State v. McCullough , 2018 Ohio 1967 ( 2018 )

[Cite as State v. McCullough, 2018-Ohio-1967.]
Court of Appeals of Ohio
EIGHTH APPELLATE DISTRICT
COUNTY OF CUYAHOGA
JOURNAL ENTRY AND OPINION
No. 105959
STATE OF OHIO
PLAINTIFF-APPELLANT
vs.
ANDRE D. McCULLOUGH, JR.
DEFENDANT-APPELLEE
JUDGMENT:
AFFIRMED
Criminal Appeal from the
Cuyahoga County Court of Common Pleas
Case No. CR-16-611782-A
BEFORE: Laster Mays, J., Boyle, P.J., and Blackmon, J.
RELEASED AND JOURNALIZED: May 17, 2018
-i-
ATTORNEYS FOR APPELLANT
Michael C. O’Malley
Cuyahoga County Prosecutor
By: Erica Johnson
Christopher D. Schroeder
Assistant County Prosecutors
Justice Center, 9th Floor
1200 Ontario Street
Cleveland, Ohio 44113
ATTORNEYS FOR APPELLEE
Mark Stanton
Cuyahoga County Public Defender
By: Paul Kuzmins
John T. Martin
Assistant County Public Defenders
310 Lakeside Avenue, Suite 200
Cleveland, Ohio 44113
ANITA LASTER MAYS, J.:
{¶1} The plaintiff-appellant the state of Ohio appeals the trial court’s decision to dismiss
the indictment against defendant-appellee Andre D. McCullough Jr. (“McCullough”). We
affirm the trial court’s decision.
{¶2} On November 3, 2016, McCullough was charged in Cleveland Municipal Court with
six misdemeanor offenses: driving while under the influence of alcohol/drugs, in violation of
Cleveland Codified Ordinance 433.01(a)(1); operating a vehicle under the influence of alcohol,
in violation of R.C. 4511.19(A)(1)(h); driving under suspension, in violation of Cleveland
Codified Ordinance 435.07; failure to stop, in violation of Cleveland Codified Ordinance 435.15;
weaving, in violation of Cleveland Codified Ordinance 431.34(B); and failure to control, in
violation of Cleveland Codified Ordinance 431.34(A). On November 29, 2016, McCullough
pleaded no contest to driving while under the influence of alcohol/drugs, and the city nolled the
other charges. On December 13, 2016, after McCullough’s plea to the misdemeanor charges, he
was charged in Cuyahoga County Common Pleas Court with failure to comply, a third-degree
felony, in violation of R.C. 2921.331(B); driving while under the influence, a first-degree
misdemeanor, in violation of R.C. 4511.19(A)(1)(a); and driving while under the influence, a
first-degree misdemeanor, in violation of R.C. 4511.19(A)(1)(h).
{¶3} On January 10, 2017, McCullough appeared for sentencing in Cleveland Municipal
Court and was sentenced to ten days in jail, ordered to attend Alcoholic Anonymous meetings
three times a week, and had his license suspended for two years.
{¶4} On May 22, 2017, McCullough filed a motion to dismiss on double jeopardy
grounds. He argued that double jeopardy precluded the state from prosecuting him again on all
three counts in the indictment because he was already charged, convicted, and sentenced by the
Cleveland Municipal Court. The state conceded that McCullough’s conviction in the municipal
court barred them from charging him of violating R.C. 4511.19(A)(1)(a) and
R.C. 4511.19(A)(1)(h). However the state did not agree that charging him with R.C.
2921.331(B) was barred by double jeopardy because that violation was not identical to a
violation of Cleveland Codified Ordinance 433.01(a)(1).
{¶5} The trial held an oral hearing on McCullough’s motion to dismiss. During that
hearing, McCullough stated that the state sent information about the indictment to the incorrect
address, and he did not receive any notice until after he was sentenced in January. The trial
issued a journal entry stating that the motion to dismiss was granted, but did not state its reasons
in the journal entry. As a result, the state filed an appeal assigning three errors for our review:
I. The trial court erred by dismissing Count 3, failure to comply, on double
jeopardy grounds as a successive prosecution for the same offense because
failure to comply is not the same offense as driving while under the
influence;
II. The trial court erred by finding that McCullough had a reasonable belief
that his no contest plea in municipal court to driving while under the
influence would terminate unrelated felony charges; and
III. The trial court failed to state on the record its finding of fact and reasons
for dismissing the indictment as required under Crim.R. 48(B), and those
findings of fact and reasons are not apparent from the record.
However, McCullough concedes, on the first assignment of error, that the two charges are not in
violation of his double jeopardy rights. We will review the remaining the two errors.
I. Termination of Felony Charges
A. Standard of Review
{¶6} “We review a trial court’s decision on a motion to dismiss an indictment pursuant to
a de novo standard of review. De novo review requires an independent review of the trial
court’s decision without any deference to the trial court’s determination.” (Citations omitted.)
