State v. Hale ( 2024 )

[Cite as State v. Hale, 2024-Ohio-4621.]
IN THE COURT OF APPEALS
TWELFTH APPELLATE DISTRICT OF OHIO
BUTLER COUNTY
STATE OF OHIO, :
Appellee, : CASE NO. CA2023-11-124
: OPINION
- vs - 9/23/2024
:
JOSHUA E. HALE, :
Appellant. :
CRIMINAL APPEAL FROM BUTLER COUNTY COURT OF COMMON PLEAS
Case No. CR 2000 05 0701
Michael T. Gmoser, Butler County Prosecuting Attorney, and John Heinkel, Assistant
Prosecuting Attorney, for appellee.
Joshua E. Hale, pro se.
HENDRICKSON, J.
{¶ 1} Joshua E. Hale appeals the trial court's denial of his motion to vacate his
judgment of conviction as void. For the reasons that follow, we affirm the decision of the
trial court.
I. Factual and Procedural Background
{¶ 2} On March 14, 2000, a complaint was filed in the Butler County Juvenile
Butler CA2023-11-124
Court alleging that 17-year-old Hale was delinquent for committing rape in violation of
R.C. 2907.02. Hale had been previously convicted of a felony and was in prison. In April
2000, during bindover proceedings, the juvenile court found probable cause to believe
that Hale had committed the alleged rape. By statute, bindover for prosecution in adult
court was mandatory. The juvenile court transferred the case to the General Division of
the Butler County Court of Common Pleas.
{¶ 3} In adult court, Hale was indicted in July 2000 on one count of rape of a child
under 13 years of age in violation of R.C. 2907.02(A)(1)(b), a first-degree felony. The
indictment included the force specification in R.C. 2907.02(B) alleging that Hale had
compelled the victim to submit by force or threat of force, which carried a penalty of life in
prison. A jury found Hale guilty as charged, and the trial court imposed a ten-year
sentence for the rape and a life sentence for the force specification.1 We affirmed Hale's
conviction. State v. Hale, 2003-Ohio-4448 (12th Dist.).
{¶ 4} Hale subsequently filed two successive petitions for postconviction relief.
He filed the first petition in November 2004, which the trial court denied. In December
2021, Hale filed a second petition, claiming that his life sentence was unconstitutional.
The trial court also denied this petition, and we affirmed. State v. Hale, 2023-Ohio-3199(12th Dist.).
{¶ 5} In May 2023, Hale, acting pro se, filed a motion in the trial court titled "Motion
to Vacate Judgment of Conviction as Void Ab Initio Due to a Jurisdictional Defect in the
Bindover Process." The motion was predicated on the then-recent Ohio Supreme Court
decision State v. Smith, 2022-Ohio-274, which held that an adult court lacks subject-
1. Although this is how Hale's sentence is described in the judgment of conviction, it is not quite accurate.
Under the relevant statutes in effect when Hale was sentenced, R.C. 2907.02(B) and 2967.13(A)(5), his
sentence is better described as life imprisonment with the possibility of parole after ten years, or put another
way, a mandatory, indefinite sentence of 10-years-to-life in prison.
-2-
Butler CA2023-11-124
matter jurisdiction over any act charged against a juvenile for which the juvenile court,
during bindover proceedings, did not find probable cause. Hale's argument, grounded in
Smith, was that, in his case, the force specification was absent from both the juvenile-
court complaint and the bindover entry. Given this absence, Hale contended that the
juvenile court could not have found probable cause for the force specification. Following
the logic of Smith, if there was no probable-cause finding for the force specification in
juvenile court, the adult court would lack subject-matter jurisdiction over this specific
aspect of the charge. Therefore, Hale argued, his conviction and sentence for the force
specification are void.
{¶ 6} On November 3, 2023, the trial court, construing Hale's motion to vacate as
a petition for postconviction relief, concluded that Smith did not apply to void Hale's
conviction or sentence and denied the motion. Hale appealed.
