State v. Jesse ( 2016 )


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  • 584	                       November 17, 2016	                          No. 72
    IN THE SUPREME COURT OF THE
    STATE OF OREGON
    STATE OF OREGON,
    Petitioner on Review,
    v.
    LANE EDWARD JESSE,
    Respondent on Review.
    (CC C110695CR; CA A153759; SC S063856)
    En Banc
    On review from the Court of Appeals.*
    Argued and submitted September 22, 2016.
    Peenesh Shah, Assistant Attorney General, Salem,
    argued the cause and filed the brief for petitioner on review.
    Also on the brief were Ellen F. Rosenblum, Attorney General,
    and Benjamin Gutman, Solicitor General.
    Neil F. Byl, Deputy Public Defender, Salem, argued the
    cause and filed the brief for respondent on review. Also on
    the brief was Ernest G. Lannet, Chief Defender, Office of
    Public Defense Services.
    BREWER, J.
    The decision of the Court of Appeals is reversed. The
    judgment of the circuit court is affirmed.
    Case Summary: Defendant offered expert testimony of his psychological pro-
    file and diagnosis in support of his theory that statements that he made were not
    actual confessions of guilt. The trial court excluded the testimony on the ground
    that it was not helpful to the jury under OEC 702. The Court of Appeals reversed.
    Held: The trial court did not err in excluding the expert testimony because the
    testimony did not demonstrate the inference that defendant wanted the jury
    to draw—that people with adjustment disorders are distressed, have poor cop-
    ing skills, obsessively ruminate, and may make statements that are not actual
    admissions of guilt.
    The decision of the Court of Appeals is reversed. The judgment of the circuit
    court is affirmed.
    ______________
    *  Appeal from Washington County Circuit Court, Rick Knapp, Judge. 
    275 Or App 1
    , 362 P3d 1187 (2015).
    Cite as 
    360 Or 584
     (2016)	585
    BREWER, J.
    The issue on review following defendant’s conviction
    for first-degree sexual abuse is whether the trial court erred
    in excluding from evidence at trial, on the ground that it
    was not helpful to the jury, expert testimony that defendant
    proffered in support of his theory that certain statements
    that he had made were not, in fact, actual confessions of
    guilt. OEC 702.1 Because we conclude that the trial court
    did not err in excluding the proffered testimony, we affirm
    defendant’s conviction.
    I.  FACTS AND PROCEDURAL HISTORY
    Defendant was indicted in April 2011 on one count
    of first-degree sexual abuse, based on an allegation that
    he knowingly subjected his daughter M to sexual contact.
    Because defendant argues that the excluded expert testi-
    mony would have helped explain his own statements that
    the state characterized as confessions of guilt, we describe
    those statements in detail.
    A.  Statements that the State Claimed Were Confessions to the
    Charged Offense
    1.  Defendant’s initial disclosure to S
    Defendant and his wife, S, were married for eight
    years and have two children, M and L. M was four years old
    in November 2009, when S returned home from work one
    morning and found defendant extremely upset. As S later
    described the discussion, defendant told her that she would
    never forgive him, handed over his wedding ring, and then
    told her that he had touched M over her diaper. S testified
    that defendant also said that he had been thinking about
    touching the children for some time and that he was worried
    about “turning into his [own] family.” According to S, defen-
    dant said that “he belonged in prison and to call the police
    right now.” S did not call the police, because defendant told
    1
    OEC 702 provides that,
    “[i]f scientific, technical or other specialized knowledge will assist the
    trier of fact to understand the evidence or to determine a fact in issue, a
    witness qualified as an expert by knowledge, skill, experience, training or
    education may testify thereto in the form of an opinion or otherwise.”
    586	                                              State v. Jesse
    her that M had not awakened and did not know about the
    touching, and defendant agreed to leave the house.
    2.  Signed admission
    S agreed to stay married to defendant for a short
    time so that he could seek counseling using her health insur-
    ance. S testified that she insisted, however, that she “needed
    some sort of proof that says that [defendant] did this so that
    * * * he couldn’t come back later and say that he wanted the
    kids.” S testified that she wrote the following statement for
    defendant to sign:
    “I, [defendant], am admitting to touching my oldest daugh-
    ter, [M], in an inappropriate way. I went in her room early
    in the morning and was tucking her into bed when I ran my
    hand over her diaper, over her pubic area. I then walked out
    and went to bed. My daughter did not wake up. I have never
    done this before. When my wife came home from work, I
    told her. She told me to leave and I agreed to that and to
    get counseling. I am writing this so my wife, [S,] has proof
    for the protection of our children.”
    S also testified that she read the document out loud to defen-
    dant, and then defendant read and signed it. In his trial tes-
    timony, defendant denied that S showed him the document,
    and he asserted that his signature was forged.
    3.  M’s disclosures
    S and defendant dissolved their marriage in March
    2010. On September 11, 2010, M told S, “Well, one time I
    was in bed with daddy and—and he put his hand down my
    diaper.” M moved her hand over her pubic area to show S
    how defendant had touched her and said that defendant’s
    hand was on “her private.” M said that defendant did not
    take his hand out, so M pulled his hand out of her diaper. M
    told S that she did not tell about the incident sooner because
    she was afraid that defendant “would have to go away.” A
    few days later, before S called the police, she had M repeat
    the story. M’s story was the same except for an added detail
    about defendant saying, “I’m sorry.”
