Roush v. Blazek , 2023 Ohio 3917 ( 2023 )


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  • [Cite as Roush v. Blazek, 
    2023-Ohio-3917
    .]
    COURT OF APPEALS
    COSHOCTON COUNTY, OHIO
    FIFTH APPELLATE DISTRICT
    JUDGES:
    FRANCES ROUSH, ET AL                         :       Hon. W. Scott Gwin, P.J.
    :       Hon. William B. Hoffman, J.
    Plaintiffs-Appellants   :       Hon. Craig R. Baldwin, J.
    :
    -vs-                                         :
    :       Case No. 2023 CA 0009
    JAMES N. BLAZEK                              :
    :
    Defendant-Appellee      :       OPINION
    CHARACTER OF PROCEEDING:                         Appeal from the Coshocton County Court of
    Common Pleas, Case No. 2020 CI 0266
    JUDGMENT:                                        Reversed and Remanded
    DATE OF JUDGMENT ENTRY:                          October 27, 2023
    APPEARANCES:
    For Plaintiffs-Appellants                        For Defendant-Appellee
    OWEN J. RARRIC                                   CRAIG G. PELINI
    4775 Munson Street, Box 36963                    8040 Cleveland Avenue N.W., Ste 400
    Canton, OH 44735                                 North Canton, OH 44720
    [Cite as Roush v. Blazek, 
    2023-Ohio-3917
    .]
    Gwin, P.J.
    {¶1}    Appellant appeals the March 3, 2023 judgment entry of the Coshocton
    County Court of Common Pleas granting appellee’s motion for summary judgment.
    Facts & Procedural History
    {¶2}    The following facts are adduced from the depositions, exhibits attached to
    the depositions, and other materials submitted in support and opposition to the motion for
    summary judgment in this case, a legal malpractice action filed by appellant Frances
    Roush against appellee James Blazek, an attorney.
    Underlying Complaint and Litigation
    {¶3}    On May 3, 2019, appellant Frances Roush, on behalf of herself and her
    three grandchildren, filed a complaint against realtor Carly Thompson, HER Realtors, and
    Carly’s husband Jason Thompson (collectively “the Thompson Defendants”) for fraud,
    breach of fiduciary duty, breach of contract, intentional inflection of emotional distress,
    civil conspiracy, and respondeat superior.
    {¶4}    Appellant alleged in her complaint that, during her home search, Carly
    Thompson suggested appellant purchase the home located at 102 Main Street in
    Warsaw, Ohio. Further, that Carly Thompson informed appellant the inspections on the
    home were “all good,” and she did not need to have further inspections. Finally, appellant
    alleged that, subsequent to appellant’s purchase of the home, she discovered a bat
    infestation and bat guano in the attic of the home.
    {¶5}    The Thompson Defendants filed a motion to compel discovery responses
    from appellant on August 12, 2019. Appellee (Blazek) was served with the motion, but
    appellant was not. On September 3, 2019, the trial court granted the motion to compel.
    Coshocton County, Case No. 2023 CA 0009                                                 3
    The entry granting the motion to compel was served on appellee, but not appellant. On
    September 13, 2019, appellee filed a document entitled “attorney withdrawal.” The
    Thompson Defendants filed a motion to dismiss the fraud complaint on September 24,
    2019. The motion was served on appellee, but not on appellant. Appellee filed an
    “amended notice of withdrawal” on October 4, 2019. The trial court granted the motion
    to dismiss, with prejudice, on October 15, 2019. The judgment entry of dismissal was
    sent to appellee, but not appellant.
    Representation by Blazek Prior to August 1, 2019
    {¶6}   The appellee in this case, attorney James Blazek, filed the case against the
    Thompson Defendants as appellant’s attorney. Appellant and appellee initially met in
    person to discuss the case on October 6, 2017. Appellant paid appellee $250 that day.
    Appellant believed this was the amount necessary to retain appellee to represent her.
    Appellee testified the $250 was for the consultation and for him exploring the case.
    Appellee later applied the $250 towards the filing fee for the complaint. In February of
    2019, appellant and appellee executed a contingency fee agreement. Appellee testified
    he did not want to bill appellant hourly because appellant did not have the money to pay
    an hourly rate.
