State v. H. D. E. ( 2022 )


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  •                                        579
    Argued and submitted March 10, decision of Court of Appeals reversed, and
    case remanded to Court of Appeals for further proceedings December 22, 2022
    STATE OF OREGON,
    Petitioner on Review,
    v.
    H. D. E.,
    Respondent on Review.
    (CC 19CR07787) (CA A171975) (SC S068885)
    522 P3d 829
    Defendant was convicted of Initiating a False Report, ORS 162.375, based
    on evidence that she had contacted the police to report another person’s crim-
    inal conduct and that much—but not all—of what she reported was false. On
    appeal, she argued that she was entitled to a judgment of acquittal because
    there was no evidence that her false statements to the police had resulted in
    any greater expenditure of police resources than would have resulted if she had
    excluded those false statements from her report. The Court of Appeals agreed
    and reversed defendant’s conviction: It concluded that, when a person’s report to
    the police contains both true and false statements, the person can be convicted of
    initiating a false report under ORS 162.375 only if the state proves that the false
    statements resulted in an expenditure of investigatory resources beyond that
    which would have resulted based on the true statements alone—and because the
    record was silent on that point, defendant was entitled to a judgment of acquittal.
    The state sought review, arguing that any true statements defendant had made
    were irrelevant and that her false statements constituted a “false report” in their
    own right because they informed the police of a current crime or emergency to
    which the police were likely to respond. Held: The state was not required to prove
    that defendant’s false allegations caused law enforcement to devote greater or
    different resources to the investigation of defendant’s report than it would have
    devoted had she only made the true allegations, and the trial court did not err in
    denying defendant’s motion for judgment of acquittal.
    The decision of the Court of Appeals is reversed, and the case is remanded to
    the Court of Appeals for further proceedings.
    En Banc
    On review from the Court of Appeals.*
    Stacy M. Chaffin, Assistant Attorney General, Salem,
    argued the cause and filed the briefs for petitioner on
    review. Also on the briefs were Ellen F. Rosenblum, Attorney
    General, and Benjamin Gutman, Solicitor General.
    ______________
    * Appeal from Umatilla County Circuit Court, Jon S. Lieuallen, Judge. 
    313 Or App 356
    , 493 P3d 1123 (2021).
    580                                        State v. H. D. E.
    Peter G. Klym, Deputy Public Defender, Office of Public
    Defense Services, Salem, argued the cause and filed the
    brief for respondent on review. Also on the brief was Ernest
    G. Lannet, Chief Defender.
    DeHOOG, J.
    The decision of the Court of Appeals is reversed, and
    the case is remanded to the Court of Appeals for further
    proceedings.
    Cite as 
    370 Or 579
     (2022)                                                   581
    DeHOOG, J.
    In this case, we again consider the crime of initi-
    ating a false report, an offense committed when a person
    “knowingly initiates a false alarm or report that is trans-
    mitted to a fire department, law enforcement agency or other
    organization that deals with emergencies involving danger
    to life or property.” ORS 162.375(1). The trial court convicted
    defendant of that crime based on evidence that she had trig-
    gered a police investigation by making a call and subsequent
    statements to the police that included both true and false
    allegations against another person. On appeal, defendant
    argued that the trial court should have granted her motion
    for judgment of acquittal because much of what she had
    reported to the police had been true and there was no evi-
    dence that her false statements had resulted in any greater
    expenditure of police resources than would have resulted
    had she not made them. The Court of Appeals agreed with
    defendant and reversed the judgment of conviction; the state
    now seeks review of that decision by this court. For the rea-
    sons that follow, we hold that the trial court properly denied
    the motion for judgment of acquittal and that the Court of
    Appeals therefore erred in reversing on that ground.1
    I. BACKGROUND
    Viewed in the light most favorable to the state,2 the
    facts relevant to defendant’s conviction under ORS 162.375
    are as follows. On August 27, 2018, defendant called the
    Hermiston Police Department’s nonemergency number and
    reported that an individual—a doctor—“had assaulted her
    1
    In the Court of Appeals, defendant challenged her conviction on a second
    ground—a claim of evidentiary error. Having concluded that defendant was enti-
    tled to reversal on the ground that the trial court had erred in denying defen-
    dant’s motion for judgment of acquittal, the Court of Appeals did not reach that
    second claim of error. State v. H. D. E., 
    313 Or App 356
    , 358 n 1, 493 P3d 1123
    (2021). We remand to the Court of Appeals for consideration of that second claim
    of error, as defendant has requested we do if we reverse the Court of Appeals’
    decision.
    2
    See State v. Hedgpeth, 
    365 Or 724
    , 730, 452 P3d 948 (2019) (The “standard
    for reviewing the denial of a motion for judgment of acquittal involves viewing
    the evidence in the ‘light most favorable to the state’ to determine if the ‘state
    presented sufficient evidence from which a rational trier of fact, making reason-
    able inferences,’ could find the essential elements of the crime beyond a reason-
    able doubt.” (Quoting State v. Clemente-Perez, 
    357 Or 745
    , 756, 762, 359 P3d 232
    (2015).)).
    582                                         State v. H. D. E.
    [two] children by pushing them and getting in their faces
    and yelling at them,” and that “he was verbally abusive as
    well.” She agreed to come to the police department to file
    a report. When defendant arrived about 30 minutes later,
    Officer Wallis, who had been dispatched to take her report,
    met her in the lobby. Defendant told Wallis that the doctor
    that she had identified had “assaulted” two of her children.
    She explained that she and her children had been in the
    waiting room of the doctor’s medical office, and she acknowl-
    edged that the children had been playing “a little loudly.”