II. Analysis
{¶ 7} Hale's sole assignment of error alleges:
The Defendant's Judgment of Conviction as to the
specification of force is void ab initio since the Butler County
Common Pleas Court lacked subject matter jurisdiction over
the specification because the juvenile court did not find
probable cause for the specification, thus there was a
jurisdictional defect in the bindover process.
{¶ 8} Hale contends that the trial court erred in denying his motion to vacate his
conviction on the grounds that it was void from its inception due to a jurisdictional flaw in
the juvenile-to-adult court bindover process. At the heart of Hale's argument lies the claim
that he was indicted and subsequently convicted on a charge—specifically, the force
specification—that was never properly transferred from juvenile court to adult court.
{¶ 9} Postconviction proceedings in Ohio constitute "a collateral civil attack on the
judgment." State v. Calhoun, 86 Ohio St.3d 279, 281, 1999-Ohio-102. The statutory
-3-
Butler CA2023-11-124
framework governing postconviction proceedings provides a structured system for
postconviction relief. This framework, found in R.C. 2953.21 and 2953.23, permits
individuals convicted of criminal offenses to petition for postconviction relief if they fall
within one of four statutorily defined categories. State v. Miller, 2023-Ohio-3448, ¶ 19,
citing R.C. 2953.21(A)(1)(a)(i)-(iv). However, this statutory scheme imposes significant
limitations. Petitioners are generally restricted to a single petition, and strict time
constraints apply for filing. State v. Johnson, 2024-Ohio-134, ¶ 1, citing R.C.
2953.23 and 2953.21(A)(2). In this case, Hale's motion to vacate his conviction is a
collateral attack on his judgment of conviction, but it does not align with any of the four
statutory categories for postconviction relief. In any event, it is both untimely (by a couple
decades) and successive (his third petition), falling outside the prescribed statutory
framework.
{¶ 10} Under normal circumstances, such procedural defects would be fatal to
Hale's petition. However, Ohio law recognizes a critical exception to these procedural
barriers when a petitioner alleges that a conviction or sentence is void. This exception
stems from the fundamental principle that void judgments—those issued without proper
jurisdiction or authority—are legal nullities from their inception. As articulated by the Ohio
Supreme Court, the ability to challenge a void judgment at any time is intrinsic to its
nature. State v. Harper, 2020-Ohio-2913, ¶ 18. Accordingly, we have said that "[a] void
conviction or sentence may be challenged at any time, including after the conviction or
sentence has become final." State v. Gaskins, 2022-Ohio-3688, ¶ 14 (12th Dist.) citing
id. See also State v. Covington, 2020-Ohio-390, ¶ 12 (2d Dist.) (construing defendant's
motion to vacate void judgment of conviction and sentence as an untimely petition for
postconviction relief and addressing its merits); State v. Alexander, 2018-Ohio-1198, ¶
15 (8th Dist.) (stating that "appellate courts . . . have addressed the merits of otherwise
-4-
Butler CA2023-11-124
untimely petitions to determine if any alleged errors rendered the defendant's sentence
void").
{¶ 11} Hale's petition invokes this void-judgment doctrine. He contends that his
conviction is void due to the trial court's alleged lack of subject-matter jurisdiction over the
force specification in his indictment. See generally State v. Henderson, 2020-Ohio-4784,
¶ 34 ("A judgment or sentence is void . . . if it is rendered by a court that lacks subject-
matter jurisdiction over the case"). His argument is grounded in the Ohio Supreme Court's
2022 decision in Smith, which Hale interprets as establishing a broad rule requiring
juvenile courts to make explicit probable-cause findings for all charges and specifications
before transferring jurisdiction to adult court. Hale's argument is twofold: first, he
contends that the juvenile court found probable cause only for the base offense of rape,
transferring only that charge to the adult court; second, he contends that the juvenile
court's bindover entry omitted the force specification. Based on these premises and his
interpretation of Smith, Hale argues that his conviction and sentence should have been
limited to rape without the force specification, and that the portion of his conviction and
sentence related to the force specification is void.
