State v. Arias , 2018 Ohio 2400 ( 2018 )

[Cite as State v. Arias , 2018-Ohio-2400.]
Court of Appeals of Ohio
EIGHTH APPELLATE DISTRICT
COUNTY OF CUYAHOGA
JOURNAL ENTRY AND OPINION
No. 106112
STATE OF OHIO
PLAINTIFF-APPELLEE
vs.
ROBERT M. ARIAS
DEFENDANT-APPELLANT
JUDGMENT:
VACATED AND REMANDED
Criminal Appeal from the
Cuyahoga County Court of Common Pleas
Case Nos. CR-16-606437-A and CR-17-616368-A
BEFORE: Kilbane, P.J., S. Gallagher, J., and Blackmon, J.
RELEASED AND JOURNALIZED: June 21, 2018
ATTORNEY FOR APPELLANT
Joseph V. Pagano
P.O. Box 16869
Rocky River, Ohio 44116
ATTORNEYS FOR APPELLEE
Michael C. O’Malley
Cuyahoga County Prosecutor
Carl Sullivan
Assistant County Prosecutor
The Justice Center - 9th Floor
1200 Ontario Street
Cleveland, Ohio 44113
MARY EILEEN KILBANE, P.J.:
{¶1} Defendant-appellant, Robert Arias (“Arias”), appeals his sentence and guilty plea.
For the reasons set forth below, we vacate his guilty plea and sentence and remand the matter
for further proceedings consistent with this opinion.
{¶2} In April 2017, Arias was arrested as a result of an investigation by the Internet
Crimes Against Children Task Force (“ICACTF”). At the time of his arrest, Arias was on
community control sanctions in another case. Arias was subsequently charged in this case in a
26-count indictment. He was charged with 16 counts of pandering sexually oriented matter
involving a minor, 9 counts of illegal use of a minor in nudity-oriented material or performance,
and 1 count of possessing criminal tools. All of the charges constituted felonies of the second
degree, except Counts 25 and 26 — use of a minor in nudity-oriented material and possessing
criminal tools, which are felonies of the fourth and fifth degree, respectively.1
{¶3} In June 2017, Arias entered into a plea agreement with the state. Arias plead
guilty to the sixteen counts of pandering sexually oriented matter involving a minor (Counts
1-16), three counts of illegal use of a minor in nudity-oriented material or performance (Counts
22-24), and one count of possessing criminal tools (Count 26). The remaining counts were
nolled. The parties agreed that the offenses were nonallied offenses, Arias would be classified
as a Tier II sex offender, and Arias would forfeit all electronic devices.
1
Count 25 carried a furthermore clause that Arias has been previously convicted of or pled guilty to R.C.
2907.321–2907.323. Count 26 carried a forfeiture specification for various electronics owned by Arias.
{¶4} The trial court advised Arias of the maximum penalties for Counts 1-16 and 22-24
(second-degree felonies), but did not advise Arias of the possible maximum penalties for Count
26, a fifth-degree felony.
{¶5} At sentencing, the state advised that this case stemmed from a cyber tip. Arias
was uploading images of child pornography to his email account. ICACTF investigators
executed a search warrant at the home where Arias was staying with his friend, his friend’s wife,
and their seven-year-old son. ICACTF investigators found child pornography on multiple
devices belonging to Arias. Arias admitted to investigators that he took naked pictures of the
seven-year-old when he would exit the shower. Arias would hide behind the door and take the
pictures. The state further advised that Arias has a prior conviction for sharing and downloading
child pornography and is a registered sex offender. Arias was on probation at the time of
sentencing for failing to register in his previous case, which occurred ten years earlier.
{¶6} The trial court then sentenced Arias to seven years in prison on each of Counts
1-16, to be served concurrent to each other, and seven years on Counts 22 through 24, to be
served concurrent to each other. The court ordered that the sentence for Counts 1-16 and Counts
22-24 be served consecutive to each other for a total of 14 years in prison. The court also
sentenced Arias to a consecutive term of 9 months for his probation violation in his previous case
for an aggregate of 14 years and 9 months in prison. The trial court did not impose a sentence
on Count 26 at the sentencing hearing, but the corresponding journal entry reflects a sentence of
6 months to be served concurrent to the other sentences. The court also did not imposed costs
during the sentencing hearing, but the corresponding journal entry imposes costs against Arias in
an amount equal to the costs of the prosecution.
{¶7} Arias now appeals, raising the following three assignments of error for review.
Assignment of Error One
[Arias’s] plea was not knowingly, intelligent, or voluntary where he was not
clearly and accurately informed of the maximum penalty.