    Defendant said that, as a result, the doctor had come out
    into the waiting room and gotten “inches from their face,
    * * * yell[ed] at them, [and] cuss[ed] at them”; had pushed
    her daughter’s leg “as hard as he could”; had shoved her
    son into a refrigerator that was located in the lobby; and,
    when defendant approached the doctor and berated him for
    touching her children, had gotten “an inch from her face”
    and told her that it was “his fucking office and nobody [was]
    going to tell him what to do.” Defendant told Wallis that she
    wanted the doctor to be charged with assault. When Wallis
    explained to her that unwanted touching, without physical
    injury, might be “harassment” but not assault, she asked
    him whether she needed to contact her lawyer, a comment
    that Wallis took to be a threat to sue the police department
    if he did not arrest the doctor.
    Wallis gave defendant his business card before
    going to the doctor’s office to investigate her allegations.
    There he interviewed the doctor, who acknowledged having
    confronted defendant’s children but denied having shoved
    them. While at the medical office, Wallis learned that there
    was a surveillance camera in the waiting room that likely
    would have recorded the incident reported by defendant.
    Wallis watched the videorecording, but what he saw “didn’t
    seem to * * * match * * * [defendant’s] statements[.]”
    The next day, defendant telephoned Wallis to tell
    him that, the night before, she had taken her son to the
    emergency room (ER) after he complained that his head
    hurt. She told Wallis that her son had been diagnosed with
    injuries—a contusion and a possible concussion—which, she
    insisted, had resulted from the doctor’s assault. Wallis met
    with defendant and her son so that he could examine the
    Cite as 
    370 Or 579
     (2022)                                                 583
    child’s head injury. Although defendant pointed at an area
    on her son’s head as a purported site of injury, Wallis was
    unable to see any bruising, swelling or redness there, and no
    such evidence of injury appears in photographs that Wallis
    took at the time.
    Several months later, the doctor received a letter
    from defendant stating that she intended to sue him for
    $864,000 in damages over the waiting-room incident and
    noting that the incident, along with the ER visit, had been
    reported to the police. Defendant indicated in the letter that
    she was “willing to settle out of court.”
    II. PROCEDURAL HISTORY
    The state charged defendant with two counts of ini-
    tiating a false report, ORS 162.375.3 The state eventually
    dismissed the second count, which related to defendant’s
    contacts with Wallis the day after the alleged incident.
    Defendant tried the first count—which related to her initial
    call to the police department and contacts with Wallis on
    the day of the alleged incident—to the court. At trial, the
    state presented testimony from both the doctor and Wallis.
    The doctor acknowledged having scolded the children and
    having inadvertently touched the boy’s leg as he bent down
    to pick up a toy, but he denied having pushed either child.
    Wallis testified regarding his own interactions with defen-
    dant as described above. The state also introduced the video-
    recording of the incident, which the trial court viewed.
    At the conclusion of the state’s case-in-chief, defen-
    dant moved for judgment of acquittal. Defendant argued
    that, in her report to the police, she had accurately described
    conduct by the doctor that would, at a minimum, have con-
    stituted the crime of harassment. In defendant’s view, even
    if her report of an assault by the doctor had been false, add-
    ing those false allegations to an otherwise truthful report
    of the crime of harassment would not constitute initiating a
    3
    ORS 162.375(1) provides:
    “A person commits the crime of initiating a false report if the person know-
    ingly initiates a false alarm or report that is transmitted to a fire depart-
    ment, law enforcement agency or other organization that deals with emer-
    gencies involving danger to life or property.”
    584                                                        State v. H. D. E.
    false report within the meaning of ORS 162.375. The trial
    court denied defendant’s motion with little explanation. At
    the conclusion of trial, the court found defendant guilty, dis-
    cussing that decision at greater length and explaining that
    its verdict was based solely and specifically on defendant’s
    assertion that the doctor had “assault[ed]” her children.4
    Defendant appealed, arguing that the trial court
    had erred in denying her motion for judgment of acquittal.
    Relying on our decision in State v. Branch, 
    362 Or 351
    , 408
    P3d 1035 (2018), she argued that she could not be guilty
    of initiating a false report, because, as the trial court had
    purportedly found, she had truthfully reported conduct that
    constituted the crime of harassment, and her additional
    false statements about assaultive conduct had not alleged
    “circumstances to which the law enforcement agency [was]
    reasonably likely to respond as a current separate crime or
    emergency in itself.” Branch, 362 Or at 368 (emphasis added).
    The state responded that defendant had reported
    two kinds of conduct by the doctor—yelling and forcible
    shoving—and contended that her report of forcible shov-
    ing qualified as a false report in its own right because it
    informed the police of a current crime or emergency to which
    the police were likely to respond.
    Like defendant, the Court of Appeals in this case
    focused on Branch. Based on our interpretation of ORS
    162.375 in that case, the Court of Appeals observed that,
    “when a criminal investigation is already underway, a per-
    son does not violate ORS 162.375 ‘by falsely confirming or
    denying knowledge of a report or alarm that already is under
    investigation, or by falsely conveying information about cir-
    cumstances to which the agency would be unlikely to devote
    resources, except for whatever relevance the information
    4
    Defendant contends that, by limiting its verdict to the allegations of
    assault, the trial court implicitly found that she had truthfully reported con-
    duct constituting the crime of harassment and that the police would likely have
    investigated that allegation even if she had not also alleged assaultive conduct.
    The state implicitly agrees with that characterization of the court’s decision. In
    our view, however, the court may simply have assumed without deciding that
    defendant’s allegations stated the crime of harassment. Because it is not material
    to our analysis, we similarly accept for purposes of discussion that view of the
    court’s decision, but we do not address the legal merit of any such ruling.