State v. Knox, 8th Dist. Cuyahoga Nos. 103662 and 103664, 2016-Ohio-5519, ¶ 12.
B. Law and Analysis
{¶7} In the state’s second assignment of error, they argue that the trial court erred by
granting McCullough’s motion to dismiss. Because the trial court did not state their reasons in
the journal entry, it cannot be determined if their reason to dismiss was because McCullough had
a reasonable belief that his no contest plea in municipal court would terminate unrelated felony
charges.
{¶8} The state argues that the decision in State v. Zima, 102 Ohio St.3d 61,
2004-Ohio-1807, 806 N.E.2d 542, controls our decision in this case because the facts are
analogous. However, we disagree. In Zima,
[o]n July 6, 2001, the city of Cleveland filed a complaint in the Cleveland
Municipal Court charging Zima with driving under the influence in violation of
Cleveland Codified Ordinances 433.01(a)(1), driving under suspension, failure to
yield, and failure to wear a seatbelt. On August 23, 2001, a Cuyahoga County
Grand Jury returned a three-count indictment against Zima, charging her with
aggravated vehicular assault in violation of R.C. 2903.08 on the basis that she was
driving under the influence, aggravated vehicular assault in violation of R.C.
2903.08 on the basis that she was driving recklessly, and driving under the
influence in violation of R.C. 4511.19.
On August 27, 2001, after plea negotiations with the city, Zima entered a
no-contest plea in municipal court to the charge of driving under the influence, for
which she was found guilty. As part of the plea agreement, the city nolled the
three remaining municipal charges. It is undisputed that Zima was not aware of
the indictment at the time of her plea.
After her sentencing in municipal court, Zima moved to dismiss the state charges
in common pleas court on grounds of double jeopardy. On December 28, 2001,
the Cuyahoga County Court of Common Pleas granted Zima’s motion to dismiss,
finding that pursuant to State v. Best, 42 Ohio St.2d 530, 330 N.E.2d 421 (1975),
and State v. Carpenter, 68 Ohio St.3d 59, 623 N.E.2d 66 (1993), “double
jeopardy attached” to bar the “additional felony charges.”
Id. at ¶ 1-3.
{¶9} The Supreme Court of Ohio reasoned that,
[w]hen Zima entered her plea in municipal court on August 27, 2001, she had
already been indicted for aggravated vehicular assault. Neither the municipal
court nor the city prosecutor had the authority to dismiss those pending felony
charges. See R.C. 1901.20. Although Zima may not have been aware of the
indictment at the time of her plea, we agree with the observation of one of the
judges on the appellate panel that “[a] defendant should be aware that a plea taken
before a municipal judge with limited criminal jurisdiction might not dispose of
the matter fully. Therefore, Zima cannot simply rely on an implied
representation that no further charges would be brought but must articulate the
circumstances showing why her belief was reasonable in this case, which she has
failed to do.” (Citations omitted.)
Id. at ¶ 14.
{¶10} However, the facts in this case are different. McCullough had reached a plea
agreement with the city and pleaded no contest to the charges in municipal court, then he was
indicted in common pleas court. In Zima, the appellant was indicted in common pleas court
before she pleaded in municipal court.
{¶11} We believe that the facts in State v. Dunbar, 8th Dist. Cuyahoga No. 87317,
2007-Ohio-3261 are more analogous with the facts in our case.
The victim filed a complaint against Dunbar with the Cleveland Police
Department on November 20, 2004. Six days later, in Cleveland Municipal Court,
Case No. 2004CRB037418, Dunbar was charged with domestic violence, in
violation of R.C. 2919.25, stemming from the November 7, 2004 incident. On
December 7, 2004, Dunbar entered a plea of no contest to the charge and was
sentenced to one hundred eighty days in the Cleveland Workhouse.
On January 7, 2005, Dunbar was indicted by the Cuyahoga County Grand Jury on
three counts of abduction, in violation of R.C. 2905.02, felonies of the third
degree, and one count of domestic violence, in violation of R.C. 2919.25. These
charges arose from the November 7, 2004 incident. Dunbar entered a plea of not
guilty to the charges.
Id. at ¶ 3-4.