    {¶7}   Both appellant and appellee testified they communicated about the case
    primarily via phone, text, or e-mail. Both detailed communication issues they had with
    each other.
    {¶8}   Appellant testified she would call appellee to see what was going on in the
    case against the Thompson Defendants, but she never had a lot of conversation with him
    about the status of the case. Appellant was upset because it took appellee over two years
    Coshocton County, Case No. 2023 CA 0009                                                    4
    to file the complaint. Appellant stated that, during many of her phone calls with appellee,
    he told her he would call her back, or he needed copies of something. Appellant stated,
    “it was too much of a struggle” to communicate with appellee, she felt it was taking too
    long, and she felt like appellee was stalling.
    {¶9}   Appellee stated he needed information he was not getting from appellant.
    For example, appellant told appellee there was a real estate agent that came to
    appellant’s door and informed appellant the Thompson Defendants knew about the bat
    infestation prior to appellant purchasing the home.         However, appellant could not
    remember the agent’s name or number, so it took appellee time to track down the agent
    and get information from her. In addition, though he received a few responses to his
    questions from appellant, she often could not get her computer to work. Appellee stated
    he had many telephone conversations with appellant. Frequently, appellant would not
    call appellee back, so he would resort to calling her son. Appellee stated there was a
    lack of communication that was frustrating for him. Appellee testified he mailed appellant
    interrogatories and requests for admissions. After this, he attempted to contact appellant
    multiple times to get information to respond to the interrogatories, but “I could not get her
    to respond or mail me anything.”
    {¶10} Both parties testified as to settlement offers made during the original case.
    Appellant was asked, “do you know if a settlement offer was ever made on behalf of Carly
    Thompson and those defendants to settle the lawsuit you filed?” She responded, “I did
    not know of any settlements.” Appellant testified she was not aware of the settlement
    offers to (1) take care of the problem or (2) buy the house back. Appellant stated she
    was not interested in selling the house back because she and her grandchildren were
    Coshocton County, Case No. 2023 CA 0009                                                  5
    settled in the home. Appellant “didn’t believe there was a dollar amount that they would
    just offer to take care of the problem.” Appellant stated she never told appellee to make
    a settlement demand on her behalf for a specific monetary amount.
    {¶11} Appellee testified the Thompson Defendants offered to buy the house back.
    He stated he relayed this offer to appellant. However, appellant told appellee she liked
    the house, and did not want to move out of the house. Appellee stated he personally
    discussed settlement offers with appellant of $1,500, $3,000, $3,500, the amount to repair
    the infestation, and buying the house back, via telephone. However, appellant refused
    all of these settlement offers. As to an e-mail from counsel for the Thompson Defendants
    regarding a settlement offer that went unanswered, appellee stated, “because the answer
    was no. I mean, I probably called him and said no, but, I mean, I – the answer was still
    no. We had to keep going.”
    The Events of August 1, 2019, and Blazek’s Representation Subsequent to
    August 1, 2019
    {¶12} Appellant testified she terminated appellee on August 1, 2019. She first told
    him he was fired via telephone, as she stated, “I’m done,” and hung up the phone on him.
    Later that afternoon, she sent appellee a text stating, “I Frances Roush, will no longer be
    needing attorney James (Jay) Blazek as of August 1, 2019 at 2:30 p.m.” Appellant
    testified appellee did not tell her she needed to find another lawyer. However, appellant
    was aware that, after she fired appellee, she was going to need to find another lawyer to
    represent her in the litigation against the Thompson Defendants. Appellant had no
    expectation that appellee was going to continue working on her case because she fired
    him. Appellant “didn’t think there was anything else he could do. He was – I was done.”
    Coshocton County, Case No. 2023 CA 0009                                                 6
    Appellant had no further contact with appellee after August 1, 2019, except for one phone
    call she made in July of 2020 to ask for her legal paperwork. Appellant never received a
    bill from appellee.
    {¶13} Subsequent to terminating appellee, appellant did not contact another
    attorney for several months. Appellant stated she discovered the case was dismissed
    sometime in October of 2019. In November of 2019, she contacted another attorney in
    Zanesville. She was supposed to have a meeting with the other attorney, but he cancelled
    three times, so appellant “was done.”