    Cite as 
    370 Or 579
     (2022)                                      585
    may have to an existing criminal investigation.’ ” State v.
    H. D. E., 
    313 Or App 356
    , 360, 493 P3d 1123 (2021) (quoting
    Branch, 362 Or at 362). Given that understanding of Branch,
    the Court of Appeals then derived the following corollary:
    “[W]hen a criminal investigation is not yet underway at the
    time of a report containing both true and false statements,
    to prove that a defendant initiated a false report through
    the inclusion of the false statements, the state must prove
    either that (1) the false statements resulted in an expen-
    diture of investigatory resources beyond that which would
    have resulted based on the true statements alone; or (2) if no
    investigation occurs, that the false statements would have
    ‘start[ed] the ball rolling’ on an expenditure of resources
    beyond that which would have been triggered by the true
    statements alone.”
    H. D. E., 
    313 Or App at 360-61
     (second brackets in H. D. E.;
    emphasis added). Applying that rule, the court held that
    defendant could not be convicted of initiating a false report
    unless her false statements regarding an assault had trig-
    gered an expenditure of law enforcement resources beyond
    those triggered by her truthful report of harassment. 
    Id. at 362
    . Because the record was silent on that issue, the Court
    of Appeals concluded that no rational trier of fact could find
    “that defendant’s false statements on their own resulted in a
    law enforcement response different in scope from that which
    would have resulted from the true statements on their own,”
    meaning that she was entitled to a judgment of acquittal.
    
    Id.
    III.   THE PARTIES’ ARGUMENTS
    On review, the state contends that neither the text
    nor context of ORS 162.375 supports the Court of Appeals’
    interpretation of that statute. The state further argues that,
    by requiring the state to prove an unnecessary expenditure
    of police resources under the circumstances of defendant’s
    case, the Court of Appeals has effectively adopted an addi-
    tional element that is not found in the statutory definition
    of initiating a false report and was not contemplated by the
    legislature in enacting ORS 162.375. In the state’s view, that
    statute requires proof of only the following express elements:
    Defendant (1) “knowingly” (2) “initiate[d]” (3) a “false alarm
    586                                           State v. H. D. E.
    or report” that (4) was “transmitted” to (5) an “organization
    that deals with emergencies involving danger to life or prop-
    erty.” Here, the state contends, those elements were satisfied
    when defendant falsely reported to the police that the doctor
    had assaulted her children. The state further argues that,
    to the extent that defendant’s report happened to include
    truthful allegations of harassment, that is immaterial to
    whether defendant’s false allegations of assault constituted
    a “false * * * report” within the meaning of the statute.
    Defendant disputes the state’s assertion that the
    Court of Appeals’ decision effectively requires proof of a
    new element. According to defendant, that opinion merely
    explains how an established element—the requirement of
    a “false * * * report”—can or cannot be proved under vari-
    ous circumstances. Defendant contends that, because ORS
    162.375 is solely directed at the waste or misdirection of
    police and emergency resources caused by false alarms and
    reports, a “mixed” report including both true and false alle-
    gations is not a “false * * * report” unless the false allega-
    tions themselves would trigger such waste or misdirection,
    which, in this case, would mean an expenditure of police
    resources different from, or greater than, the expenditure of
    resources likely to have resulted from defendant’s truthful
    allegations alone. Defendant argues that, because her true
    and false allegations described offenses having common ele-
    ments or encompassing similar conduct—meaning, in her
    view, that any police response would likely have been the
    same with or without the false allegations—her statements
    to the police did not satisfy the requirement of a “false * * *
    report.”
    IV. ANALYSIS
    The parties’ dispute raises a question of statutory
    interpretation: Can a false allegation of a crime that is trans-
    mitted to the police constitute a “false * * * report” under
    ORS 162.375 if it is accompanied by the truthful allegation
    of another crime that is itself likely to trigger a similar
    expenditure of police resources? To answer that question,
    we apply our standard methodology, examining the statu-
    tory text in context, together with any helpful legislative
    history, and considering any applicable maxims of statutory
    Cite as 
    370 Or 579
     (2022)                                                        587
    interpretation if the statute’s meaning remains ambiguous
    following that inquiry. State v. Gaines, 
    346 Or 160
    , 171-72,
    206 P3d 1042 (2009).
    A.    Text and Context
    For purposes of that analysis, we begin with the
    disputed text: “false report.” That term, or more accurately,
    the phrase “false alarm or report,”5 is found within the first
    subsection of ORS 162.375, which defines the crime of “initi-
    ating a false report” as follows:
    “A person commits the crime of initiating a false report
    if the person knowingly initiates a false alarm or report
    that is transmitted to a fire department, law enforcement
    agency or other organization that deals with emergencies
    involving danger to life or property.”
    ORS 162.375(1). The term “false report” itself provides lit-
    tle guidance. It informs us that, to be prohibited, a convey-
    ance must in some way be “false,” but it does not indicate
    whether a false allegation of crime that is accompanied by
    a truthful allegation of another crime may nonetheless be
    a “false report.” Certainly, however, the ordinary meanings
    of the words “false” and “report” do not readily convey that
    only a report that results in an unnecessary expenditure
    of resources can qualify as a “false report,” as defendant
    contends.6
    Turning to the statutory context, the parties appear
    to agree that the text immediately following the “false report”
    5
    Although the statutory element found in ORS 162.375 is a “false alarm or
    report,” for convenience—and because only a “report” is at issue in this case—we
    use the shortened term “false report” throughout the remainder of this opinion.
