State v. Wooden ( 2022 )

[Cite as State v. Wooden, 2022-Ohio-814.]
COURT OF APPEALS OF OHIO
EIGHTH APPELLATE DISTRICT
COUNTY OF CUYAHOGA
STATE OF OHIO, :
Plaintiff-Appellee, :
No. 110340
v. :
JYVARIS WOODEN, :
Defendant-Appellant. :
JOURNAL ENTRY AND OPINION
JUDGMENT: VACATED AND REMANDED
RELEASED AND JOURNALIZED: March 17, 2022
Criminal Appeal from the Cuyahoga County Court of Common Pleas
Case No. CR-18-634212-A
Appearances:
Michael C. O’Malley, Cuyahoga County Prosecuting
Attorney, and Brandon A. Piteo, Assistant Prosecuting
Attorney, for appellee.
Paul W. Flowers Co., L.P.A., and Louis E. Grube, for
appellant.
MARY EILEEN KILBANE, J.:
Defendant-appellant Jyvaris Wooden (“Wooden”) appeals from his
conviction following a guilty plea pursuant to a plea deal with the state. For the
reasons that follow, we vacate and remand.
PROCEDURAL AND FACTUAL BACKGROUND
On October 30, 2018, Wooden and the victim got into an altercation
after the victim, while driving a lawnmower, hit a wooden plank erected to indicate
Wooden’s property line. Wooden, an army veteran with a history of post-traumatic
stress disorder and childhood trauma, not only activated his home alarm system, he
approached the victim with a baseball bat and firearm. A public utility worker saw
Wooden swing the bat at the victim twice before struggling with the victim, who
attempted to disarm Wooden. During the struggle, Wooden shot the victim in the
abdomen. Wooden then used his home alarm system to call 911 and explained that
he shot the victim because he was trespassing on Wooden’s property.
On November 7, 2018, a Cuyahoga County Grand Jury indicted
Wooden on a four-count indictment: Count 1, attempted murder, in violation of
R.C. 2923.02 and 2903.02(A); Count 2, felonious assault, in violation of R.C.
2903.11(A)(1); and Counts 3 and 4, felonious assault, in violation of R.C.
2903.11(A)(2). The first three counts of the indictment included one- and three-year
firearm specifications as well as a weapon forfeiture specification.
Following a pretrial hearing on December 6, 2018, at defense
counsel’s request, the trial court referred Wooden to the court psychiatric clinic, in
accordance with R.C. 2945.371, to evaluate his competence to stand trial, sanity at
the time of the act, and eligibility for mental health/developmental disability due to
a psychotic disorder. On January 3, 2019, the court psychiatric clinic’s psychologist,
Dr. Nicole Livingston (“Dr. Livingston”) issued a report finding Wooden to be
competent and not eligible for the mental health docket. The parties stipulated to
the competency findings.
On February 11, 2019, at defense counsel’s request, the court again
referred Wooden to the court psychiatric clinic to evaluate his sanity. Wooden was
then interviewed for two hours by Dr. Aileen M. Hernandez (“Dr. Hernandez”) on
February 28, 2019. Dr. Hernandez prepared a report and submitted it to the court
on March 12, 2019, opining that Wooden was sane. In preparing her report, Dr.
Hernandez had reviewed Wooden’s prior medical records from the VA Hospital
from 2016, to August 2018, as well as his Cuyahoga County Jail records from
November 3, 2018, to February 1, 2019.
On August 2, 2019, the court held a plea hearing. The state outlined
the terms of the plea agreement, which the court subsequently confirmed with
Wooden and his counsel. Pursuant to the plea agreement, Wooden would plead
guilty to an amended Count 1, attempted murder in violation of R.C. 2923.02 and
2903.02(A) with a three-year firearm specification and a weapon forfeiture
specification; and an amended Count 4, attempted felonious assault in violation of
R.C. 2923.02 and 2903.11(A)(2). The remaining counts and specifications would be
nolled. The court then engaged Wooden in a Crim.R. 11 colloquy. The court
informed Wooden of the rights he was giving up by pleading guilty, and Wooden
stated he understood each right and wished to waive them and plead guilty.