Assignment of Error Two
[Arias’s] sentence is contrary to law because the trial court did not impose
sentence on Count 26 in open court and because the record does not support the
imposition of consecutive sentences.
Assignment of Error Three
The trial court erred in imposing costs where it found [Arias] indigent, did not
impose costs in open court[,] and failed to consider his inability to pay.
Guilty Plea
{¶8} In the first assignment of error, Arias challenges the validity of his plea, claiming
the trial court did not inform him of the maximum possible penalty with regard to Count 26 —
possessing criminal tools. The state acknowledges this error in its appellate brief when it stated
“[t]he trial [court] laid out the maximum penalties for the felonies of the second degree and the
post-release control requirements[,] but did not lay out the possible penalties for a felony of the
fifth degree.” The state, however, argues this error is harmless.
{¶9} When a defendant enters a plea in a criminal case, the plea must be knowingly,
intelligently, and voluntarily made. “Failure on any of those points renders enforcement of the
plea unconstitutional under both the United States Constitution and the Ohio Constitution.”
State v. Engle, 74 Ohio St.3d 525, 527, 1996-Ohio-179, 660 N.E.2d 450, citing Kercheval v.
United States, 274 U.S. 220, 47 S.Ct. 582, 71 L.Ed. 1009 (1927); Mabry v. Johnson, 467 U.S.
504, 104 S.Ct. 2543, 81 L.Ed.2d 437 (1984); Boykin v. Alabama, 395 U.S. 238, 89 S.Ct. 1709,
23 L.Ed.2d 274 (1969); State v. Kelley, 57 Ohio St.3d 127, 566 N.E.2d 658 (1991); Crim.R.
11(C). Crim.R. 11(C)(2) governs the acceptance of guilty pleas in felony cases. It provides:
(2) In felony cases the court may refuse to accept a plea of guilty or a plea of no
contest, and shall not accept a plea of guilty or no contest without first addressing
the defendant personally and doing all of the following:
(a) Determining that the defendant is making the plea voluntarily, with
understanding of the nature of the charges and of the maximum penalty involved,
and, if applicable, that the defendant is not eligible for probation or for the
imposition of community control sanctions at the sentencing hearing.
(b) Informing the defendant of and determining that the defendant understands the
effect of the plea of guilty or no contest, and that the court, upon acceptance of the
plea, may proceed with judgment and sentence.
(c) Informing the defendant and determining that the defendant understands that
by the plea the defendant is waiving the rights to jury trial, to confront witnesses
against him or her, to have compulsory process for obtaining witnesses in the
defendant’s favor, and to require the state to prove the defendant’s guilt beyond a
reasonable doubt at a trial at which the defendant cannot be compelled to testify
against himself or herself.
Id.{¶10} The underlying purpose of Crim.R. 11(C) is to convey information to the defendant
so that he or she can make a voluntary and intelligent decision regarding whether to plead. State
v. Ballard, 66 Ohio St.2d 473, 479-480, 423 N.E.2d 115 (1981). The standard of review we
must apply for compliance with the requirements set forth in Crim.R. 11(C) is de novo. State v.
Darling, 8th Dist. Cuyahoga No. 104517, 2017-Ohio-7603, ¶ 17, citing State v. Roberts, 8th Dist.
Cuyahoga No. 89453, 2010-Ohio-3302, ¶ 19, citing State v. Stewart, 51 Ohio St.2d 86, 364
N.E.2d 1163 (1977). It requires an appellate court to review the totality of the circumstances
and determine whether the plea hearing was in compliance with Crim.R. 11(C). Roberts at ¶ 19,
citing Stewart.
{¶11} In determining whether the trial court has satisfied its duties under Crim.R.
11(C)(2), reviewing courts distinguish between constitutional rights and nonconstitutional rights.
State v. Veney, 120 Ohio St.3d 176, 2008-Ohio-5200, 897 N.E.2d 621, ¶ 14-21. Relevant to the
instant case, Arias contends that the trial court did not comply with advising him of the
nonconstitutional right to be informed of the maximum possible penalty on Count 26.
{¶12} We note that with regard to the nonconstitutional aspects of Crim.R. 11(C)(2)(a)
and (b), “substantial compliance” is sufficient. Veney at ¶ 14. “Substantial compliance means
that under the totality of the circumstances the defendant subjectively understands the
implications of his plea and the rights he is waiving.” State v. Nero, 56 Ohio St.3d 106, 108,
564 N.E.2d 474 (1990), citing Stewart, 51 Ohio St.2d 86, 364 N.E.2d 1163 (1977); State v.
Carter, 60 Ohio St.2d 34, 396 N.E.2d 757 (1979). “‘[I]f it appears from the record that the
defendant appreciated the effect of his plea and his waiver of rights in spite of the trial court’s
error, there is still substantial compliance.’” State v. Thomas, 8th Dist. Cuyahoga No. 94788,
2011-Ohio-214, ¶ 13, quoting State v. Caplinger, 105 Ohio App.3d 567, 572, 664 N.E.2d 959(4th Dist.1995).