    6
    In Branch, we described the ordinary meaning of the word “report” in the
    following terms:
    “Dictionary definitions of the noun ‘report’ vary from the very casual (‘com-
    mon talk’ and ‘rumor’) to somewhat formal (‘something that gives informa-
    tion : a usu[ally] detailed account or statement * * *’) to formal (‘a usu[ally]
    formal account of the results of an investigation given by a person or group
    authorized or delegated to make the investigation’). * * * All of the definitions,
    however, describe a communication of information.”
    362 Or at 358 (Quoting Webster’s Third New Int’l Dictionary 1925 (unabridged ed
    2002) (brackets in Branch).). In addition, “false” is defined, in relevant part, as
    meaning “not corresponding to truth or reality” and, alternatively, “intentionally
    untrue.” Webster’s at 819.
    588                                            State v. H. D. E.
    reference provides at least some guidance as to that term’s
    intended meaning. Both parties acknowledge our observa-
    tion in Branch that the word “report” draws meaning from
    that context, which indicates that a “report” is a communi-
    cation that informs a fire, police, or other emergency organi-
    zation of a situation to which the organization would likely
    respond with an expenditure of resources. Branch, 362 Or at
    361.
    Defendant also relies on the broader context of ORS
    162.375. She points first to the statute’s penalty provisions,
    which, at subsection (3), provide:
    “(a) The court shall include in the sentence of any per-
    son convicted under [ORS 162.375] a requirement that the
    person repay the costs incurred in responding to and inves-
    tigating the false report.
    “(b) If the response to the false report involved the
    deployment of a law enforcement special weapons and tac-
    tics (SWAT) team or a similar law enforcement group, the
    court shall impose, and may not suspend, a term of incar-
    ceration of:
    “(A)   At least 10 days.
    “(B) At least 30 days if the deployment resulted in
    death or serious physical injury to another person.”
    ORS 162.375(3). Defendant contends that those penalty
    provisions suggest that a “false report” is one that would
    result in the needless or wasted expenditure of emer-
    gency resources, with the assumption being that resources
    expended in response to any true allegations of crime would
    not be wasted. Defendant notes that the entire subsection
    ties the penalties for initiating a false report to actual and
    needless expenditures by requiring, first, that persons con-
    victed of the crime repay the organization’s actual costs in
    responding, ORS 162.375(3)(a), and, second, that persons
    whose false reports cause certain kinds of resources to be
    deployed serve time in jail, ORS 162.375(3)(b). Defendant
    also reasons that, insofar as paragraph (3)(a) is phrased
    in terms of repaying “the costs” (as opposed to “any costs”)
    incurred in responding to a false report, that provision nec-
    essarily assumes that a person convicted of that offense will
    have caused an unnecessary expenditure of resources in
    Cite as 
    370 Or 579
     (2022)                                                     589
    response to the false report. (Emphasis added.) Defendant
    contends that the penalty provisions therefore indicate
    that the “false reports” that are subject to ORS 162.375(1)
    are reports that result in the unnecessary expenditures of
    emergency resources.
    We disagree. As the state observes, the fact that
    the statute’s penalty provisions expressly contemplate the
    amount and type of resources that are expended in response
    to a “false report” does not make those expenditures an
    aspect of the “false report” itself, nor does it make them a
    required element of the crime of initiating a false report.
    At most, the penalty provisions can be viewed as reflecting
    a general legislative concern with preserving emergency
    resources, which is something that no one disputes.
    The parties also point to various other statutes
    that criminalize false statements, each contending that
    those statutes provide supportive context for their respec-
    tive views. Defendant echoes our observation in Branch, 362
    Or at 360, that a comparison of ORS 162.375 with various
    “perjury-type” statutes—which have the potential to crim-
    inalize almost any materially false statement made under
    oath or subject to some formal process—suggests that a
    “false report” for purposes of ORS 162.375(1) requires more
    than just a false statement. But while that might be true,
    it does little to advance defendant’s assertion that a “false
    report” is necessarily one that results in wasted resources.7
    The state, on the other hand, points out two specific and
    related “perjury-type” statutes—ORS 162.065 and ORS
    162.075—and argues that, insofar as they both criminal-
    ize the making of “a [singular] false sworn statement,” they
    imply that a single false statement “may constitute a crime
    even when accompanied by other[,] true statements.” But,
    even accepting the state’s premise as to how those other
    statutes work, it is difficult to see what bearing that point
    might have on the meaning of “report” under ORS 162.375(1),
    7
    Because it is undisputed that a police investigation took place in defen-
    dant’s case, we, like the parties, focus on the first prong of the Court of Appeals’
    rule. See H. D. E., 
    313 Or App at 360-62
     (where an investigation occurs, the state
    must prove that “the false statements resulted in an expenditure of investigatory
    resources beyond that which would have resulted based on the true statements
    alone”).
    590                                                        State v. H. D. E.
    which, on its face, may contemplate a single statement or, as
    the state’s prosecution theory in this case suggests, multiple
    statements, some of which are true, but at least one of which
    is false.
    We, like the Court of Appeals, find that our opin-
    ion in Branch significantly informs our construction of ORS
    162.375(1). See State v. McAnulty, 
    356 Or 432
    , 441, 338 P3d
    653 (2014), cert den, 
    577 US 829
     (2015) (when examining
    the text in context, “[w]e also consider this court’s prior con-
    struction of the statutes at issue”); State v. Cloutier, 
    351 Or 68
    , 100, 261 P3d 1234 (2011) (“Our analysis of [the statute]
    is also informed by this court’s prior construction of that
    statute or its predecessors.”).8 In Branch, the defendant
    had been involved in a car accident and had left the scene
    without performing his statutory duties to the other driver.