    M described the incident similarly in a recorded con-
    versation during a medical examination on September 20,
    2010, and in testimony at trial. The physician did not find any
    Cite as 
    360 Or 584
     (2016)	587
    physical signs of abuse, but testified that that was consistent
    with an allegation of touching the outside of the vagina.
    4.  Defendant’s statements to sheriff’s deputies
    Defendant was arrested on April 3, 2011, and he
    was confined in the Washington County Jail. Nearly a year
    later, while still in jail and awaiting trial in this case, defen-
    dant approached two deputies. According to the deputies,
    defendant asked, “What happens if I confess right now?”
    The deputies testified that, a few minutes later, defendant
    approached them again and said, “I did it. I confess.” A dep-
    uty told defendant that the matter was between him and the
    courts. Defendant continued to pace the unit, approached the
    deputies again, and said (again, as the deputies described
    it), “Okay. I touched my daughter. I admit [it]. I’m a jerk.”
    B.  Dr. Callum’s Pretrial Testimony
    Defendant attended 15 counseling sessions with
    Dr. Callum, a licensed psychologist, between December
    2009 and July 2010, beginning shortly after the date of the
    charged offense. Defendant discussed with Callum issues
    of anxiety and marital difficulties. According to Callum,
    defendant told her that he was concerned about “thoughts”
    of touching his children, but assured Callum that he had
    “never” acted on the thoughts.
    Before trial, the state filed a motion in limine,
    based in part on OEC 702, to exclude testimony by Callum
    concerning her clinical impressions of defendant. The state
    argued that “defendant will not be able [to] establish a
    sufficient nexus between [his] actions/behaviors and * * *
    Callum’s observations, opinions, discussions, recommenda-
    tions, or beliefs surrounding her contacts with the defen-
    dant.” The state contended that “Callum has not even pro-
    vided a formal diagnosis, and if such a diagnosis were to
    be provided, * * * there is not a satisfactory link that can
    be demonstrated between the diagnosis and the material
    events that occurred in this case”; thus, her “testimony is
    not assistive to the trier of fact and should be excluded.”
    The trial court held a pretrial hearing at which
    defendant elicited testimony from Callum through an
    588	                                               State v. Jesse
    offer of proof. On direct examination, Callum testified that
    defendant
    “had very low self-esteem. He was also plagued by fears
    and many of the cognitions of his childhood, which kept on
    just ruminating [in] his head, and those were the fears and
    negative thoughts that he was always having. And which
    continuously made him wonder if he was okay, what was
    wrong with him.”
    Based on her clinical observations, Callum testified that
    defendant’s “level of rumination” could “definitely lead him
    to become obsessive” and, at times, “be unhealthy.” When
    Callum was asked whether defendant had “adequate coping
    skills and self-esteem to deal with personal issues,” she tes-
    tified, “No. No. A lot of the times he—he was very fearful,
    and he let * * * the rumination of his thoughts plague. He
    could not let those things go.”
    On cross-examination during the offer of proof,
    Callum further explained that she had diagnosed defendant
    with an adjustment disorder and related mental health
    issues:
    “A. [CALLUM]:  * * * I diagnosed him as adjustment
    disorder with depressed mood. And I also diagnosed him
    with a trauma related to childhood physical and emotional
    abuse. And then the AXIS IV would be (indiscernible) expe-
    riencing marital difficulties or extramarital affairs.
    “Q.  [PROSECUTOR]:  What is adjustment disorder?
    “A. [CALLUM]:  Adjustment disorder is when they
    have difficulty in [being] able to cope with the situation or
    where they have—just not being able to—to put everything
    together and they are letting it affect them. And you—and
    there’s several—you can have adjustment disorder not
    otherwise specified, you can have adjustment disorder with
    anxiety and depression. You can have adjustment disorder
    with anxiety alone, you can have it with depression alone.
    You can also have it—adjustment disorder with a variety of
    emotions. And that is a very typical diagnosis when people
    are having difficulty in bringing it all together.”
    On further cross-examination, Callum addressed
    the relationship between defendant’s mental health diagno-
    ses and his statements to the jail deputies:
    Cite as 
    360 Or 584
     (2016)	589
    “Q. [PROSECUTOR]:  Were you aware that [defen-
    dant] confessed in March of 2012 to touching his daughter,
    to two jail deputies, without them asking any questions?
    “A.  [CALLUM]:  I heard about that, yes.
    “* * * * *
    “Q. [PROSECUTOR]:  I’m asking you whether you’re
    factoring that in.
    “A.  [CALLUM]:  And that’s what I’m going to say. In
    regards to that confession, I would factor my knowledge
    about him, about his adjustment, you know his high degree
    of distress and so that—that would be where with my medi-
    cal certainty would be he was very distressed. And whether
    he’s confessing to something out of distress, that’s within
    the realm of possibility.”2
    C.  The Trial Court’s Ruling
    Following the offer of proof, the prosecutor reiter-
    ated that “there was no description by * * * Callum, as to
    how this adjustment disorder would have affected [defen-
    dant’s] likelihood of confessing, making false confessions,
    writing false confessions, anything.” The prosecutor further
    contended that “there’s been no evidence that would connect
    his mental health issues, or whatever he’s going through,
    his adjustment disorder, to any sort of other behavior, of
    how that would affect his behavior throughout the course
    of trial—and again, that’s what * * * this witness is being
    proffered for.”
