulate more clearly the boundaries of
what is permissible under the Fourth Amendment” in light of the competing interests at
stake, the McLaughlin Court stated that “a jurisdiction that provides judicial determinations
of probable cause within 48 hours of arrest will, as a general matter, comply with the
promptness requirement of Gerstein.” Id. at 56. Thus, “‘prompt’ generally means within
48 hours of the warrantless arrest.” Powell v. Nevada, 511 U.S. 79, 80, 114 S.Ct.1280,
128 L. Ed. 2d 1(1994).
{¶24} Neither Gerstein nor McLaughlin addressed the appropriate remedy when
a probable cause determination was not made within the appropriate time frame.
However, in Gerstein, the Supreme Court expressly stated that it was not “retreat[ing]
from the established rule that illegal arrest or detention does not void a subsequent
conviction.” 420 U.S. at 119 (citations omitted). Thus, “although a suspect who is
presently detained may challenge the probable cause for that confinement, a conviction
will not be vacated on the ground that the defendant was detained pending trial without a
determination of probable cause.” Id. (citations omitted). In Powell v. Nevada, 511 U.S.
79, 83–84, 114 S. Ct. 1280, 128 L. Ed. 2d 1 (1994), the United States Supreme Court
concluded that a defendant’s arrest that was not validated by a magistrate until four days
had elapsed was presumptively unreasonable under McLaughlin’s forty-eight hour rule.
The United States Supreme Court recognized, however, that “[i]t does not necessarily
follow ... that [the defendant] must be set free ... or gain other relief” and further
acknowledged that the appropriate remedy for a violation of the forty-eight hour rule had
Fairfield County, Case No. 2019CA00054 11
not been resolved in McLaughlin. (Citation omitted; internal quotation marks omitted.)
Id., at 84, 114 S. Ct. 1280.
{¶25} In Powell the defendant had sought to suppress prejudicial statements
which he made to police the day of his probable cause hearing, four days after his arrest.
511 U.S. at 79, 114 S. Ct. 1280. On remand from the United States Supreme Court, the
Nevada Supreme Court held that harmless error analysis applies to McLaughlin
violations, and found that the possible error in admitting Powell’s prejudicial statements
was harmless because the other evidence admitted at trial was so compelling that
excluding the statements made during the illegal detention would not have changed the
result at trial. Powell v. State, 113 Nev. 41, 930 P.2d 1123, 1126 (1997), cert. denied,
522 U.S. 954, 118 S. Ct. 377, 139 L. Ed. 2d 294 (1997). See also, United States v.
Fullerton, 187 F.3d 587, 591(6th Cir. 1999)(applying harmless error analysis to
suppression of evidence sized at time of arrest where probable cause hearing was held
more than 48 hours after arrest).
{¶26} In State v. Nichols, this Court found a prior version of R.C. 4511.197 to be
discretionary. 5th Dist. Coshocton Nos. 01 CA 7, 01 CA 8, 2001-Ohio-1756. In Nichols,
the appellant filed an ALS appeal on December 26, 2000. The trial court conducted a
hearing on appellant’s ALS appeal on January 9, 2001. On February 2, 2001, the trial
court denied appellant’s ALS appeal on the basis that it was untimely filed. On appeal,
the appellant argued R.C. 4511.191(H)(1) did not mandate nor limit the appeal of an ALS
suspension to the five-day time period provided for under the statute for the initial
appearance. At the time, R.C. 4511.191(H)(1) did not provide that an ALS appeal could
Fairfield County, Case No. 2019CA00054 12
be filed up to thirty days after the initial appearance. Rather, the statute under review in
Nichols provided, in pertinent part,
* * * [T]he person may appeal the suspension at the person’s initial
appearance on the charge resulting from the arrest in the court in which the
person will appear on that charge. * * *
If the person appeals the suspension at the person’s initial appearance,
either the person or the registrar may request a continuance of the appeal.
Either the person or the registrar shall make the request for a continuance
of the appeal at the same time as the making of the appeal. If either the
person or the registrar requests a continuance of the appeal, the court may
grant the continuance. The court also may continue the appeal on its own
motion. The granting of a continuance applies only to the conduct of the
appeal of the suspension and does not extend the time within which the
initial appearance must be conducted, and the court shall proceed with all
other aspects of the initial appearance in accordance with its normal
procedures. Neither the request for nor the granting of a continuance stays
the operation of the suspension that is the subject of the appeal.