    Officers who arrived at the scene obtained information that
    enabled them to identify the defendant, and one of the offi-
    cers went to the defendant’s home to question him about
    his involvement. When asked why he had left the scene
    without exchanging information with the other driver, the
    defendant told the officer that the other driver had pointed
    a gun at him. The officer relayed that statement to another
    officer who had remained at the scene, who proceeded to
    investigate the reported use of a gun as a potential crime.
    After questioning the other driver and searching for a gun,
    that officer concluded that the defendant’s story about the
    other driver had been false. As a result, the defendant was
    charged with and convicted of initiating a false report, ORS
    162.375. 362 Or at 353-54. He appealed and later sought
    review by this court, arguing that, because he had made the
    false statements about the other driver in response to police
    questioning, he had not “initiate[d]” a false report within the
    meaning of that crime’s statutory definition. Id. at 355-56.
    In our decision, we proceeded to construe the
    phrase “initiates a false alarm or report” in ORS 162.375(1).
    We first determined that the legislature had intended the
    8
    Although in Branch we construed the meaning of the phrase “initiates a
    false alarm or report” rather than just the term “false * * * report,” we consider
    that case relevant to our interpretation here, because it construed the phrase
    as a whole while contemplating the specific meanings of its constituent terms,
    including “report.”
    Cite as 
    370 Or 579
     (2022)                                                    591
    word “initiates” to have its ordinary meaning—“to mark the
    beginning of”—but that that determination did not resolve
    the issue. Id. at 357. We then turned to “report” and, based
    on that term’s immediate context, inferred that it
    “refer[s] to a communication that informs a law enforce-
    ment agency or other emergency organization that a sit-
    uation exists of a type to which the organization would
    respond with an expenditure of resources.”
    Id. at 361. We then relied on that understanding of “report”
    in our preliminary construction of the phrase “initiates a
    false alarm or report.” We explained:
    “Text and context suggest that a person ‘initiates a false
    alarm or report’ if the person’s communication ‘begin[s]’
    or ‘mark[s] the beginning of’ informing the organization
    about the circumstances that are the subject of the report.
    In the context of questioning initiated by law enforcement,
    that suggested meaning includes, at a minimum, falsely
    reporting new circumstances to which the law enforcement
    agency is reasonably likely to respond as a separate, ongo-
    ing crime or emergency. Conversely, the text and context
    suggest that a person does not violate ORS 162.375 during
    law enforcement questioning by falsely confirming or deny-
    ing knowledge of a report or alarm that already is under
    investigation, or by falsely conveying information about cir-
    cumstances to which the agency would be unlikely to devote
    resources, except for whatever relevance the information may
    have to an existing criminal investigation (i.e., by making a
    false statement that is not a ‘report’).”
    Id. at 362 (brackets in original; emphases added).9
    Defendant understands the foregoing interpreta-
    tion of ORS 162.375, and particularly the emphasized por-
    tion of the last sentence, to mean that a false report is one
    9
    After ascertaining that the legislative history of ORS 162.375 confirmed
    that meaning, we restated the rule more succinctly:
    “[A]t a minimum, in the context of questioning initiated by law enforcement, a
    person ‘initiates a false alarm or report’ within the meaning of ORS 162.375,
    if the person falsely alleges new circumstances to which the law enforcement
    agency is reasonably likely to respond as a current separate crime or emer-
    gency in itself, not merely because the false information is relevant to the
    crimes or emergency about which the person is being questioned.”
    Id. at 368.
    592                                                         State v. H. D. E.
    that would result in an agency expending resources that it
    would not otherwise have expended. Thus, in defendant’s
    view,
    “* * * [A] report or alarm is only false for purposes of the
    statute if it would result in wasted or needless expenditure
    of responsive resources. Any false statements made during
    the report that do not independently give rise to wasted
    resources, do not constitute a new ‘false alarm or report’
    because those statements did not ‘get the ball rolling’ on a
    misguided investigation. It is not a new criminal matter.
    Instead, the ball is rolling in the appropriate directi[on],
    investigating true allegations. If there are no false alle-
    gations that waste emergency resources, there is no ‘false
    alarm or report’ under ORS 162.375.”
    Defendant’s reading of Branch is flawed. True, as
    defendant emphasizes, we stated there that a person does
    not violate ORS 162.375 by falsely communicating “circum-
    stances to which the agency would be unlikely to devote
    resources” except for their relevance to an existing investi-
    gation. 362 Or at 362. In so stating, however, we were con-
    trasting such statements with those that “falsely report[ed]
    new circumstances to which the law enforcement agency is
    reasonably likely to respond as a separate, ongoing crime
    or emergency[,]” id. (emphases added), which presumably
    could violate the statute. Nothing in Branch suggests that
    the analysis turns on whether a person’s false statements
    resulted in a particular type or degree of investigation.
    Rather, it turns on whether the false statements relate to
    “new” crimes or emergencies, as opposed to being relevant
    only to crimes or emergencies that are already under inves-
    tigation, because only then could the person have “initi-
    ate[d]” anything.10
    Thus, to the extent that Branch informs our deci-
    sion here, it tends to support the state’s position. Although
    Branch did not involve a combination of true and false
    statements made in a single communication—or by the
    same person—that decision nevertheless suggests that,
    10
    Here it is undisputed that, prior to defendant’s first call to the Hermiston
    Police Department, there was no ongoing investigation concerning these
    circumstances.
    Cite as 
    370 Or 579
     (2022)                                  593
    in determining whether a person has initiated a “false
    report” for purposes of ORS 162.375(1), the relevant inquiry
    is whether the person has made one or more statements
    informing an emergency organization of a “crime,” “emer-
    gency,” or other “circumstance[ ]” to which the organization
    was likely to devote resources. Branch is therefore in accord
    with the state’s contention that, if a person’s false statement
    about a criminal episode would inform a law enforcement
    agency about a crime to which it would likely respond with
    an expenditure of resources, that statement may constitute
    a “false report” even if accompanied by truthful statements
    about the same event.