The trial court also informed Wooden that his offenses were qualified
offenses pursuant to R.C. 2903.41, also known as Sierah’s Law, which would require
him to register as a violent offender in the statewide database. Wooden responded
that he understood that requirement. The court referred Wooden for the
preparation of a presentence investigation and mitigation report.
On August 27, 2019, the court held a sentencing hearing. The court
reviewed the PSI and previous reports from the court psychiatric clinic, and the
court also received two letters written by the victim’s children. The court then heard
from defense counsel, Wooden, the assistant prosecuting attorney, the victim, and
the victim’s wife. The victim and his wife detailed how the victim lost his spleen and
left kidney, had to be put on a ventilator for his almost monthlong stay at the
hospital, and is still suffering from breathing issues and back and abdominal pain
from his wounds. The court also heard from defense counsel, who discussed
Wooden’s mental health issues that required him to see a psychiatrist twice a week
at the VA for his bipolar disorder, post-traumatic stress disorder, anxiety,
depression, seizures, and substance abuse issues.
After hearing these statements and reviewing the evidence, the court
found that the psychological reports revealed Wooden had a history of mental health
issues. The court found that despite Wooden’s minimal criminal history, he was still
a danger to his community with a history of acting out in his neighborhood. The
court acknowledged that Wooden had been receiving treatment for his mental
health issues at the time of this incident, but the treatment was clearly not enough
to prevent his violent overreaction. The court then went on to find:
And for these reasons I’m going to find specifically that consecutive
sentences are necessary to protect our community and to punish you,
consecutive sentences are not disproportionate to the harm that you
created or the harm you posed, the threat of future danger, and I’m
specifically finding that the harm was so great or unusual a single term
does not adequately reflect the seriousness of your conduct.
Hitting the victim with the bat, confronting him for no good reason and
then when he tries to protect himself in a rather benign way you shoot
him. So that’s just — it’s the worst form of the offense. It indicates to
this Court that consecutive sentences are necessary to punish you,
protect our community, and are not disproportionate to the harm you
caused or the threat that you remain to our community.
I do feel that there is some mitigation present, that you took some
actions after the fact to come to some aid to the victim and you’ve
shown remorse here today, so I’m taking that into consideration as
well.
So I’m going to sentence you as follows: In [Count 1], attempted
murder, a felony of the first degree, 11 years in Lorain Correctional
Institution. The three-year firearm specification must be served prior
to and consecutive to that 11-year sentence.
Count two, attempted felonious assault, a felony of the third degree, 24
months at Lorain Correctional Institution to be served consecutive to
the 11 years in [Count 1] and the three-year firearm specification, so
that’s a total of 16 years at the Lorain Correctional Institution.
In addition to the aggregate 16-year sentence described above, the court also
informed Wooden about the mandatory five-year postrelease control that was also
part of his sentence. Finally, the court advised Wooden of his right to appeal the
sentence.
On September 16, 2019, Wooden appealed his sentence. On October
22, 2020, this court dismissed the appeal for lack of a final appealable order:
Sua sponte, the appeal is dismissed for lack of a final, appealable order
as required by R.C. 2505.02. To constitute a final order in a criminal
case, Crim.R. 32(C) requires an entry to contain (1) the fact of the
conviction, (2) the sentence, (3) the judge’s signature, and (4) the time
stamp indicating the entry upon the journal by the clerk. State v.
Lester, 130 Ohio St.3d 303, 2011-Ohio-5204, 958 N.E.2d 142,
paragraph one of the syllabus. Further, a valid judgment of conviction
requires a resolution of all counts for which there were convictions.
State ex rel Davis v. Cuyahoga Cty. Court of Common Pleas, 127 Ohio
St.3d 29, 2010-Ohio-4728, 936 N.E.2d 41, ¶2. The journal entry
memorializing appellant’s guilty pleas, filed August 1, 2019, stated that
appellant pled guilty to Counts 1 and 4 and that Counts 2 and 3 were
nolled. However, the entry goes on to impose sentence on Counts 1 and
2. No sentence was imposed on Count 4. Further, the error cannot be
corrected nunc pro tunc. The transcript indicates that appellant pled
guilty to Counts 1 and 4. (Tr. 24-25, 30.) The transcript also provides
that the trial court imposed sentence on Counts 1 and 2, rather than
Counts 1 and 4. (Tr. 54-55.) No sentence was imposed on Count 4.