Emphasis added. At that time, R.C. 4511.191(G)(2) provided that the “* * * initial
appearance on the charge resulting from the arrest shall be held within five days of the
person’s arrest or the issuance of the citation to the person, * * *.”
{¶27} In holding that that a defendant could file an ALS appeal beyond the five-
day period provided for the initial appearance, this Court noted
Fairfield County, Case No. 2019CA00054 13
“* * * [The right to appeal the ALS] is a right of the defendant, not the
state. The statute specifically states that ‘the person may appeal the
suspension at his initial [sic] appearance’ (emphasis added), clearly
illustrating the legislature’s intent to provide the driver with a prompt judicial
review of the administrative suspension. This court would also have severe
due process problems with any requirement for an appeal within five days
after a defendant’s arrest on a very serious charge, prior to any discovery,
and often prior to the retention or appointment of an attorney.”
Nichols at *3, citing City of Trotwood v. Briggs, 64 Ohio Misc. 2d 34, 639 N.E.2d 876 (C.C.
1994) (emphasis added).
{¶28} The burden of proof by a preponderance of the evidence is upon the
accused to demonstrate that one or more of the conditions set forth in R.C. 4511.197 has
not been met. Thus, it can be argued that requiring an ALS appeal to be heard within five
days would not provide for a meaningful hearing on an ALS suspension and therefore
denies the accused due process because it does not accord time for the defense to retain
or be appointed an attorney, conduct discovery and gather evidence.
2.5. Leitwein Was Afforded Due Process.
{¶29} In the case at bar, Leitwein does not argue that he has been denied due
process of law with respect to his underlying OVI charges. Leitwein filed an ALS appeal
in the trial court. In his appeal, Leitwein did not allege that one or more of the conditions
set forth in R.C. 4511.197 had not been met. (T. at 7-8). The trial court held an evidentiary
hearing on Leitwein’s ALS appeal. Leitwein did not present argument or evidence to the
trial court that one or more of the conditions set forth in R.C. 4511.197 had not been met.
Fairfield County, Case No. 2019CA00054 14
(T. at 4-5). Leitwein was given the opportunity to present evidence that the ALS was not
authorized, and to challenge the officer’s sworn report, the BMV Form 2255, as failing to
comply with statutory requirements. He did not. His sole ground for the ALS appeal was
failure to hold his initial appearance on the underlying OVI charges within five days of the
date of his summons, a result that is not supported by R.C. 4511.196 or R.C. 4511.197.
{¶30} Leitwein was stopped for OVI on Sunday, October 27, 2019 at 3:22 a.m.
His initial appearance took place on Tuesday, November 5, 2019. Leitwein’s driver’s
license was subject to an ALS after he refused a chemical test. There is no constitutional
right to refuse a chemical test, and a person's right to refuse a forced chemical test exists
only if the forced test is unreasonable under the Fourth Amendment. McNulty v. Curry,
42 Ohio St. 2d 341, 345, 328 N.E.2d 798(1975). The choice to submit to or refuse the test
is not a constitutional right, but rather a matter of legislative grace. South Dakota v.
Neville, 459 U.S. 553, 565 103 S. Ct. 916, 74 L.Ed.2d 748(1983); State v. Bostrom, 127
Wash. 2d 580, 590, 902 P.2d 157, 161(1995). “[G]iven, then, that the offer of taking a
blood-alcohol test is clearly legitimate, the action becomes no less legitimate when the
State offers a second option of refusing the test, with the attendant penalties for making
that choice.” South Dakota v. Neville, 459 U.S. at 563-564, 103 S. Ct. 916, 74 L.Ed.2d
748(1983).
3.0. Conclusion.
{¶31} Leitwein did not suffer an unreasonable restraint upon his personal liberty
because of the delay in holding his initial appearance. Leitwein did not suffer a prolonged
or unjustified suspension of his driver’s license due to the delay in holding his initial
appearance.
Fairfield County, Case No. 2019CA00054 15
{¶32} We hold therefore that the delay in holding Leitwein’s initial appearance was
harmless beyond a reasonable doubt. The trial court correctly denied Leitwein’s appeal
of his ALS because Leitwein was accorded a prompt post-suspension review during
which Leitwein failed to demonstrate that one or more of the conditions set forth in R.C.
4511.197 had not been met. Further, Leitwein has failed to articulate or demonstrate any
actual prejudice resulting from the delay in holding his initial appearance until nine days
after he was cited for OVI.
{¶33} The judgment of the Fairfield County Municipal Court is affirmed.
By Gwin, P.J.,
Delaney, J. and
Baldwin, J., concur