    The trial court then questioned whether defendant’s
    adjustment disorder was relevant to an issue of fact in the
    case:
    2
    The prosecutor also elicited the following opinion from Callum on cross-
    examination:
    “Q.  [PROSECUTOR]: And all that [a signed confession, disclosure of
    thoughts of sexually touching children, and the jailhouse admissions], even
    knowing that, today you’re testifying under oath, that you believe to a rea-
    sonable degree of medical certainty that he did not abuse his children?
    “A.  [CALLUM]:  That’s correct.”
    Defense counsel conceded, however, at the conclusion of the hearing, that
    such an opinion was inadmissible “vouching” testimony and that the trial court
    should not treat it as part of his offer of proof. Accordingly, we do not consider that
    testimony in our analysis here.
    590	                                               State v. Jesse
    “* * * I’m looking at the diagnosis of his adjustment dis-
    order with depression, thinking well, what does that have
    to do with anything. I’m looking at the—he was there to
    be treated by—he was there to be treated by Dr. Callum,
    the wife wasn’t there for treatment, the child wasn’t there
    for treatment, she had very little contact with either one of
    them in a treatment phase. Certainly she is not going to be
    able to get—as you said yourself, she can’t give the opinion
    of what she—that she believes he didn’t do the act, and all
    that kind of stuff.
    “But, you know, the fact that he suffers from adjustment
    disorder with depression, has really nothing to do with this
    case. * * * I’m having a hard time figuring out the rest of
    this, because I don’t know what the rest—you were talking
    about you wanted to get into his psychological profile, and
    I’m thinking well, how is that relevant to his not under-
    standing what he signed or—I mean, other than that, I
    don’t know what it’s relevant to.”
    Defense counsel replied that defendant’s “psycho-
    logical profile also applies to the statements of the guards,
    because of his poor coping skills and his excessive rumina-
    tion and his hallucinatory behavior,” and that “the nexus
    * * * is that people who have poor coping skills, try differ-
    ent strategies, and—and people make false confessions, and
    make false statements.” Counsel emphasized that the the-
    ory of defense was that the defendant’s hand
    “brushed the front of [M’s] diaper, and that what it was
    in fact, was an accidental touching, but that [defendant],
    because of his excessive rumination, as described by
    Dr. Callum, his poor life skills, his poor coping skills, his
    poor understanding of the way things work, I believe she
    described him as being very simplistic, he began ruminat-
    ing over that and wondering because of his familial origin,
    if he was turning into the kind of person that would do
    something like this to his daughter.”
    Counsel added that he was “not just coming up with this”;
    when defendant was evaluated by a different psycholo-
    gist, Dr. Czar, defendant had denied any sexual motive
    in the touching and had insisted that “what he said to
    Dr. Callum, which was ‘I had bad thoughts,’ was some-
    thing that he and his wife hatched together to get him
    services. That he was concerned, that because of his
    Cite as 
    360 Or 584
     (2016)	591
    family origin, that he might have a subconscious motive
    that was in play.”
    Defense counsel explained that the “thrust of our
    case” was that, because of defendant’s “poor coping skills,
    excessive ruminating, which is what Dr. Callum described,
    adjustment disorders,” he deferred to his wife and signed the
    confession when she presented it, “because his overwhelm-
    ing concern was, ‘I’ll do whatever you guys want me to do,
    I just want to see my children again. If you—if you want
    me to have treatment, I’ll do treatment. I just want to see
    my kids again.’ ” Counsel further explained that, “under our
    theory, that he has poor coping skills and makes bad choices
    because of poor coping skills, which [Callum] testified to,
    that occurs in false confession cases.”
    The trial court ultimately agreed with the state and
    ruled that Callum “cannot get into his psychological diag-
    nosis or profile.” The court concluded that the “diagnosis is
    [not] helpful to the jury. There’s no nexus between that diag-
    nosis and the defense in this case.”
    D.  The State’s Evidence at Trial
    At trial, the state offered evidence of defendant’s
    statements to S about touching M and having sexual
    thoughts about his children, the signed document, evidence
    of defendant’s statements to the deputies, and testimony
    from M that defendant had sexually abused her.
    E.  Defendant’s Trial Testimony
    In his trial testimony, defendant contradicted much
    of the testimony by the state’s key witnesses, as well as parts
    (detailed below) of Callum’s pretrial testimony. With respect
    to S’s testimony about the day that he left the marital home,
    defendant acknowledged that he was very emotional when S
    came home and that he had thoughts about “my cousin and
    my mom being molested as a kid, and I felt that that was
    pretty disgusting.” He testified, however, that he told S that
    he only accidentally had touched M’s diaper while pulling up
    her covers and that S “freaked out.” Defendant insisted that
    he “really didn’t think much of it other than the fact it was
    an accident” and that he took off his ring and left the house
    because of S’s reaction. He described his thoughts as, “[Y]ou
    592	                                          State v. Jesse
    know, you’re freaking out at me, I’m done, I’m going to walk
    away here.” Defendant further testified that he had not seen
    the purported written confession until it was provided to his
    attorney during discovery and that his apparent signature
    on that document had been forged.
    Defendant further testified that he had not been
    under stress when he spoke to the deputies while in jail and
    that, although he had told them that he had touched his
    daughter, he had not said anything about “private parts.”