{¶13} When the trial court does not substantially comply with Crim.R. 11 with regard to a
nonconstitutional right, the reviewing court must determine whether the trial court partially
complied or completely failed to comply with the rule. State v. Cammon, 8th Dist. Cuyahoga
No. 105124, 2017-Ohio-5587, ¶ 16. If the trial court partially complied, the plea may be vacated
only if the defendant demonstrates a prejudicial effect. State v. Clark, 119 Ohio St.3d 239,
2008-Ohio-3748, 893 N.E.2d 462, ¶ 32. To demonstrate prejudice in this context, the defendant
must show that the plea would not have otherwise been entered. Id. at ¶ 15, citing Nero. If,
however, the trial judge completely failed to comply with the rule, the plea must be vacated and
no analysis for prejudice is needed. Clark at ¶ 32, citing State v. Sarkozy, 117 Ohio St.3d 86,
2008-Ohio-509, 881 N.E.2d, 1224.
{¶14} In the instant case, the court advised Arias, with regard to the maximum penalty he
faced.
THE COURT: Felonies of second degree [Counts 1-16 and Counts 22-24] carry
anywhere from two to eight years in prison in yearly increments and/or fines of up
to $15,000. Prison time is not mandatory, however, if you go to prison upon
release on the felonies of the second degree, you would have a mandatory period
of five years of post-release control; in the felony five it would be a discretionary
period of three years post-release control. Post-release control could involve
restrictions on your activities. If you were to violate those you could be returned
to prison for up to one-half of your original sentence. Do you understand that?
[Arias]: Yes, sir.
{¶15} Based on the foregoing colloquy, we find that while the court explained the
potential postrelease control penalty to Arias for Count 26 — the second-degree penalty, the trial
court did not explain what his maximum sentence could be on the actual charge. As a result, the
trial court provided Arias with no basis to understand that the maximum sentence he could
receive on Count 26 consisted of a sentencing range from six months to twelve months in prison
in monthly increments. Thus, we cannot say Arias subjectively understood at the plea hearing
what the maximum penalty would be on Count 26. Consequently, the trial court did not
substantially comply with Crim.R. 11(C)(2)(a) in accepting his guilty plea.
{¶16} We must now determine whether the trial court partially complied, requiring a
prejudice analysis — or whether it “completely failed” to comply, requiring no prejudice
analysis. Based on our review of the record, we conclude that the trial court completely failed to
comply with Crim.R. 11(C)(2)(a) to ensure that Arias understood what the maximum penalty
would be for Count 26. Here, the trial court did not inform Arias of his maximum sentencing
exposure to Count 26 before it accepted his guilty plea. We also note that it did not sentence
Arias on Count 26 at the sentencing hearing. As a result, no prejudice analysis is required.
Because the record reflects that Arias was unaware of the maximum penalty for Count 26, we
find that he did not enter his plea knowingly, intelligently, and voluntarily. State v. Goodson,
8th Dist. Cuyahoga Nos. 101830 and 101831, 2016-Ohio-1535, ¶ 14.
{¶17} While the instant case presents us with disturbing facts and Arias’s total sentence
would not have changed had he been advised of the maximum penalty on Count 26, the law
compels us to vacate Arias’s guilty plea and sentence.
{¶18} Therefore, the first assignment of error is sustained.
{¶19} In the second assignment of error, Arias challenges his sentence. In the third
assignment of error, Arias challenges the trial court’s imposition of court costs. These
remaining assignments of error are moot in light of our disposition of the first assignment of
error. App.R. 12(A)(1)(c).
{¶20} Accordingly, Arias’s guilty plea and sentence in Case No. CR-17-616368-A are
vacated. The matter is remanded to the trial court for further proceedings consistent with this
opinion
It is ordered that appellant recover of appellee costs herein taxed.
The court finds there were reasonable grounds for this appeal.
It is ordered that a special mandate issue out of this court directing the common pleas
court to carry this judgment into execution.
A certified copy of this entry shall constitute the mandate pursuant to Rule 27 of the
Rules of Appellate Procedure.
MARY EILEEN KILBANE, PRESIDING JUDGE
SEAN C. GALLAGHER, J., and
PATRICIA A. BLACKMON, J., CONCUR