    Moreover, our various articulations of the holding
    in Branch suggest that, if false statements are sufficient
    to allege “new,” distinct crimes, they may qualify as “false
    report[s]” even if they also happen to be relevant to ongoing
    investigations. See Branch, 362 Or at 361 (stating that “false
    report” would not encompass “a statement that merely con-
    veys information to which the agency would respond only
    because the information is relevant to an existing report or
    alarm” (emphasis added)); see also id. at 362 (a person does
    not violate ORS 162.375 “by falsely conveying information
    about circumstances to which the agency would be unlikely
    to devote resources, except for whatever relevance the infor-
    mation may have to an existing criminal investigation”
    (emphasis added)); id. at 368 (person initiates false report “if
    the person falsely alleges new circumstances to which the
    law enforcement agency is reasonably likely to respond as
    a current separate crime or emergency in itself, not merely
    because the false information is relevant to the crimes or
    emergency about which the person is being questioned”
    (emphasis added)). Thus, although Branch is, as defendant
    contends, instructive, the quoted pronouncements tend to
    undermine her assertion that, when a person concurrently
    conveys both true and false allegations comprising legally
    distinct but overlapping crimes, the false allegations qual-
    ify as a “false report” only if it leads to an “unnecessary”
    expenditure of resources. Under those circumstances, the
    logical police response would be to investigate the false
    statements both for their relevance to the separately (but
    falsely) alleged crime of assault and “for whatever relevance
    594                                          State v. H. D. E.
    the information may have to an existing criminal investiga-
    tion,” Branch, 362 Or at 362, not solely for its relevance to
    the existing investigation.
    Finally, defendant’s theory—premised as it is on a
    purported lack of evidence at trial that her false allegations
    led to an additional expenditure of resources—cannot easily
    be squared with Branch’s observation that it does not appear
    that “an actual response by the organization is an element of
    the crime” of initiating a false report. 362 Or at 359 n 4. The
    Court of Appeals may have sought to avoid that incongruity
    by stating an alternative rule, one that would allow for a
    conviction even “if no investigation occurs, * * * [so long as]
    the false statements would have ‘start[ed] the ball rolling’ on
    an expenditure of resources beyond that which would have
    been triggered by the true statements alone,” 
    313 Or App at 361
    . However, the overall effect of the Court of Appeals’ rule
    is to require—at least in cases where an investigation does
    occur—an inquiry into any actual expenditure of resources,
    a factual inquiry of the sort typically associated with estab-
    lishing the elements of a crime.
    Ultimately, Branch does not support the interpre-
    tation of ORS 162.375(1) that defendant advances and that
    the Court of Appeals effectively adopted in its decision.
    Rather, Branch tends to support the state’s contention that,
    for purposes of that statute, a “false report” may be a false
    allegation of criminal conduct made alongside a truthful
    allegation of a different crime, so long as the false state-
    ment is one to which law enforcement is reasonably likely to
    devote resources. Thus, preliminarily, at least, the statute
    appears to support the state’s theory of prosecution in this
    case.
    B. Legislative History of ORS 162.375(1)
    For further guidance, we turn to the legislative his-
    tory of ORS 162.375(1), which defines the offense of “initi-
    ating a false report.” Before addressing the parties’ specific
    arguments regarding that history, we briefly discuss the
    provision’s path to enactment.
    ORS 162.375(1) was part of the 1971 Legislative
    Assembly’s enactment of the revised Criminal Code, which
    Cite as 
    370 Or 579
     (2022)                                                 595
    had been drafted, at its request, by the Oregon Criminal Law
    Revision Commission.11 Subcommittee 2 of that commission,
    which had been assigned the task of drafting definitions for
    “Perjury and Related Offenses,” drafted the provision that
    later became ORS 162.375(1). The initial draft before the
    subcommittee designated the crime as “Rendering a False
    Report.” Preliminary Draft No. 1, Criminal Law Revision
    Commission, Subcommittee 2, Article 22, section 11 (May
    1969) at 50.
    Donald Paillette, the director of the revision proj-
    ect, proposed the specific language that, with certain minor
    changes discussed below, the legislature ultimately enacted.
    Paillette’s draft provided:
    “A person commits the crime of rendering a false report if
    he knowingly causes a false alarm or report to be transmit-
    ted to a fire department, law enforcement agency, or other
    organization that deals with emergencies involving danger
    to life or property.”
    Minutes, Criminal Law Revision Commission, Subcommittee 2,
    Sept 16, 1969, 17-18. The subcommittee agreed to that
    wording. However, one member of the subcommittee,
    Representative Haas, expressed reservations that the word-
    ing could make any oral statement to a police officer—even
    one solicited by the officer—subject to prosecution. That, in
    his view, meant that “every time you talk to a police officer,
    you would, in essence, be testifying under oath, subject to
    the penalties of being prosecuted for your statement if it is
    in error.” Id. at 18 (statement of Rep Harl Haas).
    Paillette observed that the proposed statute was
    intended “to protect [against] the excessive use or the need-
    less use of public emergency equipment[.]” Tape Recording,
    Criminal Law Revision Commission, Subcommittee 2, Sept 16,
    1969, Tape 81, Side 2. Another member of the subcommittee
    shared a similar understanding of the new draft:
    “[T]hat says the same thing, the waste of governmental
    resources, in other words if you’re sending the police off on
    11
    This court considers the commentaries produced by the commission and its
    subcommittees as part of the Criminal Code’s legislative history. Gaines, 
    346 Or at 178
    .
    596                                            State v. H. D. E.
    a wild goose chase by giving them false information and
    wasting a lot of money and time.”