    With respect to his disclosures to Callum during
    counseling, defendant testified that he had never had inap-
    propriate thoughts about children but that he and S had
    agreed that he would tell Callum otherwise to avoid tell-
    ing her about the touching incident, which defendant feared
    Callum might have to report to the authorities. Defendant
    also denied that sexual abuse was a “hot button” issue for
    him in light of his family history.
    In sum, defendant testified that he lacked a sex-
    ual motive when he accidentally touched M, that he had
    not made any incriminating statements to S, that the pur-
    ported written confession was a forgery, that he had not
    admitted touching M’s private parts to the deputies, and
    that he had falsely told Callum that he had inappropriate
    thoughts about children. The jury found defendant guilty of
    first-degree sexual abuse, and he appealed from the ensuing
    judgment of conviction.
    F.  The Court of Appeals Decision and Arguments on Review
    On defendant’s appeal, the Court of Appeals
    reversed. In concluding that the trial court had erred in
    excluding Callum’s testimony, the Court of Appeals explained
    that “the record supplies a nexus between Callum’s testi-
    mony about defendant’s adjustment disorder and its effect
    on defendant.” State v. Jesse, 
    275 Or App 1
    , 16, 362 P3d 1187
    (2015). The Court of Appeals explained that defendant’s the-
    ory of the case was that he had obsessed over an acciden-
    tal touching of his daughter and then was “overwhelmed by
    the stress,” causing him to confess falsely. 
    Id. at 15-16
    . In
    the court’s view, Callum’s “testimony was consistent with
    and would have bolstered that theory, providing a scientific
    Cite as 
    360 Or 584
     (2016)	593
    basis—an adjustment disorder that made defendant sus-
    ceptible to rumination and obsessive thinking, and left him
    with very poor coping skills—to help explain what would
    be a highly unusual reaction to an accidental touching.” 
    Id. at 16
    . That is, the Court of Appeals viewed Callum’s testi-
    mony as sufficient to support a factfinder’s determination
    that defendant’s written and oral statements were not “true
    admission[s] of guilt.” 
    Id.
    On review, the state asserts that the trial court
    properly excluded Callum’s testimony under OEC 702 on
    the ground that it was unhelpful. The state points out that
    Callum did not testify that defendant’s disorder was of a sort
    that has been observed by experts as likely to cause “false
    confessions,” nor did she describe any indicia that a fact-
    finder could use to determine whether defendant’s admis-
    sions were linked to his disorder. The state reasons that,
    “[w]ithout that type of testimony, the expert left the [fact-
    finder] to speculate as to whether defendant’s disorder
    could have caused him to confess falsely—a matter which
    requires the application of expertise regarding that disor-
    der and its presentation among those afflicted with it. As a
    result, the proffered testimony was not helpful under OEC
    702 and therefore inadmissible under that rule.”
    Defendant responds that the Court of Appeals correctly con-
    cluded that the trial court had erred in excluding Callum’s
    testimony.
    II. ANALYSIS
    A.  The Helpfulness Inquiry Under OEC 702
    As noted, OEC 702 provides:
    “If scientific, technical or other specialized knowledge
    will assist the trier of fact to understand the evidence or to
    determine a fact in issue, a witness qualified as an expert
    by knowledge, skill, experience, training or education may
    testify thereto in the form of an opinion or otherwise.”
    In State v. Brown, 
    297 Or 404
    , 687 P2d 751 (1984), this court
    explained the nature of the requirement in OEC 702 that, to
    be admitted, scientific evidence must “assist the trier of fact
    to understand the evidence or to determine a fact in issue.”
    594	                                                             State v. Jesse
    “Under the Oregon Evidence Code and traditional evi-
    dence law, expert testimony is admissible if it is relevant
    under OEC 401 and will help the trier of fact in deciding a
    disputed issue. To be helpful [under OEC 702], the subject
    of the testimony must be within the expert’s field, the wit-
    ness must be qualified, and the foundation for the opinion
    must intelligibly relate the testimony to the facts. If these
    conditions are satisfied, the testimony will be excluded only
    if it is unduly prejudicial, repetitive, or falls under some
    other exclusionary provision as provided in OEC 403.”
    
    Id. at 409
    .3
    To be helpful, expert testimony must assist a trier
    of fact to understand the evidence or determine an issue of
    fact that it may not be able to understand or determine as
    well on its own. See Yundt v. D & D Bowl, Inc., 
    259 Or 247
    ,
    258, 486 P2d 553 (1971). As examples, expert testimony can
    be helpful by:
    “ ‘(1) supplying general propositions which will permit
    inferences from data which the trier of fact would other-
    wise be forced to find meaningless; (2) applying general
    propositions to data so as to generate inferences where the
    complexity of the body of propositions applied, the difficulty
    of the application, or other factors make the expert’s con-
    clusion probably more accurate or precise than that of the
    trier of fact; (3) modifying, qualifying, and refining gen-
    eral propositions which the trier of fact may reasonably be
    expected to use; and (4) adding specialized confirmation
    and, thus, confidence to general propositions otherwise
    likely to be assumed more tentatively by the trier.’ ”
    State v. O’Key, 
    321 Or 285
    , 298, 899 P2d 663 (1995) (quot-
    ing John William Strong, Language and Logic in Expert
    3
    The parties appear to assume—and we agree with the premise—that
    Callum’s testimony amounted to “scientific evidence.” See, e.g., State v. Milbradt,
    
    305 Or 621
    , 631, 756 P2d 620 (1988) (treating testimony of expert about child vic-
    tims’ normal reactions to sexual abuse as “scientific evidence”). Of course, other
    requirements for the admission of scientific evidence also exist. Most notably,
    “[u]nderpinning the entire admissibility analysis * * * is the requirement that the
    evidence be shown to be scientifically valid.” State v. Perry, 
    347 Or 110
    , 121, 218
    P3d 95 (2009); see also Marcum v. Adventist Health System/West, 
    345 Or 237
    , 245,
    193 P3d 1 (2008) (so holding); O’Key, 
    321 Or at
    301 n 19 (“[S]cientific validity [is]
    the linchpin of admissibility.”). However, because the state’s challenge is narrow,
    focusing only on the helpfulness requirement, we do not address the other foun-
    dational requirements for the admission of such evidence.