    {¶14} Appellee sent a letter to appellant on November 5, 2019, notifying her that
    her case was dismissed, advising her to hire new counsel, and to move to reopen the
    proceedings immediately.     Appellee testified he followed the rules of professional
    responsibility after appellant terminated him on August 1, 2019. Appellee stated he did
    not file the discovery responses because, at that point, appellant had fired him.
    Inspection & Damages
    {¶15} Appellant testified she knew she had the right to have the home inspected,
    but Carly Thompson told her she did not need an inspection. Thus, she chose not to
    have her own inspection until after the purchase of the home, and after she discovered
    the bat guano. Appellant admitted that if she had done an inspection of the home, she
    would have discovered the bat guano, because it had been there for some time. Appellant
    stated if she had known about the bat guano, she would not have purchased the property.
    {¶16} Appellant also testified to the damages she incurred as a result of the
    actions by the Thompson Defendants. She spent approximately $1,000 of her own
    money out-of-pocket to fix the attic, much of it going to Terminix. She also paid $500 for
    Coshocton County, Case No. 2023 CA 0009                                                    7
    a dumpster to get rid of items in the attic. Appellant did not receive any bodily injury as a
    result of the presence of the bat guano, and did not claim any medical or psychological
    amounts as damages. A new roof has been installed on the home. Appellant did not pay
    out-of-pocket for the roof because she received a grant from the Community Housing
    Impact & Preservation (CHIP) Program that covered the entire cost of the new roof.
    Appellant has not hired anyone to do any work on the attic area since the roof was
    replaced two years ago. Appellant confirmed she has not incurred any costs as a result
    of what appellee failed to do other than the damages she sought to obtain in the complaint
    against the Thompson Defendants.
    {¶17} When asked if the underlying case was a strong case, appellee stated he
    felt it was a strong case on the issues of negligence and fraud. Appellee stated he knew
    he could get the amount to fix the attic, which he estimated at $10,000, but he was unsure
    if he could obtain punitive damages or attorney fees. Appellee felt the weakness in the
    case was “whether [they] could get any damages in excess of the actual cost of mitigating”
    the bat issue. Appellee felt $75,000 would be a good result since he was unsure whether
    the case would warrant punitive damages, and because the monetary damages were low.
    Legal Malpractice Case
    {¶18} On October 13, 2020, appellant, on behalf of herself and her grandchildren,
    filed a complaint for legal malpractice against appellee. The legal malpractice case is the
    case currently on appeal before this Court. Appellee filed an amended answer to the
    complaint on November 25, 2020.
    {¶19} Appellee filed a motion for summary judgment on December 21, 2022.
    Appellant filed a response to the motion for summary judgment. She attached several
    Coshocton County, Case No. 2023 CA 0009                                                    8
    affidavits and reports to her response, including the expert report of Attorney F. Richard
    Heath (“Heath”). Appellee filed a reply in support of the motion for summary judgment.
    {¶20} The trial court issued a judgment entry on March 3, 2023, granting
    appellee’s motion for summary judgment. As to appellant’s argument that appellee failed
    to exercise due diligence in not timely filing the complaint, the trial court found no issue
    of fact because the complaint was filed within the statute of limitations and because
    appellant did not argue that any delay in the filing resulted in a loss of witnesses or loss
    of evidence. In regards to appellant’s argument that she did not receive any settlement
    offers, the trial court found that, even if appellee did not communicate the settlement offer
    to appellant, she was not damaged by any lack of communication because the undisputed
    evidence demonstrates appellant was not interested in selling the house to the Thompson
    Defendants.