Appeal dismissed at appellant’s costs.
Judgment Entry filed October 22, 2020, 8th Dist. Cuyahoga No. 109170.
On November 24, 2020, Wooden filed a pro se motion to withdraw
his guilty plea. Wooden argued that his plea agreement had been breached when he
was sentenced on Count 2 instead of an amended Count 4 and that he was entitled
to choose between withdrawing his guilty plea or requesting specific performance of
the agreement. He also alleged that a manifest injustice had occurred when his plea
agreement was breached.
A hearing was held on January 26, 2021, for the court to sentence
Wooden on the amended Count 4 and to address Wooden’s pending motion to
withdraw his plea. The court addressed the sentencing error and clarified the
mistake on the record:
For the record, Count 1 was attempted murder, in violation of section
2923.02 and 2903.02(A), a Felony of the 1st Degree with a three-year
firearm specification, a forfeiture. Count 4, which [Wooden] pled to,
was felonious assault, attempted felonious assault, a Felony of the 3rd
Degree, in violation of section 2923.02 and 2903.11(A)(2), a Felony of
the 3rd Degree as amended.
The Court sentenced the defendant to 11 years in Count 1 and found
that consecutive sentences were necessary and I imposed 24 months in
Count 4, although I mislabeled it Count 2.
Wooden was then permitted to address the court regarding his
pending motion to withdraw his guilty plea. Wooden argued that pursuant to his
plea agreement he pleaded guilty to Count 1 and Count 4, but this agreement was
breached by the court when he was sentenced on Count 2 instead of Count 4.
Wooden stated that the court’s breach voided his sentence and entitled him to
withdraw his plea or seek specific performance of the agreement. Wooden then
argued the court made a reversible error by accepting his plea without conducting a
competency hearing and that his trial counsel was ineffective for not requesting a
competency hearing. The court clarified for the record that two mental health
assessments had been reviewed by the court and that both reports indicated
Wooden was competent. Further, the court found that the findings in these reports
were stipulated to by the parties prior to Wooden’s plea.
Wooden then explained to the court why he believed he was in fact
incompetent at the time of the offense and that his plea was invalid by reason of
insanity:
THE DEFENDANT: Yes, Your Honor. Most importantly, at the time
of the commission of the act, they did not provide evidence to the
prosecuting prosecutor that I did have an anxiety attack, which was
treated at The Cleveland Clinic. That evidence was withheld from the
State prosecutor, which that has not been anywhere in the report on the
record.
THE COURT: Are you saying your anxiety attack after this incident
caused you to be incompetent at the time of your plea?
THE DEFENDANT: During the commission of the offense, I also put
it on the record that I had an anxiety attack. That was not provided to
the Court or State prosecutor. That was not on the record.
THE COURT: What was the effect of the anxiety attack on you?
THE DEFENDANT: When me and this guy, the landscaper, had got
into an altercation, he had me in a choke hold. I had feared for my life.
THE COURT: Okay. So you understood the consequence of your action
and the wrongfulness of your action?
THE DEFENDANT: No. I was insane at the time of the act.
The court then made the following finding and ruling regarding Wooden’s motion
to withdraw his plea:
THE COURT: All right. So, first of all, with respect to defendant’s pro
se motion, I’ll note for the record, the record should be clear, that it was
extremely thoughtfully written and recited by this defendant. It
indicates his level of competency with respect to how he’s thinking.
At the time of the plea, I specifically went through all the proper
notifications which this defendant said he understood, including that
there was no promise of any particular sentence in this matter. And it’s
clear from his attorney that he was told they would argue for the
minimum sentence, which his attorney, Mr. Goldberg, did in fact do
and argued the mitigation of the psychiatric condition, whether it be
anxiety, Mr. Goldberg repeatedly referred to it as he wasn’t thinking
properly. And I did consider all of those things in my original sentence.
There is very little evidence here, other than the self-serving statements
of the defendant, that he failed to understand or that he did not
knowingly, intelligently, and voluntarily withdraw his not guilty plea to
plead guilty to those two counts. So I’m going to deny his motion to
withdraw.