    Cite as 
    360 Or 584
     (2016)	595
    Testimony: Limiting Expert Testimony by Restrictions
    of Function, Reliability, and Form, 71 Or L Rev 349, 360
    (1992)).
    In this case, defendant asserts that Callum’s testi-
    mony would have helped the jury by having a tendency to
    “modify” or “qualify” a “general proposition” that the jury
    may reasonably have been expected to use in this case,
    namely, that a person who appears to admit guilt of an
    offense likely is guilty.4 This court has discussed the help-
    fulness of expert testimony offered for analogous purposes
    in two prior decisions that are instructive here.
    State v. Middleton, 
    294 Or 427
    , 429-30, 657 P2d
    1215 (1983), involved a social worker’s expert testimony
    that the victim’s reaction to rape was typical of most victims
    of familial sexual abuse. The victim testified at trial that
    the defendant—her father—had raped her. The defendant,
    who denied that the rape had occurred, introduced state-
    ments by the victim that were inconsistent with her claim
    of rape. In rebuttal, two social workers testified regarding
    the reactions of young victims of family sexual abuse. One
    of the social workers testified that the victim’s behavior
    was typical of most victims. The defendant challenged the
    admission of that testimony at trial on the ground that it
    was not helpful to the jury. 
    Id. at 434
    . This court concluded
    that the testimony was admissible because it could help the
    jury better assess the victim’s credibility by explaining her
    “superficially bizarre behavior[, i.e., making inconsistent
    statements about whether the rape occurred,] by identifying
    its emotional antecedents.” 
    Id. at 436
    .
    In State v. Gherasim, 
    329 Or 188
    , 190, 985 P2d
    1267 (1999), a rape prosecution, the victim had identified
    the defendant as her assailant, but the defendant asserted
    4
    Defendant also briefly asserts, without elaboration, that Callum’s testi-
    mony would have provided the jury with evidence that it could use to confirm
    defendant’s explanation of his behavior, thereby (in the words of O’Key, 
    321 Or at 298
    ) “adding specialized confirmation * * * to general propositions otherwise
    likely to be assumed more tentatively by the trier.” Because defendant has not
    developed that argument by identifying, for example, what general proposition
    Callum’s testimony would have confirmed that, without that testimony, the jury
    was likely to have “assumed more tentatively,” we do not consider that argument
    further.
    596	                                            State v. Jesse
    that someone else had assaulted the victim and he merely
    arrived at the scene and attempted to help her. The defen-
    dant proffered the testimony of a psychiatrist that the vic-
    tim experienced dissociative amnesia, which had caused her
    to be confused and unable to recall the events of the assault
    accurately at trial. Id. at 192. The state objected, and the
    trial court allowed an offer of proof, which went into the spe-
    cifics of what aspects of the victim’s behavior suggested the
    presence of dissociative amnesia. The trial court ultimately
    excluded the testimony. Id. at 196. This court reversed, con-
    cluding that the expert’s testimony would have been helpful
    because the expert “would have testified that, in his opin-
    ion, the victim suffered from dissociative amnesia and that
    that condition affected her capacity to remember what had
    occurred on the night that she was assaulted.” Id. at 198.
    In both Middleton and Gherasim, this court con-
    cluded that expert testimony that modified inferences that
    the jury otherwise might be expected to draw from the evi-
    dence satisfied the helpfulness standard. Implicit in both
    holdings were determinations that the testimony intelligi-
    bly related to a provable fact. See Brown, 
    297 Or at 409
     (stat-
    ing that foundation for expert testimony must intelligibly
    relate testimony to provable facts). That aspect of helpful-
    ness refers to the relationship—that is, the relevance—that
    expert testimony must bear to a fact in issue. See State v.