    {¶21} As to appellant’s claim that appellee failed to respond to discovery requests,
    the trial court found as follows: appellant terminated the services of appellant on August
    1, 2019 via text message at 2:30 p.m.; appellant was aware appellee was no longer her
    lawyer; appellant did not rescind the termination text; appellant knew she needed to hire
    a new lawyer; appellant knew when she fired appellee, he would not be doing any more
    work for her; appellant did not contact another lawyer until November of 2019; in
    November and December, appellant made two appointments with lawyers, but cancelled
    them both; appellant made no further attempts to hire new counsel; once appellee was
    terminated, he had no authority to take action on behalf of appellant; appellant became
    aware of the dismissal in October; on November 5, 2019, appellee informed appellant
    that her complaint was dismissed and told her if she wished to hire new counsel and
    Coshocton County, Case No. 2023 CA 0009                                                 9
    reopen the proceedings, she had to do so immediately and failure to do so would result
    in a permanent bar to refiling; when appellant terminated appellee, she knew the
    discovery responses were due; appellant had over seven weeks from August 1, 2019 to
    September 23, 2019 to retain new counsel, but failed to do so; and appellee’s lack of
    response to the interrogatories and requests for production was not a proximate cause to
    damage to appellant because the damages were caused by appellant’s seven-week lack
    of response, her failure to hire new counsel, and failure to failure a motion.
    {¶22} Finally, the trial court addressed appellant’s argument that appellee failed
    to properly withdraw from representation and failed to adequately prevent prejudice to
    appellant’s interests. The trial court found: after appellee was terminated, he had no
    authority to proceed with filings on appellant’s behalf; appellee informed appellant her
    case had been dismissed and she should hire new counsel; appellant failed to take any
    steps to appeal or file a Civil Rule 60(B) motion despite having adequate time to do so;
    there is no evidence that appellant would have done anything differently if appellee had
    filed his withdrawal notices differently; the attorney-client relationship terminated when
    she terminated appellee on August 1, 2019; a violation of a Rule of Professional Conduct
    does not itself create grounds for an action against an attorney and the rules are not
    designed to be the basis for civil liability; and local rules providing for withdrawal of
    attorneys are administrative rules designed to notify the court that the relationship has
    ended.
    {¶23} Appellant appeals the March 3, 2023 judgment entry of the Coshocton
    County Court of Common Pleas, and assigns the following as error:
    Coshocton County, Case No. 2023 CA 0009                                                   10
    {¶24} “I. THE TRIAL COURT ERRED WHEN IT GRANTED SUMMARY
    JUDGMENT TO APPELLEE BECAUSE: (1) GENUINE ISSUES OF MATERIAL FACT
    EXIST AS TO THE DUTIES OWED BY APPELLEE TO APPELLANT, WHETHER HE
    BREACHED THOSE DUTIES, AND WHETHER APPELLANT WAS DAMAGED AS A
    RESULT, (2) THE TRIAL COURT DID NOT CONSTRUE THE FACTS IN A LIGHT MOST
    FAVORABLE TO THE NON-MOVING PARTY, AND (3) THE TRIAL COURT
    ERRONEOUSLY FAILED TO RECOGNIZE THAT VIOLATIONS OF THE RULES OF
    PROFESSIONAL CONDUCT MAY BE EVIDENCE OF BREACH OF THE APPLICABLE
    STANDARD OF CONDUCT.
    {¶25} II. IN GRANTING APPELLEE’S MOTION FOR SUMMARY JUDGMENT,
    THE TRIAL COURT IMPROPERLY RELIED ON AN EXPERT REPORT THAT
    APPELLEE SUBMITTED AFTER SUMMARY JUDGMENT BRIEFING CONCLUDED.”
    Summary Judgment Standard
    {¶26} Civil Rule 56 states, in pertinent part:
    Summary judgment shall be rendered forthwith if the pleadings,
    depositions, answers to interrogatories, written admissions, affidavits,
    transcripts of evidence, and written stipulations of fact, if any, timely filed in
    the action, show that there is no genuine issue of material fact and that the
    moving party is entitled to judgment as a matter of law. No evidence or
    stipulation may be considered except as stated in this rule. A summary
    judgment shall not be rendered unless it appears from the evidence or
    stipulation, and only from the evidence or stipulation, that reasonable minds
    can come to but one conclusion and that conclusion is adverse to the party
    Coshocton County, Case No. 2023 CA 0009                                                   11
    against whom the motion for summary judgment is made, that party being
    entitled to have the evidence or stipulation construed most strongly in the
    party’s favor. A summary judgment, interlocutory in character, may be
    rendered on the issue of liability alone although there is a genuine issue as
    to the amount of damages.