We’ll make a record also that — and we’ll make sure it’s journalized, it
may not have been journalized originally — that the psychiatric report’s
being accepted by the [c]ourt.
***
Court has previously accepted the guilty plea in Count 4 after informing
Mr. Wooden of all his rights. I’m going to incorporate everything I said
from the August 27, 2019 transcript.
I’ve also considered this transcript and all the mitigation that Mr.
Goldberg and Mr. Gay indicated to the [c]ourt.
I’ve also considered the psychiatric clinic reports, all the purposes and
principles of felony sentencing, and all the recidivism and seriousness
factors.
I’ve also considered based on the victim’s testimony at the time of
sentencing, which I’m also incorporating in this matter, in which the
victim’s wife made a statement to the [c]ourt. Also Prosecutor
Mikhaiel’s argument.
For the record as well, I’ll indicate that and I specifically find
consecutive sentences are necessary to protect the community and to
punish this defendant. The consecutive sentences are not
disproportionate to the harm that was created or harm that he posed
or a threat of future danger. Specifically, finding the harm was so great
or unusual, a single term does not adequately reflect the seriousness of
your conduct.
For the record, once again, the victim lost his spleen, a kidney, was
hospitalized on a ventilator, with the gunshot wound.
This defendant hit the victim with a bat prior to shooting him,
confronted him for really no good reason. And then when this victim
tries to protect himself and all the evidence points that he was not
choking out this defendant, that it was rather benign in an attempt to
protect himself, this defendant then shot him.
This is the worst form of the offense. This indicates to this [c]ourt that
consecutive sentences are necessary. It’s not disproportionate to the
harm he caused or the threat you remain to the community.
The court then sentenced Wooden to 24 months in prison on Count 4. Based on the
court’s prior findings, the court found a single sentence was not adequate and
ordered the time be served consecutively to the 14 years imposed on Count 1 for a
total of 16 years.
Before the hearing concluded, Wooden again argued to the court that
he received ineffective assistance of counsel because there were medical records not
provided to the court or the state from the date of the incident. Wooden argued that
these medical records showed Wooden was suffering from an anxiety attack that
day, after the incident had already occurred. Wooden’s attorney acknowledged that
he had reviewed these medical records, stating:
Your Honor, I did receive all the records during the course of discovery.
The anxiety attack that my client suffered post incident, there was
nothing to show that he was having an issue prior to going out and
engaging with the victim.
The court appointed appellate counsel for Wooden and then concluded the hearing.
Wooden now appeals, raising six assignments of error for our review:
I. The trial court committed plain error by entering a conviction and
sentence for the non-cognizable crime of attempted felonious assault.
II. The trial court erred by denying the defendant’s pre-sentence
motion to withdraw his guilty plea.
III. The trial court erred by denying the motion to be relieved of the
violent offender database registration requirement, which is an
unconstitutionally retroactive penalty.
IV. The trial court committed plain error by failing to provide the
notices mandated by R.C. 2903.42(a)(1).
V. The trial court erred by failing to make a necessary factual finding
in support of the consecutive sentences that were imposed.
VI. The trial court erred by imposing consecutive sentences that are
clearly and convincingly not supported by the record.
LAW AND ANALYSIS
In his first assignment of error, Wooden argues that the trial court
committed plain error by accepting his guilty plea to the amended Count 4,
attempted felonious assault. Because Wooden did not object to pleading guilty to
attempted felonious assault, this court reviews for plain error. Wooden pled guilty
to an amended Count 4, attempted felonious assault, a third-degree felony in
violation of R.C. 2903.11(A)(2) and 2923.02. Wooden is correct that as this court
has previously explained, this use of the “attempt statute,” R.C. 2923.02, for crimes
like felonious assault, which already contain an “attempt to cause physical harm to
another” within the elements of the offense, is not a cognizable offense in Ohio:
The “attempt” statute, R.C. 2923.02(A), for its part, forbids a person
from knowingly engaging in conduct that, if successful, would
constitute an offense. According to the legislative committee comment
to R.C. 2923.02, this statute “with three exceptions, establishes an
attempt to commit any offense as an offense in itself.” (Emphasis
added.) The legislative committee noted that one of the exceptions is
“an attempt to commit any offense which in itself is defined as an
attempt — in these cases, an attempt is not an offense.” (Emphasis
added.)