{¶ 12} Hale misinterprets Smith. The Smith case, far from establishing a sweeping
mandate for juvenile courts, actually sets forth two specific and narrowly-tailored
principles governing the transfer of juvenile cases to adult court. The first principle
articulated in Smith is that a juvenile court must make an affirmative finding of probable
cause before any charged act can be transferred. See Smith at ¶ 26. The second
principle established by Smith pertains to the jurisdictional consequences of failing to
make such a probable-cause finding. If a juvenile court does not make a probable-cause
finding for a specific act, the adult court subsequently lacks the subject-matter jurisdiction
necessary to convict the juvenile offender for that particular act. Id. at ¶ 44. Thus, the
-5-
Butler CA2023-11-124
holding in Smith addresses a specific and narrow situation—where a juvenile court has
explicitly found no probable cause for a charged act. In such cases, the Ohio Supreme
Court determined that the adult court lacks subject-matter jurisdiction over those charges.
This is a precise and limited ruling, not a broad mandate. Smith did not impose a blanket
requirement that juvenile courts make explicit findings on every potential charge or
sentencing enhancement before transfer. Rather, the decision focused on the
consequences of an explicit finding of no probable cause, not on the absence of explicit
findings for every possible charge or enhancement. Smith, then, stands for the
proposition that when a juvenile court actively rejects probable cause for a charge, that
charge cannot proceed to adult court. It does not, however, mandate that juvenile courts
must affirmatively and explicitly address every conceivable charge or sentencing factor in
their bindover decisions.
{¶ 13} It is plain that Smith does not apply to void Hale's conviction or sentence.
Unlike in Smith, there is no evidence here that the juvenile court explicitly rejected a
finding of probable cause for the force specification. The juvenile court simply did not
address the specification in its bindover entry. We note too that Smith involved a
discretionary bindover, while Hale's case was a mandatory bindover due to his age and
prior felony conviction. Some courts have concluded that Smith's reasoning does not
extend to mandatory bindover cases like this. See State v. Hope, 2022-Ohio-1753, ¶ 30
(8th Dist.) ("Smith involved a discretionary transfer proceeding . . ., and as a result the
decision has no bearing on mandatory transfer proceedings . . .").
{¶ 14} That Smith does not apply in Hale's case is made manifest when
considering the Ohio Supreme Court's subsequent clarification of Smith's holding. In
State v. Burns, 2022-Ohio-4606, the court held that after a case is transferred from
juvenile court, the adult court may consider new charges that are "rooted in the acts that
-6-
Butler CA2023-11-124
were the subject of the juvenile complaint but were not specifically named in the individual
acts transferred." Burns at ¶ 13. The court recently reaffirmed this holding in State v.
Williams, 2024-Ohio-1433, ¶ 1, which held that:
a defendant who was a juvenile when he committed an
offense may be charged for and convicted of that offense in
adult court even though a charge for the offense was not
brought in juvenile court and considered in a bindover
proceeding, if the charge is rooted in the same acts that were
the subject of the juvenile complaint.
These holdings recognize the practical realities of criminal prosecution, where the precise
contours of charges may evolve as an investigation progresses.
{¶ 15} Under Burns and Williams, the dispositive question is not whether the
juvenile court made an explicit probable-cause finding for each charge and specification,
but whether the charges in adult court were "rooted in" the acts considered by the juvenile
court. In Hale's case, the force specification was rooted in the same act or conduct—the
alleged rape—for which the juvenile court found probable cause. The specification did
not involve any new or separate criminal acts beyond those considered in the bindover
proceedings; it merely allowed for enhanced punishment based on the manner in which
the underlying offense was committed. In these circumstances, the trial court had
subject-matter jurisdiction to convict Hale on the force specification. Therefore the court
did not err in overruling Hale's motion to vacate his conviction.
{¶ 16} Hale's sole assignment of error is overruled.
III. Conclusion
{¶ 17} Having overruled Hale's assignment of error, the judgment of the trial court
is affirmed.
S. POWELL, P.J., and M. POWELL, J., concur.
-7-