    Guzek, 
    322 Or 245
    , 251, 906 P2d 272 (1995), vac’d on other
    grounds, 
    336 Or 424
    , 86 P3d 1106 (2004) (“ ‘Relevancy is
    not an inherent characteristic of any item of evidence but
    exists only as a relation between an item of evidence and a
    matter properly provable in the case.’ ”) (quoting OEC 401
    Commentary, reprinted in Laird C. Kirkpatrick, Oregon
    Evidence 104 (2d ed 1989)). This court’s separate references
    in Brown to the basic relevance requirement of OEC 401 and
    the proposition that, to be helpful, expert testimony must
    intelligibly relate to a provable fact, should not be under-
    stood to have created a heightened relevance requirement
    for expert testimony. Instead, the “intelligibly relate” refer-
    ence gives voice to the unsurprising intuition that, to help
    a trier of fact understand the evidence or decide a fact in
    issue, expert testimony must relate to the fact in an under-
    standable way. See State v. Wright, 
    323 Or 8
    , 17-18, 913 P2d
    Cite as 
    360 Or 584
     (2016)	597
    321 (1996) (stating that helpfulness “subsumes” a relevance
    inquiry).5
    Some expert testimony, like other forms of evidence,
    only conditionally relates to a fact in issue, meaning that
    it is relevant only if another fact—the conditional fact—is
    first proved. State v. McNeely, 
    330 Or 457
    , 462 n 5, 8 P3d
    212, cert den, 
    531 US 1055
     (2000).6 We mention that wrinkle
    here, because defendant proffered Callum’s testimony about
    his adjustment disorder to provide an inference that defen-
    dant did not touch M with a culpable mental state. Callum’s
    testimony would be relevant to that fact in issue only if a
    conditional fact was proved, that is, that defendants’ adjust-
    ment disorder influenced him to make admissions that were
    not actual confessions of guilt. That conditional fact—like
    any other fact in issue—could be established by reasonable
    inferences, but not through speculation. See State v. Parker,
    
    235 Or 366
    , 381-82, 384 P2d 986 (1963).7
    B.  Standard of Review
    With that foundation in mind, our first task is to
    identify the standard that governs our review of the trial
    court’s helpfulness ruling. As discussed, the court concluded
    5
    This court repeatedly has described relevancy as a component of the help-
    fulness analysis. See Brown, 
    297 Or at 438
     (“We have set forth seven factors to be
    used in connection with the definition of ‘relevancy’ as defined in OEC 401 and to
    be utilized in determining the helpfulness test for expert testimony expressed in
    OEC 702.”); see also Marcum, 
    345 Or at 243
     (court must conduct relevancy analy-
    sis implicated in OEC 702’s helpfulness standard); Jennings v. Baxter Healthcare
    Corp., 
    331 Or 285
    , 302, 14 P3d 596 (2000).
    6
    See also OEC 104(2) (if “relevancy of evidence depends upon the fulfillment
    of a condition of fact, the court shall admit it upon, or subject to, the introduction
    of evidence sufficient to support a finding of the fulfillment of the condition”).
    7
    The line between permissible inferences and impermissible speculation is
    difficult to articulate with precision. The federal courts usefully have described
    that line in these terms:
    “The line between a reasonable inference that may permissibly be drawn by
    a jury from basic facts in evidence and an impermissible speculation is not
    drawn by judicial idiosyncrasies. The line is drawn by the laws of logic. If
    there is an experience of logical probability that an ultimate fact will follow
    a stated narrative or historical fact, then the jury is given the opportunity to
    draw a conclusion because there is a reasonable probability that the conclu-
    sion flows from the proven facts.”
    Tose v. First Pennsylvania Bank, N.A., 648 F2d 879, 895 (3d Cir), cert den, 
    454 US 893
     (1981), abrogated on other grounds by Griggs v. Provident Consumer Discount
    Co., 
    459 US 56
    , 
    103 S Ct 400
    , 
    74 L Ed 2d 225
     (1982).
    598	                                             State v. Jesse
    that Callum’s testimony was not helpful because it lacked
    a sufficient nexus to defendant’s theory of defense that his
    apparent admissions to S and the deputies were not actual
    confessions of guilt. The state argues that that ruling
    involved an exercise of discretion. Defendant disagrees; he
    asserts that the ruling was based on an erroneous relevance
    determination that is entitled to no deference. As we now
    explain, we agree with defendant that, properly understood,
    the trial court’s ruling is subject to review for legal error.
    The parties’ disagreement about the governing
    standard of review is understandable, because this court
    has not always clearly and consistently articulated the stan-
    dard under which it reviews helpfulness rulings. In State v.
    Rogers, 
    330 Or 282
    , 312, 4 P3d 1261 (2000), this court stated
    that the decision whether to admit evidence under OEC
    702 can present a pure question of law (such as whether an
    expert is qualified or whether proffered testimony is within
    the scope of a witness’s expertise), or it can have discretion-
    ary aspects, but the court did not explore the nature of the
    helpfulness inquiry. In Gherasim, which did involve review
    of a helpfulness ruling, this court stated that, if a correct
    application of law allows for more than one choice, we review
    the exclusion of expert testimony under OEC 702 for abuse
    of discretion; otherwise we review such a ruling for errors
    of law. 
    329 Or at 198
    . However, the court in Gherasim did
    not expressly identify the standard of review that it applied
    in holding that the trial court had erred in excluding the
    expert testimony that the defendant had proffered.
    In Middleton, the court suggested that a helpful-
    ness determination can involve an exercise of discretion
    where the challenge to expert testimony focuses on a jury’s
    assumed level of understanding of the evidence before it. See
    Middleton, 
    294 Or at 437
     (“[T]here is no bright line separat-
    ing issues within the comprehension of the jurors from those
    that are not. Generally the admission of expert testimony is
    within the discretion of the trial court.”). In other decisions,
    this court has discussed the role that discretion can play
    in deciding whether expert testimony would assist the jury
    in understanding the evidence. See, e.g., State v. Stringer,
    
    292 Or 388
    , 394, 639 P2d 1264 (1982) (although discretion
    can play a role in helpfulness determination, discretion is
    Cite as 
    360 Or 584
     (2016)	599
    inapplicable where jury lacks expertise to understand evi-
    dence without assistance); Yundt, 259 Or at 258. In Yundt,
    the court explained:
    “There are situations * * * where a jury clearly is not
    equally well qualified and needs help to find the truth.