Other Ohio district courts of appeals have considered the propriety of
a conviction that falls under one of the exceptions listed in the
committee comment to R.C. 2923.02. Generally, when a defendant has
instituted a direct appeal after being convicted of a crime that is not
cognizable at law, that conviction is vacated. Harper, supra; State v.
Still [11th Dist. Lake No. 93-L-195, 1994 Ohio App. LEXIS 5506 (Dec.
9, 1994)]; State v. Phillips, [6th Dist. Lucas No. L-97-1217, 1998 Ohio
App. LEXIS 2062 (May 8, 1998)].
State v. McCornell, 8th Dist. Cuyahoga No. 91400, 2009-Ohio-1245, ¶ 25-26.
Wooden accepted the state’s plea offer and knowingly, intelligently, and voluntarily
pleaded guilty to a third-degree felony. This offer permitted Wooden to plead to a
third-degree felony rather than a first-degree felony.
The issue of a defendant pleading to a nonexistent offense pursuant
to a plea deal has been dealt with by this court repeatedly and is treated as an invited
error when the plea was knowingly, intelligently, and voluntarily made. State v. D-
Bey, 8th Dist. Cuyahoga No. 109000, 2021-Ohio-60, ¶ 34. In D-Bey, the defendant
attempted to challenge his guilty plea pursuant to a plea bargain after receiving the
benefit of pleading to the nonexistent offense of attempted domestic violence. As
stated by this court in D-Bey:
[t]o now challenge his guilty plea, after he received the benefit of the
negotiated plea bargain, on the basis that it involved a nonexistent
offense, is invited error. See, e.g., State v. Robinson, 8th Dist.
Cuyahoga No. 107598, 2019-Ohio-2330, ¶ 9, 12; State v. Brawley, 8th
Dist. Cuyahoga No. 79705, 2002-Ohio-3115, ¶ 6, 20 (defendant’s claim
that it was “legally impossible” to be charged with offense to which he
pled guilty did not warrant withdrawal of his negotiated guilty plea
because any error was invited error); State v. Lester, 8th Dist.
Cuyahoga No. 106850, 2018-Ohio-4893, ¶ 8-11 (although attempted
involuntary manslaughter is a nonexistent crime in Ohio, defendant
could not seek to set aside his conviction based on a claim that counsel
was ineffective by allowing him to plead guilty to the nonexistent
offense where defendant negotiated his plea to it with the state); see
also State v. Toms, 2d Dist. Clark No. 2000 CA 64, 2001 Ohio App.
LEXIS 3944, [3-6 (Sept. 7, 2001)] (where defendant negotiated guilty
plea to attempted involuntary manslaughter, any error by the trial
court in accepting the plea was invited error and did not warrant
reversal of defendant’s conviction); State v. Wickham, 5th Dist.
Muskingum No. CA 76-40, 1977 Ohio App. LEXIS 10210, [4-10] (Sept.
28, 1977) [20] (defendant entering a negotiated guilty plea to
attempted involuntary manslaughter, even if a nonexistent offense, was
not reversible error); cf. State v. Robinson, 8th Dist. Cuyahoga No.
107598, 2020-Ohio-98, ¶ 12 (“[I]t must be noted that this court, as well
as numerous other courts, have affirmed convictions based on guilty
pleas to offenses the state could not prove where the defendant
knowingly, intelligently, and voluntarily entered a guilty plea as part of
a ‘negotiated plea agreement.’”).