    {¶27} A trial court should not enter summary judgment if it appears a material fact
    is genuinely disputed, nor if, construing the allegations most favorably towards the non-
    moving party, reasonable minds could draw different conclusions from the undisputed
    facts. Hounshell v. Am. States Ins. Co., 
    67 Ohio St.2d 427
    , 
    424 N.E.2d 311
     (1981). The
    court may not resolve any ambiguities in the evidence presented. Inland Refuse Transfer
    Co. v. Browning-Ferris Inds. Of Ohio, Inc., 
    15 Ohio St.3d 321
    , 
    474 N.E.2d 271
     (1984). A
    fact is material if it affects the outcome of the case under the applicable substantive law.
    Russell v. Interim Personnel, Inc., 
    135 Ohio App.3d 301
    , 
    733 N.E.2d 1186
     (6th Dist.
    1999).
    {¶28} When reviewing a trial court’s decision to grant summary judgment, an
    appellate court applies the same standard used by the trial court. Smiddy v. The Wedding
    Party, Inc., 
    30 Ohio St.3d 35
    , 
    506 N.E.2d 212
     (1987). This means we review the matter
    de novo. Doe v. Shaffer, 
    90 Ohio St.3d 388
    , 
    2000-Ohio-186
    , 
    738 N.E.2d 1243
    .
    I.
    {¶29} In her first assignment of error, appellant contends the trial court committed
    error in granting appellee’s motion for summary judgment.
    {¶30} Appellant’s complaint is an action in legal malpractice. To state a cause of
    action for legal malpractice in Ohio, a plaintiff must show: (1) the attorney owed a duty or
    Coshocton County, Case No. 2023 CA 0009                                                     12
    obligation to the plaintiff; (2) there was a breach of that duty or obligation and the attorney
    failed to conform to the standard required by law; and (3) there is a causal connection
    between the conduct complained of and the resulting damage or loss.” Vahila v. Hall, 
    77 Ohio St.3d 421
    , 
    674 N.E.2d 1164
     (1997). With regard to the second element (breach), a
    plaintiff must establish a failure to conform to the applicable standard of care. R&J
    Solutions, Inc. v. Moses, 10th Dist. Franklin No. 19AP-703, 
    2021-Ohio-1315
    . “The duty
    of an attorney to his client is to * * * exercise the knowledge, skill, and ability ordinarily
    possessed and exercised by members of the legal profession similarly situated, and to
    be ordinarily and reasonably diligent, careful, and prudent in discharging the duties he
    has assumed.” 
    Id.
    Representation Prior to August 1, 2019
    {¶31} Appellant first contends the trial court committed error in granting appellee’s
    motion for summary judgment because there are questions of fact as to whether appellee
    breached his duty and caused damages in his representation of appellant prior to August
    1, 2019. We agree.
    {¶32} The trial court found no genuine issue of material fact as to whether
    appellee breached the standard of care by failing to present appellant with settlement
    offers. The trial court reasoned that, even if appellee failed to present appellant with
    settlement offers, the undisputed evidence demonstrates that appellant would not have
    accepted the settlement because she did not want to sell the home.
    {¶33} We find the testimony of appellant and appellee demonstrates a genuine
    issue of material fact as to whether appellee breached his duty to appellant by failing to
    present her with settlement offers. Appellant testified she was not aware of the settlement
    Coshocton County, Case No. 2023 CA 0009                                                   13
    offers to take care of the problem or buy the house back. Appellant additionally presented
    evidence of breach and proximate damages in the form of the affidavit of Heath, who
    offered his expert opinion that appellee’s failure to convey to appellant an offer by the
    Thompson Defendants to settle the dispute by repurchasing the property was a breach
    of appellee’s duty, and was the proximate cause of damages. Appellee testified he
    personally advised appellant of all of the settlement offers in the case, including the offer
    to fix the problem and/or buy the house back, and that she refused all of the settlement
    offers.
    {¶34} An attorney’s failure to disclose a settlement offer to a client may expose
    the attorney to a claim of legal malpractice. Krahn v. Kinney, 
    43 Ohio St.3d 103
    , 
    538 N.E.2d 1058
     (1989). Whether appellant would have accepted the settlement offer is not
    determinative of whether appellee breached his duty as her attorney to present her the
    offer, particularly on a summary judgment motion, when the allegations must be
    construed most favorably towards appellant.