    There are also situations where a jury clearly is equally
    qualified without help from opinion testimony such as
    offered here. It is the area between the clearly qualified
    and the clearly unqualified where the trial judge should be
    granted a certain latitude of decision in excluding or receiv-
    ing expert opinion testimony.”
    Id. at 259. In short, this court’s prior decisions discussing a
    discretionary standard have involved the question whether
    proffered expert testimony would help the jury comprehend
    the evidence. And, those decisions have confined the role of
    judicial discretion to circumstances involving factual issues
    neither clearly within, nor beyond, the jury’s assumed level
    of understanding.
    We conclude that the state’s challenge and the trial
    court’s ruling in this case did not implicate such an exercise
    of discretion. As noted, at the outset, the trial court ques-
    tioned whether Callum’s testimony related to a fact in issue.
    As its colloquy with counsel ensued, the court ultimately con-
    cluded that the evidence was not helpful because “[t]here’s
    no nexus between [the adjustment disorder] diagnosis and
    the defense in this case.” We understand that statement, in
    the context of the parties’ arguments, to mean that the court
    excluded Callum’s testimony because it did not think that
    that testimony sufficiently related to the fact issue for which
    defendant proffered it; that is, whether defendant’s admis-
    sions were actual confessions of guilt. Stated differently, the
    court in effect concluded that defendant’s proffer was insuf-
    ficient to permit the jury reasonably to infer the conditional
    fact that his admissions were not actual confessions and,
    therefore, defendant had failed to establish its relationship
    to the ultimate factual issue of whether he acted with a cul-
    pable mental state.
    Because that inquiry—like any other relevance
    inquiry—leads to a single correct answer, we review the
    court’s ruling for error of law. See Rogers, 
    330 Or at 312
     (“If
    600	                                                            State v. Jesse
    there is only one legally correct outcome, then ‘discretion’ is
    an inapplicable concept.”); see also State v. Barone, 
    329 Or 210
    , 237, 986 P2d 5 (1999), cert den, 
    528 US 1086
     (2000)
    (court reviews relevance ruling for legal error); Delgado v.
    Souders, 
    334 Or 122
    , 135, 46 P3d 729 (2002) (reviewing
    for legal error ruling that evidence was insufficient to sup-
    port inference for which it was proffered).8 We now consider
    defendant’s proffer in this case through that lens.
    III. APPLICATION
    Again, defendant proffered Callum’s testimony to
    support an inference that defendant’s adjustment disor-
    der contributed to an overreaction to accidentally touch-
    ing M that, in turn, contributed to his making admissions
    that were not actual confessions of guilt. Defendant cor-
    rectly asserts that so-called false (or unreliable) confession
    defenses involve explaining behavior that, for most layper-
    sons, might appear to be counterintuitive. Thus, expert tes-
    timony, if adequately grounded in specialized knowledge,
    can help a jury better understand such behavior. Here,
    Callum’s qualifications as an expert witness are not in dis-
    pute, and the state does not challenge the foundation for her
    testimony that defendant had an adjustment disorder that
    caused him to ruminate obsessively, subjected him to a high
    level of distress, and limited his coping skills. It is also true
    that Callum testified that whether defendant had confessed
    out of distress was within the realm of possibility.
    The difficulty is that Callum’s testimony demon-
    strated only defendant’s premises (that he was distressed,
    had poor coping skills, and obsessively ruminated), and
    not the inference that he wanted the jury to draw (that dis-
    tressed people with poor coping skills who obsessively rumi-
    nate may make admissions that are not actual confessions
    of guilt). Unlike the expert in Middleton, Callum did not tes-
    tify that defendant’s adjustment disorder was of a sort that
    has been observed by experts to influence a person to make
    admissions that were not confessions of guilt. Cf. Middleton,
    
    294 Or at 436
     (expert’s testimony that victim’s behavior was
    typical of most victims could help jury better assess victim’s
    8
    The trial court did not base its ruling on OEC 403, nor, in light of our
    ground of decision, do we need to address the application of that rule in this case.
    Cite as 
    360 Or 584
     (2016)	601
    credibility by explaining her superficially bizarre behavior).
    Nor, analogously to the expert testimony in Gherasim, did
    Callum testify that defendant’s disorder actually influenced
    his statements. Cf. Gherasim, 
    329 Or at 198
     (testimony that
    victim suffered from dissociative amnesia, which caused her
    to be confused and unable to recall what had occurred on
    night she was assaulted, would have been helpful to jury).
    And, defendant did not seek to prove the conditional fact—
    that his adjustment disorder influenced his admissions—by
    other means. For instance, defendant did not testify that he
    admitted the facts he did because he was obsessively rumi-
    nating or was unable to cope.
    We do not mean to suggest that evidence of the
    type that this court concluded was helpful in Middleton
    and Gherasim is necessary in every case where psycholog-
    ical profile evidence is proffered to support an inference
    that the defendant’s admissions were not true confessions.