{¶12} Like in Dunbar, McCullough was indicted by the state after he pleaded no contest
in municipal court from facts stemming from the same incident. Dunbar, like McCullough,
contends that the “successive prosecution violated his understanding at the time he entered the no
contest plea to domestic violence, that such an undertaking would resolve the case for good and
that no further charges based on the incident would be pursued.” Id. at ¶ 15. This court, in
Dunbar, held that Dunbar “has not articulated circumstances showing why his belief that his plea
in the municipal court would bar subsequent prosecutions in the common pleas court.” Id. at ¶
25. Dunbar’s assignment of error was ruled to be without merit.
{¶13} McCullough argues that our decision in State v. McDonough, 8th Dist. Cuyahoga
No. 84766, 2005-Ohio-1315, should govern our decision in this instant case. In McDonough,
we determined that
[t]he facts of each case must be evaluated to determine whether a defendant has a
reasonable basis to believe that a plea agreement entered in a municipal court
would include the dismissal of charges brought in a court of common pleas. We
find that where a defendant articulates circumstances showing the reasonableness
of his belief that no further charges would be pursued after his negotiated plea was
entered, the administration of justice requires the dismissal of all charges related
to the incident.
Id. at ¶ 10.
{¶14} In support of his argument, McCullough also relies on State v. Carpenter, 68 Ohio
St.3d 59, 623 N.E.2d 66 (1993). The Supreme Court of Ohio held that “[t]he state cannot indict
a defendant for murder after the court has accepted a negotiated guilty plea to a lesser offense and
the victim later dies of injuries sustained in the crime, unless the state expressly reserves the right
to file additional charges on the record at the time of the defendant’s plea.” Id. at syllabus.
“The court declined to address the issue of whether Carpenter is to be applied expansively to all
negotiated pleas.” McDonough at ¶ 8; Zima at ¶ 10.
Nevertheless, the court stated: “Critically, in both Carpenter and Thomas, the
defendant’s expectation that his guilty plea would terminate the incident was
inherently justified because the prosecutor and the court had jurisdiction over all
the charges, both actual and potential, and because the negotiated guilty plea
included the dismissal of all pending charges. In the absence of these or
equivalent circumstances, however, it would be exceedingly difficult to sustain a
defendant’s belief that no further charges will be brought or prosecuted.” Zima,
102 Ohio St. 3d at 64, 2004-Ohio-1807, 806 N.E.2d 542 referring to State v.
Thomas, 61 N.J. 314, 294 A.2d 57 (1972).
McDonough at ¶ 8.
{¶15} We also noted in McDonough that
[t]he court indicated that “[a] defendant should be aware that a plea taken before a
municipal judge with limited criminal jurisdiction might not dispose of the matter
fully.” Zima, ¶ 14. Nevertheless, this does not mean there can never be
circumstances where a plea negotiation in a municipal court cannot be binding
upon a court of common pleas.
Id. at ¶ 9.
{¶16} Given the facts and circumstances of the instant case, it is reasonable to believe
that McCullough had a reasonable expectation that he would not be subject to additional charges
after negotiating a plea. The trial court echoed this point when it stated,
what [McCullough’s Attorney] is basically arguing is you have this criminal
conduct that is arguably both, consists of misdemeanor offenses and felony
offenses. They negotiate a plea agreement down there. The defendant is not
told — is not told that in spite of resolving the case at the misdemeanor level that
he may face felony charges as well.
(Tr. 19.) In conjunction with the fact that McCullough was not put on notice that the state had
filed felony charges against him arising out of the same criminal conduct, we find that
McCullough could not have reasonably expected these additional charges. We, therefore,
affirm the trial court’s decision to grant McCullough’s motion dismiss, and overrule the state’s
second assignment of error.
II. Crim.R. 48(B)
{¶17} In the state’s third assignment of error, they contend that the trial court failed to
state on the record its findings of fact and reasons for dismissing the indictment as required under
Crim.R. 48(B), and those findings of fact and reasons are not apparent from the record. Crim.R.
48 provides that “[i]f the court over the objection of the [s]tate dismisses an indictment,
information, or complaint, it shall state on the record its findings of fact and reasons for the
dismissal.” However, “the failure of the trial court to prepare written findings of fact and
reasons for the dismissal is harmless error when the record itself is clear as to the basis for the
court’s action. State v. Nelson, 51 Ohio App.2d 31, 365 N.E.2d 1268 (1977).” Cleveland v.
Stoutemire, 8th Dist. Cuyahoga No. 88257, 2007-Ohio-721, ¶ 8.
{¶18} We believe that the transcript of the proceedings clearly identifies the rationale for
the trial court’s ruling. The failure to reduce this rationale to writing did not prejudice the state
and is harmless as a matter of law. Therefore, we overrule the state’s third assignment of error.
{¶19} Judgment is affirmed.
It is ordered that the appellee recover from appellant costs herein taxed.
The court finds there were reasonable grounds for this appeal.
It is ordered that a special mandate issue out of this court directing the common pleas
court to carry this judgment into execution.
A certified copy of this entry shall constitute the mandate pursuant to Rule 27 of the
Rules of Appellate Procedure.
___________________________________________
ANITA LASTER MAYS, JUDGE
PATRICIA ANN BLACKMON, J., CONCURS;
MARY J. BOYLE, P.J., CONCURS IN JUDGMENT ONLY