    {¶35} The trial court further found no genuine issue of material fact as to whether
    appellee breached the standard of care by failing to act with due diligence in not filing the
    complaint and starting discovery in a timely manner.
    {¶36} We find the testimony of appellant and appellee demonstrates there is a
    genuine issue of material fact as to whether appellee breached his duty by failing to act
    with reasonable diligence. Appellant testified she would call appellee, but appellee did
    not have any case updates, and communication with appellee was a struggle. Further,
    Heath opined appellee breached his duty to appellant by failing to exercise due diligence
    in the timely filing of a complaint and timely issuance of a demand letter. Appellee stated
    Coshocton County, Case No. 2023 CA 0009                                                     14
    he needed information to file the complaint from appellant that he was not getting, and
    that, despite his multiple attempts to contact her, appellant would not return his calls.
    {¶37} The trial court found no genuine issue of material fact as to whether
    appellee breached the standard of care by failing to property respond to discovery
    requests prior to August 1, 2019.
    {¶38} We find the testimony of appellant and appellee demonstrates there is a
    genuine issue of material fact as to whether appellee breached his duty by failing to
    properly respond to discovery requests prior to August 1, 2019. Appellant testified she
    provided appellee with documents he requested multiples times, and he continued to ask
    her for these documents. Heath opined that appellee breached his duty to appellant by
    failing to properly respond to discovery requests from opposing counsel.           Appellee
    testified appellant would not respond to his questions regarding the interrogatories, even
    after he mailed the interrogatories to her and called her multiples times.
    {¶39} Based on the foregoing, we find there are genuine issues of material fact as
    to whether appellee breached his duty to appellant prior to August 1, 2019, and whether
    any alleged breach was the proximate cause of damages.
    Representation After August 1, 2019
    {¶40} Appellant also argues the trial court committed error in granting appellee’s
    motion for summary judgment because there are questions of fact as to when appellee’s
    representation of appellant terminated. Alternatively, appellant contends the trial court
    committed error in granting summary judgment because, even if appellee’s
    representation of appellant terminated on August 1, 2019, there are questions of fact as
    to whether appellee breached his duty to appellant and proximately caused appellant
    Coshocton County, Case No. 2023 CA 0009                                                15
    damages by his actions post-termination.         We agree with appellee that there are
    questions of fact as to whether appellee breached his duty to appellant and proximately
    caused appellant damages due to his actions or inactions after August 1, 2019 when
    appellant discharged appellee as her attorney.
    {¶41} The trial court and appellee focus on appellant’s testimony that she knew
    she needed to get another lawyer and knew appellee would not do any work for her after
    August 1, 2019 because she fired him. However, simply because appellant terminated
    appellee on August 1, 2019 does not automatically equate to a summary judgment finding
    in favor of appellee. As detailed below, a Rule of Professional Conduct is one factor that
    can be considered in determining whether a lawyer breached the standard of care. Rule
    1.16(d) provides that, “as part of the termination of representation, a lawyer shall take
    steps, to the extent reasonably practicable, to protect a client’s interest.” The comments
    to Rule 1.16(d) provide, “even if the lawyer has been unfairly discharged by the client, a
    lawyer must take all reasonable steps to mitigate the consequences to the client.”
    {¶42} The evidence demonstrates there are genuine issues of material fact as to
    whether appellee took reasonable steps to mitigate the consequences to appellant after
    August 1, 2019. Jackson v. McKinney, 2nd Dist. Montgomery No. 26288, 2015-Ohio-
    1977. The motion to compel filed on August 12, 2019, the judgment entry granting the
    motion to compel and ordering responses by September 23, 2019, and the October 10,
    2019 judgment entry of dismissal were served only on appellee, not on appellant.
    Appellee testified that once he was terminated, he had no authority to act on behalf of
    appellant.   Further, that on November 5, he notified appellant the case had been
    Coshocton County, Case No. 2023 CA 0009                                                   16
    dismissed, and advised her to immediately hire new counsel. Finally, appellee stated
    appellant was aware the interrogatories were due.