Under the invited error doctrine, “‘a party will not be permitted to take
advantage of an error that he himself invited or induced the trial court
to make.’” State v. Franks, 8th Dist. Cuyahoga No. 103682, 2016-Ohio-
5241, ¶ 8, quoting State ex rel. The V Cos. v. Marshall, 81 Ohio St.3d
467, 471, 1998-Ohio-329, 692 N.E.2d 198 (1998). As this court
explained in Lester, “the ‘negotiated guilty plea * * * has consistently
been given judicial approval as both a means of moving heavy criminal
dockets and hopefully as the first step toward the defendant’s
rehabilitation.’” Lester at ¶ 9, quoting Wickham at [5]. “[B]ecause the
‘criminal justice system and the defendant stand to gain by an
enlightened use of the negotiated plea system,’” a defendant who
negotiated a guilty plea to a nonexistent offense “cannot now complain
that it should be set aside.” Lester at ¶ 10-11, quoting Wickham at [6].
D-Bey at ¶ 34-35. Like the defendant in D-Bey, Wooden attempts to invalidate his
guilty plea to the nonexistent offense of attempted felonious assault pursuant to a
plea deal with the state, after receiving the negotiated benefit of the plea. Because
Wooden invited this error by knowingly, intelligently, and voluntarily pleading
guilty to the nonexistent offense of attempted felonious assault, he cannot now
complain to set his plea aside. Id. at 35, citing Lester at ¶ 10-11, quoting Wickham
at 6. Therefore, Wooden’s first assignment of error is overruled.
Wooden’s second assignment of error alleges the trial court erred in
denying his motion to withdraw his guilty plea. A motion to withdraw a guilty plea
is governed by Crim.R. 32, which states:
A motion to withdraw a plea of guilty or no contest may be made only
before sentencing is imposed; but to correct manifest injustice the court
after sentencing may set aside the judgment of conviction and permit
the defendant to withdraw his or her plea.
Crim.R. 32.1. While presentence motions to withdraw should be freely and liberally
granted, a defendant does not have an absolute right to withdraw his plea prior to
sentencing and it is within the sound discretion of the trial court to determine what
circumstances justify the granting of any such motion. State v. Westley, 8th Dist.
Cuyahoga No. 97650, 2012-Ohio-3571, ¶ 6, citing State v. Xie, 62 Ohio St.3d 521,
527, 584 N.E.2d 715 (1992). Before ruling on such a motion, the trial court must
conduct a hearing to determine if there is a reasonable and legitimate basis for
withdrawal of the plea. State v. Glenn, 8th Dist. Cuyahoga Nos. 109769, 109796,
and 109858, 2021-Ohio-1587, ¶ 11-13, citing Xie at paragraph one of the syllabus.
As previously stated by this court:
A trial court does not abuse its discretion in overruling a motion to
withdraw: (1) where the accused is represented by highly competent
counsel, (2) where the accused was afforded a full hearing, pursuant to
Crim.R. 11, before he entered the plea, (3) when, after the motion to
withdraw if filed, the accused is given a complete and impartial hearing
on the motion and (4) where the record reveals that the court gave full
and fair consideration to the plea-withdrawal request.
State v. Glenn, 8th Dist. Cuyahoga Nos. 109769, 109796, and 109858, 2021-Ohio-
1587, ¶ 14 citing State v. Peterseim, 68 Ohio App.2d 211, 428 N.E.2d 863 (8th
Dist.1980).
Following a thorough review of the record, we conclude that the trial
court did not abuse its discretion in denying the Wooden’s motion to withdraw his
guilty plea. This court has previously affirmed the denial of a motion to withdraw
where it found that the record showed the trial court held a full Crim.R. 11 hearing
where competent counsel represented defendant, who indicated his satisfaction
with counsel’s advice and assistance, and his understanding of the nature of the
offenses and any possible defenses. State v. Westley, 8th Dist. Cuyahoga No. 97650,
2012-Ohio-3571, ¶ 10. The defendant denied being threatened or promised anything
in exchange for pleading guilty and neither expressed nor exhibited any indicia of
confusion, compromised competency, or deficient understanding of any of the
consequences of entering a guilty plea. Id. Furthermore, the trial court gave the
defendant a full and impartial hearing on his motion to withdraw the guilty plea,
and full and fair consideration to his plea withdrawal request. Id. at ¶ 11. At the
hearing, the defendant indicated that he wished to withdraw his plea because he was
innocent and he entered the plea under coercion and duress caused by family and
defense counsel. Id. The defendant only provided blanket statements with no
specifics on how he was coerced and also failed to explain why the plea was not
knowingly, intelligently, and voluntarily. Id.