    
    Id.
     (statement of Thomas O’Dell).
    Exploring the scope of the proposed law further,
    Representative Haas described a hypothetical situation
    in which an officer investigating a crime takes a witness’s
    statement, which turns out to be false. He asked whether
    that witness could be prosecuted, comparing that situation
    to “a false police report” and giving, as an example, an indi-
    vidual who “went down and filed a false report that he had
    been kidnapped.” He observed, “[T]hat’s what we’re talking
    about—initiating the wheels of law enforcement to go into
    action on an assertion that [he had] made, as opposed to just
    a false verbal statement to a police officer.” 
    Id.
     (statement of
    Rep Harl Haas).
    A third subcommittee member suggested that the
    statute could be limited to address the first member’s con-
    cerns regarding police-initiated questioning by requiring
    that the person “initiate” (rather than “render[ ]”) a false
    alarm or report. 
    Id.
     (statement of Rep Wallace Carson).
    Upon agreeing to that proposal, the subcommittee first
    voted to amend the most recent draft by using “initiate” in
    place of “cause” and “render[ ],” and then adopted the draft
    as amended, resulting in the wording that is now codified at
    ORS 162.375(1).
    The subcommittee’s draft of the “Perjury and
    Related Offenses” article was considered by the full commis-
    sion in November of 1969. There was little substantive dis-
    cussion of the crime now designated as “Initiating a False
    Report.” Minutes, Criminal Law Revision Commission,
    Nov 7, 1969, 11-12. When the Commission transmitted its
    proposed draft to the Legislative Assembly, the commentary
    that accompanied it described the drafters’ intent in the fol-
    lowing terms:
    “Criminal statutes dealing with false fire alarms are found
    in nearly all American jurisdictions. The rationale support-
    ing criminal liability is based upon the waste of govern-
    ment resources involved and the creation of circumstances
    where personnel and equipment are made unavailable to
    deal with legitimate emergencies. Section 212 is intended
    Cite as 
    370 Or 579
     (2022)                                  597
    to reach fire and police departments, and all other orga-
    nizations, public or private, that respond to emergency
    alarms involving danger to life or property. The section
    applies whether the false alarm was directly or indirectly
    caused to be transmitted. Criminal liability should not be
    dependent on whether the person acted himself or caused
    another to act for him.”
    Commentary to Criminal Law Revision Commission Proposed
    Oregon Criminal Code, Final Draft and Report § 212, 208-
    09 (July 1970).
    Returning to the parties’ arguments, defendant
    emphasizes the legislature’s narrow purpose in enacting
    ORS 162.375(1), highlighting that several of its drafters
    expressly indicated the desire to curb the “needless use”
    or “waste” of “emergency” or “government” resources. See,
    e.g., 370 Or at 595 (comments of Paillette and subcommit-
    tee member). Defendant also notes the concern—which the
    subcommittee discussed at some length—that the statute
    as initially drafted might be broad enough to ensnare wit-
    nesses who, perhaps inadvertently, respond with less-than-
    perfect accuracy to police-initiated questioning. Defendant
    specifically highlights one member’s assertion that the
    statute should only apply when “a person files a report of
    a crime, thereby initiating the wheels of law enforcement
    to go into action on an assertion that [the person] made.”
    Audio Recording, Criminal Law Revision Commission,
    Subcommittee 2, Sept 16, 1969, Tape 81, Side 2 (statement
    of Rep Harl Haas).
    For its part, the state agrees with defendant’s
    view of the legislature’s purpose in enacting that statute;
    the state argues, however, that the legislative history that
    defendant recounts also shows that the drafters did not, in
    fact, intend to limit the scope of the statute as defendant
    contends they did. Among other things, the state points to
    the subcommittee’s discussion of a hypothetical involving
    “one kid” who calls the police to report a fictitious crime and
    the perpetrator’s route, and a “second kid” who follows that
    with a call, stating, “No, that first one’s wrong, it’s going
    in the other direction.” Although one subcommittee member
    had suggested that the draft statute would “let the second
    guy off,” other members responded, “no,” because the second
    598                                          State v. H. D. E.
    kid would have “initiated the second one.” Id. (comments by
    Rep Wallace Carson and Rep Harl Haas). In the state’s view,
    that exchange shows that the drafters of ORS 162.375(1)
    intended to criminalize the diverting of law-enforcement
    resources with false allegations of crime, even if the false
    allegations themselves would not independently trigger an
    expenditure of resources.
    Based on our own review of the legislative history
    of ORS 162.375, we agree with defendant that it demon-
    strates the legislature’s general goal of conserving emer-
    gency resources for their intended purposes. We also agree
    that it reflects that the drafters of the new statute sought
    to limit its scope to what was necessary to achieve its pur-
    pose, namely, to curb “the excessive use or the needless use
    of public emergency” resources, which, they understood,
    might not require “going any further than * * * anybody who
    causes the initial report to issue.” Id. (comments of Donald
    Paillette and subcommittee member); see also id. (comment
    of Thomas O’Dell suggesting that proposed language might
    already encompass that limitation).
    But contrary to defendant’s assertion, nothing about
    the legislature’s overall objective in enacting ORS 162.375,
    nor its desire to limit its coverage so as to reach only con-
    duct that implicated the drafters’ resource-related concerns,
    necessarily suggests an intention to penalize false reporting
    only if it is unaccompanied by truthful reporting likely to
    trigger its own response. The legislative history of that stat-
    ute therefore does not foreclose the possibility that the leg-
    islature intended that it reach conduct such as defendant’s
    report in this case.