    Otherwise qualified expert testimony that a defendant’s
    psychological profile can produce a false confession, when
    coupled with evidence of indicia that a fact finder could use
    to determine whether the defendant’s mental disorder actu-
    ally contributed to his or her making a false confession, also
    can be helpful to a jury. See, e.g., People v. Kowalski, 
    492 Mich 106
    , 132, 821 NW2d 14, 31 (2012) (where, in apply-
    ing Michigan’s identically worded version of OEC 702, court
    held that psychological profile evidence was helpful to jury
    because expert proposed to show that “[interaction] between
    defendant and [police] ‘was consistent with [coerced] inter-
    nalized confession’ ”).
    Here, however, Callum testified only that, because
    of his adjustment disorder, it was within the realm of pos-
    sibility that defendant confessed out of stress. She did not
    testify that defendant’s disorder can produce confessions
    that are not genuine, nor did she provide any indicia that
    the jury could use to draw a reasonable inference that his
    admissions were not actual confessions. And, defendant did
    not proffer any other evidence from which the jury could
    have drawn that inference. In sum, because defendant did
    not connect the facets of his adjustment disorder with the
    conditional fact that he wanted the jury to infer, the jury
    would have been left to speculate about the existence of a
    602	                                                           State v. Jesse
    connection between that testimony and the issue of fact
    whether defendant touched M with a culpable mental state.
    It follows that the court did not err in excluding that testi-
    mony on the ground that it would not be helpful to the trier
    of fact.9
    Although not necessary to our decision, we note
    an additional concern with Callum’s pretrial testimony in
    relation to the evidence at trial. In particular, key factual
    assumptions underlying that testimony were inconsis-
    tent with defendant’s own trial testimony. First, Callum’s
    testimony, and indeed her diagnosis, hinged on a factual
    assumption that defendant testified was false, namely, that
    he was plagued by fears that he might inappropriately touch
    his children and become a sex offender like certain mem-
    bers of his family. As noted, defendant testified that he was
    never concerned with that possibility and that he had falsely
    told Callum otherwise; he further testified that he did not
    tell Callum about the incident that actually precipitated his
    seeking therapy—the touching incident—because he was
    concerned that she might have to report him to the authori-
    ties. Thus, the excluded evidence met defendant’s own testi-
    mony coming and going.
    Second, Callum’s testimony was based on the
    assumption that defendant made admissions to S and the
    deputies because of “distress” due to his adjustment disor-
    der, but her conclusion that he was “distressed” was based
    on his disclosure that he had had thoughts of inappropri-
    ately touching his children. That assumption, again, was
    inconsistent with defendant’s own testimony. As discussed,
    defendant testified that he told S only that he had acciden-
    tally touched M and that the signed document that the
    9
    Cases where defendants have challenged the reliability of their confessions
    under the identically worded FRE 702 are consistent with our conclusion. In U.S.
    v. Hall, 93 F3d 1337 (7th Cir 1996), and U.S. v. Shay, 57 F3d 126 (1st Cir 1995),
    for example, experts were prepared to provide specific testimony to the effect
    that the respective defendants’ mental disorders made them more likely to falsely
    confess. See Hall, 93 F3d at 1341 (experts would have testified regarding the
    defendant’s propensity to falsely confess due to a personality disorder); Shay, 57
    F3d at 133 (expert would have testified that the defendant had a mental disorder
    that made him a pathological liar and caused him to make self-aggrandizing con-
    fession). In those cases, the expert testimony offered more than just abstract psy-
    chological profile information, because, in addition, it suggested “how to decide
    whether it fit the facts of the case being tried.” Hall, 93 F3d at 1345.
    Cite as 
    360 Or 584
     (2016)	603
    state offered was forged. With respect to his statements to
    the deputies two years after the alleged abuse, defendant
    denied being under stress, and he testified that, although
    he had said that he had touched his daughter, he had not
    confessed to any sexual motive. In short, even if Callum’s
    testimony otherwise might have assisted the jury to under-
    stand why—if he made them—defendant’s admissions to S
    and the deputies were not true confessions,10 the helpfulness
    of such testimony to the jury was significantly undermined
    by defendant’s acknowledgement that he had not disclosed
    to Callum the real reason why he sought therapy, his testi-
    mony that he had falsely told her that he had inappropriate
    thoughts about touching his children, and his claims that he
    had not, in fact, made any admissions that involved inappro-
    priate touching at all. In those circumstances, Callum’s tes-
    timony had, at best, a confusingly tangential link to defen-
    dant’s evidence at trial.11
    In sum, we conclude that the trial court did not err
    in excluding Callum’s testimony on the ground that it would
    not have been helpful to the trier of fact.
    The decision of the Court of Appeals is reversed.
    The judgment of the circuit court is affirmed.
    10
    Not to put too fine a point on things, but Callum did not explain how defen-
    dant’s psychological profile could cause him to make seeming admissions that
    were not true confessions of guilt and then deny that he had made any admissions
    at all.
    11
    Of course, defendant’s testimony was not available to the trial court when
    it made its pretrial ruling. Irrespective, though, of whether the trial court’s rul-
    ing is regarded as (even more) correct in light of the evidentiary record at trial or,
    alternatively, potentially erroneous when made but ultimately harmless in light
    of the record at trial, the point remains the same here. Key assumptions under-
    lying Callum’s testimony were inconsistent with defendant’s trial testimony in
    ways that supported the trial court’s pretrial ruling excluding it as unhelpful.