In the instant case, its undisputed that Wooden was represented by
two competent attorneys and he was afforded a full Crim.R. 11 hearing during which
he indicated his satisfaction with his counsel and that confirmed that he understood
the nature of the offenses and any possible defenses. Wooden denied being
threatened or promised anything in exchange for pleading guilty and neither
expressed nor exhibited any indicia of confusion, compromised competency, or
deficient understanding of any of the consequences of entering a guilty plea.
The court then went on to explain the potential sentences and
consequences for pleading guilty to each offense and the mandatory postrelease
control after he is released from prison and the consequences of violating the rules
of postrelease control. The court explained how Wooden would be required to
register with the violent offender database when released. Finally, the court asked
Wooden if he had been threatened or promised anything to plead guilty and if he
understood that there was no promise of any particular sentence in this case.
Wooden stated he understood each aspect of the Crim.R. 11 colloquy before pleading
guilty to the amended Counts 1 and 4. The trial court then found Wooden had
knowingly, intelligently, and voluntarily pleaded guilty and accepted his pleas.
After his plea, but before being sentenced on both counts, Wooden
filed a motion to withdraw his guilty plea, on which the court held a full and
impartial hearing. The court allowed both Wooden and his counsel several
opportunities to explain the basis of his motion. Wooden argued he was insane at
the time of the incident, which is why he wanted to withdraw his guilty plea so he
could “more strongly assert that he was insane at the time of the act.” Wooden stated
the basis for this change was medical records in his counsel’s possession
demonstrating that he had a panic attack after nearly killing the victim. Nothing
Wooden stated to the trial court explained how this anxiety attack rendered his
guilty plea invalid and there is no evidence in the record to support a conclusion that
Wooden did not understand his guilty plea. The trial court gave Wooden a full and
impartial hearing and ultimately denied his motion. The trial court’s decision was
not unreasonable or arbitrary, and therefore the court did not abuse its discretion in
denying Wooden’s motion. Therefore, his second assignment of error is overruled.
Wooden’s third and fourth assignments of error both concern Ohio’s
violent offender database, also known as Sierah’s Law, and will be dealt with
together. Wooden’s third assignment of error alleges that the trial court erred by
denying his motion to be relieved from registering with the violent offender database
because it is an unconstitutional retroactive penalty in violation of the Retroactivity
Clause of the Ohio Constitution. As this court has previously stated:
Sierah’s Law, which became effective on March 20, 2019, created a
statewide violent offender database, which requires those convicted of
certain specified offenses to enroll in a registry that will allow law
enforcement to track their whereabouts for ten years following release
from prison. Violent offenders with VOD duties must appear in person
at the local county sheriff’s office within ten days following release from
prison, or after receiving notice at the sentencing hearing if the offender
is not sentenced to prison, to enroll in the database. R.C. 2903.43.
Thereafter, the offender must re-register annually for ten years. R.C.
2903.43.
State v. Beard, 2021-Ohio-2512, 177 N.E.3d 591, ¶ 25 (8th Dist.). The Ohio
Supreme Court has definitively determined “that the application of Sierah’s Law to
violent offenders who committed their offenses prior to its effective date does not
violate the Retroactivity Clause of the Ohio Constitution.” State v. Hubbard, Slip
Opinion No. 2021-Ohio-3710, ¶ 45. Further, this court has recently reaffirmed the
holdings in Hubbard and Beard that Sierah’s Law does not violate Ohio
Constitution’s Retroactivity Clause. State v. Brown, 2021-Ohio-4130 at ¶ 28.
Therefore, pursuant to the Ohio Supreme Court’s conclusion that Sierah’s Law does
not violate the Retroactivity Clause of the Ohio Constitution, we find that the trial
court did not impose an unconstitutionally retroactive penalty. Wooden’s third
assignment of error is overruled.
Wooden’s fourth assignment of error alleges that the trial court
committed plain error by failing to provide the notice required by Sierah’s Law as
set forth in R.C. 2903.42(A)(1)(a). In order for this court to find the trial court
committed plain error, Wooden must establish: “(1) a deviation from a legal rule,
(2) that the error was obvious, and (3) that the error affected the basic fairness,
integrity, or public reputation of the judicial process and therefore challenged the
legitimacy of the underlying judicial process.” State v. Morgan, 153 Ohio St.3d 196,
2017-Ohio-7565, 103 N.E.3d 784, ¶ 41.