    C. Synthesis
    We return to the interpretive issue at the core of
    this case: whether, when a person transmits both true and
    false allegations of crime to a law-enforcement agency and
    the agency responds by expending resources, the state must
    prove that the person’s false allegations triggered a greater
    or different expenditure of resources than the truthful state-
    ments would have triggered on their own. In addressing that
    issue, we note that it is unnecessary for us to conclusively
    decide whether, as the state appears to argue, a person can
    Cite as 
    370 Or 579
     (2022)                                599
    be convicted under ORS 162.375 anytime the person makes
    a false statement as part of a report that is otherwise true,
    though our above discussion suggests otherwise. But as to
    the specific issue before us, we conclude that the state was
    not required to prove that defendant’s false allegations of
    assault caused law enforcement to devote greater or dif-
    ferent resources to the investigation of defendant’s report
    than it would have devoted had she only made the true alle-
    gations. Accordingly, the trial court did not err in denying
    defendant’s motion for judgment of acquittal, and the Court
    of Appeals erred in concluding otherwise.
    In reaching that conclusion, we first note that the
    statutory text of ORS 162.375(1) lends little or no support to
    defendant’s position. As discussed above, the ordinary mean-
    ings of the words “false” and “report” do not convey that the
    truth or falsity of a person’s allegations must be considered
    as a whole, as opposed to looking at whether the person’s
    false allegations themselves constitute a false report. Nor
    do those terms, at least not in isolation, support the notion
    that only a “report” shown to have resulted in wasted gov-
    ernmental resources can constitute a “false report.” In the
    absence of other indications that the legislature intended
    to establish such a requirement, we would be reluctant to
    recognize that requirement here.
    One reason for that reluctance is that, under ORS
    174.010, a court is not, when construing a statute, “to
    insert what has been omitted.” And as the state observes,
    the text of ORS 162.375(1) makes no reference to wasted
    resources, a consideration that defendant (and the Court of
    Appeals) would add to the statute. Another reason is that,
    although defendant says that she is not adding an element
    to the offense of initiating a false report, her arguments
    suggest otherwise, which arguably places her at odds with
    our observation in Branch that it does not appear that “an
    actual response by the organization is an element of [that]
    crime.” 361 Or at 359 n 4. That is, defendant’s argument
    seems to be that—as the Court of Appeals effectively held,
    see H. D. E., 313 Or App at 362—to prove the “false report”
    element of ORS 162.375, the prosecution must produce evi-
    dence that a person’s report resulted (or, where no investi-
    gation occurred, was at least likely to have resulted) in a
    600                                           State v. H. D. E.
    wasteful expenditure of government resources. Because the
    premise of that argument is that the state failed to prove a
    required fact, defendant effectively contends that the state
    has not established an essential element of initiating a false
    report. See Black’s Law Dictionary (11th ed 2019) (defining
    “elements of crime” as “[t]he constituent parts of a crime * * *
    that the prosecution must prove to sustain a conviction”).
    Ultimately, we find our discussion of ORS 162.375(1)
    in Branch to provide the best guidance as to its application
    here. And contrary to defendant’s view, her false allega-
    tions that the doctor had assaulted her children were not
    the sort of statements that Branch indicates would not con-
    stitute false reports. Defendant falsely accused the doctor
    of the crime of assault, and she has never contended that
    the police would have been unlikely to respond to such an
    allegation with an expenditure of resources. Thus, her alle-
    gation of assault to the Hermiston police was indisputably
    “a communication that inform[ed] a law enforcement agency
    or other emergency organization that a situation exists of
    a type to which the organization would respond with an
    expenditure of resources.” Branch, 362 Or at 361. Moreover,
    at the time that she made it, that allegation identified “new
    circumstances to which the law enforcement agency [was]
    reasonably likely to respond as a separate, ongoing crime or
    emergency.” Id. at 362. That is, although defendant simul-
    taneously reported that the doctor had harassed her chil-
    dren and assaulted them, there was no existing criminal
    investigation when she first told the police about the pur-
    ported assaults. Finally, because defendant falsely accused
    the doctor of the crime of assault as distinct from the crime
    of harassment, she did not merely provide additional details
    about a separate matter under investigation—she did not
    merely “falsely convey[ ] information about circumstances
    to which the agency would be unlikely to devote resources,
    except for whatever relevance the information may have to
    an existing criminal investigation.” Id. Rather, defendant
    falsely conveyed information regarding a crime that the
    police were likely to investigate in its own right.
    Lastly, even though the legislative history of ORS
    162.375(1) supports defendant’s contention that the drafters
    of the statute were exclusively concerned with the waste
    Cite as 
    370 Or 579
     (2022)                                601
    and diversion of resources—and that they intended only to
    criminalize reports that would tend to result in such waste
    and diversion—nothing about that legislative history sug-
    gests the intention to limit the statute’s coverage to circum-
    stances in which the state can establish an actual expendi-
    ture of resources (or, where no investigation has resulted, a
    nonetheless likely expenditure of resources) specifically in
    response to the false report. Consequently, we see no basis
    to engraft such a requirement here.
    Given that understanding of ORS 162.375(1) and
    the meaning of “false report,” we conclude that the trial
    court did not err by disregarding the apparently truthful
    information that defendant had reported to the police, deny-
    ing her motion for judgment of acquittal, and ultimately con-
    victing defendant of initiating a false report based solely on
    her false assertion that the doctor had assaulted her chil-
    dren. The Court of Appeals therefore erred in concluding
    otherwise.
    The decision of the Court of Appeals is reversed,
    and the case is remanded to the Court of Appeals for further
    proceedings.
    

Document Info

Docket Number: S068885

Judges: DeHoog

Filed Date: 12/22/2022

Precedential Status: Precedential

Modified Date: 10/24/2024