    {¶43} Appellant testified she was not aware of the entry granting the motion to
    compel or the show cause order because appellee did not contact her to tell her about
    them. Further, appellant stated appellee did not send her or offer to send her the file for
    the case until she called him in July of 2020 to ask for her file. Heath opined that appellee
    did not take steps to protect appellant’s interest after the August 1, 2019 termination
    because he did not give notice to the client of the motions and orders, and he did not
    allow reasonable time for employment of other counsel. Heath concluded appellee
    “fail[ed] to take adequate measures to prevent prejudice to Mrs. Roush’s interests.” Heath
    stated this breach of duty proximately damaged appellant.
    {¶44} The trial court focuses on whether appellant would have done something
    differently had she been aware of the motions or orders.             However, this is not
    determinative of whether appellee breached his duty to appellant. Further, we find the
    cases cited by the trial court and appellee deal with when the statute of limitations accrues
    on a legal malpractice claim, which is not at issue in this case.
    {¶45} We find the evidence and testimony demonstrates a genuine issue of
    material fact exists as to whether appellee breached his duty to appellant upon his
    termination, and whether any alleged breach proximately caused damages to appellant.
    Rules of Professional Conduct
    {¶46} In their response to the motion for summary judgment, appellant included
    and cited several Rules of Professional Conduct that appellee allegedly violated in his
    representation of appellant to demonstrate that appellee breached the standard of care.
    Coshocton County, Case No. 2023 CA 0009                                                    17
    Appellant also submitted the expert report of Heath, who opined that appellee violated
    several of the Rules of Professional Conduct in his representation of appellant, and thus
    breached the duty of care owed to appellant by appellee. The trial court based its
    judgment, in part, on its determination that a violation of a Rule of Professional Conduct
    does not create grounds for an action against an attorney for legal malpractice.
    {¶47} While the trial court is correct that a violation of the disciplinary rules does
    not, in itself, create a private cause of action against an attorney, because the rules
    establish standards of conduct for lawyers, the rules can be utilized as evidence to
    establish a breach of the standard of care. Jackson v. McKinney, 2nd Dist. Montgomery
    No. 26288, 
    2015-Ohio-1977
    ; Revolaze LLC v. Dentons US LLP, 8th Dist. Cuyahoga No.
    109742, 
    2022-Ohio-1392
     (utilized professional conduct rule to determine if breached
    duty). As the Ohio Supreme Court has stated, “while the failure to comply with general
    rules of conduct, like the rules of [professional] conduct involved in the case before us,
    will not ordinarily constitute negligence per se, it is a circumstance that can be considered,
    along with other facts and circumstances, in determining whether the actor has acted with
    reasonable concern for the safety and welfare of others – that is, with due care.”
    Krischbaum v. Dillon, 
    58 Ohio St.3d 58
    , 
    567 N.E.2d 1291
     (1991). Accordingly, the
    summary judgment evidence presented by appellant that appellee violated several Rules
    of Professional Conduct is one circumstance that can be considered, along with other
    facts and circumstances, in determining whether appellee breached the standard of care.
    Because this evidence creates a genuine issue of material fact as to whether appellee
    violated the standard of care, we find summary judgment inappropriate.
    Coshocton County, Case No. 2023 CA 0009                                                   18
    II.
    {¶48} In her second assignment of error, appellant contends the trial court
    improperly relied on an expert report in its summary judgment entry that appellee
    submitted after summary judgment briefing concluded.
    {¶49} In reviewing the trial court’s judgment entry, we find no mention of the expert
    report appellant contends was improperly utilized.            However, based upon our
    determination in the first assignment of error that there are genuine issues of material fact
    on the issue of legal malpractice, we find appellant’s second assignment of error is moot.
    {¶50} Based on the foregoing, appellant’s first assignment of error is sustained.
    Appellant’s second assignment of error is moot. The March 3, 2023 judgment entry of
    the Coshocton County Court of Common Pleas is reversed and remanded for
    proceedings consistent with this opinion.
    By Gwin, P.J.,
    Hoffman, J., and
    Baldwin, J., concur
    

Document Info

Docket Number: 2023 CA 0009

Citation Numbers: 2023 Ohio 3917

Judges: Gwin

Filed Date: 10/27/2023

Precedential Status: Precedential

Modified Date: 10/27/2023