R.C. 2903.42(A)(1) governs the enrollment in the violent offender
database and dictates the required notice the trial court must provide:
For each person who is classified a violent offender, it is presumed that
the violent offender shall be required to enroll in the violent offender
database with respect to the offense that so classifies the person and
shall have all violent offender database duties with respect to that
offense for ten years after the offender initially enrolls in the database.
The presumption is a rebuttable presumption that the violent offender
may rebut as provided in division (A)(4) of this section, after filing a
motion in accordance with division (A)(2)(a) or (b) of this section,
whichever is applicable. Each violent offender shall be informed of the
presumption established under this division, of the offender’s right to
file a motion to rebut the presumption, of the procedure and criteria
for rebutting the presumption, and of the effect of a rebuttal and the
post-rebuttal hearing procedures and possible outcome, as follows:
***
(C) The judge, official, or official’s designee providing the notice under
division (A)(3), (A)(4), or (B) of this section shall require the violent
offender to read and sign a form stating that the violent offender has
received and understands the notice. If the violent offender is unable to
read, the judge, official, or official’s designee shall inform the violent
offender of the violent offender’s duties as set forth in the notice and
shall certify on the form that the judge, official, or official’s designee
informed the violent offender of the violent offender’s duties and that
the violent offender indicated an understanding of those duties.
(Emphasis added.) The trial court in this case informed Wooden about his
registration requirements at Wooden’s plea hearing as follows:
THE COURT: There is one other consequence. A felony of the first
degree will require that you report your address as part of a violent
offender registry for ten years when you’re released from prison. And
you’ll have to register your information, your personal information,
where you’re living, where you’re working, going to school, all those
sorts of things. I believe it’s every 180 days for ten years.
If you fail to follow the rules of that violent offender registry, there are
consequences including potential prison. Do you understand that?
The court failed to provide Wooden with notice that his registration was presumed,
and that the presumption could be rebutted, the procedure and criteria for rebutting
the presumption, the effect of a rebuttal, the post-rebuttal hearing procedures and
possible outcomes. Furthermore, there is no evidence in the record that Wooden
received or signed any written form pursuant to division (C).
Several courts, including this court, have found that when a statute
uses the word “shall,” a “word of command,” failure to follow the legislature’s
command constitutes a reversible error. See State v. Walker, 2021-Ohio-580, 168
N.E.3d 628, ¶ 36 (8th Dist.) (finding reversible error for trial court’s failure to
provide notices required in R.C. 2903.42(A)(1)(a)); State v. Wright, 2d Dist.
Montgomery No. 28368, 2021-Ohio-4107, (finding reversible error where trial court
failed to provide and have defendant sign the written notice as required by R.C.
2903.42(C)); State v. Williams, 5th Dist. Coshocton No. 2021CA0003, 2021-Ohio-
3579, ¶ 40 (vacating defendant’s placement on Violent Offender Database when the
trial court failed to inform him at sentencing of the procedure and criteria for
rebutting the presumption and possible outcome).
Therefore, because the trial court failed to provide Wooden with the
required verbal and written notices, we sustain Wooden’s fourth assignment of
error. Accordingly, we vacate his sentence and remand the matter for the trial court
to provide Wooden with the proper notice pursuant to R.C. 2903.42(C).
Our disposition of Wooden’s fourth assignment of error renders the
remaining assignments of error moot.
Judgment vacated and remanded for further proceedings consistent
with this opinion.
It is ordered that appellant recover from appellee costs herein taxed.
The court finds there were reasonable grounds for this appeal.
It is ordered that a special mandate issue out of this court directing the
common pleas court to carry this judgment into execution.
A certified copy of this entry shall constitute the mandate pursuant to Rule 27
of the Rules of Appellate Procedure.
________________________________
MARY EILEEN KILBANE, JUDGE
MICHELLE J. SHEEHAN, P.J., and
EMANUELLA D. GROVES, J., CONCUR